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HomeMy WebLinkAboutReg 2013-12-02 COMPLETE AGENDA PACKETL Tukwila City Council Agenda ❖REGULAR MEETING • Op 2 Jim .y David Haggerton, Mayor Councilmembers + Joe Duffie + Dennis Robertson Cline, CityAdministrator + Allan Ekberg + Verna Seal Hougardy, Council President + De'Sean Quinn + Kate Kruller Kathy Monday, December 2, 2013; 7:00 PM • Ord #2426 • Res #1807 1. CALL TO ORDER / PLEDGE OF ALLEGIANCE / ROLL CALL 2. SPECIAL PRESENTATION 2013 3rd Quarter Financial Report. Peggy McCarthy, Finance Director. Pg.1 3. PROCLAMATION A proclamation for Employee Learning Week. Pg.37 4. CITIZEN COMMENT At this time, you are invited to comment on items not included on this agenda (p /ease limit your comments to five minutes per citizen). To comment on an item listed on this agenda, please save your comments until the issue is presented for discussion. 5. CONSENT AGENDA a. Approval of Minutes: 11/18/13 (Regular Mtg.) b. Approval of Vouchers. c. A resolution adopting a Surface Water Comprehensive Plan. [Reviewed and forwarded to Consent by Utilities Committee on 11/18/13.] d. Authorize the Mayor to sign an amendment to lease agreement #13 -147 with Alliance One Receivables Management for use of space in the Municipal Court, in the amount of $825.00 per month paid to the City of Tukwila. [Reviewed and forwarded to Consent by Finance and Safety Committee on 11/19/13.] e. Authorize the Mayor to sign an amendment to contract #13 -042 with BERK and Associates for 2014 strategic planning in an amount not to exceed $65,000 per calendar year. [Reviewed and forwarded to Consent by Finance and Safety Committee on 11/19/13.] f. Authorize the Mayor to sign a contract on behalf of Seattle Southside Visitor Services with Miller Schmer, Inc., dba Seattle Express, for shuttle services in an amount not to exceed $120,000. (Paid from lodging taxes from " SeaTac Only" account that is funded 100 percent by SeaTac.) [Reviewed and forwarded to Consent by Finance and Safety Committee on 11/19/13.] g. Authorize the Mayor to sign an agreement with Microsoft for the City's Microsoft Enterprise software renewal in the amount of $86,750.28. [Reviewed and forwarded to Consent by Finance and Safety Committee on 11/19/13.] h. Authorize the acceptance of the State of Washington Heritage Capital Projects Fund Grant for the Duwamish Hill Preserve Phase IIB Project in the amount of $515,000. [Reviewed and forwarded to Consent by Community Affairs and Parks Committee on 11/25/13.] (Consent Agenda continued) Pg.39 Pg.47 Pg.59 Pg.75 Pg.87 Pg.111 (continued.) REGULAR MEETING Monday, December 2, 2013 Page 2 5. CONSENT AGENDA (cont) i. Tukwila Transit Center /Andover Park West Street and Water Improve- ment Projects: (1) Authorize the Mayor to sign a contract with AECOM for construction management and inspection services for the Tukwila Transit Center/ Andover Park West Street and Water Improvement Projects in the amount of $739,350.06. (2) Authorize the Mayor to sign Supplement No. 21 to contract #06 -019 with IBI Group for construction engineering support services for the Tukwila Transit Center /Andover Park West Street and Water Improvement Projects in the amount of $80,000. [Reviewed and forwarded to Consent by Transportation Committee on 11/26/13.] j. Authorize the Mayor to sign Change Order No. 1 to contract #13 -134 with King Construction relating to the 2013 Annual Sewer Repair Program in the amount of $28,825.85. [Reviewed and forwarded to Consent by the Committee of the Whole on 11/25/13.] Pg.143 Pg.149 Pg.191 Pg.203 6. UNFINISHED BUSINESS a. An ordinance amending Ordinance No. 2389, which adopted the City of Tukwila's biennial budget for the 2013 -2014 biennium, to adopt an amended mid - biennium budget. b. A resolution adopting the 2014 -2019 Financial Planning Model and the Capital Improvement Program for general government and the City's Enterprise Funds. c. A resolution updating and clarifying the non - represented employees' compensation and adopting the non - represented salary schedule and benefits summary, effective January 1, 2014. d. Authorize the adoption of Council Standard Operating Policies and Procedures No. CC- POL -02 through CC- POL -07. Pg.215 Pg.229 Pg.235 Pg.249 7. NEW BUSINESS 8. REPORTS a. Mayor b. City Council c. Staff - City Administrator Report d. City Attorney e. Intergovernmental Pg.261 9. MISCELLANEOUS 10. EXECUTIVE SESSION 11. ADJOURNMENT Tukwila City Hall is wheelchair accessible. Reasonable accommodations are available at public hearings with advance notice to the City Clerk's Office (206- 433 -1800 or TukwilaCityClerk @TukwilaWA.gov). This notice is available at www,tukwilawa,gov, and in alternate formats with advance notice for those with disabilities. Tukwila Council meetings are audio /video taped. HOW TO TESTIFY If you would like to address the Council, please go to the podium and state your name and address clearly for the record. Please observe the basic rules of courtesy when speaking and limit your comments to five minutes. The Council appreciates hearing from citizens but may not be able to take immediate action on comments received until they are referred to a Committee or discussed under New Business. COUNCIL MEETINGS No Council meetings are scheduled on the 5th Monday of the month unless prior public notification is given. Regular Meetings - The Mayor, elected by the people to a four -year term, presides at all Regular Council Meetings held on the 1st and 3rd Mondays of each month at 7:00 p.m. Official Council action in the form of formal motions, adopting of resolutions and passing of ordinances can only be taken at Regular Council meetings. Committee of the Whole Meetings - Council members are elected for a four -year term. The Council President is elected by the Council members to preside at all Committee of the Whole meetings for a one -year term. Committee of the Whole meetings are held the 2nd and 4th Mondays at 7:00 p.m. Issues discussed are forwarded to the Regular Council meeting for official action. GENERAL INFORMATION At each Council meeting citizens are given the opportunity to address the Council on items that are not included on the agenda during CITIZENS COMMENTS. Please limit your comments to 5 minutes. Special Meetings may be called at any time with proper public notice. Procedures followed are the same as those used in Regular Council meetings. Executive Sessions may be called to inform the Council of pending legal action, financial, or personnel matters. PUBLIC HEARINGS Public Hearings are required by law before the Council can take action on matters affecting the public interest such as land -use laws, annexations, rezone requests, public safety issues, etc. Section 2.04.150 of the Tukwila Municipal Code states the following guidelines for Public Hearings: 1. The proponent shall speak first and is allowed 15 minutes for a presentation. 2. The opponent is then allowed 15 minutes to make a presentation. 3. Each side is then allowed 5 minutes for rebuttal. 4. Citizens who wish to address the Council may speak for 5 minutes each. No one may speak a second time until everyone wishing to speak has spoken. 5. After each speaker has spoken, the Council may question the speaker. Each speaker can respond to the question, but may not engage in further debate at this time. 6. After the Public Hearing is closed and during the Council meeting, the Council may choose to discuss the issue among themselves, or defer the discussion to a future Council meeting, without further public testimony. Council action may only be taken during Regular or Special Meetings. Q Summa : (Cash Basis) City -wide, unreserved fund balances increased $736K through September 2013 from $39.8M at December 31, 2012 to $40.5M as of September 30, 2013. Governmental funds decreased by $1.2M, with the General Fund declining by $1.6M and the other governmental fund increasing by $400K. This decline at the end of September is typical and also occurs at the end of March due to the timing of the property tax receipts . which peak with the October and April semi - annual property tax billings. The enterprise funds reflected the largest year -to -date change with positive results of $15M. All utility funds have performed well, but especially the sewer fund. Monthly sewer fee revenue is at 96.5% of the annual budget for the 9 months and sewer connection charges are 4 times higher than the fees collected for the same period in 2012. The golf course had a good start to the year but rounds of golf dipped in Septem- ber due to a particularly rainy month; rounds have since rebounded to near prior year levels. The internal service funds declined by $1.5M reflecting the $1.4M purchase of two fire engines by the Equipment Rental & Replacement fund. Engine delivery is expected in March 2014. The self - insured health insurance fund realized a $40K increase for the period even with premiums held at 2012 levels. These results are expected to change by year -end as an annual $325K spend down of the $4.5M fund bal- ance is budgeted for the year. The positive City -wide results can be attributed to three main factors. Firstly, an improving economy with increased construction activity has generated higher revenues. Sales tax revenue is up $833K or 7% and building permit revenue is up $236K or 36% compared with the same period in 2012. These results also exceed budget. Secondly, operating costs have remained within budget parameters with departmental ex- penditures at 72% for the nine months. Cost increases in certain departments have been offset by savings in other departments. Thirdly, certain governmental and utility fund capital projects planned for 2013 have been rescheduled for 2014 resulting in a postponement of capital expenditures. The City's financial health has also been positively impacted by completion of the Local Improvement Dis- trict assessment levy and bond issuance. These events occurred in October and November, outside of this third quarter reporting period, but are noted here because of their significant impact on City finances. Of the $9.475 total assessment, the City received $2.8M in prepayments and $6.7M in bond proceeds. These funds will be used to establish the $668K bond guarantee fund, add $3.6M to the Contingency Reserve fund and finance capital projects, urban renewal and other City priorities. The City is on track to meet its 2013 budgetary goals. Focus for the forthcoming months will be on achiev- ing and maintaining a balance among three objectives — 1) restoring and sustaining reserves, 2) funding City priorities to meet strategic goals, and 3) managing debt to optimize current opportunities while mini- mizing future costs. Peggy McCarthy Finance Director Inside this Issue: Governmental Funds General Fund Revenues 3 General Fund Expenditures Enterprise and Internal Service Funds 1 FUND BALANCES CHANGE IN FUND BALANCE CITY -WIDE - - -- ACTUAL -- ACTUAL - -- -- BUDGET - -. YTD 12/31/2012 9/30/2013 YTD YTD VARIANCE Governmental funds $ 18,149,418 $ 16,912,640 $ (1,236,778) $ (1,512,098) $ 275,321 Enterprise funds 11,011,318 14,473,897 3,462,579 (1,912,130) 5,374,709 Internal service funds 10,638,314 9,148,564 (1,489,750) (688,791) (800,959) City -wide Total $ 39,799,050 $ 40,535,101 $ 736,051 $ (4,113,020) $ 4,849,071 Inside this Issue: Governmental Funds General Fund Revenues 3 General Fund Expenditures Enterprise and Internal Service Funds 1 Graver to U II III ns Governmental Funds FUND BALANCES REVENUES AND EXPENDITURES ACTUAL 12/31 /2012 9/30/2013 YTD Change Revenues Expenditures Amount %of Budget Amount %of Budget 000 - General Fund $ 6,026,030 $ 4,455,240 $(1,570,790) $37,480,934 62.98% $39,051,724 67.41% 101 - Hotel /Motel Tax Fund 710,707 694,152 (16,555) 945,805 62.03% 962,360 58.46% 103 - Street Fund 1,046,771 1,123, 843 77,072 198,961 23.71% 121,889 11.87% 104 - Arterial Street Fund 483,330 1,076,626 593,296 3,575,313 15.09% 2,982,017 12.64% 105 - Contingency Fund 1,460,454 1,462,456 2,002 2,002 0.13% - 0.00% 107 - Fire Equip Cum Reserve 892,072 946,081 54,009 54,009 0.00% - 0.00% 109 - Drug Seizure Fund 160,125 116,313 (43,812) (9,101) -9.48% 34,712 63.11% 2xx - Debt Service 3,012,381 3,314,471 302,090 901,403 25.11% 599,313 8.70% 301 - Parks Acq Fund 1,090,188 1,092,631 2,443 234,673 20.42% 232,229 20.70% 302 - Facility Replacement Fund 2,005,520 1,943,350 (62,170) 2,776 49.55% 64,946 11.01% 303 - General Gov Improvements 913,830 275,295 (638,535) 3,747 0.28% 642,282 44.14% 304 - Fire Impact Fee Fund 348,010 412,184 64,174 64,174 128.09% - 0.00% Total Governmental $18,149,418 $16,912,640 $(1,236,778) $43,454,695 46.57% $44,691,472 46.88% Governmental funds through September decreased fund balances by $1.2M. As of the end of September the general fund balance decreased $1.6M. Total revenues for the General Fund were $37.5M or 62.98% of budget compared to total expenditures of $39.1M or 67.41% of budget. Ongoing revenues exceed operat- ing expenditures by $1.9M. Highlights for the first quarter in- clude: General Fund • Property tax revenue through September is at 54.81% of budget and slightly ahead of 2012 at 54.35 %. The 2nd half of property taxes are due in 4th quarter. • Sales and Use Taxes are at 81.21% of budget. Sales tax has exceeded expectations the last several months and is $833K higher than collections for the same period last year. Quarterly financial data is reported on a cash basis; when revenues are received and expenditures paid. Sales tax revenue includes collections for No- vember through July. November and December con- stitutes the highest collection months. • Revenue Generating Regulatory Licenses generated $1.7M as licenses were renewed for 2013. Through September, 96.67% of budget has been collected. • Gambling excise taxes are at 84.68% of budget. In 2012, a casino was paying back taxes and penalties on the amount owed. The casino is now current and only current year activity is reflected for 2013. • Charges for Services increased slightly for January through September over last year. Revenue is at 70.61% of budget. • Plan check and review fees are at 85.92% of budget. Both the number of permits issued as well as the value of the permits exceed last year through third quarter. 2 Hotel/Motel—Tourism • Hotel/Motel taxes are at 69.79% of budget. Tax revenue includes collections for November 2012 through July 2013. August taxes are not received until October. Street Fund (Residential) • There are 3 major projects in this fund. 42nd Ave S Phase III, which is still in design with 50% of design complete. This project will be continued in 2014. Cascade View Safe Routes to School construction will begin in 2014, and Thorndyke Safe Routes to School is in design phase. Arterial Streets • Bond proceeds for the Tukwila Urban Center Access Pro- ject Local Improvement District No. 33 was received in November. Boeing Access Bridge is under design late in the year, TUC-Ped/Bike bridge is under design, TUC - Transit Center is under design and construction will begin in 2014. Contingency • Transfer from the general fund should occur upon receipt of the LID bond proceeds, which occurred in November. Debt Service • Subsidy payments from the federal government for the City's Build America bonds have been reduced by 8.7% due to sequestration. 2013 THIRD QUARTER FINANCIAL REPORT Revenue Summary General Fund Q3 2012 Actual %of Annual Budget Q3 2013 Actual % °f Annual Budget Over /(Under) Prior Year Property Taxes $ 7,537,960 54.35% $ 7,571,162 54.81% $ 33,202 Sales and Use Taxes 11,590,492 77.02% 12,423,810 81.21% 833,318 Revenue Generating Regulatory License 1,744,046 88.31% 1,691,780 96.67% (52,267) Utility Taxes 3,054,320 63.11% 2,917,512 68.04% (136, 808) Interfund Utility Tax 1,254,509 82.32% 1,393,363 93.77% 138,854 Excise Taxes 1,373,228 51.99% 1,776,041 84.68% 402,814 Bus Licenses, Franchise Fees, Permits 623,691 77.26% 688,822 89.22% 65,130 Building Permits and Fees 658,427 62.20% 894,868 82.48% 236,441 Intergovernmental Revenue 3,461,735 83.53% 3,024,972 62.87% (436,763) Misc Other Revenue 2,329,923 52.15% 2,571,839 71.91% 241,916 Indirect Cost Allocation 1,747,999 77.30% 1,526,765 75.00% (221,234) Total Ongoing Revenue 35, 376, 330 67.21% 36, 480, 934 71.51% 1,104,604 Sale of Bond Proceeds for MPD - 0.00% 1,000,000 0.00% 1,000,000 Tota l Revenue $35,376,330 65.83% $37,480,934 62.89% $ 2,104, 604 General fund ongoing revenues collected through September of 2013 exceed 2012 by $1.1M. Property taxes, sales and use taxes, excise taxes, business licenses & permits, building permits & fees, and miscellaneous revenue exceeded 2012 revenues by $1.8M. See page 2 for additional details. Included in total revenues is $1M bond proceeds for the MPD. This was budgeted in 2012. Sales tax mitigation revenue is included in the intergovernmental revenue category. The State of Washington reduced payments by 3.4% for the current fiscal year, which ended June 30, 2013. It is anticipated that sales tax mitigation revenue will return to near previous levels in the next fiscal year. TOTALS BY CATEGORY -- DETAIL 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 15 HOLIDAY PAY 21 FICA 22 LEOFF 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL, DENTAL, LIFE, OPTICAL 26 UNEMPLOYMENT COMP 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 34 ITEMS FOR INVENT /RESALE 35 SMALL TOOLS & MINOR EQUIp 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 46 INSURANCE 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 51 INTERGVRNMTL PROF SVCS 53 EXT TAXES & OPER ASSMNTS 64 MACHINERY & EQUIP, OTHER OPERATING EXPENDITURES 52 LOAN TO MPD 00 TRANSFERS OUT Grand Totals Q3 2012 17, 476, 314 287,629 996,874 4,845 1, 094,829 504,687 597,575 245,239 3,412, 946 14,242 1,367 671,481 29,239 61,239 1, 313,907 208,675 69,468 15,108 1, 547,176 579,668 1, 098,783 368,746 630, 751 1,277, 775 37 35,428 32, 544, 030 225,000 3,612,930 $ 36,381,960 of Annual % of Annual Over /(Under) Budget 74.57% 63.14% 72.40% 2.72% 77.35% 85.48% 58.49% 56.13% 66.75% 47.47% 12.96% 66.78% 205.91% 35.19% 54.27% 59.90% 57.03% 30.49% 72.02% 105.29% 78.13% 61.77% 69.28% 63.18% 0.00% 11.81% 71.46% 12.33% 0.00% 71.46% Q3 2013 $ 18,043,774 367,993 1,356,930 806 1,164,141 552,486 707,299 324,700 3, 122,951 30,794 1,944 657, 156 27,273 97, 885 1,551,532 225,383 68,946 20,844 1,642,796 586,557 1,194,564 452,510 707,231 1, 567,782 53 94,670 34, 568, 997 1,250,000 3,232,727 $ 39, 051, 724 Budget 73.98% 79.58% 95.55% 0.41% 79.73% 89.91% 73.14% 75.17% 71.98% 102.65% 19.30% 58.72% 189.03% 44.42% 59.56% 61.15% 57.19 % 37.19 % 73.57% 96.87% 81.97% 59.00% 46.55% 72.04% 0.00% 20.85% 71.96% Prior Year $ 567,459 80,364 360, 055 (4, 040) 69, 312 47, 799 109, 723 79,461 (289, 995) 16,552 578 (14, 325) (1,966) 36,646 237,624 16,707 (522) 5, 736 95,620 6, 889 95, 781 83, 763 76,480 290, 007 16 59,242 2,024,967 0.00% 1, 025,000 32.67% (380,203) 67.41% $ 2,669,764 General fund operating expenditures through September 2013 are $34.6M or 71.96% of budget. Transfers out were $3.2M through September and will continue to be made on an as needed basis during the year; after LID bond proceeds have been re- ceived. Additional details on specific expenditure categories can be found in the fund level statements that follow this newsletter. 2013 THIRD QUARTER FINANCIAL REPORT 3 4 II iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii ENTERPRISE FUND BALANCES REVENUES AND EXPENSES FUNDS ACTUAL YTD Change Revenues Expenses 12/31/2012 9/30/2013 Amount % of Budget Amount % of Budget 401 - Water Fund $ 6,077,949 $ 6,348,461 $ 270,512 $ 4,776,111 88.58% $ 4,505,599 68.30% 402 - Sewer Fund 2,199,821 3,501,843 1,302,022 5,794,328 87.07% 4,492,307 62.71% 411 - Foster Golf Fund 404,390 771,335 366,945 1,569,702 87.61% 1,202,756 70.43% 412 - Surface Water Fund 2,329,158 3,852,258 1,523,100 3,877,619 92.17% 2,354,519 45.93% ENTERPRISE FUNDS $11,011,318 $14,473,897 $ 3,462,579 $ 16,017,760 88.76% $ 12,555,180 60.96% Fund 401 - Water: Revenues through September are at 88.58% of budget and expenses are at 68.30% of budget. Fund balance increased $271K. Andover Park W /Strander new water main project will continue in 2014. This project is connected to the Tukwila Urban Center Transit Center project. Fund 402 - Sewer: Revenues are at 87.07% of budget and ex- penses are at 62.71% of budget resulting in an increase to fund balance of $1.3M. Major projects in this fund include CBD San- itary Sewer Rehabilitation and Sewer Lift Station No. 2 up- grades. Bid was awarded in July for the 2013 Annual Sewer Repair. The CBD sewer rehab project was delayed due to a sew- er main break in the project area and the project has been moved into 2014. Fund 411 -Golf Course: Revenues through the third quarter are slightly below revenue during the same period 2012 due to a rainy September. Revenues and expenses through September are at 87.61% and 70.43% of budget respectively. Fund 412 - Surface Water: Through the end of the third quarter the Surface Water fund realized a fund balance increase of $1.5M. Total revenues and expenses through September 30 are 92.17% and 45.93% respectively. Budgeted grant revenue of $310K will not be realized; grant bid for Lower Duwamish Sur- face Water Conveyance project was unsuccessful. Bid was awarded in July for the Surface Water Lift Station No. 15 project and construction will continue into 2014. Additional information on the enterprise funds can be found in the fund level statements provided in this packet. IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII INTERNAL SERVICE F FUND BALANCES R REVENUE AND EXPENSES ACTUAL R YTD Change Revenues E Expenses Amount % % of Budget A Amount % % of Budget 501 - Equipment Replacement $ $ 4,132,396 $ 2,981,631 $ $ (1,150,765) $ $ 1,938,333 5 50.70% $ $ 3,089,098 7 79.54% INTERNAL SERVICE FUNDS $ $ 10,638,314 $ 9,148,564 $ $ (1,489,750) $ $ 5,405,959 6 63.71% $ $ 6,895,708 7 73.33% Fund 401 - Water: Revenues through September are at 88.58% of budget and expenses are at 68.30% of budget. Fund balance increased $271K. Andover Park W /Strander new water main project will continue in 2014. This project is connected to the Tukwila Urban Center Transit Center project. Fund 402 - Sewer: Revenues are at 87.07% of budget and ex- penses are at 62.71% of budget resulting in an increase to fund balance of $1.3M. Major projects in this fund include CBD San- itary Sewer Rehabilitation and Sewer Lift Station No. 2 up- grades. Bid was awarded in July for the 2013 Annual Sewer Repair. The CBD sewer rehab project was delayed due to a sew- er main break in the project area and the project has been moved into 2014. Fund 411 -Golf Course: Revenues through the third quarter are slightly below revenue during the same period 2012 due to a rainy September. Revenues and expenses through September are at 87.61% and 70.43% of budget respectively. Fund 412 - Surface Water: Through the end of the third quarter the Surface Water fund realized a fund balance increase of $1.5M. Total revenues and expenses through September 30 are 92.17% and 45.93% respectively. Budgeted grant revenue of $310K will not be realized; grant bid for Lower Duwamish Sur- face Water Conveyance project was unsuccessful. Bid was awarded in July for the Surface Water Lift Station No. 15 project and construction will continue into 2014. Additional information on the enterprise funds can be found in the fund level statements provided in this packet. IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII INTERNAL SERVICE F FUND BALANCES R REVENUE AND EXPENSES ACTUAL R YTD Change Revenues E Expenses Amount % % of Budget A Amount % % of Budget 501 - Equipment Replacement $ $ 4,132,396 $ 2,981,631 $ $ (1,150,765) $ $ 1,938,333 5 50.70% $ $ 3,089,098 7 79.54% INTERNAL SERVICE FUNDS $ $ 10,638,314 $ 9,148,564 $ $ (1,489,750) $ $ 5,405,959 6 63.71% $ $ 6,895,708 7 73.33% Fund 501 - Equipment Replacement: Through the end of the third quarter, fund balance decreased $1.2M. Revenue is at 50.70% of budget and expenses are at 79.54% of budget. All equipment scheduled to be purchased in 2013 except the fire command vehicle have been ordered. The fire command vehicle has been deferred until 2014. Transfers in will occur after LID proceeds have been received. Fund 502 - Insurance: Through the end of the third quarter, fund balance increased $40K. Employee healthcare costs were within budget at 68.34% spent through the third quarter. Fund 503 -LEOFF Insurance: An actuarial evaluation done in July of 2012 indicated that the city had excess reserves in this fund. Based on the evaluation, the City decided not to fund con- tributions for the 2013 -2014 biennium. Third quarter activity decreased fund balance by $379K, which is on target with the expected reduction of $379K. Expenses for the quarter are at 75.04% of budget. Additional information on the internal service funds can be found in the fund level statements provided in this packet. 2013 THIRD QUARTER FINANCIAL REPORT City of Tukwila General Fund 000 - Revenue and Expenditures As of September 30 2013 2013 % of year expired 75.00% Revenue General Revenue Property Taxes Sales and Use Taxes Admissions Tax Utility Taxes Intedund Utility Tax Excise Taxes Total General Revenue Licenses and Permits Revenue Generating Regulatory Lics Business Licenses and Permits Rental Housing License Building Permits and Fees Total Licenses and Permits Intergovernmental Revenue Sales tax mitigation Seattle City Light Agreement Grants State entitlements Other Total Intergovernmental Revenue Charges for Services General Government Security Engineering Services Transportation Plan Check and Review Fees Culture and Rec Fees Total Charges for Services Fines and Penalties Miscellaneous Revenue $ 13,814,401 15,298,722 612,000 4,288,080 1,486,000 2,097,341 37,596,544 1,750,000 772,089 35,000 1,085,000 3,642,089 1,165,641 2,206,344 619,430 312,874 507,003 4,811,292 54,363 554,725 9,867 167,000 618,500 519,755 1,924,210 234,829 770,375 Indirect cost allocation 2,035,740 Ongoing Revenue 51,015,079 Sale of Bond Proceeds for MPD Transfers In ,Total Revenue 59,515,079 Prorated Budget S 10 360,801 11,474.042 459,000 3,216,060 1,114 500 1,573,006 28,197,408 1,750,000 868,600 35,000 813.750 3,467,350 874,231 1.654,758 464,573 234,656 380.252 3,608,469 40,772 416,044 7,400 125,250 463,875 389,816 1,443,158 Actual Year -To -Date $ 7,571,162 12,423,810 537,274 2,917,512 1,393,363 1,776,041 26,619,163 1,691,780 688,822 34,250 894,868 3,309,719 837,112 1,565,404 278,441 238,380 105,635 3,024,972 37,474 435,064 4,606 531,432 350,204 1,358,700 176,122 181,754 577,781 459,782 Variance %of Annual Budget $ (2,789,638) 54.81% (a) 949,769 81.21% 78,274 87.79% (298,548) 68.04% 278,863 93.77% 203,035 84.68% (1,578,245) 70.80% (58,220) 96.67% (b) (179,778) 89.22% (c) (750) 97.86% (d) 81,118 82.48% (157,631) 90.87% (37,119) 71.82% (e) (89,354) 70.95% (186,132) 44.95% (f) 3,725 76.19% (g) (274,617) 20.84% (h) (583,497) 62.87% (3,298) 68.93% 19,020 78.43% (7,400) 0.00% (120,644) 2.76% 67,557 85.92% (i) (39,613) 67.38% (84,378) 70.61% 5,632 77.40% (117,999) 59.68% 1,526,805 1,526,765 (40) 75.00% 38,997,093 36, <:r,934 (2,516,159) 71.51% 8,500,000 6,375,000 1,000,000 1,000,000 0.00% (j) (6,375,000) 0.00% (k) 45,372,093 37 ,934 Expenditures Department Expenditures Loan to MPD Transfers to Debt Service Funds Transfers to Other Funds Total items Change in Fund Balance Beginning Fund Balance Ending Fun Balance ! $ Cash and investments 48,142,138 36,257,987 2,664,688 7,125,000 57 1,826 1,998,516 5.343,750 43,600,253 34,646,757 1,250,000 554,967 2,600,000 39,051'2.724 (7,891,159) 52.98% (1,611,230) 71.97% 1,250,000 0.00% (1,443,549) 20.83% (2,743,750) 36.49% (4,. ,529) 57.41% (I) 1,583,253 1,771,839 (1,570,790) (3,342,630) - 99.21% 3,800,000 3,800,000 6,026,030 2,226,030 158.58% 5,3832253 $ 5,571,839 $ 4,455,240 (1,116,600) 767E S 1,511,200 (a) Property taxes are typically collected in ApriVMay and October /November. We anticipate receiving a large percentage of property taxes in 4th quarter. (b) Most RGRL license fees are collected in the first quarter because the fee is due by January 31. Remaining fees collected will be on late filers and new businesses. Prorated budget has been changed to 100% to reflect expectations (c) Business license renewals are due by January 31st. Prorated budget has been adjusted to reflect expectations for this revenue stream. (d) Most rental housing license fees are collected in first quarter because the fee is due by January 31. Prorated budget has been changed to reflect expectations. (e) (n (9) (h) (i) G) (k) (I) Reflects the 3.4% reduction that took effect in 2012. Grant revenue is related to services and is typically invoiced to grantors atter funds have been expended. Includes criminal justice revenue and liquor control board profits. Includes MPD monthly support services and V -Net charges. The number of permits issued through September 2013 is lower than January - September 2012 (1,554 vs. 1,930) but the value of the permits is significantly higher ($73.7M vs. 552.4M). Sale of bond proceeds for MPD was budgeted for 2012. Proceeds from LID bonds. It is anticipated that these bonds will be issued in 4th quarter. For expenditure detail, please refer to Expenditure by Department report. Variance = Actual over (under) prorated budget Fund 000 5 CITY OF TUKWILA General Fund Expenditures - By Category As of September 30 2013 TOTALS BY CATEGORY SALARIES AND BENEFITS SUPPLIES PROFESSIONAL SERVICES INTERGOVERNMENTAL CAPITAL EXPENDITURES DEPARTMENTAL EXPENDITURES LOAN TO MPD TRANSFERS OUT TOTAL EXPENDITURES TOTALS BY CATEGORY — DETAIL 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 15 HOLIDAY PAY 21 FICA 22 LEOFF 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 26 UNEMPLOYMENT COMP 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 34 ITEMS FOR INVENT/RESALE 35 SMALL TOOLS & MINOR EQUIP 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 46 INSURANCE 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 51 INTERGVRNMTL PROF SVCS 53 EXT TAXES & OPER ASSMNTS 63 OTHER IMPROVEMENTS 64 MACHINERY & EQUIP, OTHER OPERATING EXPENDITURES 52 LOAN TO MPD 00 TRANSFERS OUT Grand Totals Prorated Annual nnual Budget Budget $ 34,319,901 25,739,926 1,354,018 1,015,514 9,732,101 2,176,118 454,000 7,450,460 1,632,089 340,500 48,036,138 36,178,487 9,895,688 57,931,826 Annual Budget $ 24,390,595 462,412 1,420,086 194,452 1,460,147 614,477 967,002 431,947 4,338,708 30,000 10,075 1,119,229 14,428 220,361 2,604,802 368,596 120,565 56,050 2,232,887 605,535 1,4b7,374 766,990 1,519,302 2,176,118 5,000 449,000 48,036,138 Actual Spent $ 25,673,817 782,313 6,450,361 1,567,835 94,670 34,568,997 % of year expired 75.00% % of Annual Variance Budget Spent (66,109) 74.81% (233,200) 57.78% (1,000,098) (64,254) (245,830) 66.28% 72.05% 20.85% (1,609,490) 71.96% 1,250,000 1,250,000 0.00% (a) 7,421,766 3,232,727 (4,189,039) 32.67% (b) 43,600,253 , $ 39,051,724 $ (4,546,529) 67.41% Prorated Budget $ 18,292,946 346,809 1,065,065 145,839 1,095,110 460,858 725,252 323,960 3,254,031 22,500 7,556 839,422 10,821 165,271 1,953,602 276,447 90,424 42,038 1,674,665 605,535 1,093,031 575,243 1,139,477 1,632,089 3,750 336,750 36,178,487 Actual Spent $ 18,043,774 367,993 1,356,930 806 1,164,141 552,486 707,299 324,700 3,122,951 30,794 1,944 657,156 27,273 97,885 1,551,532 225,383 68,946 20,844 1,642,796 586,557 1,194,564 452,510 707,231 1,567,782 53 Variance $ (249,173) 21,184 291,865 (145,033) 69,031 91,628 (17,953) 740 (131,080) 8,294 (5,612) (182,266) 16,452 (67,386) (402,070) (51,064) (21,478) (21,194) (31,869) (18,978) 101,533 (122,733) (432,246) (64,307) 53 (3,750) 596;,:7 94,670 (242,080) 34, 1,250,000 $ 9,895,688 7,421,766 3,232,727 $ 57,931,826 $ 43 .11 253 $ 39.051,724 % Spent 73.98% 79.58% (c) 95.55% (d) 0.41% 79.73% 89.91% (e) 73.14% 75.17% 71.98% 102.65% (f) 19.30% 58.72% 189.03% (g) 44.42% 59.56% 61.15% 57.19% 37.19% 73.57% 96.87% (h) 81.97% 59.00% 46.55% 72.04% 0.00% 0.00% 21.08% (1,609,490) 71.96% 0.00% (a) 32.67% (b) 67.41% 1,250,000 (4,189,039) $ (4,548,529) (a) Loan to MPD includes both operating loan of $250,000 and capital loan of $1,000,000. Capital loan was budgeted to occur in 2012. (b) Transfer out to fund 104 Arterial Street of $2.3 million. Transfers to other funds are done on an as needed basis. Transfers out also includes $51,840 transferred from Department 11-Fire for hydrant fees and transfers to debt service funds. (c) Extra labor is primarily due to a vacancy in the IT department. (d) Police: Overtime is higher than expected budget due to front loading training in 1st quarter so crews will be available in anticipation of summer vacations and the holiday season. Fire: Overtime is high due to backfilling positions due to staffing shortages, temporary promotions, and several staff out due to injuries. (e) LEOFF costs for overtime are budgeted in the overtime account but charged to the LEOFF GL account when paid out. (f) Unemployment payment is for the 2011 correction for the employees reinstated after work force reduction. (g) Significant events during the summer increased need for rental services and supplies. (h) Insurance premiums paid in 1st quarter for entire year. ** Variance = Actual over (under) prorated budget Fund 000 By Category 6 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 TOTALS - ALL DEPARTMENTS CITY COUNCIL MAYOR HUMAN RESOURCES FINANCE CITY ATTORNEY RECREATION COMMUNITY DEVELOPMENT MUNICIPAL COURT POLICE FIRE INFORMATION TECHNOLOGY PUBLIC WORKS PARK MAINTENANCE STREET MAINTENANCE & OPERATION TOTAL ALL DEPARTMENTS LOAN TO MPD TRANSFERS OUT (DEPT 20 ONLY) GRAND TOTAL 01 CITY COUNCIL 11 SALARIES 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 31 OFFICE & OPERATING SUPPLIES 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 49 MISCELLANEOUS CITY COUNCIL Annual Budget $ 252,431 2,816,131 644,578 2,238,494 661,860 2,532,208 3,286,009 1,029,336 15,607,412 10,247,976 1,315,762 3,581,482 1,087,098 2,841,361 Prorated Budget 189,323 2,112,098 483,434 1,738,871 496,395 1,899,156 2,464,507 772,002 11,765,579 7,708,482 986,822 2,686,112 815,324 2,139,885 48,142,138 36,257,987 9,789,688 7,342,266 S 57.931.826 S 43.600.253 Prorated Annual Budget Budget 164,446 12,580 6,481 2,504 19,150 3,870 1,500 6,000 25,000 10,900 Actual Spent $ 215,121 1,953,729 444,521 1,555,437 492,318 1,842,362 2,296,992 797,273 11,071,669 7,833,188 807,353 2,466,543 868,873 2,001,376 34,646,757 1,250,000 3,154,967 1_112212714 Actual Spent 123,335 131,058 9,435 10,045 4,861 19,956 1,878 1,826 14,363 15,529 2,903 1,702 1,125 11,230 4,500 3,716 18,750 13,748 8,175 6,311 252,431 189,323 % of year expired Variance 25,798 (158,369) (38,912) (183,433) (4,077) (56,794) (167,515) 25,271 (693,910) 124,706 (179,468) (219,568) 53,550 (138,509) (1,611,230) 71.97% 1,250,000 0.00% (4,187,299) 32.23% �$ (4.548.528) 67.41% % of Annual Variance Budget Spent 610 15,095 (52) 1,166 (1,201) 10,105 (784) (5,002) (1,864) 75.00% % of Annual Budget Spent 85.22% 69.38% 68.96% 69.49% 74.38% 72.76% 69.90% 77.46% 70.94% 76.44% 61.36% 68.87% 79.93% 70.44% 215,121 ; 25,798 79.70% (a) 79.85% 307.92% (b) 72.92% 81.09% (c) 43.97% 748.67% (d) 61.94% 54.99% 57.90% 85.22% (a) $200 monthly increase for 4 Council members. This increase will be included in the budget amendments in December. (b) Additional retirement on excess wages paid to employee. This increase will be included in the 2013 budget amendments. (c) Change in healthcare benefits for Council members due to changes in Affordable Care Act. This will be included in the budget amendments in December. (d) Beth meeting facilitation for Council retreat and workshops. This will be included in the 2013 budget amendments. Variance = Actual over (under) prorated budget Fund 000 By Dept 7 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 03 -MAYOR 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOREQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 49-00 M6446h3.6446.6 4897111 Membership:;„ du Gr ,n4ati,bptions 49-02 Maa'sofidd373a1646 49-03 iwa,663 y ry ;1 rr+',om5or¢kq do 5 )160 5 ; 1171u6s 1,9ti mr' u 49448 Crr^d6 6:667 67374 49-53 inerfides 49-56 (3637,76 'ini.J137375,37,3 51 INTERGVRNMTL PROFESSIONAL SVCS 53 EXT TAXES & OPERATING ASSMNTS MAYOR Annual Budget 1,131,716 10,500 573 81,188 92,560 3,991 174,880 43,024 4,935 943,970 72,600 16,300 14,750 29,148 17,750 150,746 31,,,H i 50,650 20,800 5,000 4,300 2,500 431 6,000 30,000 27,500 2,816,131 Prorated Budget 848,787 7,875 430 60,891 69,420 2,993 131,160 32,268 3,701 707,978 54,450 12,225 11,063 21,861 13,313 113,060 "1l ",188 167300 ;:3 '750 25 1, :1,75 123 4,500 00 20,625 04 - HUMAN RESOURCES 11 SALARIES 12 EXTRA LABOR 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 31 OFFICE & OPERATING SUPPLIES 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS HUMAN RESOURCES Annual Budget 380,552 26,966 31,222 1,252 56,956 4,842 115,625 1,500 7,000 3,108 5,105 10,450 2,112,098 Prorated Budget 285,414 20,225 23,417 939 42,717 3,632 86,719 1,125 5,250 2,331 3,829 7,838 Actual Spent 809,136 1,385 34 60,920 63,496 2,589 124,915 18,988 671 535,640 39,378 10,059 5,772 14,723 8,539 230,342 101,563 11,812 7,588 4,300 1,854 258 3,300 311 22,003 27,141 1 % of year expired Variance (39,651) (6,490) (395) 29 (5,924) (404) (6,245) (13,280) (3,030) (172,338) (15,072) (2,166) (5,291) (7,138) (4,774) 117,283 5455,1. 3,838 5211 'I 3111 6,516 1 75.00% of Annual'i Budget Spent 71.50% 13.19% 6.02% 75.04% 68.60% 64.87% 71.43% 44.13% 13.60% 56.74% 54.24% 61.71% 39.13% 50.51% 48.10% 152.80% (a) 249.00 °% 5340,5475,47 (b) 74.1113% 56„0096 98.70""^«,, (3w:) 0.00'' ";,, 1,953,729 (158,369) 69.38% of Annual Actual Spent Variance s Budget Spent 284,631 (783) 74.79% 1,488 1,488 0.00% 21,024 799 77.96% 22,290 (1,126) 71.39% 862 (77) 68.83% 43,901 1,184 77.08% 4,447 816 91.85% 53,685 (33,034) 46.43% 9 9 0.00% 980 (145) 65.34% 1,725 (3,525) 24.64% 2,540 209 81.74% 2,532 (1,296) 49.61% 4,407 (3,430) 42.17% 644,578 (a) Clean Air Assessment was paid quarterly in 2012. In 2013, the amount earlier in the year than expected. (b) 2012 voter registration costs. (c) Includes $53K minor home repair grant expenditures. 483,434 444,521 ! (38,912) 68.96% for the entire year was paid in January and other membership fees paid ** Variance = Actual over (under) prorated budget Fund 000 By Dept 8 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 05 - FINANCE 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 26 UNEMPLOYMENT COMPENSATION 31 OFFICE & OPERATING SUPPLIES 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 45 OPERATING RENTALS & LEASES 46 INSURANCE 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 49 .00 1fli e; al ire w:,�.iaP� vaild 31r9 199113 .( ndit 3319 9399 53 EXT TAXES & OPERATING ASSMNTS FINANCE 06; -;CITY ATTORNEY 12 EXTRA LABOR 21 FICA 24 INDUSTRIAL INSURANCE 31 OFFICE & OPERATING SUPPLIES 41 PROFESSIONAL SERVICES 301 93933acted Attorney ,a.rrvices 302 Contmcted prosecution service 41301 `7tara;39 993999 42 COMMUNICATION 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS CITY ATTORNEY Prorated Annual Budget Budget 988,041 741,031 10,000 7,500 10,000 7,500 73,927 55,445 81,036 60,777 3,756 2,817 198,970 149,228 30,000 22,500 19,296 14,472 175,000 131,250 1,000 750 5,000 3,750 2,700 2,025 240,000 240,000 2,500 1,875 397,268 297,951 21,900 16,425 9.969 4, 126 1,738,871 2,238,494 Prorated Annual Budget Budget 3,100 652,2660 340,20(11 105,06 4905,000 21,000 <) 100 1,400 1,000 661,860 Actual Spent 730,277 1,878 55,379 57,600 2,497 137,182 30,794 6,628 52,613 138 1,666 637 218,402 55,260 204,486 11,258 22,f1'r 1■555,437_ % of year expired Variance 75.00% % of Annual Budget Spent (10,754) (7,500) (5,622) (66) (3,177) (320) (12,046) 8,294 (7,844) (78,637) (612) (2,084) (1,388) (21,598) 53,385 (93,465) 1, Mu) .( 06,5) 1 (183,433) Actual Spent,„ ; Variance 648 648 50 50 51 51 2,325 3 „296 971 489,195 48 '7,899 (1,296) 1,500 1 5 65 I3,765 255,150 21.'2,6,19 02,551) 78;795 76.3913 (2,682) 153,750 183,873 123 1,500 - (1,500) 1,575 (1,575) 1,050 - (1,050) 750 375 (375) 73.91% 0.00% 18.78% 74.91% 71.08% 66.47% 68.95% 102.65% (a) 34.35% 30.06% 13.77% 33.33% 23.61% 91.00% (b) 2210.39% (c) 51.47% 51.41"% E:15, f30 0.001E 69.49 %' % of Annual Budget Spent 0.00' "1' 0.00"'x'^ 0.00 °" 106.319'.6 74.800 89 gym' 'n 0.00% 0.00 °S" 0.00% 37.50% 74.38% 496,385 492,318 ; (4,077) (a) Unemployment payment is for the 2011 correction for the employees reinstated after work force reduction. (b) Annual insurance premium is paid in first quarter. (c) Annual maintenance for Eden was budgeted in the Professional Services category but charged to Repairs & Maintenance. " Variance = Actual over (under) prorated budget Fund 000 By Dept 9 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 07 - RECREATION 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 34 ITEMS PURCH. FOR INVENT /RESALE 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 49 -01 Printing and binding 49 -04 Trip admissions Seniors 49 -05 Trip admissions Youth 49 -08 Special Accommodations other 64 MACHINERY & EQUIPMENT RECREATION 08 - COMMUNITY DEVELOPMENT 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 RECYCLING - KC WRR 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 51 INTERGVRNMTL PROFESSIONAL SVCS 53 EXT TAXES & OPERATING ASSMNTS 64 MACHINERY & EQUIPMENT COMMUNITY DEVELOPMENT Annual Budget 1,231,238 295,851 1,100 113,764 100,995 28,375 241,908 82,428 14,428 184,037 14,380 8,450 28,500 37,406 32,350 90,998 35,000 7,250 8,900 2,000 37,848 26,000 2,532;208 Annual Budget 1,912,511 94,338 5,951 144,253 158,943 15,785 289,989 975 31,350 1,300 233,835 2,925 8,600 3,500 20,804 44,550 101,400 15,000 200,000 150,000 3,286,009 2,464,507 Prorated Budget 923,429 221,888 825 85,323 75,746 21,281 181,431 61,821 10,821 138,028 10,785 6,338 21,375 28,055 24,263 68,249 262114 6,679 1,5d:r 28,3M 19,5q 0 1,899,156 Prorated Budget 1,434,383 70,754 4,463 108,190 119,207 11,839 217,492 731 23,513 975 175,376 2,194 6,450 2,625 15,603 33,413 76,050 11,250 Actual Spent 930,853 231,355 6,382 88,255 80,272 29,139 182,234 131 59,369 27,273 86,843 3,960 3,813 13,347 22,916 19,327 56,893 1,842,362 Actual Spent 1,450,022 69,067 6,203 115,229 119,231 11,013 223,340 93 24,600 227 139,536 3,679 5,690 15,131 11,078 43,627 (267) 1 59,493 2,296,992 % of year expired Variance 7,425 9,466 5,557 2,932 4,525 7,857 803 131 (2,452) 16,452 (51,184) (6,825) (2,525) (8,028) (5,138) (4,935) (11,355) 1. ) (19,500) 75.00% % of Annual` Budget Spent ; 75.60% (a) 78.20% 580.21% (b) 77.58% 79.48% 102.69% 75.33% 0.00% 72.02% 189.03% (c) 47.19% 27.54% 45.12% 46.83% 61.26% 59.74% 62.52% 0.00 ;G,, (56,794) 72.76% % of Annual Variance Budget Spent 75.82% 73.21% 104.23% (b) 79.88% 75.01% 69.77% 77.02% 9.54% 78.47% 17.43% 59.67% 125.78% (d) 66.17% 0.00% 72.73% 24.87% 43.02% -1.78% 0.00% (90,507) 29.75% (167,515) 69.90% 15,639 (1,687) 1,740 7,039 23 (826) 5,848 (638) 1,087 (748) (35,840) 1,485 (760) (2,625) (472) (22,334) (32,423) (11,517) 1 (a) An employee was reclassified and pool employees worked at TCC during pool construction. (b) Recreation: Additional help with recreational activities. Community Development: Increased overtime due to implementation of Trackit system and increased plan review activity. (c) Significant events during the summer increased need for rental services and supplies. (d) Comp plan mailing. " Variance = Actual over (under) prorated budget Fund 000 By Dept 10 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 09 MUNICIPAL COURT 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICE S 4900 IProtlear,ltlayrua0 S vuca„s 49 -011 Pro Tam Judge 49 -03 Ilira4¢:u' reWrs 49-04 Gou.ur4. Sa curtlly 42 COMMUNICATION 43 TRAVEL 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 64 MACHINERY & EQUIPMENT MUNICIPAL COURT 10- POLICE 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 22 LEOFF 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 46 INSURANCE 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 51 INTERGVRNMTL PROFESSIONAL SVCS 53 EXT TAXES & OPERATING ASSMNTS 64 MACHINERY & EQUIPMENT Annual Budget 642,940 2,500 5,016 48,425 54,056 2,817 116,431 11,708 105,300 800 11,000 53,000 40,500 7,300 9,215 3,058 1,300 19,270 1,029,336 Annual Budget 7,720,506 1,000 908,263 581,135 339,406 93,011 135,522 1,394,472 225,950 600 77,875 89,471 24,500 800 1,026,948 240,080 185,948 475,661 2,004,264 82,000 15,607,412 Prorated Budget 482,205 1,875 3,762 36,319 40,542 2,113 87,323 8,781 78,975 600 8,250 39,750 30,375 5,475 6,911 2,294 975 14,453 772,002 Prorated Budget 5,790,380 750 681,197 435,851 254,555 69,758 101,642 1,045,854 169,463 450 58,406 67,103 18,375 600 770,211 240,080 139,461 356,746 1,503,198 61,500 11,765,579 Actual Spent 504,687 1,674 718 37,971 40,836 1,983 96,576 11,685 6,703 67,165 3,509 7,200 31,967 24,490 4,222 5,463 543 647 10,678 5,721 797,273 Actual Spent 5,533,143 749,400 477,545 293,436 63,811 105,277 972,377 137,353 51 41,219 61,007 22,249 769,995 236,250 1,320 116,784 48,548 1,433,112 3 8,789 11,071,669 % of year expired 75.00% %® of Annual Variance Budget Spent 22,482 (201) (3,044) 1,653 294 (130) 9,253 2,904 6,703 (11,810) 2,909 (1,050) (7,783) (5,885) (1,253) (1,448) (1,750) (328) (3,775) 5,721 25,271 Variance (257,236) (750) 68,202 41,693 38,881 (5,947) 3,636 (73,477) (32,110) (399) (17,187) (6,097) 3,874 (600) (216) (3,830) 1,320 (22,677) (308,197) (70,086) 3 (52,712) (693,910) 78.50% (a) 66.96% 14.31% 78.41% 75.54% 70.38% 82.95% 99.80% (b) 0.00% 63.78% 438.56% 65.45% 60.31% 60.47° 57.84% 59.29% 17.76% 49.79% 55.41% 0.00% 77.46% % of Annual Budget Spent 71.67% 0.00% 82.51% (c) 82.17% 86.46% 68.61% 77.68% 69.73% 60.79% 8.57% 52.93% 68.19% 90.81% (d) 0.00% 74.98% 98.40% (e) 0.00% 62.80% 10.21% 71.50% 0.00% 10.72% 70.94% (a) Employee's pay grade was changed. (b) Court received $4,661 to purchase computers. (c) Overtime is higher than expected due to front loading training in 1st quarter so crews are available in anticipation of summer vacations and the holiday season. (d) Department training tends to occur earlier in the year to ensure that all training requirements can be met prior to the busy holiday season. Overall, Travel will be within budget at the end of the fiscal year. (e) Annual insurance premium is paid in first quarter. " Variance = Actual over (under) prorated budget Fund 000 By Dept 11 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 11 FIRE 00 HYDRANT RENTALS 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 15 HOLIDAY PAY 21 FICA 22 LEOFF 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 45 OPERATING RENTALS & LEASES 46 INSURANCE 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 51 INTERGVRNMTL PROFESSIONAL SVCS 64 MACHINERY & EQUIPMENT Annual Budget 106,000 6,322,837 470,858 194,452 89,685 275,071 28,040 170,058 1,100,605 1,500 218,277 43,845 54,000 32,170 17,000 451,686 90,000 73,360 152,304 117,874 129,354 109,000 10,247,976 Prorated Budget 79,500 4,742,128 353,144 145,839 67,264 206,303 21,030 127,544 825,454 1,125 163,708 32,884 40,500 24,128 12,750 338,765 90,000 55,020 114,228 88,406 97,016 81,750 12 - INFORMATION TECHNOLOGY 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 45 OPERATING RENTALS & LEASES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 49-00 Miscellaneous 4901 ,,altwar,.MlN7rzro.d 49-03 N r „vimrnuq, „a 64 MACHINERY & EQUIPMENT INFORMATION TECHNOLOGY Annual Budget 612,869 2,500 44,761 50,268 2,504 131,878 5,766 122,000 1,000 128,700 1,500 6,016 56,500 117,500 27,000 88,000 2,500 32,000 1,315,762 7,708,482 Prorated Budget 459,652 1,875 33,571 37,701 1,878 98,909 4,325 91,500 710 96,525 1,125 4,512 42,375 88,125 20,250 66,01.11 1,875 24,000 Actual Spent 77,760 4,869,531 564 573,349 806 80,854 259,050 20,188 123,396 810,784 213,207 20,130 46,015 16,889 4,311 340,940 94,500 50,240 43,002 59,209 107,795 20,668 7,833,188 Actual Spent 440,863 30,800 2,201 36,003 34,412 1,668 94,643 1,630 37,792 1,586 88428 136 4,542 2 „541 30,110 1, ry1.1 (w7q::i,,1. 986,822 807,353 % of year expired Variance (1,740) 127,403 564 220,206 (145,033) 13,590 52,747 (842) (4,147) (14,669) (1,125) 49,500 (12,754) 5,515 (7,239) (8,439) 2,176 4,500 (4,780) (71,226) (29,197) 10,780 (61,082) 124,706 Variance (18,788) 28,925 2,201 2,432 (3,289) (210) (4,266) (2,695) (53,708) 836 (8,097) (989) 30 (39,834) (58,015) 115,1213,',5 (24,000) 0.00% 75.00% % of Annual Budget Spent 73.36% 77.01% 0.00% 121.77% (a) 0.41% 90.15% (a) 94.18% (a) 72.00% 72.56% 73.67% 0.00% 97.68% (b) 45.91% 85.21% (c) 52.50% 25.36% 75.48% 105.00% (d) 68.48% 28.23% 50.23% 83.33% (e) 18.96% 76.44% % of Annual Budget Spent 71.93% 1232.00% 0.00% 80.43% 68.46% 66.63% 71.77% 28.26% 30.98% 158.60°"/ 68.71% 9.08% 75.49% 4.50/ 25.63/, 1 01.98 73` " /cA 4,0.16% (179,468) 61.36% (a) Overtime is higher than expected due to backfilling positions due to temporary promotions, vacancies, and several staff out on injuries. (b) Rebuilt air packs rather than purchasing new. This extended the life by approximately 5 years. (c) Strategic plan costs related to Fire and $17K for 2013 recycling collection event account for professional services at 85% of budget. (d) Annual insurance premium is paid in first quarter. (e) Charges for dispatch are paid through October. (f) Extra labor is due to current vacancy in the IT department. (g) Install cable in both 6200 & 6300 buildings. Variance = Actual over (under) prorated budget Fund 000 By Dept 12 (f) (9) CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 13 PUBLIC WORKS 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 45 OPERATING RENTALS & LEASES 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 49 -00 Miscellaneous 49 -08 Credit card fees 49 -50 Neighborhood revitalization PUBLIC WORKS 15 - PARK MAINTENANCE 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 45 OPERATING RENTALS & LEASES 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 63 OTHER IMPROVEMENTS PARK MAINTENANCE Annual Budget 1,952,152 2,000 4,556 142,157 160,100 26,176 345,324 3,800 99,550 33,750 31,400 7,750 800 172,300 379,449 203,183 17,035 10,035 2 000 5,000 3,581,482 Annual Budget 517,680 2,295 38,847 42,450 15,074 78,133 1,425 36,968 1,500 25,000 108,726 173,000 37,000 4,000 5,000 1,087,098 Prorated Budget 1,464,114 1,500 3,417 106,618 120,075 19,632 258,993 2,850 74,663 25,313 23,550 5,813 600 129,225 284,587 152,387 12,776 7,526 1,500 3,750 2,686,112, Prorated Budget 388,260 1,721 29,135 31,838 11,306 58,600 1,069 27,726 1,125 18,750 81,545 129,750 27,750 3,000 3,750 815,324 Actual Spent 1,362,484 300 7,320 102,588 107,456 16,377 236,216 189 62,745 30,316 7,287 2,805 592 116,554 236,737 172,967 3,609 1.',326 558 725 2,466,543, % of year expired 75.00% % of Annual Variance Budget Spent (101,630) (1,200) 3,903 (4,029) (12,619) (3,255) (22,777) (2,661) (11,918) 5,004 (16,263) (3,007) (8) (12,671) (47,850) 20,580 (9,167) (5,2001) (')4'8). 025) (219,568) 68.87% 69.79% 15.00% 160.66% (a) 72.17% 67.12% 62.57% 68.40% 4.98% 63.03% 89.83% (b) 23.21% 36.20% 74.04% 67.65% 62.39% 85.13% 21.19% 5788994, 14450% Actual Spent ; Variance 405,687 17,427 136 136 5,327 3,606 30,897 1,762 30,661 (1,176) 10,049 (1,256) 56,552 (2,047) 801 (268) 27,478 (248) 876 (249) 20,402 1,652 220 220 64 64 80,103 (1,442) 188,049 58,299 9,049 (18,701) 2,522 (478) (3,750) % of Annual Budget Spent 78.37% 0.00% 232.11% (c) 79.54% 72.23% 66.66% 72.38% 56.21% 74.33% 58.40% 81.61% 0.00% 0.00% 73.67% 108.70% (d) 24.46% 63.06% 0.00% 79.93% 868,873 53,550 (a) Overtime is required for private development permits for utility work. The work is usually completed at night and costs are reimbursed by developer or utility company. (b) Purchased computer equipment for TRAKiT conversion. (c) Overtime during the summer to Saturday shifts due to being short- staffed as well as assisting with Recreation events. (d) Public utility costs have been under budgeted in the past. An adjustment will be included in the 2013 budget amendments. Variance = Actual over (under) prorated budget Fund 000 By Dept 13 CITY OF TUKWILA General Fund Expenditures - By Department As of September 30 2013 16 - STREET MAINTENANCE & OPERATION 11 SALARIES 12 EXTRA LABOR 13 OVERTIME 21 FICA 23 PERS 24 INDUSTRIAL INSURANCE 25 MEDICAL,DENTAL,LIFE,OPTICAL 28 UNIFORM CLOTHING 31 OFFICE & OPERATING SUPPLIES 35 SMALL TOOLS & MINOR EQUIPMENT 41 PROFESSIONAL SERVICES 42 COMMUNICATION 43 TRAVEL 44 ADVERTISING 45 OPERATING RENTALS & LEASES 46 INSURANCE 47 PUBLIC UTILITY SERVICES 48 REPAIRS & MAINTENANCE 49 MISCELLANEOUS 53 EXT TAXES & OPERATING ASSMNTS STREET MAINTENANCE & OPERATION 20'- CONTRIBUTIONS / FUND BALANCE 01 TRANSFERS OUT t: "I. Yd "" "&'ren fer9re;.' p "drla 10.3 Street 01.-156 lan!aawTMa redrto Fund 105 d re.wadtana,;edr.a • -109 "r „crash r Ao 1 tliiid 109 Disci '_ n, „ca .aAd°e ;A t -300 "rt! re dea to Fend 1 „ d0;',,9 Gee Gael UT p.m, 01-411 Transfer Are II:,,¢oadul All '" ' la 8C 12,0;,.urse 52 MPD LOANS CONTRIBUTIONS /`FUND BALANCE send sir Annual Budget 813,107 43,723 11,474 62,459 67,840 24,133 190,012 2,375 333,100 12,431 4,000 4,300 2,700 1,500 368,887 35,455 831,565 27,100 5,200 Prorated Budget Actual Spent Variance 609,830 591,402 (18,429) 32,792 30,576 (2,216) 8,606 4,118 (4,488) 46,844 47,382 538 50,880 47,090 (3,790) 18,100 17,974 (126) 142,509 128,702 (13,807) 1,781 730 (1,052) 249,825 84,030 (165,795) 9,323 1,119 (8,205) 3,000 411 (2,589) 3,225 931 (2,294) 2,025 173 (1,852) 1,125 - (1,125) 276,665 274,171 (2,494) 35,455 37,406 1,951 623,674 718,219 94,545 20,325 10,783 (9,542) 3,900 6,113 2,213 - 46 46 2,001,376 (138,509) % of year expired 75.00% 2,841,361 2,139,885 Annual Bidgetriir 100„ 000 4,550,0 00 „500„ 000 500„ 000 400,000 Prorated Budget Actual Spent „1;900 0 /11.12 „ 500 li 125„9':100 t1.; 250 998, °m16 ,Q "100 3100,()00 2,300,000 554,967 300,000 1,250,000 9,789,688 7,342,266 4,404,967 (a) Annual insurance premium is paid in first quarter. (b) Surface water bills for roadway of $454,367.61 is paid in January and July. (c) Pesticide recerts and conference registration, and other training. " Variance = Actual over (under) prorated budget Fund 000 By Dept 14 % of Annual Budget Spent 72.73% 69.93% 35.89% 75.86% 69.41% 74.48% 67.73% 30.73% 25.23% 9.00% 10.27% 21.65% 6.42% 0.00% 74.32% 105.50% (a) 86.37% (b) 39.79% 117.56% (c) 0.00% 70.44% .:% of. Annual iii.Variance Budget Spent ( ("75,000) 112,500) 05 000,) "SCE °. " ';!p0) "1,4431,E'1)49) (315,(:100) 1,250,000 (2,937,289) 0.00% C 010"1',, 0.005 "o 45.00% City of Tukwila Hotel/Motel Tax Fund 101 - Revenue and Expenditures As of September 30 2013 Revenue General Revenue Hotel /Motel Taxes Total General Revenue Intergovernmental Revenue Miscellaneous Revenue Investment Earnings Other Misc Revenue Total Miscellaneous Revenue Total Revenue % of year expired 2013 75.00% Prorated Actual % of Annual Annual Budget Budget Year -To- Date Variance ** Budget $ 538,000 $ 403,500 $ 375,474 $ (28,026) 538,000 403,500 375,474 (28,026) 973,000 729,750 560,524 (169,226) 69.79% 69.79% 57.61% 1,766 1,325 753 (571) 42.66% 12,000 9,000 9,053 53 75.44% 13,766 10,325 9,807 (518) 71.24% 1,524,766 1,143,575 945,805 (197,769) 62.03% Expenditures 11 Salaries 293,878 220,409 210,753 (9,655) 71.71% 12 Extra Labor 30,000 22,500 19,769 (2,731) 65.90% 13 Overtime 4,110 3,083 4,253 1,171 103.48% 21 FICA 22,243 16,682 17,960 1,278 80.74% 23 PERS 24,100 18,075 17,964 (111) 74.54% 24 Industrial Insurance 1,252 939 1,107 168 88.44% 25 Medical, Dental, Life, Optical 38,867 29,150 24,776 (4,374) 63.75% 31 Office & Operating Supplies 20,000 15,000 4,898 (10,102) 24.49% 41 Professional Services 186,000 139,500 75,778 (63,722) 40.74% 42 Communication 75,000 56,250 43,905 (12,345) 58.54% 43 Travel 23,000 17,250 11,573 (5,677) 50.32% 44 Advertising 732,000 549,000 389,847 (159,153) 53.26% 45 Operating Rentals & Leases 51,741 38,806 35,388 (3,418) 68.39% 47 Public Utility Services 1,500 1,125 900 (225) 59.98% 48 Repairs & Maintenance 1,000 750 (750) 0.00% 49 Miscellaneous 35,400 26,550 31,345 4,795 88.55% (a) 64 Capital Outlay 10,000 7,500 - (7,500) 0.00% Total HotetMotel Tax Fund 1,550,091 1,162,568 890,217 (272,351) 57.43% Indirect cost allocation 96,191 72,143 72,143 75.00% Total Expenditures 1,646,282 1,234,712 9621360 (272,351) 58.46 %' Change in Fund Balance (121,516) (91,137) (16,555) 74,582 13.62% Beginning Fund Balance 650,000 650,000 710,707 60,707 109.34% Ending Fund Balance Cash and investments $ 528,484 $ 558,863 $ 694,152 $ 135,289 131.35% $ 679,193 (a) $9K of the miscellaneous expenditure line item is for membership dues in various organizations. ** Variance = Actual over (under) prorated budget Fund 101 15 City of Tukwila Street Fund 103 - Revenue and Expenditures As of September 30 2013 Revenue Intergovernmental Revenue Annual Bud % of year expired 2013 75.00% Prorated Budget Miscellaneous Revenue Investment Earnings Total Miscellaneous Revenue Transfers In Total Revenue Actual Year -To -Date Variance ** % of Annual Budget $ 738,000 $ 553,500 $ 197,559 $ (355,941) 26.77% 1,000 750 1,402 652 140.23% 1,000 750 1,402 652 140.23% 100,000 75,000 (75,000) 0.00% 839,000 629,250 198,961 (430,289) 23.71% Expenditures 11 Salaries 9,237 9,237 0.00% 21 FICA 696 696 0.00% 23 PERS 760 760 0.00% 24 Industrial Insurance 98 98 0.00% 25 Medical, Dental, Life, Optical 537 537 0.00% 41 Professional Services 699,000 524,250 110,561 (413,689) 15.82% (a) 64 Capital Outlay 328,000 246,000 - (246,000) 0.00% (a) Total Streets Fund 1,027,000 770,250 121,889 (648,361) 11.87% Total Expenditures 1,027,000` 770,250 121,889 (648,361) 11.87%' Change in Fund Balance (188,000) (141,000) 77,072 218,072 - 41.00% Beginning Fund Balance 700,000 700,000 1,046,771 346,771 149.54% Ending Fund Balance $ 512,000 $ 559,000 $ 1,123,843 $ 219.50% Cash and investments $ 1,083,476 (a) 42nd Ave S Phase III is still in design with 50% of design funds carried into 2014, Cascade View Safe Routes to School construction will be carried over into 2014, and Thorndyke Safe Routes to School project is in design phase. Variance = Actual over (under) prorated budget Fund 103 16 City of Tukwila Arterial Street Fund 104 - Revenue and Expenditures As of September 30 2013 Revenue General Revenue Parking Taxes Real Estate Excise Taxes Total General Revenue Charges for Services Traffic Impact Fees Total Charges for Services Intergovernmental Revenue Miscellaneous Revenue Investment Earnings Contributions/Donations Total Miscellaneous Revenue Transfer In Debt Proceeds Total Revenue Expenditures 11 Salaries 21 FICA 23 PERS 24 Industrial Insurance 25 Medical, Dental, Life, Optical 31 Office & Operating Supplies 41 Professional Services 42 Communication 43 Travel 44 Advertising 45 Operating Rentals & Leases 47 Public Utility Services 48 Repairs & Maintenance 49 Miscellaneous 64 Capital Outlay 81 Debt Service Interest and costs Total Arterial Streets 104 Transfers Out Total Expenditures Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments Annual Budget $ 151,000 130,000 281,000 % of year expired 2013 75.00% Prorated Budget $ 113,250 97,500 210,750 9,408,000 7,056,000 3,820 2,865 272,000 204,000 275,820 206,865 4,550,000 3,412,500 9,180,000 6,885,000 23,694,820 17,771,115 214,104 160,578 15,951 11,963 17,556 13,167 626 470 26,188 19,641 4,701,000 3,525,750 10,108,000 7,581,000 15,083,425 8,500,000 23,583,425 Actual Year -To -Date $ 106,286 115,259 221,545 33,618 33,618 722,898 Variance** $ (6,964) 17,759 10,795 % of Annual Budget 70.39% 88.66% 78.84% 33,618 0.00% 33,618 0.00% (6,333,102) 7.68% (a) 3,210 345 294,043 90,043 297,253 90,388 2,300,000 (1,112,500) (6,885,000) 84.03% 108.10% 107.77% 50.55% 0.00% (b) 3,575,313 (14,195,802) 15.09% 11,312,569 6,375,000 17,687,569 111,395 83,546 200,000 200,000 311,395 255,135 19,166 19,866 1,825 34,637 394 898,510 35 195 1,088 1,027 1,574 31,360 16,919 1,624,779 75,507 2,982,017 94,557 7,203 6,699 1,355 14,996 394 (2,627,240) 35 195 1,088 1,027 1,574 31,360 16,919 (5,956,221) 75,507 (8,330,552) (6,375,000) 119.16% (c) 120.16% 113.16% 291.50% (d) 132.26% 0.00% 19.11% (e) 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 16.07% (e) 0.00% 19.77% 0.00% (b) 2,982,017 (14,705,552) 12.64% 593,296 509,750 532.61% 483,330 283,330 241.67% $ : 1,076,626 $ 793,080 345.74% $ 1,104,344 (a) Grant revenue is tied to construction projects including Boeing Access Bridge and Tukwila Urban Center - Transit Center. (b) Bond proceeds are for the Tukwila Urban Center Access Project Local Improvement District No. 33. Bonds will be sold in November 2013. Once LID proceeds are received, most of the proceeds will be transferred into the general fund. (c) Salary and benefit costs are related to the Southcenter Parkway project and LID. Project has been closed out. (d) Budget of $626 is for two administrative personnel. However, personnel working on projects are budgeted in other funds but charged to fund 104 for specific project work. Their industrial insurance rate is substantially higher than administrative personnel. (e) Boeing Access Rd over BNRR Bridge Rehab is under design late in the year, Tukwila Urban Center - Ped/Bike Bridge and Overlay & Repair - E Marginal Way S is under design. TUC - Transit Center and Andover Pk W (Tukwila Pkwy - Strander Blvd) is under design with Council approved the bid in November with construction in 2014.. *' Variance = Actual over (under) prorated budget Fund 104 17 City of Tukwila Fund 104 Arterial Streets As of September 30, 2013 PROJECT PROJECT DESCRIPTION PROJECT REVENUE - - -- 1 PROJECT EXPENDITURES I Actual YTDI Over (under) 1 ACTUAL YTD 9 -30-13 1 Over (under) ' Budget ! 9 -30-13 ! Budget ;;' BUDGET ! Staff Time Other Total 1 Budget ' 10901301 Howard Hanson Dam Flood Response ! $ - 1 $ - 1 $ - i $ - I $ 217 $ - $ 217 ! $ 217 1 90310402 Interurban Ave S - ' - ' - � 400,000 ' 5,335 441,721 447,056 ' 47,056 ' 90510403 TUC Pedestrian /Bicycle Bridge 1,121,000 , 120,447 , (1,000,553) r 1,171,000 , 12,609 266,535 279,144 , (891,856)! 90610402 TUC Transit Center 4,735,000 1 506,849 1 (4,228,151) %j 6,130,000 1 36,298 536,463 572,761 ' (5,557,239)1 90810406 Transportation Element Comp Plan - - - 1 4,966 - 4,966 , 4,966 91210401 2012 Overlay & Repair 112,000 , (112,000) ( 1,450,000 , 1,899 1,899 (1,448,101), 91210405 ADA Improvements - 1 - I 7 163,000 1 394 15,698 16,092 , (146,908)1 91210406 Overlay & Repair E Marginal Wy S 1,000,000 � (1,000,000) 1,475,000 3,115 89,293 92,408 i (1,382,592) 91310401 2013 Overlay & Repair - - 1,941 30,863 32,805 , 32,805 . 91310402 2013 Bridge Inspections ! I 275,000 ! 11,062 36,744 47,806 i (227,194)1 91310404 Annual Traffic Signals 2013 1 1 150,000 1 - 15,188 15,188 ' (134,812)1 91310406 Tukwila MIC Smart Street Non - Motorized ' ' G/ - ' 978 978 1 978 ' 98410419 Tukwila Urban Center Access (Klickitat) ' ! I - ! 20,571 154,871 175,442 ' 175,442 1 98410437 Southcenter Pkwy Extension 1 1 195,836 j 195,836 (a) - 1 106,010 1,000,844 1,106,854 1 1,106,854 1 98610403 Strander Blvd Extension - ' ' - ' 1,574 1,574 ; 1,574 ' 98810404 Andover Park W (Tuk Pk - Strander) 1 1,320,000 - (1,320,000) 1,840,000 18,595 60,656 79,2511 (1,760,749); , 99410408 Boeing Access Rd Bridge Rehabilitation 1,120,000 1 - 1 (1,120,000) 1,400,000 I 40,285 1,358 41,643 , (1,358,357)1 99510404 Tukwila Int'I Blvd Phase III I 2,634 ' 2,634 - ' - - - - 1 99110405 Andover Park E/Industry Dr Intersection - . - 100,000 . (100,000). 99310410 West Valley Hwy/S 156 St Intersection 7755,000000 il 1 (75,000)1 90310405 Andover Park e/Minkler Blvd Intersection (75,000)i 99510402 S 144 St Phase II (42nd Ave S -TIB) 68,000 : - 1 (68,000). 99510405 S 133 St/SR599 Southbound Intersection ! ! 20,000 ! - (20,000)! 90610405 Macadam Rd & S 144th St Intersection ! 1 1 �j 17,000 1 - - 1 (17,000)1 11000300 Tukwila South Project Annual Bill ' - ' 528 - 528 ' 528 , Totals • 4 1 7• $ 8 582 235 ,° 14 ,-.•• Ili 1 $264804 $2.651,808 $2916.613 I 11 Other Revenue: I Budget Actual YTD Parking Taxes , $ 151,000 ; $ 106,286 , Real Estate Excise Taxes 1 130,000 1 115,259 I Traffic Impact Fees � - i 33,618 i MVFT Cities 92,968 , Investment Earnings 1 3,820 1 3,210 I Contributions /Donations 272,000 i 98,207 i(a) Transfers In 4,550,000 ' 2,300,000 ' Debt Proceeds 1 9,180,000 1 _ 1 Total Other Revenue 1 14,286,820 1 2,749,548 1 Total Revenue Fund 104 ; $ 23,694.820 ! $3.575.813 ' (a) Developer agreement recorded in Contributions /Donations category in fund 104 statement. 18 City of Tukwila Contingency Fund 105 - Revenue and Expenditures As of September 30 2013 Revenue Miscellaneous Revenue Investment Eamings Total Miscellaneous Revenue Transfers In Total Revenue Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments % of year expired 2013 75.00% Prorated Actual Annual Budget Budget Year -To -Date Variance ** % of Annual Budget $ 1,816 $ 1,362 $ 2,002 $ 640 110.22% 1,816 1,362 2,002 640 110.22% 1,500,000 1,125,000 (1,125,000) 0.00% (a) 1,501,816 1,126,362 2,002 (1,124,360) 0.13% 1,501,816 1,126,362 2,002 (1,124,360) 0.13% 1,500,000 1,500,000 1,460,454 (39,546) 97.36% 3,001,816 $ 2 626,362 $ 1,462,456 $ (1,163,906) 48.72% $ 1,462,456 (a) Transfer from general fund to contingency should occur upon receipt of LID bond proceeds. Variance = Actual over (under) prorated budget Fund 105 19 City of Tukwila Fire Equipment Cum. Reserve 107 - Revenue and Expenditures As of September 30 2013 Revenue Miscellaneous Revenue Investment Earnings Total Miscellaneous Revenue Total Revenue Expenditures Total Transfer Out Total Expenditures Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments Prorated Annual Budget Budget 1,030,000 772,500 1,030,000 772,500 (1,030,000) (772,500) 1,030,000 1,030,000 2013 Actual Year -To -Date % of year expired Variance ** $ 1,311 $ 1,311 1,311 1,311 54,009 54,009 892,072 54,009 75.00% % of Annual Budget 0.00% 0.00% 0.00% 0.00% (772,500) 0.00% (772,500) 0.00% 826,509 -5.24% (137,928) 86.61% $ 257,500 $ 946,081 $ 688,581 ** Variance = Actual over (under) prorated budget Fund 107 20 $ 946,081 0.00% City of Tukwila Drug Seizure Fund 109 - Revenue and Expenditures As of September 30 2013 Revenue Miscellaneous Revenue Investment Eamings Seizure Revenue Total Miscellaneous Revenue Transfers In Total Revenue % of year expired 2013 75.00% Prorated Actual Annual Budget Budget Year -To -Date $ 1,000 $ 750 $ 20,000 15,000 21,000 15,750 75,000 56,250 Variance'* % of Annual Budget - $ (750) 0.00% (9,101) (24,101) - 45.50% (a) (9,101) (24,851) - 43.34% (56,250) 0.00% 96,000 72,000 (9,101) (81,101) -9.48% Expenditures 31 Office & Operating Supplies 3,000 2,250 (2,250) 0.00% 35 Small Tools & Minor Equipment 1,541 1,541 0.00% 41 Professional Services 10,000 7,500 - (7,500) 0.00% 43 Travel 1,470 1,470 0.00% 45 Operating Rentals & Leases 10,000 7,500 - (7,500) 0.00% 49 Miscellaneous 2,000 1,500 1,700 200 85.00% 51 Intergovernmental Prof Svcs 30,000 22,500 30,000 7,500 100.00% Total Drug Seizure Fund 55,000 41,250 34,712 (6,538) 63.11% Total Expenditures 55,000 41,250' 34,712 (6,538) 63.11 %' Change in Fund Balance 41,000 30,750 (43,812) (74,562) - 106.86% Beginning Fund Balance 280,000 280,000 160,125 (119,875) 57.19% Ending Fund Balance $ 321,000 $ 310,750 $ 116,313 $` (194,437) 36.23% Cash and investments $ 116,312 (a) Remittance of 2012 annual drug forfeiture paid to the State of Washington. 10% of what is collected is remitted to the State. " Variance = Actual over (under) prorated budget Fund 109 21 City of Tukwila Debt Service Funds 2XX - Revenue and Expenditures As of September 30 2013 Revenue Build America Bonds Tax Credit Miscellaneous Revenue Investment Earnings Note Proceeds - MPD LID Assessment Interest LID Assessment Principal Total Miscellaneous Revenue Transfers In Total Revenue Expenditures 80 Debt Service Principal 81 Debt Service Interest/Misc Fees Total Debt Service Funds Transfers Among Debt Service Funds Total Expenditures Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments % of year expired 2013 75.00% Prorated Annual Budget Budget $ 66,657 259,000 600,000 859,000 2,664,688 3,590,345 5,526,000 1,364,031 6,890,031 Actual Year -To -Date Variance % of Annual Budget $ 49,993 $ 194,250 450,000 644,250 1,998,516 2,692,759 4,144,500 1,023,023 5,167,523 6,890,031 5,167,523 (3,299,686) (2,474,765) 3,308,000 3,308,000 30,429 $ (19,564) 27,425 50,732 158,766 236,922 634,052 901,403 50,732 547,586 598,318 995 599 313 27,425 50,732 (259,000) (441,234) (407,328) (1,364,464) (1,791,356) 302,090 3,012,381 . _ 8,314 $ : 833,236 = $ 3,314,471 $ 3,314,471 (4,093,768) (475,437) (4,569,205) 995 (4,568,210) 2,776,854 (295,619) 2,461,235 45.65% (a) 0.00% 0.00% (b) 0.00% 26.46% 27.58% 23.79% 25.11% 0.92% (c) 40.14% 8.68% 0.00% 8.70% - 9.16% 91.06% 39866.14% (a) Tax credit for 2010 BABs bonds. Bonds were issued for the Southcenter Parkway in the Tukwila South Annexation area and for the cost of emergency preparedness capital and other equipment. Sequestration reduced the tax credit by 8.7% or $2,900. (b) Note proceeds are from the MPD for payment of the 2013 LTGO bonds. (c) Principal due for most bonds is in December of each year. Includes payoff of LTGO 2003 bonds of $3,240,000. " Variance = Actual over (under) prorated budget Fund 2XX 22 City of Tukwila Land Acquisition, Rec and Park Development Fund 301 - Revenue and Expenditures As of September 30 2013 % of year expired 75.00% 2013 Prorated Actual % of Annual Annual Budget Budget Year -To -Date Variance Budget Revenue General Revenue Excess Prop Tax Levy -Dwmsh Hill $ 34,000 $ 25,500 $ 29,967 $ 4,467 88.14% Real Estate Excise Taxes 130,000 97,500 115,416 17,916 88.78% Total General Revenue 164,000 123,000 145,383 22,383 88.65% Charges for Services Park Impact Fees 60,000 45,000 58,606 13,606 97.68% Total Charges for Services 60,000 45,000 58,606 13,606 97.68% Intergovernmental Revenue 915,000 686,250 (686,250) 0.00% (a) Miscellaneous Revenue Investment Earnings 10,000 7,500 1,569 (5,931) 15.69% Rents and Concessions - - 29,115 29,115 0.00% Total Miscellaneous Revenue 10,000 7,500 30,684 23,184 306.84% Total Revenue 1,149,000 861,750, 234,673 (627,077) 20.42% Expenditures 11 Salaries 11,396 11,396 0.00% 21 FICA 856 856 0.00% 23 PERS 900 900 0.00% 24 Industrial Insurance 31 31 0.00% 25 Medical, Dental, Life, Optical 1,524 1,524 0.00% 41 Professional Services 952,000 714,000 181,498 (532,502) 19.06% (b) 43 Travel 12 12 0.00% 44 Advertising 400 400 0.00% 48 Repairs & Maintenance 5,183 5,183 0.00% 64 Capital Outlay 170,000 127,500 30,429 (97,071) 17.90% (b) Total Park Acquisition Fund 1,122,000 841,500 232,229 (609,271) 20.70% Total Expenditures 1,122,000 841,500 232,229 (609,271) 20.70% Change in Fund Balance 27,000 20,250 2,444 (17,806) 9.05% Beginning Fund Balance 500,000 500,000 1,090,187 590,187 218.04% Ending Fund Balance $ 527,000 $ 520,250 1,09 .,L=5/M8 1' 207.33% Cash and investments $ 1,092,236 (a) Grant revenue is tied to projects and invoiced to grantors after project funds are expended. Grants budgeted include DHP $515K. Duwamish Gardens $350K, and Duwamish Gardens Acquisition $50K. Grant for DHP going to CAP in 4th quarter. (b) Duwamish Gardens project and Parks, Recreation and Open Space Plan are both in design phase. Variance = Actual over (under) prorated budget Fund 301 23 City of Tukwila Fund 301 Land Acquisition, Rec and Park Development As of September 30, 2013 PROJECT PROJECT DESCRIPTION 81330101 Parks, Recreation & Open Space Plan 90030104 WRIA 9 Watershed Planning 90330109 Duwamish Hill Preserve 90510403 TUC Pedestrian /Bicycle Bridge 90630102 Duwamish Gardens 91030101 TCC Spray Park Sewer Connection 99830106 Codiga Park 90330107 Fort Dent Park 90730101 Black River Trail Connector Totals Other Revenue: Real Estate Excise Taxes Park Impact Fees Investment Earnings Rents and Concessions Total Other Revenue Total Revenue Fund 301 - - -- PROJECT REVENUE - - -- 1 % PROJECT EXPENDITURES i Actual YTD Over (under) kt Budget 9-30 -13 Budget BUDGET I$ $ - !$ I I 624,000 i 79,873 � (544,127) (a) - 8,700 8,700 (b)' 350,000 - ! (350,000) " ! ! II I - rr - - 1 - 1 l j $ 974,000 j $ 88,573 j $ (885,427) IBudget Actual YTD I $ 130,000 1 $ 115,416 j I 35,0001 - I(a) 10,000 ' 1,569 ' - 29,115 ! 175,000 I 146,1001 $ 1,149,000 j $ 234,673 i ACTUAL YTD 9 -30 -13 i Staff Time Other Total 100,000 , $ 210 $ 27,379 $ 27,589 I $ 12,0001 - 7,450 7,450 610,000 � - 6,195 6,195 I 350,000 ! 15,053 146,068 161,121 ! 30,429 30,429 15,263 $ 217,522 $ 232,785 p, $ Over (under) Budget (72,411); (4,550)1 (603,805) (188,879)! - 30,429 i (27,000). (23,000)1 (889,215)j - I 27,000 23,000 I $1,122 000 ` $ (a) $29,967 revenue from excess property tax levy and $49,906 from park impact fees. Budget for park impact fees is split $25,000 for Duwamish Hill Preserve project while the balance of the park impact fees will be allocated to other projects. (b) $8,700 revenue is from park impact fees. 24 City of Tukwila Facility Replacement Fund 302 - Revenue and Expenditures As of September 30 2013 % of year expired 75.00% 2013 Prorated Actual % of Annual Annual Budget Budget Year -To -Date Budget Revenue Miscellaneous Revenue Investment Earnings $ 5,602 $ 4,202 $ 2,776 $ (1,426) Total Miscellaneous Revenue 5,602 4,202 2,776 (1,426) Total Revenue 49.55% 49.55% 5,602 4,202 '' 2,776 (1,426) 49.55% Expenditures 11 Salaries 1,338 1,338 0.00% 21 FICA 101 101 0.00% 23 PERS 111 111 0.00% 24 Industrial Insurance 20 20 0.00% 25 Medical, Dental, Life, Optical 65 65 0.00% 31 Office & Operating Supplies - 324 324 0.00% 41 Professional Services 508,000 381,000 55,107 (325,893) 10.85% (a) 44 Advertising - 636 636 0.00% 47 Public Utility Services 8,500 6,375 6,937 562 81.61 % 48 Repairs & Maintenance 1,500 1,125 224 (901) 14.97% 49 Miscellaneous - - 82 82 0.00% 64 Capital Outlay 72,000 54,000 (54,000) 0.00% (a) Total Expenditures 590,000 442,500 64,946 (377,554) 11.01% Total Expenditures 590,000 X442,500 64,946 (377,554) 11.01% Change in Fund Balance (584,398) (438,299) (62,170) 376,128 10.64% Beginning Fund Balance 2,000,000 2,000,000 2,005,520 5,520 100.28% Ending Fund Balance Cash and investments 1,415,602 $ 1 561702. $ 1943350 $ 381,648 137.28% $ 2,043,744 (a) City facility needs assessment contract was approved at the June 3, 2013 C.O.W. meeting. Variance = Actual over (under) prorated budget Fund 302 25 City of Tukwila General Government Improvements 303 - Revenue and Expenditures As of September 30 2013 Revenue Intergovernmental Revenue Miscellaneous Revenue Investment Earnings Other Misc Revenue Total Miscellaneous Revenue Transfers In % of year expired 2013 75.00% Prorated Actual Annual Budget Budget Year -To -Date $ 847,000 842 842 $ 635,250 $ 192 $ (635,058) 632 632 500,000 375,000 of Annual Budget 0.02% (a) 621 (11) 73.71% 2,934 2,934 - 3,555 2,923 422.17% (375,000) 0.00% (b) 1,347,842 1,010,882 3,747 (1,007,135) 0.28% Expenditures 11 Salaries 100,374 75,281 60,091 (15,189) 59.87% 13 Overtime - 1,240 1,240 0.00% 21 FICA 7,665 5,749 4,674 (1,075) 60.98% 23 PERS 8,234 6,176 4,861 (1,315) 59.03% 24 Industrial Insurance 313 235 414 180 132.40% 25 Medical, Dental, Life, Optical 13,351 10,013 10,461 448 78.36% 31 Office & Operating Supplies - - 3,639 3,639 0.00% 35 Small Tools & Minor Equipment - - 8,024 8,024 0.00% 41 Professional Services 20,000 15,000 60,414 45,414 302.07% (c) 48 Repairs & Maintenance 39,504 39,504 0.00% (d) 49 Miscellaneous 125,000 93,750 2,906 (90,844) 2.32% 64 Capital Outlay 1,180,000 885,000 367,965 (517,035) 31.18% (e) Total Gen Government Improve 1,454,937 1,091,203 564,192 (527,010) 38.78% Transfers to Debt Service Fund Total Expenditures 78,089 78,089 0.00% (f) 1,454,937 1,091,203 642,282 (448,921) 44.14% (80,321) (638,535) (558,214) 596.23% 200,000 913,830 713,830 456.92% Change in Fund Balance (107,095) Beginning Fund Balance 200,000 Ending Fund Balance Cash and investments 92,905 $ 119,679 $ 275,295 $ 309,612 155,616 296.32% (a) Grant revenue is tied to projects and invoiced to grantors after project funds are expended. (b) Transfers in are done on an as- needed basis. Transfers to this fund will be done in 4th quarter, after LID proceeds have been received. (c) Just under $52k in professional services is related to the Hesco removal project. (d) Repairs & maintenance to fire stations: install security cameras, window replacement, and flooring replacement. Costs to fire stations budgeted in 2012 but paid for in 2013. (e) Funds spent are continuation of the project to televise Council meetings. Of the total capital budget of $1,180M, $1 M is for Tukwila Levee repairs & maintenance. Additionally, the HHD Removal project came in under budget. (f) Unused 2010 GO bond proceeds transferred to debt service fund to pay principal and interest. ** Variance = Actual over (under) prorated budget Fund 303 26 City of Tukwila Fund 303 General Government Improvements As of September 30, 2013 PROJECT PROJECT DESCRIPTI 10901301 Howard Hansory 11"")arn Rood Response 11030301 2010 MINOR HtDMIE REEPAIR. Facillity Improvercents 90"130302 Cily IlviaVI Campus Wayfindvng 903730303 George Long Watvvin'/OVV 10 9111:1:V0303 6300 ElvVdg Fire ,A.10nrrn System 911,1.10304 FOre aalvon 51 IFence 9 6 allivng GaVe 912310,306 Tooevilsiing City Gonna .Meenngs 91330301 6300 Bldg, Vaevior Waylinthng Signage 330309 Hernage Center 7011"1.018VITI Upgrade 913303'11 13.0C Fire AVvvvirrn FlepaVIR11091ade 9133031,2 03Vre MvvoinhaVO (Mice 6300 13Vvig ate "11,15 91330V304 1113ayons Otlfice 1:1ernodell Totals Other Revenue: Investment Earnings Transfers In Miscellaneous Total Other Revenue Total Revenue Fund 303 PROJECT REVENUE ---- i Actual YTD j Over (under) 'el! Bud et 930-13 : Budget $ 722,000 , ! $ (722,000) 125,000 I 192 1 (124,808) PROJECT EXPENDITURES ACTUAL YTD 9-30-13 j Over (under) BUDGET :Staff Time Other Total ! Budget 1,000,000 36,967 317,927 200,000 11,644 108,091 9, "V 354,894 I (645,106), - - 119,736 1 (80,264)i I ! ''111 9V1'■ 36 V V $ 847,000 $ 192 $ (846,808) Budget Actual YTD $ 842 1 $ 621 1 500,000 i - I - . 2,934 1 500,842 1 3,555 1 I $ 1,347 842 1 $ 3,747 I $1,200,000 j $ 48,611 $ 426,018 $ 474,630 I$ (725,370) 27 City of Tukwila Fire Impact Fees 304 - Revenue and Expenditures As of September 30 2013 Revenue Charges for Services Fire Impact Fees Total Charges for Services Investment Earnings Total Miscellaneous Revenue Total Revenue Expenditures Total Expenditures Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments % of year expired 2013 75.00% Prorated Actual Annual Budget Budget Year -To -Date $ 50,000 50,000 100 100 50,100 50,100 300,000 350,100 $ 37,500 _$ 63,718 37,500 63,718 75 456 75 456 37,575 64,174 37,575 300,000 337,575 Variance = Actual over (under) prorated budget Fund 304 28 64,174 348,010 412,184 412,183 Variance'* $ 26,218 26,218 381 381 %'of Annual Budget 127.44% 127.44% 455.66% 455.66% 26,599 128.09% 26,599 48,010 $ 74,609 0.00% 128.09% 116.00% 117.73% City of Tukwila Water Fund 401 - Revenue and Expenditures As of September 30 2013 Revenue Charges for Services Water Sales Security Total Charges for Services Miscellaneous Revenue Investment Earnings Capital contributions Connection Fees Other Misc Revenue Total Miscellaneous Revenue Transfers In Hydrant Rental Total Revenue Expenses 11 Salaries 12 Extra Labor 13 Overtime 21 FICA 23 PERS 24 Industrial Insurance 25 Medical, Dental, Life, Optical 28 Uniform Clothing 31 Office & Operating Supplies 33 Water Purchased for Resale 35 Small Tools & Minor Equipment 41 Professional Services 42 Communication 43 Travel 45 Operating Rentals & Leases 46 Insurance 47 Public Utility Services 48 Repairs & Maintenance 49 Miscellaneous 53 Excise Taxes 54 Interfund utility taxes 64 Capital Outlay 80 Debt Service Principal 81 Debt Service Interest Total Water Fund Indirect cost allocation Total Expenses Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments % of year expired 2013 75.00% Annual Budget $ 5,228,000 1,000 5,229,000 Prorated Actual Budget' Year -To -Date $ 3,921,000 750 3,921,750 $ 4,606,629 285 4,606,914 6,700 5,025 13,365 672 50,000 37,500 77,081 300 225 320 57,000 42,750 91,438 106,000 79,500 77,760 5,392,000 4,044,000 4,776,111 572,435 429,326 419,744 6,000 4,500 5,738 4,304 3,193 43,634 32,726 32,204 46,940 35,205 33,212 14,235 10,676 9,654 123,273 92,455 86,665 1,330 998 210 92,839 69,629 74,648 2,195,596 1,646,697 2,069,702 11,000 8,250 3,465 270,300 202,725 74,344 2,500 1,875 218 1,500 1,125 55 116,809 87,607 87,198 21,000 15,750 21,656 23,000 17,250 15,918 3,000 2,250 10,458 35,200 26,400 25,684 184,000 138,000 179,846 534,000 400,500 448,101 1,237,000 927,750 21,637 460,181 345,136 425,057 83,852 62,889 79,146 6,085,362 4,564,022 4,122,014 511,447 383,585 383,585 6,596,809 4,947,607 4,505,599 (1,204,809) (903,607) 270,512 4,000.000 4,000,000 6,077,949 Variance N, $ 685,628.73 (465) 685,164 8,340 672 39,581 95 48,688 (1,740) % of Annual Budget 732,111 (9,582) (4,500) (1,111) (522) (1,993) (1,022) (5,790) (788) 5,018 423,005 (4,785) (128,381) (1,657) (1,070) (409) 5,906 (1,332) 8,208 (716) 41,846 47,601 (906,113) 79,921 16,257 (442,008) (0) (442,008) 1,174,119 2,077,949 88.11% 28.50% 88.10% 199.48% 0.00% 154.16% (a) 106.67% 160.42% 73.36% 88.58% 73.33% 0.00% 55.64% 73.80% 70.75% 67.82% 70.30% 15.79% 80.41% 94.27% (b) 31.50% 27.50% 8.72% 3.68% 74.65% 103.12% (c) 69.21% 348.60% (d) 72.97% 97.74% (e) 83.91% 1.75% (f) 92.37% 94.39% 67.74% 75.00% 68.30% - 22.45% 151.95% 2,795,191 $ 3,098,393 $ 6,348,461 $ 3,252,068 227.12% '' $ 5,808,218 (a) Connection fees are related to permit activity or sale of property. (b) Water purchased for resale includes 10 months of charges rather than 9 months. (c) Budget for insurance based on 2012 actuals. (d) Annual maintenance for Eden was budgeted in the Miscellaneous category but charged to Repairs & Maintenance. (e) Excise tax budget has not been adjusted even though revenue has increased over the last several years. (f) Andover Park W /Strander new water main project construction has been carried over into 2014. Variance = Actual over (under) prorated budget Fund 401 29 City of Tukwila Sewer Fund 402 - Revenue and Expenditures As of September 30 2013 Revenue Charges for Services Sewer Sales Total Charges for Services % of year expired 75.00% 2013 Prorated Actual %of Annual Annual Budget Budget Year -To -Date Variance " ' Budget $ 5,780,000 $ 4,335,000 $ 5,578,437 $ 1,243,437 96.51% 5,780,000 4,335,000 5,578,437 1,243,437 96.51% Miscellaneous Revenue Investment Earnings 5,000 3,750 2,945 (805) 58.90% Connection fees 120,000 90,000 212,946 122,946 177.46% (a) Total Miscellaneous Revenue 125,000 93,750 215,891 122,141 172.71% Public Trust Fund Loan Proceeds 750,000 562,500 (562,500) 0.00% Total Revenue 6,655,000 4,991,250 5,794,328 '! 803,078 87.07% Expenses 11 Salaries 289,014 216,761 265,342 48,581 91.81% 12 Extra Labor 8,000 6,000 5,347 (654) 66.83% 13 Overtime 3,442 2,582 8,160 5,579 237.07% (b) 21 FICA 21,998 16,499 21,165 4,666 96.21% (b) 23 PERS 23,699 17,774 21,777 4,003 91.89% (b) 24 Industrial Insurance 6,189 4,642 5,551 909 89.69% (b) 25 Medical, Dental, Life, Optical 44,420 33,315 48,344 15,029 108.83% (b) 28 Uniform Clothing 570 428 (428) 0.00% 31 Office & Operating Supplies 22,393 16,795 21,299 4,504 95.11% 33 Metro Sewage Treatment 3,749,000 2,811,750 2,498,297 (313,453) 66.64% 35 Small Tools & Minor Equipment 5,500 4,125 1,662 (2,463) 30.22% 41 Professional Services 241,600 181,200 124,945 (56,255) 51.72% 42 Communication 2,500 1,875 1,694 (181) 67.76% 43 Travel 1,000 750 632 (118) 63.24% 44 Advertising 150 113 144 31 95.67% 45 Operating Rentals & Leases 90,261 67,696 75,117 7,421 83.22% 46 Insurance 15,195 11,396 16,734 5,338 110.13% (c) 47 Public Utility Services 27,050 20,288 21,333 1,046 78.87% 48 Repairs & Maintenance 43,000 32,250 95,655 63,405 222.45% (d) 49 Miscellaneous 30,000 22,500 22,683 183 75.61% 53 Excise Taxes 40,000 30,000 77,944 47,944 194.86% (e) 54 Interfund utility tax 579,000 434,250 557,886 123,636 96.35% 64 Capital Outlay 1,180,000 885,000 74,045 (810,955) 6.27% (f) 80 Debt Service Principal 275,961 206,971 192,261 (14,710) 69.67% 81 Debt Service Interest 78,801 59,101 45,435 (13,666) 57.66% Total Sewer Fund 6,778,743 5,084,057 4,203,451 (880,606) 62.01% Indirect cost allocation 385,141 288,856 288,856 (0) 75.00% 7,163,884 5,372,913 4,492,307 , (880,606) 62.71% Change in Fund Balance (508,884) (381,663) 1,302,022 1,683,685 - 255.86% Beginning Fund Balance 1,100,000 1,100,000 2,199,821 1,099,821 199.98% Ending Fund Balance $ 591,116 $ 718,337 $ 3,501,843 $ 2,783,506 592.41 %' Cash and investments $ 2,541,383 Total, Expenses (a) Connection charges are directly tied to permit activity and property sales. (b) Emergency sewer repair work on Andover Park West. Employees from other departments were charged here for the emergency repair. (c) Budget for insurance based on 2012 actuals. (d) APW /APE sewer repair in March for $29,884. Additionally, annual maintenance for Eden is budgeted in the Miscellaneous category but charged to Repairs & Maintenance. (e) Budget has been $40,000 since 2005 but as revenue increases, so does the excise tax. Need to revise budget to reflect current taxes owed. (f) The CBD sewer rehab project was delayed due to a sewer main break in the project area. This project has been carried over into 2014. •* Variance = Actual over (under) prorated budget Fund 402 30 City of Tukwila Foster Golf Course 411- Revenue and Expenditures As of September 30 2013 Revenue General Revenue Excise Taxes Total General Revenue Charges for Services Sale of Merchandise Greens Fees, Instruction Total Charges for Services Miscellaneous Revenue Investment Earnings Rents and Concessions Other Misc Revenue Total Miscellaneous Revenue Transfers In Total Revenue Expenses 11 Salaries 12 Extra Labor 13 Overtime 21 FICA 23 PERS 24 Industrial Insurance 25 Medical, Dental, Life, Optical 26 Unemployment Compensation 28 Uniform Clothing 31 Office & Operating Supplies 34 Items Purchased for Resale 35 Small Tools & Minor Equipment 41 Professional Services 42 Communication 43 Travel 44 Advertising 45 Operating Rentals & Leases 46 Insurance 47 Public Utility Services 48 Repairs & Maintenance 49 Miscellaneous 53 Excise Taxes 54 lnterfund admissions tax 64 Capital Outlay Total Foster Golf Course Fund Indirect cost allocation Total Expenses Change in Fund Balance Beginning Fund Balance Ending Fund Balance % of year expired 2013 75.00% Annual Budget Prorated Budget $ 2,617 $ 1,963 2,617 1,963 134,000 977,850 1,111,850 1,130 276,000 277,130 400,000 100,500 733,388 833,888 848 207,000 207,848 300,000 1,791,597 1,343,698 654,633 89,000 2,000 49,577 53,692 14,499 140,818 6,000 1,164 88,750 80,000 2,500 9,600 5,150 750 4,000 82,445 15,195 44,293 19,400 40,950 6,400 54,000 50,000 1,514,816 192,801 1,707,617 490,975 66,750 1,500 37,183 40,269 10,874 105,614 4,500 873 66,563 60,000 1,875 7,200 3,863 563 3,000 61,834 11,396 33,220 14,550 30,713 4,800 40,500 37,500 1,136,112 144,601 1,280,713 83,980 62,985 200,000 200,000 Actual Year -To -Date Variance $ 2,375 $ 412 2,375 412 123,203 22,703 894,057 160,669 1,017,260 183,372 501 (346) 249,708 42,708 (142) (142) 250,067 42,220 300,000 1,569,702 % of Annual Budget 90.75% 90.75% 91.94% 91.43% 91.49% 44.38% 90.47% 0.00% 90.23% 75.00% 226 004 87.61% 452,816 67,311 1,475 39,185 39,269 14,382 76,745 361 55,453 80,638 635 7,033 1,565 23 2,767 62,571 16,734 41,270 19,735 19,506 4,989 53,691 1,058,155 144,601 1,202,756 (38,159) 69.17% 561 75.63% (25) 73.75% 2,003 79.04% (1,000) 73.14% 3,508 99.19% (28,869) 54.50% (4,500) 0.00% (512) 31.02% (11,109) 62.48% 20,638 100.80% (a) (1,240) 25.40% (167) 73.26% (2,298) 30.38% (540) 3.05% (233) 69.18% 737 75.89% 5,338 110.13% (b) 8,050 93.17% 5,185 101.73% (11,206) 47.63% 189 77.95% 13,191 99.43% (37,500) 0.00% (c) (77,957) 69.85% 75.00% (77,957) 70.43% 366,946 303,961 436.94% 404,389 204,389 202.19% $ 283,980 $ 262,985 $ 771,335 $ " 508,350 271.62% Cash and investments (a) Most items for resale are purchased during the peak summer season. (b) Budget for insurance based on 2012 actuals. $ 695,956 (c) It is expected that $40k of capital outlay will not occur in 2013. The 2013 budget amendment will include an entry to carry forward the $40k into 2014. Variance = Actual over (under) prorated budget Fund 411 31 City of Tukwila Surface Water Fund 412 - Revenue and Expenditures As of September 30 2013 Revenue Charges for Services Surface Water Sales Total Charges for Services Intergovernmental Revenue % of year expired 75.00% 2013 Prorated Actual % Budget Annual Annual Budget Budget Year-To-Date Varirince S 3,839,309 S 2,879,482 S 3,861,543 $ 982,062 100.58% 3,839,309 2,879,482 3,861,543 982,062 100.589'. 355,000 266,250 (266,250) 0.00% (a) Miscellaneous Revenue Investment Eamings 12,591 9,443 15,956 6,512 126.72% Other Misc Revenue - 120 120 0.00% Total Miscellaneous Revenue 12,591 9,443 16,076 6,632 127.68 Total Revenue 4,206,900 3,155,175 3,877,619 722,444 92.17% Expenses 11 Salaries 729,589 547,192 530,282 (16,909) 72.68% 12 Extra Labor 25,000 18,750 30,198 11,448 120.79% (b) 13 Overtime 9,358 7,019 4,483 (2,535) 47.91% 21 FICA 55,149 41,362 42,850 1,488 77.70% 23 PERS 59,837 44,878 44,230 (647) 73.92% 24 Industrial Insurance 15,709 11,782 12,227 445 77.84% 25 Medical, Dental, Lite, Optical 151,768 113,826 103,193 (10,633) 67.99% 28 Uniform Clothing 1,425 1,069 105 (964) 7.37% 31 Office & Operating Supplies 92,130 69,098 26,062 (43,035) 28.29% 35 Small Tools & Minor Equipment 4,000 3,000 9,858 6,858 246.46% (c) 41 Professional Services 953,570 715,178 234,825 (480,353) 24.63% 42 Communication 2,000 1,500 312 (1,188) 15.62% 43 Travel 2,000 1,500 113 (1,387) 5.63% 44 Advertising 500 375 1,655 1,280 330.93% (d) 45 Operating Rentals & Leases 135,301 101,476 99,886 (1,590) 73.82% 46 Insurance 15,195 11,396 16,734 5,338 110.13% (e) 47 Public Utility Services 156,600 117,450 26,867 (90,583) 17.16% 48 Repairs & Maintenance 13,965 10,474 19,595 9,121 140.32% (1) 49 Miscellaneous 18,000 13,500 26,810 13,310 148.94% (g) 53 Excise Taxes 25,000 18,750 40,957 22,207 163.83% (h) 54 Interfund utility tax 385,000 288,750 387,376 98,626 100.62% 64 Capital Outlay 1,485,000 1,113,750 46,143 (1,067,607) 3.11% (i) 80 Debt Service Principal 287,154 215,366 270,929 55,564 94.35% 81 Debt Service Interest 28,503 21,377 22,621 1,244 79.36% Total Surface Water Fund 4,651,753 3,488,815 1,998,313 (1,490,502) 42.96% Indirect Cost Allocation 474,941 356,206 356,206 0 75.00% Total Expenses 5,126,694 3,845,021 2,354,519 (1,490,502) 45.93% Change in Fund Balance (919,794) (689,846) 1,523,100 2,212,946 165.59% Beginning Fund Balance 2,000,000 2,000,000 2,329,158 329,158 116.46% Ending Fund Balance 1,080,206 .51310021 $ 3,652,258 .524542,20.4 356.62%, Cash and investments 8 3,699,597 (a) Grant revenue is tied to projects and is billed atter project funds expended. The City was not awarded the $310K grant for Lower Duwamish Surface Water Conveyance project that was budgeted in 2013. (b) Extra labor was for repairing the break on E Marginal Way. Break occurred 11-19-12. (c) Purchased seals for storm drains for $3K. (d) Advertising for bids. (e) Budget for insurance based on 2012 actual. (f) Annual maintenance for Eden was budgeted in the Miscellaneous category but charged to Repairs & Maintenance. (g) The majority of miscellaneous costs are comprised of lien fees and credit card fees. (h) Excise fax budget has not been adjusted even though revenue has Increased over the last several years. (i) Late start on the 2013 annual small drainage program and storm lift station #15 has started construction but will continue into 2014. Variance = Actual over (under) prorated budget Fund 412 32 City of Tukwila Equipment Rental /Replacement Fund 501 - Revenue and Expenditures As of September 30 2013 Revenue Charges for Services ERR O &M Dept Charges Equipment Replacement Charges Transportation Total Charges for Services Miscellaneous Revenue Investment Earnings Other Misc Revenue Total Miscellaneous Revenue Sale of Capital Assets Transfers In Total Revenue Expenses 11 Salaries 12 Extra Labor 13 Overtime 21 FICA 23 PERS 24 Industrial Insurance 25 Medical, Dental, Life, Optical 28 Uniform Clothing 31 Office & Operating Supplies 34 Items Purchased for Resale 35 Small Tools & Minor Equipment 41 Professional Services 42 Communication 44 Advertising 45 Operating Rentals & Leases 46 Insurance 48 Repairs & Maintenance 49 Miscellaneous 64 Capital Outlay Total Equipment Rental Fund Indirect Cost Allocation Total Expenses Change in Fund Balance Beginning Fund Balance Ending Fund Balance Cash and investments Annual Budget $ 1,409,325 972,088 150 2,381,563 14,269 14,269 % of year expired 2013 75.00% Prorated Actual Budget Year-To-Date $ 1,056,994 729,066 113 1,786,172 10,702 10,702 Variance $ 1,056,994 $ 774,066 1,831,060 45,000 (113) 44,887 % of Annual Budget 75.00% 79.63% 0.00% 76.88% 18,928 8,226 132.65% 6,918 6,918 0.00% 25,845 15,143 181.13% 397,226 297,920 81,428 (216,491) 20.50% 1,030,000 772,500 - (1,030,000) 0.00% (a) 3,823,058 2,867,294 1,938,333 (1,186,460) 50.70%9 364,615 12,000 2,000 27,788 29,902 10,051 77,956 950 2,979 679,000 2,500 1,000 2,000 30,142 10,130 120,781 8,000 2,209,906 3,591,700 291,838 273,461 274,241 780 75.21% 9,000 10,334 1,334 86.11% 1,500 (1,500) 0.00% 20,841 21,609 768 77.76% 22,427 22,414 (13) 74.96% 7,538 7,470 (69) 74.32% 58,467 59,316 849 76.09% 713 89 (624) 9.33% 2,234 1,486 (748) 49.90% 509,250 434,298 (74,952) 63.96% 1,875 3,163 1,288 126.53% 750 440 (310) 43.99% 1,500 984 (516) 49.18% - 373 373 0.00% 22,607 22,424 (183) 74.39% 7,598 10,828 3,231 106.89% (b) 90,586 22 0743 (67,843) 18.83% 6,000 6,252 252 78.15% 1,657,430 1,971,757 314,328 89.22% (c) 2,693,775 2,870,219 176,444 79.91 % 218,879 218,878 3,883,538 2,912,654 3,089,098 (60,480) 4,000,000 176,444 (45,360) (1,150,764) (1,362,904) 4,000,000 4,132,395 132,395 75.00% 79.54% 1902.72% 103.31% $ 3,939520 3,954,640 $ 2,98 , $ 1,631 $ (1,230,509) 75.69% $ 2,998,319 (a) Transfers in are done on an as- needed basis. Transfers to this fund will be done in 4th quarter, after LID proceeds have been received. (b) Budget for insurance based on 2012 actual. (c) All equipment except the fire command vehicle have been ordered. Invoices for vehicles ordered will be paid upon delivery of vehicles. The purchase of the fire command vehicle has been deferred to 2014 as well as $71,000 in costs for the fire pumpers. The deferred costs will be included in the 2013 budget amendment. Variance = Actual over (under) prorated budget Fund 501 33 City of Tukwila Insurance Fund 502 - Revenue and Expenditures As of September 30 2013 Revenue Charges for Services Employee Benefit Programs Total Charges for Services % of year expired 2013 75.00% Prorated Annual Budget Budget Actual Year -To -Date Variance ** % of Annual Budget $ 1,200 $ 900 $ 482 $ (418) 40.17% 1,200 900 482 (418) 40.17% Miscellaneous Revenue Investment Earnings 96,000 72,000 121,283 49,283 126.34% Employer Trust Contributions 4,483,192 3,362,394 3,293,493 (68,901) 73.46% Employee Contributions 78,000 58,500 50,053 (8,447) 64.17% Other Misc Revenue 1,000 750 - (750) 0.00% Total Miscellaneous Revenue 4,658,192 3,493,644 3,464,829 (28,815) 74.38% Total Revenue 4,659,392 3,494,544 3,465,311 (29,233) 74.37% Expenses 25 Medical, Dental, Life, Optical 4,892,940 3,669,705 3,350,894 (318,811) 68.48% 41 Professional Services 25,000 18,750 14,783 (3,968) 59.13% 49 Miscellaneous 20,500 15,375 4,100 (11,275) 20.00% Total 4,938,440 3,703,830 3,369,777 (334,053) 68.24% Indirect cost allocation 73,709 55,282 55,282 75.00% Total Expenses 5,012,149 3,759,112 3 425 059 (334,053) 68.34% Change in Fund Balance (352,757) (264,568) 40,252 304,820 - 11.41% Beginning Fund Balance 4,500,000 4,500,000 4,794,386 294,386 106.54% Ending Fund Balance $ 4!147243 $ 4,235,432 $ 4,834,638 $ 599,206 116.57 %' Cash and investments ** Variance = Actual over (under) prorated budget Fund 502 34 $ 6,028,570 City of Tukwila LEOFF Insurance Fund 503 - Revenue and Expenditures As of September 30 2013 Revenue Miscellaneous Revenue Investment Earnings Total Miscellaneous Revenue Total Revenue % of year expired 75.00% 2013 Prorated Actual Annual Budget Budget Year-To-Date Variance',' % of Annual Budget $ 3,340 $ 2,505 $ 2,315 $ (190) 69.32% 3,340 2,505 2,315 (190) 69.32% 3,340 2,505 2,315 (190) 69.32% Expenses 25 Medical, Dental, Life, Optical 479,372 359,529 372,195 12,666 77.64% 41 Professional Services 19,500 14,625 1,643 (12,983) 8.42% 49 Miscellaneous - 500 500 0.00% 64 Capital Outlay 0.00% Total 498,872 374,154 374,338 184 75.04% Indirect Cost Allocation Total Expenses Change in Fund Balance Beginning Fund Balance Ending Fund Balance 9,619 7,214 7,214 (0) 75.00% 508,491 381,368 381,552 184 75.04% (505,151) (378,863) (379,237) (373) 75.07% 1,600,000 1,600,000 1,711,532 111,532 106.97% 1,094,849 $ 1,221,137 $ 1,332295 $ 111,159 121.69% Cash and investments $ 1,541,795 " Variance = Actual over (under) prorated budget Fund 503 35 36 „oftlia 4ifigthw givoltif,; .00,0,00 7 .0A0,0040/0m4k00404.001010000000,0000400oV 04040000000000004,00400.0000000040000504000000000000/0000000Z 00000000000,00001000 0404000/00ith 4000 AM AiNg MiA11114 ■11I la 1, 0 01 II° Office of the Mayor City of Tukwila, Washington PROCL TION WHEREAS, the City of Tukwila is committed to creating a highly skilled workforce that is critical to growing and sustaining a competitive advantage; WHEREAS, the City recognizes that having a knowledgeable, skilled workforce improves the performance of an organization; WHEREAS, learning develops individual and organizational knowledge and expertise; WHEREAS, the American Society for Training and Development (ASTD) -- the world's largest association dedicated to the training and development field -- has declared December 2-6, 2013, as "Employee Learning Week" and designated this time for organizations to recognize the value of employee learning; WHEREAS, the ASTD Puget Sound chapter, whose members are workplace learning and performance professionals and the City of Tukwila have demonstrated their commitment to developing the skills of employees and the workforce; NOW THEREFORE, I, Jim Haggerton, Mayor of the City of Tukwila, do hereby proclaim December 2- 6, 2013 as: Employee Learning Week in the City of Tukwila and strongly encourage all employers in Tukwila to join me in supporting continuing education for employees. Presented at the City Council meeting this 2nd day of December, 2013. 1,1 00.0000000000,V00001,00100000/000000#"" "0"00001,000000M0(0000010 1100111701110000"00,°,111000,0'00%0001,01' I 000 ' k 01r II IV ' ' '1111 '110 0 I 000;111Pilifel';': "0'"Illiiit''■°'00 0 0 1101 37 38 COUNCIL AGENDA SYNOPSIS Initiate Meeting Date Prepared by ,, ,. Ma) orr review Coincil review 12/02/13 BG 1/14 e E Ordinance Mtg Date E Bie L/loard Mtg Date El Public Hearing 'Arts Date El Other A Its Date SPONSOR Council 1 Mayor E HR E DCD E Finance Fire E IT E P&R E Police Z PTV SPONSOR'S This Resolution will approve the updated Surface Water Comprehensive Plan. Additional SUMMARY components were added to the 2003 Plan that include; changes in regulations required under the City's National Pollutant Discharge Elimination System (NPDES) Permit, our current GIS inventory, the Tukwila South annexation area, and completed CIP projects. New policies and potential hiring may be developed. Council is being asked to approve the Resolution adopting the 2013 Surface Water Comprehensive Plan. REVIEWED BY 1 - - - COW Mtg. E CA&P Cmte F&S Cmte E Transportation Cmte Cmte 0 Arts Comm. fl Parks Comm. E Planning Comm. COMMITTEE CHAIR: JOE DUFFIE '2 Utilities DATE: 11/18/13 RECOMMENDATIONS: SPoNsoR/ADmIN. COMMITTEE Public Works Department ITEM INFORMATION ITEM No. 5.C. 39 STAFF SPONSOR: BOB GIBERSON ORIGINAL AGENDA DA1E: 12/02/13 AGENDA ITEM TITLE Resolution Adopting the 2013 Surface Water Comprehensive Plan CATEGORY Discussion Mtg Date E Motion Mtg Date 1 z Resolution Mtg Date 12/02/13 E Ordinance Mtg Date E Bie L/loard Mtg Date El Public Hearing 'Arts Date El Other A Its Date SPONSOR Council 1 Mayor E HR E DCD E Finance Fire E IT E P&R E Police Z PTV SPONSOR'S This Resolution will approve the updated Surface Water Comprehensive Plan. Additional SUMMARY components were added to the 2003 Plan that include; changes in regulations required under the City's National Pollutant Discharge Elimination System (NPDES) Permit, our current GIS inventory, the Tukwila South annexation area, and completed CIP projects. New policies and potential hiring may be developed. Council is being asked to approve the Resolution adopting the 2013 Surface Water Comprehensive Plan. REVIEWED BY 1 - - - COW Mtg. E CA&P Cmte F&S Cmte E Transportation Cmte Cmte 0 Arts Comm. fl Parks Comm. E Planning Comm. COMMITTEE CHAIR: JOE DUFFIE '2 Utilities DATE: 11/18/13 RECOMMENDATIONS: SPoNsoR/ADmIN. COMMITTEE Public Works Department Unanimous Approval; Forward to Regular Consent Agenda COST IMPACT / FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $0.00 $0.00 $0.00 Fund Source: 412 SUFACE WATER FUND Comments: MTG. DATE RECORD OF COUNCIL ACTION 12/02/13 MTG. DATE ATTACHMENTS 12/02/13 Informational Memorandum dated 11/15/13 Draft Resolution Electronic copy of Surface Water Comp Plan on City's website Minutes from the Utilities Committee meeting of 11/18/13 39 40 City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Utilities Committee Vlease reel` ° the FROM: Bob Giberson, Public Works Director e‘ectrortic coo/ oi the BY: tiA ace Watef 2013 S Ccolvpreheasive Vlan Ryan Larson, Senior Engineer f I DATE: November 15, 2013 bekov'T SUBJECT: Surface Water Comprehensive Plan Project No. 91041202 Resolution adopting the 2013 Surface Water Comprehensive Plan ISSUE Approve Resolution adopting the 2013 Surface Water Comprehensive Plan. BACKGROUND The City hired CH2M Hill to update the current Surface Water Comprehensive Plan (SWCP) to reflect changes in regulatory requirements and drainage needs within the City. The current SWCP was completed in 2003 and does not reflect changes in regulations required under the City's National Pollutant Discharge Elimination System (NPDES) Permit, our current GIS inventory, completed CIP projects, the Tukwila South annexation area, nor newly identified needs. DISCUSSION The 2003 SWCP was reviewed and updated based on current and projected needs. Additional components were added to provide a more comprehensive review of the City's surface water system. The updated 2013 SWCP contains the following overall changes: • Drainage basin limits were revised based on new survey information • Tukwila South area was added • A map book was added showing all surveyed drainage facilities • The CIP project list was revised to reflect new and completed projects • A review was conducted on existing NPDES requirements to ensure full City compliance • A field survey was conducted to map culverts that block fish passage In additional, the 2013 SWCP makes specific policy recommendations designed not only to meet minimum regulatory requirements, but also to proactively provide improvements to the overall function of constructed and natural drainage systems. These recommendations are: • A new/revised list of recommended capital improvement projects • Increase environmental stewardship and education activities to promote awareness of and a sense of responsibility for surface water and natural drainage systems W:\PW Eng\PROJECTS\A- DR Projects\Surface Water Comp Plan (91041202)\info Memo - Plan Adoption .docx 41 INFORMATIONAL MEMO Page 2 • Provide better documentation, tracking, and reporting of inspections and enforcement actions • Provide proactive maintenance activities beyond those currently required to further reduce sediment loading within stream systems • Retrofit existing public surface water systems to provide water quality treatment by establishing an annual water quality capital project and dedicated funding • Develop a policy concerning ownership of new private drainage systems • Develop a policy concerning maintenance of existing private drainage systems to ensure that they are properly maintained • Develop a vactor decant policy and locate a permanent site to decant solids from street sweepings and catch basin cleaning • Further develop an inspection program for privately owned storm water facilities including hiring necessary staff to ensure private surface water systems are being properly maintained • Hire a 'habitat manager' to focus on habitat protection and restoration activities consistent with the WRIA 9 Salmon Recovery Plan An electronic copy of the 2013 Surface Water Comprehensive Plan has been placed on the City's website and is accessible through the following link: http://www.tukwilawa.gov/pubwks/swcomp/Surface/020Water%20Comprehensive%20Plan.pdf RECOMMENDATION Council is being asked to approve the Resolution adopting the 2013 Surface Water Comprehensive Plan and consider this item on the Consent Agenda at the December 2, 2013 Regular Meeting. Attachments: Draft Resolution 2013 Surface Water Comprehensive Plan - Please see electronic copy reference above 42 W:\PW Eng \PROJECTSIA- DR Projects\Surface Water Comp Plan (91041202)1Info Memo - Plan Adoption .docx tY Washington Resolution No. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, ADOPTING A SURFACE WATER COMPREHENSIVE PLAN, AND REPEALING RESOLUTION NO. 1262. WHEREAS, surface water management protects people, property, and the general environment from damage caused by rainfall, water runoff, and waterborne pollution; and WHEREAS, the City of Tukwila is regulated under the Washington State Department of Ecology's Western Washington Phase II Municipal Stormwater Permit; and WHEREAS, Tukwila created a Surface Water Utility in 1989 to fund maintenance and improvements to the natural and constructed surface water systems in the City; and WHEREAS, the Surface Water Comprehensive Plan identifies specific actions and strategies to manage and control the rate and quality of surface water in Tukwila; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. The plan and appendices titled "2013 Surface Water Comprehensive Plan", dated February 2013 and prepared by CH2M HILL, are hereby adopted by this reference as if set forth in full, and supersede the plan dated November 2003. Section 2. The timing and budgeting of projects in the City's annual six-year Capital Improvement Program (CIP) will determine when the capital program listed in the Surface Water Comprehensive Plan will be done and how the project costs will be paid. Section 3. Repealer. Resolution No. 1262 is hereby repealed. W:\Word Processing\Resolutions\Surface Water Comp Plan adopted 114-13 RL:bjs Page 1 of 2 43 PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST/AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk Kathy Hougardy, Council President APPROVED AS TO FORM BY: Filed with the City Clerk: Passed by the City Council: Resolution Number: Shelley M. Kerslake, City Attorney W:\Word Processing \Resolutions\Surface Water Comp Plan adopted 11-4-13 RL:bjs 44 Page 2 of 2 UTILITIES COMMITTEE Meeting Minutes November 18, 2013 — 5:00 p.m. — Conference Room 1 City of Tukwila Utilities Committee PRESENT Councilmembers: Joe Duffie, Chair; Allan Ekberg and Verna Seal Staff: David Cline, Bob Giberson, Frank Iriarte, Gail Labanara, Robin Tischmak, Mike Cusick, Ryan Larson, Laurel Humphrey CALL TO ORDER: Committee Chair Duffie called the meeting to order at 5:02 p.m. I. PRESENTATIONS No presentations. II. BUSINESS AGENDA A. 2013 Annual Sewer Repair Program Change Order No. 1 Approval Staff is seeking Council approval of a change order to Contract No. 13 -134 with King Construction Co. Inc., in the amount of $28,825.85 for an expansion to the scope of work involved in the installation of side sewers at 6532 and 6542 Southcenter Boulevard. After work began on August 19, 2013, three unforeseen factors were discovered, resulting in necessary changes to the scope of work as follows: • During excavation, the contractor encountered boulders greater in size than one half cubic yard, removal of which added an additional three days to the timeline. • The contractor had to concrete encase a 10 -foot portion of the sewer because it passed under a water main with less than 18" of clearance, adding additional costs to the project. • The contractor discovered an additional 2 connections to the existing septic tank in the crawl space at 6532 Southcenter Boulevard, requiring an addition day of labor. Contingency for this project was set at 10 %, or $4,905.60. The remaining funds to cover this change order are available from the 55th Avenue South Sewer Repair Project, which was completed under budget. The new contract completion date will be December 1, 2013. UNANIMOUS APPROVAL. FORWARD TO NOVEMBER 25 COMMITTEE OF THE WHOLE. B. Resolution: Adopting the Surface Water Comprehensive Plan Staff is seeking Council approval of a resolution adopting the 2013 Surface Water Comprehensive Plan, which was prepared by CH2M Hill and reflects changes in regulatory requirements and drainage needs within the City. The updated 2013 Plan contains the following: *Revised drainage basin limits *Field survey to map culverts that block fish passage *New map book showing all surveyed drainage facilities *Revised CIP project list *Review of NPDES requirements *Tukwila South added In addition, the 2013 Plan includes specific policy recommendations (as described in the information memo) that go beyond just meeting regulatory requirements by proactively providing improvements to the overall function of constructed and natural drainage systems. Recommendations regarding staffing could be considered as part of the 2015 -16 Budget review. Councilmember Ekberg inquired about a potential terminology issue that overemphasizes residential areas over commercial, when both should be considered. Staff stated that is not the intent of the Plan and will look into it prior to the Council meeting. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. 45 46 COUNCIL AGENDA SYNOPSIS Imtiais Meeting Date Prepared by Ma ,or's review Council raven) 12/02/13 CT 1 1 Resolution AN Date L Ordinance Mig Date 1 1 Bid .42Pard illigDate Public Hearing AkgDate Other Mig Date SPONSOR — Council r HR DCD Finance Fire 1 1 IT — P&R — Police — PW Mayor SPONSOR'S The Alliance One Lease Agreement expires on December 31, 2013. Administration is SUMMARY proposing extending the lease through December 31, 2014 to coincide with the bienniel budget cycle and proposing a 10% increase in the monthly rent. REVIEWED BY — COW Mtg. CAM) Cmte — .. tilites Cmte 1 1 Arts Comm. U i DATE: 11/19/2013 F&S Cmte Transportation Cmte Comm. Planning Comm. CHAIR: DENNIS ROBERTSON Parks COMMITTEE ITEM INFORMATION ITEM No. 5.D. 47 STAFF SPONSOR: DAVID CLINE ORIGINAL AGENDA DATi.:: 12/02/13 AGENDA ITEM TITI,I Alliance One Lease Agreement Amendment CxtEGoRy 1 1 Disaission AN Date z Motion ilkgDate 12/2/13 1 1 Resolution AN Date L Ordinance Mig Date 1 1 Bid .42Pard illigDate Public Hearing AkgDate Other Mig Date SPONSOR — Council r HR DCD Finance Fire 1 1 IT — P&R — Police — PW Mayor SPONSOR'S The Alliance One Lease Agreement expires on December 31, 2013. Administration is SUMMARY proposing extending the lease through December 31, 2014 to coincide with the bienniel budget cycle and proposing a 10% increase in the monthly rent. REVIEWED BY — COW Mtg. CAM) Cmte — .. tilites Cmte 1 1 Arts Comm. U i DATE: 11/19/2013 F&S Cmte Transportation Cmte Comm. Planning Comm. CHAIR: DENNIS ROBERTSON Parks COMMITTEE RECOMMENDATIONS: SpoNsoR/ADmIN. COMMITIEN, Mayor's Office Unanimous Approval; Forward to Consent Agenda on 12/02/2013 COST IMPACT / FUND SOURCE EXPI,INDITURI REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $ $ $ Fund Source: Comments: MTG. DATE RECORD OF COUNCIL ACTION 12/02/13 MTG. DATE ATTACHMENTS 12/02/13 Informational Memorandum dated 11/06/13 Copy of Lease Agreeement No.13-147 with Alliance One Draft Amendment to Lease No. 13-147 Minutes from the Finance and Safety Committee Meeting of 11/19/13 47 48 City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: Mayor Haggerton CITY COUNCIL FROM: David Cline, City Administrator fie DATE: November 6, 2013 SUBJECT: Alliance One Lease Agreement ISSUE The current lease agreement with Alliance One Management Receivables expires on December 31, 2013. BACKGROUND Alliance One is the company Tukwila Municipal Court contracts with to provide collection services for unpaid court fines and fees and also manages long -term payment plans for our customers not in collections. In May 2009, Alliance One began leasing space with the City of Tukwila. Per RCW 35A.11.010 and 35A.11.020 all lease agreements must go before City Council for authorization. DISCUSSION Per direction from the Council in August, 2013 Administration continued the lease agreement with Alliance One Management Receivables through December 31, 2013. We are proposing to extend the lease agreement through December 31, 2014, to coincide with the biennium budget cycle, as well as a 10% increase ($75 /month) in the monthly rent as there has not been an increase since 2011. FINANCIAL IMPACT The 10% increase in rent for 2014 means Alliance One would pay the City of Tukwila $825.00 a month to lease space in the court area. RECOMMENDATION The Committee is being asked to move this item forward to the consent agenda of the December 2, 2013 City Council Meeting for approval and authorization for execution by the Mayor. ATTACHMENTS Copy of Contract 13 -147, Draft of Proposed Amendment 49 50 Agreement Number: 13 -147 City of Tukwila Council Approval 8/5/13 6200 Southcenter Boulevard, Tukwila WA 98188 LEASE AGREEMENT THIS LEASE AGREEMENT, dated .5 (d1 M4 J'DP.)-1, 2013 is made between the City of Tukwila ( "the City" or "Lessor ") and Alliance One Receivables Management, Inc. ( "Alliance" or "Lessee "). IN CONSIDERATION OF the mutual benefits and conditions hereinafter contained, the parties hereto agree as follows: 1. Premises. Lessor does hereby agree to lease to Lessee, upon the following terms and conditions, one (1) front counter workspace at the Tukwila Municipal Court located at 6200 Southcenter Blvd,, Tukwila, Washington ( "Premises "). 2. Term. This agreement shall be in full force and effect for period commencing July 1, 2013 and ending December 31, 2013 unless sooner terminated under the provisions hereinafter specified. 3. Rent. Lessee covenants and agrees to pay Lessor, at Lessor's address, without deduction or offset, rent of Seven Hundred Fifty Dollars ($750.00) per month ( "Rental Payment "). The Rental Payment shall be submitted to Lessor on a monthly basis due by the 15th day of each month. Any and all ancillary costs associated with Lessee's use of the Premises shall be borne by Lessee. 4. Leasehold Excise Tax. Lessee shall pay any leasehold excise tax due pursuant to RCW 82.29A to Lessor by the 15's of each month at the rate of 12.84% of rental amount. The Leasehold Excise tax shall be paid in addition to the monthly rental payment. If the State of Washington changes the leasehold excise tax and another jurisdiction also imposes this tax, the tax payable by the Lessee shall be correspondingly modified in compliance with RCW 82.29A. 5. Use of Premises by Lessee. Lessee shall have exclusive use of the Premises for payment collection and shall provide their own personnel to staff the Premises between 8:30 a.m. a nd 4 :30 p.m. Monday through Friday. Lessee's personnel at the Premises shall provide customer service at a level satisfactory to the Lessor. Lessor reserves the right to immediately terminate this lease agreement should the Lessee's customer service levels fail to meet the standards set by Lessor. 6. Utilities, Equipment and Services. Lessee shall provide daily armored car service, Monday through Friday, to transport deposits from the Premises. Lessee shall provide any equipment necessary for the prescribed use of the Premises, included but not limited to computers, fax/copy machines and telephones. Lessee shall be responsible for setting up and maintaining their own telephone and interne connections. 7. Signage. Lessee shall provide, at their own expense, signage to be placed at the Premises; all signage shall be pre- approved by Lessor before being posted on the Premises. 8. Assignment and Subletting. Lessee shall not assign this lease or sublet any portion of the Premises. Any sublease or assignment made in violation of this provision shall be void. 9. Indemnification and Hold Harmless. Lessee shall indemnify, defend and hold harmless Lessor, its officers, agents and employees, from and against any and all claims, losses or liability, including attorneys' fees, arising from injury or death to persons or damage to property occasioned by any act, omission or failure of Lessee, its officers, agents and employees, in Alliance One Lease Agreement Page 1 of 3 1 —�f a 51 City of Tukwila 6200 Southcenter Boulevard, Tukwila WA 98188 Agreement Number: performing the work required by this Agreement. With respect to the performance of this Agreement as to claims against Lessor, its officers, agents and employees, Lessee expressly waives its immunity under Title 51 of the Revised Code of Washington, the Industrial Insurance Act, for injuries to its employees, and agrees that the obligation to indemnify, defend and hold harmless provided for in this paragraph extends to any claim brought by or on behalf of any employee or Lessee. This waiver is mutually negotiated by the parties. This paragraph shall not apply to any damages resulting from the sole negligence of the Lessor, its agents or employees. To the extent that any of the damages referenced by this paragraph were caused by or resulted from the concurrent negligence of Lessor, its agents or employees, this obligation to indemnify, defend and hold harmless is valid and enforceable only to the extent of the negligence of Lessee, its officers, agents and employees. 10. Insurance. Lessee shall procure and maintain in full force throughout the duration of the Agreement Commercial General Liability insurance with limits no less than $1,000,000 each occurrence, $2,000,000 general aggregate and $2,000,000 products- completed operations aggregate limit. Commercial General Liability insurance shall be written on ISO occurrence form CG 00 01 and shall cover liability arising from premises, operations, independent contractors, products- completed operations, stop gap liability, personal injury and advertising injury, and liability assumed under an insured contract. The Commercial General Liability insurance shall be endorsed to provide the Aggregate Per Project Endorsement ISO form CG 25 03 11 85 or an equivalent endorsement. There shall be no endorsement or modification of the Commercial General Liability Insurance for liability arising from explosion, collapse or underground property damage. The City shall be named as an insured under the Contractor's Commercial General Liability insurance policy with respect to the work performed for the City using ISO Additional Insured endorsement CG 20 10 10 01 and Additional Insured - Completed Operations endorsement CG 20 37 10 01 or substitute endorsements providing equivalent coverage and shall include a provision prohibiting cancellation or reduction in the amount of said policy except upon thirty (30) days prior written notice to Lessor. Cancellation of the required insurance shall automatically result in termination of this Agreement. Certificates of coverage as required by Paragraph A above shall be delivered to Lessor within fifteen (15) days of execution of this Agreement. 11. Holding Over. Any holding over on the Premises after the termination of the term of this lease shall be construed to be a tenancy from month -to -month with the same valuable consideration for rent being provided on a pro rata basis per month. Such holding over shall otherwise be on all the terms and conditions of this Lease Agreement. 12. Notices. Notices to Lessor shall be sent to the following address: City of Tukwila Attention: City Clerk 6200 Southcenter Boulevard Tukwila WA 98188 Alliance One Lease Agreement Page 2 of 3 52 City of Tukwila 6200 Southcenter Boulevard, Tukwila WA 98188 Agreement Number: Notices to Lessee shall be sent to the following address: Alliance One Receivables, Inc. Tricia Purcell, Client Service Manager 6565 Kimball Drive, Suite 200 PO Box 2449 Gig Harbor WA 98335 13. Effect of Invalidity. If any provision of this Lease Agreement or the application thereof to any person or circumstance shall to any extent be invalid, the remainder of this Lease Agreement or the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby and each provision of this Lease Agreement shall be valid and enforced to the fullest extent permitted by law. 14. Entire Agreement — Amendments. This printed Lease Agreement together with all exhibits expressly incorporated herein by reference and attached hereto shall constitute the whole agreement between the parties. There are no terms, obligations, covenants or conditions other than those contained herein. Except as otherwise provided, no modification or amendment of this Lease Agreement shall be valid or effective unless evidenced by an agreement in writing signed by both parties. 15. Termination. Lessor or Lessee may terminate this lease at any time on or before the expiration of the lease term upon thirty (30) days prior written notice to the other party. 16. Applicable Law — Venue: Attorney's Fees. This Agreement shall be governed by and construed in accordance with the laws of the State of Washington. In the event any suit, arbitration, or other proceeding s instituted to enforce any term of this Agreement, the parties specifically understand and agree that venue shall be properly laid in King County, Washington. The prevailing party in any such action shall be entitled to its attorneys' fees and costs of suit. DATED this day of F3e-13-4-C..01.%-P)-) CITY OF TUKWILA ATTEST /AUTHENTICATED .-,,f, City Clerk Alliance One Lease Agreement U ,2013 ALLIANCE ONE RECEWABLE f, INC. 31111 1v rQ -Afz, CCU APPROVED AS TO FORM J ager City Attorney Page 3 of 3 53 54 City of Tukwila 6200 Southcenter Boulevard, Tukwila WA 98188 Agreement Number: LEASE AGREEMENT Amendment #1 Between the City of Tukwila and Alliance One Receivables Management, Inc. That portion of Contract No. 13 -147 between the City of Tukwila and Alliance One Receivables Management, Inc. is amended as follows: Section 2: Term. This agreement shall be in full force and effect for a period commencing January 1, 2014 and ending December 31, 2014 unless sooner terminated under the provisions specified in Contract 13 -147. Section 3: Rent. Lessee covenants and agrees to pay Lessor, at Lessor's address, without deduction or offset, rent of Eight Hundred Twenty -Five Dollars ($825.00) per month ( "Rental Payment "). The Rental Payment shall be submitted to Lessor on a monthly basis due by the 15th day of each month. Any and all ancillary costs associated with Lessee's use of the Premises shall be borne by Lessee. All other provisions of the contract shall remain in full force and effect. Dated this day of ,2013. CITY OF TUKWILA ALLIANCE ONE MANAGEMENT RECEIVABLES, INC. Jim Haggerton, Mayor ATTEST /AUTHENTICATED City Clerk Harry Neerenberg, CFO APPROVED AS TO FORM City Attorney Alliance One Management Receivables Inc. Amendment #1 Page 1 of 1 55 56 Finance & Safety Committee Minutes November 19, 2013 — Page 3 E. Contract Amendment with Berk and Associates Staff is seeking Council approval of an amendment to the contract with Berk and Associates for services relating to Strategic Plan implementation. This amendment would extend the contract through 2014 and will not exceed $65,000, funding for which will continue from the Mayor's Office 2013/2014 budget. Project components include facilitated work sessions with City leadership and the development of action oriented work plans. Berk has engaged in extensive work with the City thus far and has great understanding of its unique strengths and challenges. In response to questions and discussion from Committee members, staff confirmed that Berk does have a role in public outreach and engagement efforts. After this contract renewal expires at the end of 2014, it is reasonable to expect that Berk's primary relationship to the Strategic Plan implementation will end. Staff noted that Brian Murphy's hourly rate will be corrected to $200 /hour in the budget on the second page of the Scope of Work. This does not affect the dollar amount for the contract amendment. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. F. Lease Agreement Amendment with Alliance One Receivables Staff is seeking Council approval of an amendment to the lease agreement with Alliance One Receivables Management, Inc. that would extend the lease through December 31, 2014 and increase the monthly rent by 10% to $825. Committee members had no questions. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. G. Council Review and Approval Process for Vouchers At its September 17 meeting, the Committee requested staff return with information about the process and legal standard for Council approval of vouchers. It has been the Council's practice for an individual Councilmember, selected on a rotating basis, to review and sign off on vouchers prior to the full Council's approval in a Regular meeting. The RCW and the State Auditor's BARS manual grants the governing body the responsibility to "ensure that the system of auditing and certifying vouchers is operating in a manner to provide the greatest possible protection for the governing body members and the municipality." The City's current financial management system has numerous procedural checks and balances, including review and approval by the initiating department director, the Accounts Payable Fiscal Specialist, the Accounts Payable Fiscal Coordinator and the Finance Director. The level of review provided by the Council is a matter of judgment and confidence placed in the existing controls of the financial management system. The City's procurement policy and procedures will be reviewed in 2014 and voucher approval will be re- addressed then. Further discussion by Committee members revealed that they like having the access and opportunity for voucher review, but there is disparity between the detail of review provided by each of them. The Committee asked Finance Director Peggy McCarthy to state her expectation of the individual Council review. She mentioned that it is a learning opportunity for the Councilmember to learn fund numbers and gain a general understanding of the City's expenditures. The reviewing Councilmember should understand the nature of transactions, be comfortable with the business purposes of spending, be alert to large, unusual, or sensitive items, and gain confidence that transactions are consistent with City policies. The Committee asked the Council Analyst to work with staff to add similar language to the draft Council Policy on Voucher Review that is scheduled to come before the Committee of the Whole on November 25. A related issue regarding Council signoff on payroll expenditures will be further explored in 2014 INFORMATION ONLY. 57 58 COUNCIL AGENDA SYNOPSIS Meeting Date 12/02/13 Prepared by Yr Ma or's rcuiew Counce7 review ITEM INFORMATION ITEM No. 5.E. 59 STAFF SPONSOR: DAVID CLINE ORIGINAL AGENDA DATE: 12/02/13 AGENDA ITEM TITLE Strategic Development Planning - Contract with Berk Consulting - Implementation and Leadership Motion Date 12/2/13 Resolution Mtg Date Ordinance Mtg Date Bid Award Mtg Date Public Hearing AligDate Other Mtg Date CATEGORY R Discussion I Mtg Date Mtg SPONSOR Council I Mayor LI HR Lill DCD Finance Fire 111 IT P&R • Police PW SPONSOR'S The City Administration is recommending amending the contract with Berk & Associates SUMMARY for continued assistance in the implementation of the City's Strategic Plan. The proposed amendment would extend the contract through December 31, 2014 and would not exceed $65,000 for services provided in 2014. REVIEWED BY COW Mtg. CA&P Cmte Utilities Cmte Arts Comm. DATE: 11/19/13 1 F&S Cmte Li Transportation Cmte Comm. Lil Planning Comm. CHAIR: DENNIS ROBERTSON Parks COMMITTEE RECOMMENDATIONS: SPONSOR/ADMIN. Commirrm Mayor's Office Unanimous Approval; Forward to Consent Agenda on 12/02/2013 COST IMPACT / FUND SOURCE EXPENDITURE, REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $65,000 $100,000 $65,000 Fund Source: MAYOR'S OFFICE BUDGET, 2013-2014 Comments: Mayor's Office Budget 000.03.513.100.41.02 MTG. DATE RECORD OF COUNCIL ACTION 12/02/13 MTG. DATE ATTACHMENTS 12/02/13 Informational Memorandum dated 11/06/2013 Copy of Contract 13-042 with Berk & Associates Draft Amendment to Contract 13-042 Minutes from the Finance and Safety Committee Meeting of 11/19/2013 59 60 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton FINANCE AND SAFETY COMMITTEE FROM: Joyce Trantina, Mayor's Offic / DATE: November 6, 2013 SUBJECT: Strategic Planning Implementation — Draft Amendment to the Berk & Associates Contract ISSUE The City is recommending an extension of the contract with Berk and Associates to continue assistance to the City in the implementation of the Strategic Plan. As a result of the significant amount of time spent working across the various stakeholders in our community, Berk staff have an excellent understanding of the unique challenges and expected outcomes by the various groups. BACKGROUND Berk and Associates have provided excellent leadership and guidance to the City in developing and implementing the Strategic Plan and we would like to utilize this expertise during 2014 as we work through the 2015/2016 biennium budget process. These funds are included in the 2013/2014 budget. DISCUSSION The project components will include facilitated work sessions with City leadership, engaging City leaders in a process that builds action oriented workplans. This work will expand the City's organization and development work by establishing City of Tukwila Values that guide how we work with one another and how we treat our partners and customers This contract amendment will extend the contract through December 31, 2014 and will not exceed $65,000 in 2014. This will continue to be funded by the Mayor's office 2013/2014 budget. RECOMMENDATION The Committee is being asked to move this item forward to the consent agenda of the December 2, 2013 City Council Meeting for approval and authorization for execution by the Mayor. ATTACHMENTS Copy of Contract 13 -042, Draft of Proposed Amendment 61 62 City of Tukwila 6200 Southcenter Boulevard, Tukwila WA 98188 Contract Number: 13 -042 Council Approval 2/4/13 CONSULTANT AGREEMENT FOR STRATEGIC PLANNING (CONSULTING) SERVICES THIS AGREEMENT is entered into between the City of Tukwila, Washington, hereinafter referred to as "the City ", and Berk & Associates, hereinafter referred to as "the Consultant ", in consideration of the mutual benefits, terms, and conditions hereinafter specified. 1. Project Designation. The Consultant is retained by the City to perform consulting services in connection with the project titled Strategic Planning, 2. Scope of Services. The Consultant agrees to perform the services, identified on Exhibit "A" attached hereto, including the provision of all labor, materials, equipment and supplies. 3. Duration of Agreement; Time for Performance. This Agreement shall be in full force and effect for a period commencing upon execution and ending December 31, 2013, unless sooner terminated under the provisions hereinafter specified. Work under this Agreement shall commence upon written notice by the City to the Consultant to proceed. The Consultant shall perform all services and provide all work product required pursuant to this Agreement no later than December 31, 2013 unless an extension of such time is granted in writing by the City. 4. Payment. The Consultant shall be paid by the City for completed work and for services rendered under this Agreement as follows: A. Payment for the work provided by the Consultant shall be made as outlined in Exhibit "A" attached hereto, provided that the total amount of payment to the Consultant shall not exceed $65,000.00 without express written modification of the Agreement signed by the City. B. The Consultant may submit vouchers to the City once per month during the progress of the work for partial payment for that portion of the project completed to date. Such vouchers will be checked by the City and, upon approval thereof, payment shall be made to the Consultant in the amount approved. C. Final payment of any balance due the Consultant of the total contract price earned will be made promptly upon its ascertainment and verification by the City after the completion of the work under this Agreement and its acceptance by the City. D. Payment as provided in this section shall be full compensation for work performed, services rendered, and for all materials, supplies, equipment and incidentals necessary to complete the work. E. The Consultant's records and accounts pertaining to this Agreement are to be kept available for inspection by representatives of the City and the state of Washington for a period of three (3) years after final payments. Copies shall be made available upon request. ctt 63 5. Ownership and Use of Documents. All documents, drawings, specifications and other materials produced by the Consultant in connection with the services rendered under this Agreement shall be the property of the City whether the project for which they are made is executed or not. The Consultant shall be permitted to retain copies, including reproducible copies, of drawings and specifications for information, reference and use in connection with the Consultant's endeavors. The Consultant shall not be responsible for any use of the said documents, drawings, specifications or other materials by the City on any project other than the project specified in this Agreement. 6. Compliance with Laws. The Consultant shall, in performing the services contemplated by this Agreement, faithfully observe and comply with all federal, state, and local laws, ordinances and regulations, applicable to the services rendered under this Agreement. 7. Indemnification. The Consultant shall defend, indemnify and hold the City, its officers, officials, employees and volunteers harmless from any and all claims, injuries, damages, losses or suits including attorney fees, arising out of or resulting from the acts, errors or omissions of the Consultant in performance of this Agreement, except for injuries and damages caused by the sole negligence of the City. Should a court of competent jurisdiction determine that this Agreement is subject to RCW 4.24.115, then, in the event of liability for damages arising out of bodily injury to persons or damages to property caused by or resulting from the concurrent negligence of the Consultant and the City, its officers, officials, employees, and volunteers, the Consultant's liability, including the duty and cost to defend, hereunder shall be only to the extent of the Consultant's negligence. It is further specifically and expressly understood that the indemnification provided herein constitutes the Consultant's waiver of immunity under Industrial Insurance, Title 51 RCW, solely for the purposes of this indemnification. This waiver has been mutually negotiated by the parties. The provisions of this section shall survive the expiration or termination of this Agreement. 8. Insurance. The Consultant shall procure and maintain for the duration of the Agreement, insurance against claims for injuries to persons or damage to property which may arise from or in connection with the performance of the work hereunder by the Consultant, its agents, representatives, or employees. Consultant's maintenance of insurance as required by the agreement shall not be construed to limit the liability of the Consultant to the coverage provided by such insurance, or otherwise limit the City's recourse to any remedy available at law or in equity. A. Minimum Amounts and Scope of Insurance. Consultant shall obtain insurance of the types and with the limits described below: 1. Automobile Liability insurance with a minimum combined single limit for bodily injury and property damage of $1,000,000 per accident. Automobile Liability insurance shall cover all owned, non - owned, hired and leased vehicles. Coverage shall be written on Insurance Services Office (ISO) form CA 00 01 or a substitute form providing equivalent liability coverage. If necessary, the policy shall be endorsed to provide contractual liability coverage. Berk & Associates Consultant Agreement Page 2 of 5 64 2. Commercial General Liability insurance with limits no less than $1,000,000 each occurrence, $2,000,000 general aggregate. Commercial General Liability insurance shall be written on ISO occurrence form CG 00 01 and shall cover liability arising from premises, operations, independent contractors and personal injury and advertising injury. The City shall be named as an insured under the Consultant's Commercial General Liability insurance policy with respect to the work performed for the City. 3. Workers' Compensation coverage as required by the Industrial Insurance laws of the State of Washington. 4. Professional Liability with limits no less than $1,000,000 per claim and $1,000,000 policy aggregate limit. Professional Liability insurance shall be appropriate to the Consultant's profession. B. Other Insurance Provision. The Consultant's Automobile Liability and Commercial General Liability insurance policies are to contain, or be endorsed to contain that they shall be primary insurance with respect to the City. Any Insurance, self- insurance, or insurance pool coverage maintained by the City shall be excess of the Consultant's insurance and shall not be contributed or combined with it. C. Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best rating of not less than A:VII. D. Verification of Coverage. Consultant shall furnish the City with original certificates and a copy of the amendatory endorsements, including but not necessarily limited to the additional insured endorsement, evidencing the insurance requirements of the Consultant before commencement of the work. Certificates of coverage and endorsements as required by this section shall be delivered to the City within fifteen (15) days of execution of this Agreement. E. Notice of Cancellation. The Consultant shall provide the City with written notice of any policy cancellation, within two business days of their receipt of such notice. F. Failure to Maintain Insurance. Failure on the part of the Consultant to maintain the insurance as required shall constitute a material breach of contract, upon which the City may, after giving five business days notice to the Consultant to correct the breach, immediately terminate the contract or, at its discretion, procure or renew such insurance and pay any and all premiums in connection therewith, with any sums so expended to be repaid to the City on demand, or at the sole discretion of the City, offset against funds due the Consultant from the City. 9. Independent Contractor. The Consultant and the City agree that the Consultant is an independent contractor with respect to the services provided pursuant to this Agreement. Nothing in this Agreement shall be considered to create the relationship of employer and employee between the parties hereto. Neither the Consultant nor any employee of the Consultant shall be entitled to any benefits accorded City employees by virtue of the services provided under this Agreement. The City shall not be responsible for withholding or otherwise deducting federal income tax or social security or for contributing to the state industrial insurance program, otherwise assuming the duties of an employer with respect to the Consultant, or any employee of the Consultant. Berk & Associates Consultant Agreement Page 3 of 5 65 10. Covenant Against Contingent Fees. The Consultant warrants that he has not employed or retained any company or person, other than a bonafide employee working solely for the Consultant, to solicit or secure this contract, and that he has not paid or agreed to pay any company or person, other than a bonafide employee working solely for the Consultant, any fee, commission, percentage, brokerage fee, gifts, or any other consideration contingent upon or resulting from the award or making of this contract. For breach or violation of this warrant, the City shall have the right to annul this contract without liability, or in its discretion to deduct from the contract price or consideration, or otherwise recover, the full amount of such fee, commission, percentage, brokerage fee, gift, or contingent fee. 11. Discrimination Prohibited. The Consultant, with regard to the work performed by it under this Agreement, will not discriminate on the grounds of race, color, national origin, religion, creed, age, sex or the presence of any physical or sensory handicap in the selection and retention of employees or procurement of materials or supplies. 12. Assignment. The Consultant shall not sublet or assign any of the services covered by this Agreement without the express written consent of the City. 13. Non - Waiver. Waiver by the City of any provision of this Agreement or any time limitation provided for in this Agreement shall not constitute a waiver of any other provision. 14. Termination. A. The City reserves the right to terminate this Agreement at any time by giving ten (10) days written notice to the Consultant. B. In the event of the death of a member, partner or officer of the Consultant, or any of its supervisory personnel assigned to the project, the surviving members of the Consultant hereby agree to complete the work under the terms of this Agreement, if requested to do so by the City. This section shall not be a bar to renegotiations of this Agreement between surviving members of the Consultant and the City, if the City so chooses. 15. Applicable Law; Venue; Attorney's Fees. This Agreement shall be subject to, and the Consultant shall at all times comply with, all applicable federal, state and local laws, regulations, and rules, including the provisions of the City of Tukwila Municipal Code and ordinances of the City of Tukwila. In the event any suit, arbitration, or other proceeding is instituted to enforce any term of this Agreement, the parties specifically understand and agree that venue shall be properly laid in King County, Washington. The prevailing party in any such action shall be entitled to its attorney's fees and costs of suit. Venue for any action arising from or related to this Agreement shall be exclusively in King County Superior Court. 16. Severability and Survival. If any term, condition or provision of this Agreement is declared void or unenforceable or limited in its application or effect, such event shall not affect any other provisions hereof and all other provisions shall remain fully enforceable. The provisions of this Agreement, which by their sense and context are reasonably intended to survive the completion, expiration or cancellation of this Agreement, shall survive termination of this Agreement. Berk & Associates Consultant Agreement Page 4 of 5 66 17. Notices. Notices to the City of Tukwila shall be sent to the following address: City Clerk City of Tukwila 6200 Southcenter Boulevard Tukwila WA 98188 Notices to Consultant shall be sent to the following address: Berk & Associates Attn: Brian Murphy 2025 First Avenue Suite 800 Seattle WA 98121 18. Entire Agreement; Modification. This Agreement, together with attachments or addenda, represents the entire and integrated Agreement between the City and the Consultant and supersedes all prior negotiations, representations, or agreements written or oral. No amendment or modification of this Agreement shall be of any force or effect unless it is in writing and signed by the parties. DATED this °17-4 day of h f y , 2013. CITY OF TUKWILA Attest/Authenticated: CONSULTANT Michael Hodgins Title: Principal Approved as to Form: Office of the City Attorney Berk & Associates Consultant Agreement Page 5 of 5 67 68 City of Tukwila Agreement Number: 6200 Southcenter Boulevard, Tukwila WA 98188 CONTRACT FOR SERVICES Amendment #1 Between the City of Tukwila and Berk & Associates That portion of Contract No. 13 -042 between the City of Tukwila and Berk & Associates is amended as follows: Section 3. Duration of Agreement; Time for Performance. The term of this Agreement is extended to December 31, 2014, unless sooner terminated under the provisions specified in Contract 13 -042. The Consultant shall perform all services and provide all work product required pursuant to this Agreement no later than December 31, 2014 unless an extension of such time is granted in writing by the City. Section 4. Payment. The Consultant shall be paid by the City for completed work and for services rendered under this Agreement as follows: A. Payment for the work provided by the Consultant shall be made as outlined in the Revised Exhibit "A" attached hereto, provided that the total amount of payment to the Consultant shall not exceed $65,000 per calendar year without express written modification of the Agreement signed by the City. All other provisions of the contract shall remain in full force and effect. Dated this day of , 2013. CITY OF TUKWILA CONTRACTOR Jim Haggerton, Mayor Printed Name /Title: Michael Hodgins, Principal ATTEST /AUTHENTICATED APPROVED AS TO FORM City Clerk City Attorney 69 70 Revised Exhibit A CITY OF TUKWILA STRATEGIC PLAN IMPLEMENTATION Proposed Scope of Work: 1/16/13 CT1JETJD R !AN The City of Tukwila has recently adopted a city -wide Strategic Plan. This Plan was developed through extensive community and staff involvement, with a Steering Committee comprised of community representatives serving as the primary plan development body. The Plan establishes a Community Vision, a City of Tukwila Mission Statement, and five Goals and supporting Objectives. The Plan also establishes the City Performance and Accountability Model that establishes a framework for developing annual workplans aligned to the Strategic Plan. The City is now in its first year implementing the Strategic Plan. The City seeks assistance in tying City plans and actions to the Strategic Plan, and additional support to develop the tools, frameworks, and performance measures to guide and manage this ongoing process. Tools are needed to support the development of workplans and to track and publically communicate progress. The work to be accomplished in 2013 will establish the framework and tools for the City's annually recurring workplanning process Performance and Accountability Model. FE ffs tl ,NCE =ir OUNTA I T' € O EL mw tp qtr y tOtNr eggagmeM Cfzrsar`rrectaf'sd'�r�,nz�rs per the City Over the course of a year, BERK will work closely with City leadership to develop the systems and tools necessary to align City efforts with the Strategic Plan, building linkages among the Strategic Plan, existing systems, and ongoing practices of the Tukwila organization. BERK will directly support the City in using these tools during this first year of implementation, improving them for ongoing use given lessons learned during the 2013 cycle. We propose a collaborative and responsive approach, and will work closely with City leadership to advance the effort in the most effective ways possible. Facilitated Worksessions with City Leadership. BERK will design and facilitate effective worksessions with the City's Leadership Team and possibly City Council. We will design the worksessions to engage City leaders in bridging from the Vision and ambitions of the Strategic Plan to action - oriented workplans that direct and evaluate City actions and investments. The discussions will begin at a City -wide level, considering phasing and prioritization of the full Strategic Plan over a 5 -year period. Once a conceptual phased approach to implementation is established, additional work will occur at the department and cross - department level to establish departmental and cross - functional workplans and performance measures. We will facilitate the Executive Team's work in 71 72 City of Tukwila — Strategic Plan Implementation Proposed Scope of Work 1/16/13 developing, evaluating, and approving these workplans. Once they are approved, plans will be communicated and progress evaluated in a transparent process. Organizational Capacity Development. As described in Goal Four of the Strategic Plan, it is important that the City of Tukwila develop the organizational culture and capacity to deliver on the promises of the Strategic Plan. BERK will assist in this process, coordinating with any additional resources the City brings to bear on this important topic. Communications Support. BERK will support the City in communicating workplans to both internal and external audiences, ensuring that City staff, residents, business owners, partners, and other interested parties have the ability to easily understand and track the City's process and progress. Anticipated Outcomes and Workproducts Through this process, we anticipate collaborating with the City to develop the following workproducts, which will be delivered to the City in a format and fashion supportive of the City owning, modifying, and using these tools for years to come. • Conceptual phasing of all elements of the Strategic Plan. • Annual departmental workplans that align with the City's Strategic Plan and budget. • Additional schematics and frameworks that illustrate alignment, clarify roles, and otherwise provide information about the relationships between people, processes, and products. • Performance measures to track and communicate process. • Communication strategies and collateral pieces for ongoing communication with City residents and other stakeholders, including web, email, social media, print media, and public meeting formats. BUDGET The budget for this effort is not to exceed $65,000, with BERK to invoice the City monthly on a time and materials basis. BERK project staff will bill at the following rates: • Brian Murphy: $180 /hour 2013 $200 /hour 2014 • Dawn Couch: $140 /hour • Associate Support: $115 /hour • Project Associate Support: $70 /hour 2 Finance & Safety Committee Minutes November 19, 2013 — Page 3 E. Contract Amendment with Berk and Associates Staff is seeking Council approval of an amendment to the contract with Berk and Associates for services relating to Strategic Plan implementation. This amendment would extend the contract through 2014 and will not exceed $65,000, funding for which will continue from the Mayor's Office 2013/2014 budget. Project components include facilitated work sessions with City leadership and the development of action oriented work plans. Berk has engaged in extensive work with the City thus far and has great understanding of its unique strengths and challenges. In response to questions and discussion from Committee members, staff confirmed that Berk does have a role in public outreach and engagement efforts. After this contract renewal expires at the end of 2014, it is reasonable to expect that Berk's primary relationship to the Strategic Plan implementation will end. Staff noted that Brian Murphy's hourly rate will be corrected to $200 /hour in the budget on the second page of the Scope of Work. This does not affect the dollar amount for the contract amendment. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. F. Lease Agreement Amendment with Alliance One Receivables Staff is seeking Council approval of an amendment to the lease agreement with Alliance One Receivables Management, Inc. that would extend the lease through December 31, 2014 and increase the monthly rent by 10% to $825. Committee members had no questions. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. G. Council Review and Approval Process for Vouchers At its September 17 meeting, the Committee requested staff return with information about the process and legal standard for Council approval of vouchers. It has been the Council's practice for an individual Councilmember, selected on a rotating basis, to review and sign off on vouchers prior to the full Council's approval in a Regular meeting. The RCW and the State Auditor's BARS manual grants the governing body the responsibility to "ensure that the system of auditing and certifying vouchers is operating in a manner to provide the greatest possible protection for the governing body members and the municipality." The City's current financial management system has numerous procedural checks and balances, including review and approval by the initiating department director, the Accounts Payable Fiscal Specialist, the Accounts Payable Fiscal Coordinator and the Finance Director. The level of review provided by the Council is a matter of judgment and confidence placed in the existing controls of the financial management system. The City's procurement policy and procedures will be reviewed in 2014 and voucher approval will be re- addressed then. Further discussion by Committee members revealed that they like having the access and opportunity for voucher review, but there is disparity between the detail of review provided by each of them. The Committee asked Finance Director Peggy McCarthy to state her expectation of the individual Council review. She mentioned that it is a learning opportunity for the Councilmember to learn fiord numbers and gain a general understanding of the City's expenditures. The reviewing Councilmember should understand the nature of transactions, be comfortable with the business purposes of spending, be alert to large, unusual, or sensitive items, and gain confidence that transactions are consistent with City policies. The Committee asked the Council Analyst to work with staff to add similar language to the draft Council Policy on Voucher Review that is scheduled to come before the Committee of the Whole on November 25. A related issue regarding Council signoff on payroll expenditures will be further explored in 2014 INFORMATION ONLY. 73 74 COUNCIL AGENDA SYNOPSIS ------ - ---------- ----Initial' -- MeetingDate Prepared by 12/2/13 DCS Mayor's review Council review ITEM INFORMATION ITEM NO. 5.F. STAFF SPONSOR: KATHERINE KERTZMAN ORIGINAL AGENDA DATE: 12/2/13 AGENDA ITEM TITLE Seattle Express Shuttle Service Contract CATEGORY a Discussion 12/2/13 Motion Resolution Mtg Date Ordinance Mtg Date Bid Award Mt Date Public Hearirig Mtg Date 1 Other Mtg Date Mtg Date 12/2/13 Mtg Date SPONSOR 1 Council I Mayor HR • DCD Finance Fire IT • P&R Police • PW SPONSOR'S Council is being asked to authorize the Mayor to sign a service contract in an amount not SUMMARY to exceed $120,000 on behalf of Seattle Southside Visitor Service with Miller Schmer, Inc. doing business as Seattle Express for shuttle services.. REVIEWED BY LI COW Mtg. LI CA&P Cmte Utilities Crnte Arts Comm. DATE: 11/19/13 0 F&S Cmte Transportation Cmte Comm. Planning Comm. CHAIR: ROBERTSON Lil Parks COMMITTEE RECOMMENDATIONS: SPONSOR/ADMIN. COMMITTEE Mayor's Office Unanimous Approval; Forward to Regular Meeting Consent Agenda COST IMPACT / FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $120,000 $0 $120,000 Fund Source: FUND 101 (LODGING TAX) Comments.' MTG. DATE RECORD OF COUNCIL ACTION MTG. DATE ATTACHMENTS 12/2/13 Informational Memorandum dated 10/16/13 Proposed Contract 75 76 City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: Mayor Haggerton FINANCE AND SAFETY COMMITTEE FROM: Katherine Kertzman TOURISM PROGRAM MANAGER DATE: October 16, 2013 SUBJECT: SEATTLE EXPRESS SHUTTLE SERVICES CONTRACT ISSUE The Council is being asked to authorize the Mayor to sign a shuttle services contract with Miller Schmer Inc. doing business as "Seattle Express" on behalf of Seattle Southside Visitor Services (SSVS). BACKGROUND For over 12 years SSVS has hired Seattle Express to provide regularly scheduled shuttle services from hotels in the City of SeaTac to Westfield Southcenter, seven days a week (excluding some major holidays). Currently the City of SeaTac contributes 100% of the shuttle costs as a part of the annually approved tourism marketing initiatives SSVS provides to the City of SeaTac. The City of SeaTac's Hotel Motel Advisory Committee members support funding the complimentary shuttle service for their guests because it conveys added value to selling their properties to potential overnight guests and groups; the City of Tukwila incurs no cost but receives the sales tax from shoppers. Seattle Express delivered more than 28,000 riders /shoppers to Westfield Southcenter in 2012 resulting in $4,311,900 in estimated visitor spending at Westfield. The shuttle is wrapped in Seattle Southside branded advertising. As administrator of Seattle Southside, Tukwila contracts with the shuttle, pays them, and is reimbursed 100% for expenses from the SeaTac lodging tax fund. Currently, the cost is $10,000 per month. Seattle Express has an Auto Transportation Certificate 01052 issued by the Washington Utilities and Transportation Commission (WUTC) that gives Seattle Express the sole right to provide a scheduled shuttle service, at a set rate, on a set route for hotel guests (in our cities) and no other company can provide this shuttle service in our area which is defined as SeaTac and Tukwila. Therefore a competitive bid process is not feasible for this contract. ANALYSIS The SeaTac Hotel Motel Advisory Committee reviewed the 2013 -2014 Seattle Express shuttle service marketing initiatives on August 8, 2012 and approved. The Tukwila Lodging Tax Advisory Committee reviewed the 2013 -2014 Seattle Express shuttle service marketing initiative at the December 5, 2012 meeting and approved in the 2013 -2014 Seattle Southside Marketing Initiatives. Budget impacts: There is no additional budget request for this item because the cost for this work through 2014 was included within the Council approved 2013 -2014 Budget. Services will be paid out of the "SeaTac Only" account that is funded 100% by the City of SeaTac. However, because the proposal amount is over $40,000, it requires Council approval. Since this is a tourism program item, the costs will be paid out of lodging taxes, not the City's general fund. 77 INFORMATIONAL MEMO Page 2 RECOMMENDATION The Council is being asked to authorize the Mayor to sign a service contract in an amount not to exceed $120,000 on behalf of Seattle Southside Visitor Service with Miller Schmer Inc. doing business as Seattle Express. The Finance and Safety Committee is being asked to forward this item to the December 2, 2013 Regular Meeting Consent agenda. ATTACHMENTS Proposed contract 78 C:1 Usersl melissa- h1AppDatalLocallMicrosoft\Windows \Temporary Internet Files \Content.Outlook \IIRWBE3Y \Memo to Fin Safety Seattle Express 2014 contract.docx City of Tukwila 6200 Southcenter Boulevard, Tukwila WA 98188 Contract Number: CONTRACT FOR SERVICES This Agreement is entered into by and between the City of Tukwila, Washington, a non - charter optional municipal code city hereinafter referred to as "the City," and Seattle Express, hereinafter referred to as "the Contractor," whose principal office is located at 8028 180th St. SE, Snohomish, WA 98296. WHEREAS, the City has determined the need to have certain services performed for its citizens but does not have the manpower or expertise to perform such services; and WHEREAS, the City desires to have the Contractor perform such services pursuant to certain terms and conditions; now, therefore, IN CONSIDERATION OF the mutual benefits and conditions hereinafter contained, the parties hereto agree as follows: 1. Scope and Schedule of Services to be Performed by Contractor. The Contractor shall perform those services described on Exhibit A attached hereto and incorporated herein by this reference as if fully set forth. In performing such services, the Contractor shall at all times comply with all Federal, State, and local statutes, rules and ordinances applicable to the performance of such services and the handling of any funds used in connection therewith. The Contractor shall request and obtain prior written approval from the City if the scope or schedule is to be modified in any way. 2. Compensation and Method of Payment. The City shall pay the Contractor for services rendered according to the rate and method set forth on Exhibit B attached hereto and incorporated herein by this reference. The total amount to be paid shall not exceed $120,000 at a rate of $10,000 per month. 3. Contractor Budget. The Contractor shall apply the funds received under this Agreement within the maximum limits set forth in this Agreement. The Contractor shall request prior approval from the City whenever the Contractor desires to amend its budget in any way. 4. Duration of Agreement. This Agreement shall be in full force and effect for a period commencing January 1, 2014, and ending December 31, 2014, unless sooner terminated under the provisions hereinafter specified. 5. Independent Contractor. Contractor and City agree that Contractor is an independent contractor with respect to the services provided pursuant to this Agreement. Nothing in this Agreement shall be considered to create the relationship of employer and employee between the parties hereto. Neither Contractor nor any employee of Contractor shall be entitled to any benefits accorded City employees by virtue of the services provided under this Agreement. The City shall not be responsible for withholding or otherwise deducting federal income tax or social security or contributing to the State Industrial Insurance Program, or otherwise assuming the duties of an employer with respect to the Contractor, or any employee of the Contractor. CA Revised 1 -2013 Page 1 of 6 79 6. Indemnification. The Contractor shall defend, indemnify and hold the City, its officers, agents, officials, employees and volunteers harmless from any and all claims, injuries, damages, losses or suits including attorney fees, arising out of or in connection with the performance of this Agreement, except for injuries and damages caused by the sole negligence of the City. Should a court of competent jurisdiction determine that this Agreement is subject to RCW 4.24.115, then, in the event of liability for damages arising out of bodily injury to persons or damages to property caused by or resulting from the concurrent negligence of the Contractor and the City, its officers, officials, employees, and volunteers, the Contractor's liability hereunder shall be only to the extent of the Contractor's negligence. It is further specifically and expressly understood that the indemnification provided herein constitutes the Contractor's waiver of immunity under Industrial Insurance, Title 51 RCW, solely for the purposes of this indemnification. This waiver has been mutually negotiated by the parties. The provisions of this section shall survive the expiration or termination of this Agreement. 7. Insurance. The Contractor shall procure and maintain for the duration of the Agreement, insurance against claims for injuries to persons or damage to property which may arise from or in connection with the performance of the work hereunder by the Contractor, their agents, representatives, employees or subcontractors. Contractor's maintenance of insurance, its scope of coverage and limits as required herein shall not be construed to limit the liability of the Contractor to the coverage provided by such insurance, or otherwise limit the City's recourse to any remedy available at law or in equity. A. Minimum Scope of Insurance. Contractor shall obtain insurance of the types and with the limits described below: 1. Automobile Liability insurance with a minimum combined single limit for bodily injury and property damage of $5,000,000 per accident. Automobile liability insurance shall cover all owned, non - owned, hired and leased vehicles. Coverage shall be written on Insurance Services Office (ISO) form CA 00 01 or a substitute form providing equivalent liability coverage. If necessary, the policy shall be endorsed to provide contractual liability coverage. 2. Commercial General Liability insurance with limits no less than $5,000,000 each occurrence, $5,000,000 general aggregate and $5,000,000 products- completed operations aggregate limit. Commercial General Liability insurance shall be written on ISO occurrence form CG 00 01 and shall cover liability arising from premises, operations, independent contractors, products - completed operations, stop gap liability, personal injury and advertising injury, and liability assumed under an insured contract. The Commercial General Liability insurance shall be endorsed to provide the Aggregate Per Project Endorsement ISO form CG 25 03 11 85 or an equivalent endorsement. There shall be no endorsement or modification of the Commercial General Liability Insurance for liability arising from explosion, collapse or underground property damage. The City shall be named as an insured under the Contractor's Commercial General Liability insurance policy with respect to the work performed for the City using ISO Additional Insured endorsement CG 20 10 10 01 and Additional Insured- Completed Operations endorsement CG 20 37 10 01 or substitute endorsements providing equivalent coverage. 3. Workers' Compensation coverage as required by the Industrial Insurance laws of the State of Washington. CA Revised 1 -2013 Page 2 of 6 80 B. Other Insurance Provision. The Contractor's Automobile Liability and Commercial General Liability insurance policies are to contain, or be endorsed to contain that they shall be primary insurance with respect to the City. Any insurance, self - insurance, or insurance pool coverage maintained by the City shall be excess of the Contractor's insurance and shall not contribute with it. C. Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best rating of not less than A: VII. D. Verification of Coverage. Contractor shall furnish the City with original certificates and a copy of the amendatory endorsements, including but not necessarily limited to the additional insured endorsement, evidencing the insurance requirements of the Contractor before commencement of the work. E. Subcontractors. The Contractor shall have sole responsibility for determining the insurance coverage and limits required, if any, to be obtained by subcontractors, which determination shall be made in accordance with reasonable and prudent business practices. F. Notice of Cancellation. The Contractor shall provide the City and all Additional Insureds for this work with written notice of any policy cancellation, within two business days of their receipt of such notice. G. Failure to Maintain Insurance. Failure on the part of the Contractor to maintain the insurance as required shall constitute a material breach of contract, upon which the City may, after giving five business days notice to the Contractor to correct the breach, immediately terminate the contract or, at its discretion, procure or renew such insurance and pay any and all premiums in connection therewith, with any sums so expended to be repaid to the City on demand, or at the sole discretion of the City, offset against funds due the Contractor from the City. 8. Record Keeping and Reporting. A. The Contractor shall maintain accounts and records, including personnel, property, financial and programmatic records which sufficiently and properly reflect all direct and indirect costs of any nature expended and services performed in the performance of this Agreement and other such records as may be deemed necessary by the City to ensure the performance of this Agreement. B. These records shall be maintained for a period of seven (7) years after termination hereof unless permission to destroy them is granted by the office of the archivist in accordance with RCW Chapter 40.14 and by the City. 9. Audits and Inspections. The records and documents with respect to all matters covered by this Agreement shall be subject at all times to inspection, review or audit by law during the performance of this Agreement. 10. Termination. This Agreement may be terminated by the City at any time and for any reason by the City giving to the Contractor thirty (30) days written notice of the City's intention to terminate the same. If the Contractor's insurance coverage is canceled for any reason, the City shall have the right to terminate this Agreement immediately. 11. Discrimination Prohibited. The Contractor shall not discriminate against any employee, applicant for employment, or any person seeking the services of the Contractor to be provided under this Agreement on the basis of race, color, religion, creed, sex, age, national origin, marital status or presence of any sensory, mental or physical handicap. CA Revised 1 -2013 Page 3 of 6 81 12. Assignment and Subcontract. The Contractor shall not assign or subcontract any portion of the services contemplated by this Agreement without the written consent of the City. 13. Entire Agreement; Modification. This Agreement, together with attachments or addenda, represents the entire and integrated Agreement between the City and the Contractor and supersedes all prior negotiations, representations, or agreements written or oral. No amendment or modification of this Agreement shall be of any force or effect unless it is in writing and signed by the parties. 14. Severability and Survival. If any term, condition or provision of this Agreement is declared void or unenforceable or limited in its application or effect, such event shall not affect any other provisions hereof and all other provisions shall remain fully enforceable. The provisions of this Agreement, which by their sense and context are reasonably intended to survive the completion, expiration or cancellation of this Agreement, shall survive termination of this Agreement. 15. Notices. Notices to the City of Tukwila shall be sent to the following address: City Clerk, City of Tukwila 6200 Southcenter Blvd. Tukwila, Washington 98188 Seattle Southside Visitor Services 3100 South 176th St. Seattle, WA 98188 Notices to the Contractor shall be sent to the address provided by the Contractor upon the signature line below. 16. Applicable Law; Venue; Attorney's Fees. This Agreement shall be governed by and construed in accordance with the laws of the State of Washington. In the event any suit, arbitration, or other proceeding is instituted to enforce any term of this Agreement, the parties specifically understand and agree that venue shall be properly laid in King County, Washington. The prevailing party in any such action shall be entitled to its attorney's fees and costs of suit. DATED this day of , 20 . CITY OF TUKWILA CONTRACTOR By: Mayor, Jim Haggerton ATTEST/AUTHENTICATED: City Clerk, Christy O'Flaherty APPROVED AS TO FORM: Office of the City Attorney Printed Name and Title: Address: CA Revised 1 -2013 Page 4 of 6 82 Exhibit A Scope of Services 1. Provide a complimentary regularly scheduled round trip shuttle service for SeaTac hotel guests to the Westfield Southcenter. 2. The route schedule will be published online and in printed format to be distributed to all SeaTac hotels, SSVS and Westfield Southcenter. 3. Seattle Express will not make changes to the published schedule without prior written approval from SSVS staff. 4. Seattle Express will be responsible for all maintenance and upkeep of shuttle fleet and any associated fees. 5. Permit SSVS to wrap the shuttle van(s) used for Westfield Shuttle service in Seattle Southside branded advertising at SSVS's expense. 6. Shuttle service will operate seven days a week, excluding certain holidays. 7. Include Seattle Southside webpage link on Seattle Express website. 8. Promote the Seattle Southside visitor center by providing shuttle riders with SSVS Visitor Guide and Map and encouraging them to utilize other visitor center services. 9. Shuttle drivers will act as tourism ambassador for the Seattle Southside area. 10. With each monthly invoice, provide a ridership total report for the month being billed. CA Revised 1 -2013 Page 5 of 6 83 Exhibit B Compensation Contractor shall submit invoices to the City within fourteen days of the end of each month. Invoices shall be mailed to: Seattle Southside Visitor Services 3100 South 176 Street Seattle, WA 98188 The total amount to be paid under this contract shall not exceed $120,000 and will be paid at a fixed rate of $10,000 per month. CA Revised 1 -2013 84 Page 6 of 6 FINANCE AND SAFETY COMMITTEE Meeting Minutes November 19, 2013 — 5:30 p.m.; Conference Room #3 City of Tukwila Finance and Safety Committee PRESENT Councilmembers: Dennis Robertson, Chair; De'Sean Quinn and Verna Seal Staff: David Cline, Peggy McCarthy, Joyce Trantina, Kimberly Matej, Rick Still, Tracy Gallaway, Dave Johnson, Warren Orr, Mike Villa, Stephanie Brown, Kim Gilman, Derek Speck, Katherine Kertzman, Mary Miotke, Ryan Larson, Peter Lau, Cyndy Knighton, Laurel Humphrey Guest: Chuck Parrish CALL TO ORDER: Committee Chair Robertson called the meeting to order at 5:30 p.m. I. PRESENTATIONS No presentations. II. BUSINESS AGENDA Consensus existed to take up item D - A Resolution relating to Non - Represented Employees' Wages and Benefits for 2014 as the second item of business. A. Contract: Seattle Express Shuttle Service Staff is seeking Council approval to enter into a contract with Miller Schroer, Inc., (doing business as "Seattle Express ") to provide regularly scheduled shuttle services from hotels in the City of SeaTac to Westfield Southcenter in Tukwila at a rate of $10,000 per month. Seattle Southside Visitor Services (SSVS) has been providing this free shuttle service to hotel guests for over 12. years. As the administrator of SSVS, Tukwila contracts the services with Seattle Express and the City of SeaTac lodging tax fund reimburses 100% of the cost. Seattle Express delivered more than 28,000 individuals to Westfield Southcenter in 2012, resulting in an estimated $4,311,900 in visitor spending. A competitive bid process is not feasible for this contract since Seattle Express has an Auto Transportation Certificate granting them the sole right to provide this service in our area. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. B. Resolution: Relating to Non - Represented Employee 2014 Wages and Benefits Staff is seeking Council approval of a resolution that would establish the 2014 salary schedule and benefits for non - represented employees of the City of Tukwila. Pursuant to the compensation policy established by Resolution No. 1796 in June 2013, Human Resources staff conducted a market study and regression analysis of the Puget Sound jurisdictions within +/- 50% of Tukwila's assessed valuation. This study revealed that Tukwila's non - represented wages are above average for the jurisdictions surveyed. Therefore, staff is recommending no wage adjustment for non- represented employees in 2014. In accordance with Council's expressed desire to be above average in the provision of benefits, staff is recommending the following changes to non - represented benefits effective January 1, 2014. 1) An additional floating holiday for a total of two annually. 2) A one -time contribution of $500 per non - represented employee into their individual HRA /VEBA account. 3) An increase in the clothing allowance for Police Chief, Fire Chief, Assistant Chiefs, and Police Records Manager by an additional $250 per year. 85 86 COUNCIL AGENDA SYNOPSIS Meeting Date Prepared by Mayors review Council review 12/02/13 MM A5NiKL, ti.,;, E Ordinance Mtg Date Bid Award Altg Date Public Hearing Mtg Date Other Mtg Date Mtg SPONSOR Council Mayor HR DCD Finance Fire 0 IT E P&R Police PW SPONSOR'S It is time to renew the City's existing Microsoft Enterprise Agreement, originally signed in SUMMARY 2010 as a three-year agreement. The original licensing phase is now complete and this renewal will allow the agreement to continue for the next three-years at a reduced rate for software assurance. It is of benefit to the City to have the latest versions of Microsoft software and operating systems installed and standardized as they become available, in alignment with the City's Strategic Plan goal of a high performing organization. REVIE M BY COW Mtg. CA&P Cmte Utilities Cmte Arts Comm. DATE: 11/19/13 0 F&S Cmte Comm. CHAIR: • Transportation Cmte ITEM INFORMATION ITEM NO. 5.G. 87 STAFF SPONSOR: MARY MIOTKE ORIGINAL AGENDA DATE: 12/02/13 AGENDA ITEM TITLE Microsoft Enterprise Agreement Renewal CATEGORY Discussion Mtg Date 1 Motion Date 12/2/13 Resolution Mtg Date E Ordinance Mtg Date Bid Award Altg Date Public Hearing Mtg Date Other Mtg Date Mtg SPONSOR Council Mayor HR DCD Finance Fire 0 IT E P&R Police PW SPONSOR'S It is time to renew the City's existing Microsoft Enterprise Agreement, originally signed in SUMMARY 2010 as a three-year agreement. The original licensing phase is now complete and this renewal will allow the agreement to continue for the next three-years at a reduced rate for software assurance. It is of benefit to the City to have the latest versions of Microsoft software and operating systems installed and standardized as they become available, in alignment with the City's Strategic Plan goal of a high performing organization. REVIE M BY COW Mtg. CA&P Cmte Utilities Cmte Arts Comm. DATE: 11/19/13 0 F&S Cmte Comm. CHAIR: • Transportation Cmte E Planning Comm. ROBERTSON • Parks COMMITTEE RECOMMENDATIONS: SPoNsoR/ADmm. CommrrniE IT Department Unanimous Approval; Forward to Consent Agenda of 12/2/13 COST IMPACT / FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $86,750.28 $85,000 $0 Fund Source: IT DEPARTMENT BUDGET Comments... Tax included in stated amount, nominal overage will be absorbed by IT Department budget. MTG. DATE RECORD OF COUNCIL ACTION 12/02/13 MTG. DATE ATTACHMENTS 12/2/13 Informational Memorandum dated 11/19/13 with attachments (updated 11/20/13) Minutes from the Finance & Safety Committee meeting of 11/19/13 87 88 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance & Safety Committee FROM: Mary Miotke, IT Director DATE: November 20, 2013 SUBJECT: Microsoft Enterprise Agreement Renewal (Based on discussion at FS, language modifications are shown below in strike -thru underlined format; revised attachments included based on updated pricing from Microsoft) ISSUE It is time to renew the City's existing Microsoft Enterprise Agreement, originally signed in 2010 as a three -year agreement. BACKGROUND The Council authorized the Mayor to sign our first Enterprise Agreement (EA) with Microsoft in 2010, which allowed the licensing and version standardization of Microsoft products on all City computers. The original purchase was funded by the emergency preparation Limited Tax General Obligation Bond issued on July 19, 2010 and was substantially lower than purchasing individual open licensing for 100% of the City's PCs and laptops. DISCUSSION It has been a great benefit for the City to have all installations of Microsoft Office standardized, allowing for better collaboration and increased efficiency when editing and producing important documents, both internally between staff and externally with contractors and business contacts. The City's implementation plans such as the Strategic Plan; Comprehensive Land Use Plan; and Capital Improvement Plan (CIP); legislative documents such as ordinances, resolutions and the Tukwila Municipal Code (TMC); financial reports such as the Biennial Budget and Comprehensive Annual Financial Report (CAFR); and system plans such as Water, Sewer, Transportation, Stormwater Management, Parks /Recreation Open Space (PROS) and City Facilities are all examples of important City documents requiring a federated effort from multiple staff and departments working with the same version of software. Through this agreement, the City was also able to implement Microsoft Exchange and Outlook as our standardized email system. The original three -year licensing phase is now complete and this renewal will allow the EA to continue for the next three -years at a reduced rate for software assurance and support the City's Strategic Plan goal of a high performing and effective organization. We will be able to continue installing the latest versions of Microsoft software and operating systems as they become available, and the extended benefits of online training for all users, technical training for IT staff, a home -use program for all licensed users, and other beneficial items listed in Attachment C will also be renewed. FINANCIAL IMPACT The original EA agreement totaled $103,378 for each of the three years for full licensing of the software that the City currently uses and depends upon to conduct City business. After adding several network components to support other system /vendor upgrade requirements and deleting a few items that are no longer needed, renewal for software assurance will be $59 $79,224 plus tax. The total is $8594 $86,750.28, which is only nominally over the 89 90 INFORMATIONAL MEMO Page 2 approved 2013 -14 budgeted amount of $85,000. The slight overage is easily absorbed within the IT budget and no additional funding is required. The good news is that this renewal will save the City $17,684.36 $16,628 per year on software licensing, or $53953-98 $49,884 for the three year term. RECOMMENDATION Council is being asked to forward this agreement renewal to the consent agenda of the December 2, 2013 Regular Meeting to approve the Mayor to sign for a three -year Microsoft Enterprise Agreement in the amount of $86,750.28 per year including tax. ATTACHMENTS A. Microsoft Enterprise Agreement Renewal Enrollment Documents B. Microsoft Enterprise Agreement Pricing Spreadsheet C. Microsoft Enterprise Agreement Benefit Chart W:12013 Info Memos- CouncillMicrosoft EA11- 20- 13revised.doc ® Microsoft Program Signature Form MBA/MBSA number Agreement number 01 E73529 Attachment A Volume Licensing Note: Enter the applicable active numbers associated with the documents below. Microsoft requires the associated active number be indicated here, or listed below as new. For the purposes of this form, "Customer" can mean the signing entity,; Enrolled Affiliate, Government Partner, Institution, or other party entering into a volume licensing program agreement. This signature form and all contract documents identified in the table below are entered into between the Customer and the Microsoft Affiliate signing, as of the effective date identified below. Contract Document <Choose Agreement> <Choose Agreement> <Choose Agreement> <Choose Agreement> Number or Code <Choose Agreement> Enterprise Enrollment```' X20- 03621 <Choose Enrollment/Registration> <Choose Enrollment/Registration> <Choose Enrollment/Registration> <Choose Enrollment/Registration> EA Product Selection Form X20 -03622 By signing below, Customer and the Microsoft Affiliate agree that both parties (1) have received, read and understand the above contract documents, including any websites or documents incorporated by reference and any amendments and (2) agree to be bound by the terms of all such documents. Customer Name of Entity (must be legal entity name)* City of Tukwila Signature* Printed First and Last Name* Jim Haggerton Printed Title* Mayor Signature Date* Tax ID * indicates required field FrogramSignForm(MSSign)(NA, LatAm)ExBRA,MLI(ENG)(Oct2012) Page 1 of 3 91 92 Microsoft Affiliate Microsoft Licensing, GP Signature Printed First and Last Name Printed Title Signature Date (date Microsoft Affiliate countersigns) Effective Date (may be different than Microsoft's signature date) Optional 2' Customer signature or Outsourcer signature (if applicable) Customer Name of Entity (must be legal entity name)* Signature* Printed First and Last Name* Printed Title* Signature Date* * indicates required field Outsourcer Name of Entity (must be legal entity name)* Signature* Printed First and Last Name* Printed Title* Signature Date* * indicates required field If Customer requires physical media, additional contacts, or is reporting multiple previous Enrollments, include the appropriate form(s) with this signature form. After this signature form is signed by the Customer, send it and the Contract Documents to Customer's channel partner or Microsoft account manager, who must submit them to the following address. When the signature form is fully executed by Microsoft, Customer will receive a confirmation copy. Microsoft Licensing, GP Dept. 551, Volume Licensing 6100 Neil Road, Suite 210 Reno, Nevada 89511 -1137 USA ProgramSignForm(MSSign)(NA,LatAm)ExBRA,MLI(ENG)(Oct201 2) Page 2 of 3 Prepared By:Bruce Valentin bvalenti @compucom.com ProgramSignForm( MSSign)( NA ,LatAm)ExBRA,MLI(ENG)(Oct2012) Page 3 of 3 93 94 Microsoft Volume Licensing Enterprise and Enterprise Subscription Enrollment Product Selection Form — State and Local Enrollment Number Microsoft to complete for initial term Reseller to complete for renewal Step 1. Please indicate whether Enrolled Affiliate is ordering Enterprise Products or Enterprise Online Services on the initial enrollment order. Choose both if applicable. Enterprise Products.Choose platform option: Enterprise Desktop with MDOP Qualified Devices: Qualified Users:350 ❑Enterprise Online Services' Step 2. Select the Products and Quantities Enrolled Affiliate is ordering on its initial Enrollment Order. Quantity may not include any Licenses which Enrolled Affiliate has selected for optional future use, or to which it is transitioning or stepping up within enrollment term.Products for which the Enrolled Affiliate has an option to transition or step -up should be listed in Step 3. Products2 Office Professional Plus Quantity Office' Pre Plus r 300 Office Pro Plus for Office 365 Office 365 Plans' Office 365 (Plan E1) Office 365 (Plan E2) Office 365 (Plan E3) Office 365 (Plan E4) Client Access License (CAL). Choose 1 Option. ❑Core CAL, including Bridge CAL's (if applicable) Core CAL Core CAL Bridge for Office 365 Core CAL Bridge for Windows Intune Core CAL Bridge for Office 365 and Windows Intune ❑Enterprise CAL (ECAL) ECAL 350 ECAL Bridge for Office 365 ECAL Bridge for Windows lntune ECAL Bridge for Office 365 and Windows Intune The Client Access License selection must be the same across the Enterprise. Specify whether licensing CAL per Device or User: User Windows Desktop Windows OS Upgrade 300 Windows VDA Windows Intone Windows lntune Windows Intune Add -on3 Other Enterprise Products Microsoft Desktop Optimization Pack (MDOP)4 EA- EASProdSelForm (US)SLG(ENG)(Oct2012) Page 1 of 2 Document X20 -03622 95 96 If selecting Windows Desktop or Windows Intune option, Enrolled Affiliate acknowledges the following: a. The Windows Desktop Operating System Upgrade licenses offered through this Enrollment are not full licenses. The Enrolled Affiliate and any included Affiliates have qualifying operating system licenses for all devices on which the Windows Desktop Operating System Upgrade or Windows Intune licensesare run. b. In order to use a third party to reimage the Windows Operating System Upgrade, Enrolled Affiliate must certify that Enrolled Affiliate has acquired qualifying operating system licenses. See the Product List for details. Step 3. Indicate new Enterprise Products and Online Services Enrolled Affiliate has selected for optional future use where not selected on the initial enrollment order (above): Products2 ❑Office Pro Plus for Office 365 ❑Office 365 (Plan El) ❑Office 365 (Plan E2) ❑Office 365 (Plan E3) ❑Office 365 (Plan E4) ❑Enterprise CAL (ECAL) Step -up, including Bridge CALs ❑Windows Intune ❑Windows Intune Add -off' This form must be attached to a signature form EA- EASProdSelFomi (US)SLG(ENG)(Oct2012) Page 2 of 2 Document X20 -03622 e Microsoft Enterprise Enrollment Enterprise Enrollment number (Microsoft to complete) Previous Enrollment number (Reseller to complete) 6216554 Volume Licensing Proposal ID /Framework ID Earliest expiring previous Enrollment end date 1 State and Local This Enrollment must be attached to a signature form to be valid.' This Microsoft Enterprise Enrollment is entered into between the entities as identified in the signature form as of the effective date.Enrollment Affiliate represents and warrants it is the same Customer, or an Affiliate of the Customer, that entered into the Enterprise Agreement identified on the program signature form. This Enrollment consists of: (1) these terms and conditions, (2) the terms of the Enterprise Agreement identified on the signature form, (3) the Product Selection Form, (4) any supplemental contact information form or Previous Agreement/Enrollment form that may be required, (5) any order submitted under this Enrollment. This Enrollment may only be entered into under a 2011 or later Enterprise Agreement. All terms used but not defined are Iocated at http: / /www.microsoft.com /licensing /contracts. In the event of any conflict the terms of this agreement control. Effective date. If Enrolled Affiliate is renewing Software Assurance or Subscription Licenses from one or more previous Enrollments or agreements, then the effective date will'be the day after the first prior Enrollment or 'agreement expires or terminates:' Otherwise, the effective date will be the date this Enrollment is accepted by Microsoft. If renewing Software Assurance, ;the Reseller will need to insert the previous enrollment or agreement number and end date in the respective boxes above. Term. This Enrollment will expire on the last day of the month, 36 full calendar months from the effective date unless otherwise renewed. Any reference in this Enrollment to "day" will be a calendar day. Product order. The Reseller will provide Enrolled Affiliate with Enrolled Affiliate's Product pricing and order. Prices and billing terms for all Products ordered will be determined by agreement between Enrolled Affiliate and the Reseller.The Reseller will provide Microsoft with the order separately from thisEnrollment. Prior Enrollment(s). If renewing Software Assurance or Subscription Licenses from another Enrollment or agreement, the previous Enrollment or agreement number and end date must be identified in the respective boxes above. If renewing from multiple Enrollments or agreements, or transferring Software Assurance or MSDN details, the Previous Agreement/Enrollment form must be used. Terms and Conditions 1. Definitions. Terms used but not defined in this Enrollment will have the definition in the Enterprise Agreement. The following definitions are used in this Enrollment: "Additional Product" means any Product identified as such in the Product List and chosen by Enrolled Affiliate under this Enrollment. EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 1 of 10 Document X20 -03621 97 98 "Enterprise Online Service" means any Online Service designated as an Enterprise Online Service in the Product List and chosen by Enrolled Affiliate under this Enrollment. Enterprise Online Services are treated as Online Services, except as noted. "Enterprise Product" means any Desktop Platform Product that Microsoft designates as an Enterprise Product in the Product List and chosen by Enrolled Affiliate under this Enrollment. Enterprise Products may only be licensed for all Qualified Devices and Qualified Users on an Enterprise -wide basis under this program. "Expiration Date" means the date upon which the Enrollment expires. "Industry Device" (also known as line of business device) means any device that: (1) is not useable in its deployed configuration as a general purpose personal computing device (such as a personal computer), a multi- function server, or a commercially viable substitute for one of these systems; and (2) only employs an industry or task - specific software program (e.g. a computer -aided design program used by an architect or a point of sale program) ( "Industry Program "). The device may include features and functions derived from Microsoft software or third -party software. If the device performs desktop functions (such as email, word processing, spreadsheets, database, network or Internet browsing, or scheduling, or personal finance), then the desktop functions: (1) may only be used for the purpose of supporting the Industry Program functionality; and (2) must be technically integrated with the Industry Program or employ technically enforced policies or architecture to operate only when used with the Industry Program functionality. "Qualified Device" means any device that is used by or for the benefit of Enrolled Affiliate's Enterprise and is (1) a personal desktop computer, portable computer „workstation, or similar, device capable of running Windows Professional locally (in a physical or virtual operating system environment),' OR (2) a device used to access a virtual desktop infrastructure ( "VDI ") :. Qualified Devices doMnot includeany device that is (1) designated as a server and not used as a personal computer, OR (2) an Industry Device; OR (3) not managed (as defined in the Product List at the .start of the applicable initial or renewal-- term;of the Enrollment) as part of Enrolled Affiliate's Enterprise. At its option, the Enrolled Affiliate may designate any device excluded above (e.g., Industry Device) as a Qualified Device for all or a subset of Enterprise Products or Online Services the Enrolled Affiliate has selected. "Qualified User" means a person (e.g., employee; "consultant, contingent staff) who: (1) is a user of a Qualified Device, or (2) accesses any server software requiring an Enterprise Product Client Access License or any Enterprise Online Service. It does not include a person who accesses server software or an Online Service solely under a License identified in the Qualified User exemptions in the Product List. "Reserved License" means for an Online Service identified as eligible for true -ups in the Product List, the License' reserved by Enrolled Affiliate prior to use and for which Microsoft will make the Online Service available for activation. "Transition” means the conversion of one or more License to or from another License(s). Products eligible for Transition and permitted Transitions are identified in the Product List. "Transition Period" means the time between the Transition and the next Enrollment anniversary date for which the Transition is reported. 2. Purpose. This Enrollment enables Enrolled Affiliate's Enterprise to obtain, or subscribe to, Licenses for Enterprise Products, Enterprise Online Services, and Additional Products. Enrolled Affiliate may choose between on- premise software and Online Services as well as the ability to transition Licenses to Online Services while maintaining Enterprise -wide coverage. Additionally, Enterprise Online Services may be purchased without Enterprise -wide coverage. 3. Product Use Rights, Qualifying Systems Licenses and Transitions. In addition to applicable terms of the Enterprise Agreement, the following terms apply to this Enrollment: EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 2 of 10 Document X20 -03621 a. Product Use Rights. For Enterprise Products, if a new Product version has more restrictive use rights than the version that is current at the start of the applicable initial or renewal term of the Enrollment, those more restrictive use rights will not apply to the Enrolled Affiliate's use of that Product during the term. b. Qualifying systems Licenses. The operating system Licenses granted under this program is upgrade Licenses only. Full operating system Licenses are not available under this program. If Enrolled Affiliate selects any Desktop Platform, Windows Desktop Operating System Upgrade, or Windows Intune, all Qualified Devices on which Enrolled Affiliate expects to run the Windows Desktop Operating System Upgrade must be licensed to run, and have installed on them, one of the qualifying operating systems identified in the Product List. Note that the list of operating systems that qualify for the Windows Desktop Operating System Upgrade varies with the circumstances of the order. That list is more extensive at the time of the initial order than it is for some subsequent orders and system refreshes during the term of this Enrollment. Exclusions are subject to change when new versions of Windows are released. For example: The following are not considered qualifying operating systems: (1) ANY Windows Home or Starter edition; (2) Embedded Systems; and (3) Linux. These are examples of exclusions only and may change. Please see Product List for all current qualifying operating systems. c. Transitions. The following requirements apply to Transitions: (i) Licenses with active Software Assurance or Subscription. Licenses may be Transitioned at any time if permitted in the Product List. While Enrolled Affiliate may Transition any time it will not be able to reduce Licenses or associated Software Assurance prior to the end of the Transition Period. (ii) Enrolled Affiliate must order the, Licenses to which it is transitioning for the year(s) following the Transition` Period (iii) If a Transition is made back to a License that had active Software Assurance as of the date of Transition, then Software. Assurance `will need to be re- ordered for all such Licenses on a prospective basis following the Transition Period. Software Assurance coverage may not exceed the quantity of perpetual Licenses for which Software Assurance was current at the time of any prior Transition. Software Assurance may not be applied to Licenses transferred by Enrolled Affiliate. (iv) If a device -based License is Transitioned to a user -based License, all users of the device must be licensed as part of the Transition. (v) If a user -based License is Transitioned to a device -based License, all devices accessed by the user must be licensed as part of the Transition. d. Effect of Transition on Licenses. Transition will not affect Enrolled Aff'iliate's rights in perpetual Licenses paid in full. (i) New version rights will be granted for perpetual Licenses covered by Software Assurance up to the end of the Transition Period. (ii) For L &SA not paid in full at the end of the Transition Period, Enrolled Affiliate will have perpetual Licenses for a proportional amount equal to the total of installments paid versus total amounts due (paid and payable) for the Transitioned Product. (iii) For L &SA not paid in full or granted a perpetual License in accordance with the above or Subscription Licenses, all rights to Transitioned Licenses cease at the end of the Transition Period. EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 3 of 10 Document X20 -03621 99 100 4. Pricing. a. Price Levels. For both the initial and any renewal term Enrolled Affiliate's Price Level for all Products ordered under this Enrollment will be Level "D" throughout the term of the Enrollment. Price Level's will be captured in the Product Selection Form. b. Setting Prices. Enrolled Affiliate's prices for each Product will be established by its Reseller. Microsoft's prices for Resellers are fixed throughout the Enrollment term based upon current prices at the time of the initial order for the Product. This includes the following: (i) Any future pricing (if applicable); and (ii) Prices for Transitions, including any prices related to the use of a Product during the Transition Period (if applicable). 5. Order requirements. a. Minimum Order Requirements. Enrolled Affiliate's Enterprise must have a minimum of 250 Qualified Users or Qualified Devices. (i) Initial Order. Initial order must include at least 250 Licenses from one of the four groups outlined in the Product Selection Form. (ii) If choosing Enterprise Products. If choosing Enterprise Products in a specific group outlined in the Product Selection Form, Enrolled Affiliate's initial; order must include an Enterprise - wide selection of one or more Enterprise- Products or a mix of Enterprise Products and corresponding Enterprise Online Services for that group. (iii) Additional Products. Upon satisfying the minimum order requirements above,f.Enrolled Affiliate may order Additional Products. (iv) Country of Usage. Enrolled Affiliate must specify the countries where Licenses will be used on its initial order and on any additional orders. b. Adding Products. (i) Adding new Products not previously ordered. Enrolled Affiliate may add new Enterprise Products by entering into a new Enrollment or as part of a renewal. New Enterprise Online Services may be added by contacting a Reseller. New Additional Products, other than Online Services, may be used if an order is placed in the month the Product is first used. For Additional Products that are Online Services, an initial order for the Online Service is required prior to use. (ii) Adding Licenses for previously ordered Products.Additional Licenses for previously ordered Products must be included in the next true -up order. Enrolled Affiliate must order Licenses for Online Services prior to use, unless the Online Services are (1) identified as eligible for true -up in the Product List or (2) included as part of other Licenses (e.g., Enterprise CAL). c. True -up orders. Enrolled Affiliate must submit an annual true -up order that accounts for changes since the initial order or last true -up order, including: (1) any increase in Licenses, including any increase in Qualified Devices or Qualified Users and Reserved Licenses; (2) Transitions (if permitted); or (3) Subscription License quantity reductions (if permitted). Microsoft, at its discretion and as permitted by applicable law, may validate the customer true -up data submitted through a formal product deployment assessment, using an approved Microsoft partner. The true -up order must be received by Microsoft between 60 and 30 days prior to the Enrollment anniversary date. The third -year anniversary true -up order is due within 30 days prior to the Expiration Date. Enrolled Affiliate may true -up more often than at each Enrollment anniversary date except for Subscription License reductions. EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 4 of 10 Document X20 -03621 (i) Enterprise Products. Enrolled Affiliate must determine the current number of Qualified Devices and Qualified Users (if ordering user -based Licenses) and order the License difference (if any), including any Enterprise Online Services. (ii) Additional Products. For Products which have been previously ordered, Enrolled Affiliate must determine the Additional Products used and order the License difference (if any). (iii) Online Services. For Online Services identified as eligible for true -up orders in the Product List, Enrolled Affiliate must first reserve the additional Licenses prior to use. Microsoft will provide a report of Reserved Licenses in excess of existing orders to Enrolled Affiliate and its Reseller. Reserved Licenses will be invoiced retroactively for the prior year based upon the month in which they were reserved. (iv) Late true -up order. If the true -up order is not received when due: 1) Microsoft will invoice Reseller for all Reserved Licenses not previously ordered. 2) Transitions and Subscription License reductions cannot be reported until the following Enrollment anniversary date (or at Enrollment renewal, as applicable). (v) Transitions. Enrolled Affiliate must report all Transitions. Transitions may result in an increase in Licenses to be included on the true -up order and a reduction of Licenses for prior orders. Reductions in Licenses will be effective at end of the Transition Period. Associated invoices will also reflect this change. For Licenses paid upfront, Microsoft will issue a credit for the remaining months of Software Assurance or Subscription Licenses that were reduced as part of the Transition. (vi) Subscription License Reductions. Enrolled Affiliate may reduce the quantity of Subscription Licenses on a prospective basis if permitted in the Product List as follows: 1) For Subscription Licenses part of an Enterprise wide commitment, Licenses . may be reduced if the total quantity of Licenses and Software Assurance for an applicable group meets or exceeds the quantity of Qualified. Devices identified on the Product Selection Form. Step -up Licenses do not count towards this total count. 2) For Enterprise Online Services not a part of an Enterprise -wide commitment, Licenses can be reduced as long as the initial order minimum requirements are maintained. 3) For Additional Products available as Subscription Licenses, Enrolled Affiliate may reduce the Licenses. If the License count is reduced to zero, then Enrolled Affiliate's use of the applicable Subscription License will be cancelled. Invoices will be adjusted to reflect any reductions in Subscription Licenses at the true -up order Enrollment anniversary date and effective as of such date. (vii)Update statement. An update statement must be submitted instead of a true -up order if, as of the initial order or last true -up order, Enrolled Affiliate's Enterprise has not: (1) changed the number of Qualified Devices and Qualified Users licensed with Enterprise Products or Enterprise Online Services; and (2) increased its usage of Additional Products. This update statement must be signed by Enrolled Affiliate's authorized representative. The update statement must be received by Microsoft between 60 and 30 days prior to the Enrollment anniversary date. The last update statement is due at least 30 days prior to the Expiration Date. d. Step -up Licenses. For Licenses eligible for a step -up under this Enrollment, Enrolled Affiliate may step -up to a higher edition or suite as follows: (i) For step -up Licenses included on an initial order, Enrolled Affiliate may order according to the true -up process. EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 5 of 10 Document X20 -03621 101 102 (ii) If step -up Licenses are not included on an initial order, Enrolled Affiliate may step -up initially by following the process described in the Section titled "Adding new Products not previously ordered," then for additional step -up Licenses, by following the true -up order process. (iii) If Enrolled Affiliate has previously ordered an Online Service as an Additional Product and wants to step -up to an Enterprise Online Service eligible for a Transition, the step -up may be reported as a Transition. (iv) If Enrolled Affiliate Transitions a License, it may be able to further step -up the Transitioned License. If Enrolled Affiliate chooses to step -up and the step -up License is separately eligible to be Transitioned, such step -up Licenses may result in a License reduction at the Enrollment anniversary date following the step -up. 6. Payment terms. For the initial or renewal order, Enrolled Affiliate may pay upfront or elect to spread its payments over the applicable Enrollment term. If spread payments are elected, unless indicated otherwise, Microsoft will invoice Enrolled Affiliate's Reseller in three equal annual installments. The first installment will be invoiced upon Microsoft's acceptance of this Enrollment and on each Enrollment anniversary date. Subsequent orders are invoiced upon acceptance of the order and Enrolled Affiliate may elect to pay annually or upfront for Online Services and upfront for all other Licenses. 7. End of Enrollment term and termination. a. General. At the Expiration Date, Enrolled Affiliate must immediately order and pay for Licenses for Products it has used but has not previously submitted an order, °except as otherwise provided in this Enrollment. b. Renewal Option. At the Expiration Date, Enrolled Affiliate renew Products by renewing the Enrollment for one additional 36 full calendar month.term.or signing a new Enrollment. Microsoft must receive a Product 'Selection Form and renewal order prior to or at the Expiration Date. The renewal term will start on the day following the Expiration Date. Microsoft will not unreasonably reject any renewal. Microsoft may make a change to this program that will make it necessary for Customer and its Enrolled Affiliates to enter into new Agreements and Enrollments. c. if Enrolled Affiliate elects not to renew. (i) Software Assurance. If Enrolled Affiliate elects not to renew Software Assurance for any Product under its Enrollment, then Enrolled Affiliate will not be permitted to order Software Assurance later without first acquiring L &SA. (ii) Online Services eligible for an Extended Term. For Online Services identified as eligible for an Extended Term in the Product List, the following options are available at the end of the Enrollment initial or renewal term. 1) Extended Term. Licenses for Online Services will automatically expire in accordance with the terms of the Enrollment. An extended term feature that allows Online Services to continue month -to -month ( "Extended Term ") is available. During the Extended Term, Online Services will be invoiced monthly at the then - current published price for Enrolled Affiliate's price level as of the Expiration Date plus a 3% administrative fee for up to one year. If Enrolled Affiliate does want an Extended Term, Government Partner must submit a request to Microsoft. Microsoft must receive the request not less than 30 days prior to the Expiration Date. 2) Cancellation during Extended Term. If Enrolled Affiliate has opted for the Extended Term and later determines not to continue with the Extended Term, Government Partner must submit a notice of cancellation for each Online Service. Cancellation EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 6 of 10 Document X20 -03621 will be effective at the end of the month following 30 days after Microsoft has received the notice. (iii) Online Services not eligible for an Extended Term. If Online Services are not identified as eligible for an Extended Term in the Product List, the Licenses will be cancelled and will terminate as of the Expiration Date. Any associated media must be uninstalled and destroyed and Enrolled Affiliate's Enterprise must discontinue use. Microsoft may request written certification to verify compliance. (iv) Customer Data. Upon expiration or termination of a License for Online Services, Enrolled Affiliate must tell Microsoft whether to: 1) disable its account and then delete its Customer Data ( "Data Deletion "); or 2) retain its Customer Data in a limited function account for at least 90 days after expiration or termination of the License for such Online Service (the "Retention Period ") so that Enrolled Affiliate may extract its Customer Data. 3) If Enrolled Affiliate indicates Data Deletion, Enrolled Affiliate will not be able to extract its Customer Data. If Enrolled Affiliate indicates it wants a Retention Period, Enrolled Affiliate will be able to extract its Customer Data through Microsoft's standard processes and tools, and Enrolled Affiliate will reimburse Microsoft if there are any applicable costs to the extent allowed by applicable law. If Enrolled Affiliate does not indicate either Data Deletion or a Retention Period, Microsoft will retain Enrolled Affiliate's Customer Data in accordance with the Retention Period. 4) Following the expiration of the Retention Period, M_ icrosoft will disable Enrolled Affiliate's account and then delete its Customer Data. 5) Enrolled Affiliate agrees that other than as described above, :Microsoft. has no obligation to continue to hold, export or return Enrolled 'Affiliate's Customer Data. Enrolled Affiliate agrees Microsoft has no liability whatsoever for deletion of Enrolled Affiliate's Customer Data pursuant to these terms. d. Termination for cause. Any termination for cause of this Enrollment will be subject to the "Termination for cause" Section of the agreement. e. Early termination. Any Early termination of this Enrollment will be subject to the "Early Termination" Section of the Enterprise Agreement. For Subscription Licenses, in the event of a breach by Microsoft, Microsoft will issue Reseller a credit for any amount paid in advance that would apply after the date of termination. EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 7 of 10 Document X20 -03621 103 104 Enrollment Details 1. Enrolled Affiliate's Enterprise. Use this section to identify which Agency Affiliates are included in the Enterprise. (Required) Enrolled Affiliate's Enterprise must consist of entire offices, bureaus, agencies, departments or other entities of Enrolled Affiliate, not partial offices, bureaus, agencies, or departments, or other partial entities. Enrolled Affiliate's organization includes . Check only one box in this section: ® Enrolled Affiliate ❑ Enrolled Affiliate and the following Affiliate(s): ❑ Enrolled Affiliate and all Affiliates, with following Affiliate(s) excluded: Please indicate whether the Enrolled Affiliate's. Enterprise will include all:new: Affiliates acquired after the start of this Enrollment: Include future Affiliates 2. Contact information. Each party will notify the other in writing if any of the information in the following contact information page(s);changes.- The asterisks ( *) indicate required fields. By providing contact information, Enrolled Affiliate consents to its use for purposes of administering this Enrollment by Microsoft, its Affiliates, and other -parties that help administer this Enrollment. The personal information provided in connection with this Enrollment will be used and protected in accordance with the privacy statement available at https://www.microsoft.com/licensinp/servicecenter. a. Primary contact. This contact is the primary contact for the Enrollment from within Enrolled Affiliate's Enterprise. This contact is also an Online Administrator for the Volume Licensing Service Center and may grant online access to others. Name of entity (must be legal entity name) *City of Tukwila Contact name* FirstMaryLastMiotke Contact email address *mary.miotke @tukwilawa.gov Street address *6200 Southcenter Blvd City *Tukwila State /Province *WA Postal code *98188 -2544 (For U.S. addresses, please provide the zip + 4, e.g. xxxxx -xxxx) Country*USA Phone *(206) 433 -7150 Tax ID N/A EA201 2EnrGov(US)SLG(ENG)(Oct201 2) Page 8 of 10 Document X20 -03621 * indicates required fields b. Notices contact and Online Administrator. This contact (1) receives the contractual notices, (2) is the Online Administrator for the Volume Licensing Service Center and may grant online access to others, and (3) is authorized for applicable Online Services to add or reassign Licenses, step -up, and initiate Transitions prior to a true -up order. ® Same as primary contact Name of entity* Contact name* First Last Contact email address* Street address* City* State /Province* Postal code* - (For U.S. addresses, please provide the zip + 4, e.g. xxxxx -xxxx) Country* Phone* Language preference. Choose the language for notices. English ❑ This contact is a third party (not the Enrolled Affiliate). Warning: This contact receives personally identifiable information of the Customer and its Affiliates. * indicates required fields c. Microsoft Account Manager. Microsoft Account Manager for this .Enrolled Affiliate is Microsoft account manager name: Microsoft account manager email address: d. Online Services Manager. This contact is authorized-.to manage the Online Services ordered under the Enrollment and (for applicable Online' Services) to add or reassign Licenses, step -up, and initiate Transitions prior to a true -up order. ® Same as notices contact and Online'Administrator Name of entity* Contact name *: First Last Contact email address* Street address* City* State /Province* Postal code* Country* Phone* ['This contact is from a third party organization (not the entity). Warning: This contact receives personally identifiable information of the entity. * indicates required fields e. Reseller information. Reseller contact for this Enrollment is: Reseller company name* CompuCom Systems, Inc. Street address (PO boxes will not be accepted)* 7171 Forest Lane City* Dallas State /Province* TX Postal code* 75230 -2306 Country* USA Contact name* Bruce Valentin Phone* 972 - 856 -4617 Contact email address* bvalenti @compucom.com * indicates required fields EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 9 of 10 Document X20 -03621 105 106 The undersigned confirms that the information is correct. Name of Reseller* CompuCom Systems, Inc. Signature* Printed name* Bruce E. Valentin Printed title* Microsoft Licensing Specialist Date* * indicates required fields Changing a Reseller. If Microsoft or the Reseller chooses to discontinue doing business with each other, Enrolled Affiliate must choose a replacement Reseller. If Enrolled Affiliate or the Reseller intends to terminate their relationship, the initiating party must notify Microsoft and the other party using a form provided by Microsoft at least 90 days prior to the date on which the change is to take effect. f. If Enrolled Affiliate requires a separate contact for any of the following, attach the Supplemental Contact Information form. Otherwise, the notices contact and Online Administrator remains the default. (i) Additional notices contact (ii) Software Assurance manager (iii) Subscriptions manager (iv) Customer Support Manager (CSM) contact 3. Financing elections. Is a purchase under this Enrollment being financed through MS Financing? No EA2012EnrGov (US)SLG(ENG)(Oct2012) Page 10 of 10 Document X20 -03621 Microsoft Enterprise Agreement Renewal November, 2013 City of Tukwila Qt Price Attachment B Extended 76A -00016 EntCAL ALNG SA MVL Pltfrm UsrCAL wSrvcs 350 $82.42 $ 28,847.00 269 -12442 OfficeProPlus ALNG SA MVL Pltfrm 300 $79.40 $ 23,820.00 K4U -00265 WinProw /MDOP ALNG SA MVL Pltfrm 300 $35.54 $ 10,662.00 312 -02257 ExchgSvrStd ALNG SA MVL 1 $114.24 $ 114.24 YEG -00634 LyncSvrPlusCAL ALNG SA MVL forECAL UsrCAL (Option if use) 350 $16.44 $ 5,754.00 5HU -00216 LyncSvr ALNG SA MVL 1 $588.48 $ 588.48 H04 -00268 SharePointSvr ALNG SA MVL 1 $1,096.41 $ 1,096.41 7NQ -00292 SQLSvrStdCore ALNG SA MVL 2Lic CoreLic 2 $578.62 $ 1,157.24 T6L -00238 SysCtrDatactr ALNG SA MVL 2Proc 8 $387.94 $ 3,103.52 T9L -00223 SysCtrStd ALNG SA MVL 2Proc 1 $143.01 $ 143.01 F2R -00010 VDIStew /oMDOP ALNG SubsVL MVL PerDvc 50 $14.10 $ 705.00 P71 -07282 WinSvrDataCtr ALNG SA MVL 2Proc 3 $982.37 $ 2,947.11 P73 -05898 WinSvrStd ALNG SA MVL 2Proc 2 $143.01 $ 286.02 $ 79,224.03 107 wil Microsoft Enterprise Agreement - Benefits November, 2013 t Description Attachment C Planning Services 4 Days Pays Microsoft Partners to perform specific services to assist in getting the most out of your volume licensing agreement. These services are based upon best practices from Microsoft with the objective of reducing cost and complexity while using high levels of process automation. Office Multi- Language Pack 1 Pack Allows organizations to configure Office in multiple languages. It includes all individual languages, dialects, and proofing and editing tools. Windows Fundamentals for Legacy PCs 1 Kit The best solution for reducing the total cost of ownership for legacy PCs. Technical Training Vouchers 30 Days Training vouchers may be granted to comapny employees for use at Microsoft Certified Partner for Learing Solutions, the premier channel for delivering products and services. Provides technical employees with the necessary skills and knowledge to unleash creativity and productivity, providing early access to products and offering the latest training solutions. Home Use Program Per license Allows employees to obtain a copy of the desktop applications in Microsoft Office Systems for which they are licensed to install on a home computer, allowing them to work at home with confidence in the compatibility of documents they create. 24x7 Problem Resolution Support Unlimited 24x7 Problem Resolution Support Incidents enables us to reach Microsoft support help at any time. Business - critical 24x7 phone support for all Microsoft server products, Microsoft Windows, and Microsoft Office Systems is provided. In addition, unlimited web support for all products covered by Software Assurance can be accessed. TechNet SA Subscription Services 350 Users The TechNet benefit allows your IT professionals to more easily find technical information to plan, deploy, manage, and support Microsoft Products. TechNet Plus Direct 1 Subscription E- Learning - Applications 350 Users Microsoft's E- Learning courses use simulations, demonstrations, animations, and assessment to provide an engaging, effective learning experience for employees who need to upgrade their skills and knowledge. Designed by subject matter experts and updated on an on -going basis, courses can be used as traditional training or as a just -in -time reference resource. E- Learning - Systems 350 Users E- Learning - Servers 26 Users 108 Finance & Safety Committee Minutes November 19, 2013 — Page 2 Committee Chair Robertson gave a brief summary of the Council's deliberations in arriving at the current compensation policy. He agreed that the +/- 50% assessed valuation comparables list is not precise, but represents the closest, best choice after thorough consideration and consultation. Kimberly Matej, Government Relations Manager, expressed her gratitude to the Council for their continued support of employees, specifically acknowledging the outstanding medical benefits offered by the City. With regard to the current compensation policy, she expressed concern with the parameters for comparable jurisdictions. She requested that the Council reconsider these parameters in future decision - making about non - represented wages and benefits, particularly if the City's labor unions do not use the same set of comparables in the current negotiations. Ryan Larson, Senior Engineer, mentioned some of the complex issues that make the City of Tukwila unique that are not present in jurisdictions currently defined as comparable. Committee members were appreciative of the staff's comments, encouraged those present to also attend the Conunittee of the Whole, and expressed support for the 2014 Finance and Safety Committee to revisit the compensation policy as well as the related issue of salary compression due to contracted wage increases. Committee member Quinn noted that salaries for public employees must be strongly defendable, which should remain at the forefront of any future discussions. UNANIMOUS APPROVAL. FORWARD TO NOVEMBER 25 COMMITTEE OF THE WHOLE. C. Agreement: Renewal for Microsoft Enterprise Software Staff is seeking Council approval to renew the Microsoft Enterprise Agreement for a three -year term in the amount of $86,750.28 per year including tax. This agreement was first signed in 2010 to allow the licensing and version standardization of Microsoft products on all City computers, at great benefit to the City. The Enterprise Agreement is a more cost effective method than purchasing individual licenses, and this renewal will save the City $16,628.36 per year. While the budgeted amount for 2013 -14 is $85,000, the overage is easily absorbed by the IT budget and staff is requesting no additional funding. Prior to the December 4 Regular Meeting, staff will update supporting documents to correct a minor change to the planning services benefit (4 days instead of 4 hours), the final total amount of the agreement, and specific examples of benefits to the City. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 4 REGULAR CONSENT AGENDA. D. Marketing Plan for Foster Golf Links In response to a request made at the August 20, 2013 discussion of Foster Golf Links (FGL) operations, staff returned to Committee with detailed information regarding the following: 1) Financial Overview: FGL has been historically self - sustaining, but the indirect cost allocation increase in 2011 impacted the budget and operational model. Attachment A to the info memo outlines the 2013 revenues and expenditures. 2) Professionally Reviewed Marketing Plan: A consultant was hired and staff has developed a 2014 Marketing Action Plan. 3) Ideas to Increase Revenue: The primary ideas are to implement the new marketing plan, lengthening the golf season, improve playability, and adjust fees to market levels. 4) Statistics regarding Resident /Non - Resident Use: Approximately 5% of the golfers are residents. Those who work but do not live in the City, "working residents," make up an estimated additional 7 -10 %. Resident use will be tracked with the loyalty card program proposed in the marketing plan. Committee Chair Robertson requested a chart or table indicating the number of rounds played per day in 2013. The same graphic will then be prepared for 2014, providing a simple indicator of growth following the implementation of the marketing plan. INFORMATION ONLY. 109 110 COUNCIL AG1-;NDA SYNOPSIS Meeting Date Prepared by Mayor's rerien, Council review 12/02/13 RS CATEGoRy 1 1Discussion AN Date Motion 12/2/13 1 1 Resolution AltsDate Ordinance Afg Date 1 1 Bid /Muir(' A Itg Date Public Hearing ilItsDate 1 Other Alts Date r1 MtsDate SPONSOR Council 1 1 Mayor .HR DCD Finance 1 1 Fire IT P/R 1 1 Police P117 SPONSOR'S The City has been awarded a grant for $515,000 from the State of Washington Heritage SUMMARY Capital Projects Fund for restoration and development at Duwamish Hill Preserve for Phase IIB. The grant cannot exceed 33.33% of the total costs of the project. Fortunately funds that were committed to the west parcel acquisition can be used towards the match ($1,050,000) which allowed us to meet the match requirements. Additional in-kind cost share such as staff salaries and volunteer work enabled us to further exceed match. REVIEWED BY I 1 COW Mtg. 7 Utilities Cmte DATE: 11/25/2013 64 CA&P Cmtc ITEM INFORMATION ITEM No. 5.H. 111 STAFF SPONSOR: RICK STILL ORIGINAL AGENDA DATE: 12/02/13 AGENDA ITI ;:\ I Triv],k Washington Hill Preserve State Heritage Capital Projects Fund grant acceptance for Duwamish Phase IIB CATEGoRy 1 1Discussion AN Date Motion 12/2/13 1 1 Resolution AltsDate Ordinance Afg Date 1 1 Bid /Muir(' A Itg Date Public Hearing ilItsDate 1 Other Alts Date r1 MtsDate SPONSOR Council 1 1 Mayor .HR DCD Finance 1 1 Fire IT P/R 1 1 Police P117 SPONSOR'S The City has been awarded a grant for $515,000 from the State of Washington Heritage SUMMARY Capital Projects Fund for restoration and development at Duwamish Hill Preserve for Phase IIB. The grant cannot exceed 33.33% of the total costs of the project. Fortunately funds that were committed to the west parcel acquisition can be used towards the match ($1,050,000) which allowed us to meet the match requirements. Additional in-kind cost share such as staff salaries and volunteer work enabled us to further exceed match. REVIEWED BY I 1 COW Mtg. 7 Utilities Cmte DATE: 11/25/2013 64 CA&P Cmtc _ F&S Cmte — Transportation Cmte 1 1 Parks Comm, 1 1 Planning Comm. COMMITTEE CHAIR: EKBERG -- Arts Comm. RECOMMENDATIONS: SPoNsoR/ADmIN. CommITIvE Parks and Recreation Department Unanimous Approval; Forward to Consent Agenda on 12/2/2013 COST IMPACT / FUND SOURCE ExpENDITURN RDQUIRIM AMOUNT BUDGETED APPROPRIATION REQUIRED $ $ $ Fund Source: Comments: No additional City funding required, match requirements have already been met. MTG. DATE RECORD OF COUNCIL ACTION MTG. DATE ATTACHMENTS 12/02/13 Informational Memorandum dated 11/19/13 Heritage Capital Projects Grant Application Heritage Capital Projects Appropriations Listing 111 112 TO: FROM: BY: DATE: SUBJECT: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Community Affairs and Parks Committee Rick Still, Parks and Recreation Director Stephanie Gardner, Parks and Recreation Analyst November 19, 2013 Washington State Heritage Capital Projects Grant ISSUE The City of Tukwila Parks and Recreation Department has been awarded a Washington State "Heritage Capital Projects Fund" (HCPF) grant in the amount of $515,000. BACKGROUND In May 2012 staff applied for a grant from the State of Washington Heritage Capital Projects Fund for development of the Duwamish Hill Preserve Phase IIB. The City was recommended to receive a grant for $515,000. The State Capital Budget passed in May 2013 and the City was officially awarded $515,000. DISCUSSION • The grant is managed by the Washington State Historical Society (WSHS), $15,000 is retained by that agency for administering the grant. • The grant program states funding cannot exceed 33.33% of the total costs of the project; therefore, the City is responsible for 66.66% of project costs. Fortunately, we were able to utilize funds that were committed to the west parcel acquisition ($1,050,000); therefore, we easily met the match requirements. Additional in -kind cost share such as staff salaries and volunteer work enabled us to further exceed match requirements, see page 9 of Attachment A for a complete breakdown. • The grant period is from June 1, 2013 through June 30, 2015. FINANCIAL IMPACT The grant cannot exceed 33.33% of the total costs of the project. Fortunately funds that were committed to the west parcel acquisition can be used towards the match ($1,050,000) and we met the match requirements. RECOMMENDATION The Community Affairs and Parks Committee is being asked to forward this item onto the Regular Meeting Consent Agenda on December 2, 2013 to authorize the Mayor to execute the appropriate documents necessary to accept the HCPF funds. ATTACHMENTS A. Heritage Capital Projects Fund Grant Application B. Excerpt from Washington State Ways and Means Committee 2013 -2015 Capital Budget Washington State Historical Society: Heritage Capital Projects Appropriations Listing 113 114 Attachment A Washington State Heritage Capital Projects Fund (HCPF) Application Form — 2013 -2015 Must be postmarked by May 16, 2012 or received by 4 PM May 16, 2012 at: State Capital Museum and Outreach Center 21121St Avenue SW Olympia, Washington 98501 Applicant Entity's Legal Name: City of Tukwila Department of Parks and Recreation Mailing Address: 12424 — 42nd Avenue S, Tukwila Washington 98168 State Legislative District: 11 http: // apps. leg. wa. gov /DistrictFinder /Default.aspx Project Contact Person & Title: Rick Still, Director of Parks and Recreation Telephone: (206) 767 -2344 E -mail: rstill @tukwilaWA.gov Project Name: Restoration of Duwamish Hill Preserve — Phase IIB Project Address: 3800 S 115th Street, Tukwila State Legislative District: 11 http: / /apps.leg.wa. gov /DistrictFinder /Default.aspx GPS Coordinates: N47° 30.0478', W122° 17.0344' http: // www. gpsvisualizer .com /geocoding.html Project Description (100 word maximum): The Duwamish Hill Cultural Preserve was acquired in 2004 by the City of Tukwila in partnership with Forterra. Following Phase I restoration, the property opened to the public in 2010 as Tukwila's first Cultural Preserve, managed by Tukwila Parks and Recreation. The current Preserve includes 8.6 acres of open space which interprets Native American heritage and other aspects of Duwamish Valley natural and cultural history. We have raised $1,050,000 to acquire an adjacent 1.9 acre parcel and add it to the Preserve. Funds are requested for improvements to this new acquisition including low - impact infrastructure, environmental restoration and heritage exhibits. 1. Amount requested from HCPF : $515,000 (Request must be less than $1,000,000) 2. Amount provided by the Applicant (Cost Share): $1,444,560 (This amount must be at least at 2:1 match of amount of HCPF requested.) 3. Total Cost of the Project: $1,959,560 (The total cost of the project must be more than $25,000.) 4. Cost Share in the project already in hand and /or pledged (50% or more must be cash): $1,129,560 (Amount above must be at least 75% of the Cost Share figure listed on line 2.) 5. Project start and completion dates: January 1, 2012 —June 30, 2015 (Start should be no earlier than July 1, 2007 and completion no later than June 30, 2015.) 6. Federal Employer Identification Number (EIN): 91- 6001915 To apply for an EIN see: http: / /www.irs.gov/ businesses /small /article /0 „id= 98350,00.html 115 7. Washington State Unified Business Identifier Number (UBI): 179000208 To apply for a UBI number see: http:/ /bls.dor.wa.gov /faglicense.aspx 8. Are you applying for a Building for the Arts Grant? (Yes /No): No 9. Name & Title of Application Preparer: Holly Taylor, Cultural Resources Consultant By signing below, the applicants affirm they are authorized to make this application and certify it is accurate and complete. Chief Fiscal Officer Date Chief Operating Officer Date 2 116 APPLICATION FORM INSTRUCTIONS • Answer all questions in the spaces provided, retaining instructions. (Websites can be omitted and font size reduced to a minimum of ten -point type.) • Please do not change spacing, attach additional sheets, or hand write the application. • Submit a master and 13 two -sided copies of the Application Form and other required items punched for a standard 3 -ring binder, clipped together, and without any binder, cover, or staples. • Do not provide any other attachments. • Make certain the Project Name and Project Description adequately describe the actual project. This language is used to briefly portray your project to key decision makers. • Add required attachments to the signed master copy plus the other 13 copies. Attach via binder clips. NOTE: Your application and all attachments become public records. • All signatures must be from persons authorized to sign grant applications on behalf of the applicant. The project manager and fiscal agent should be two different persons. • Make certain your total project budget is attached and complete. • An electronic version of this application is available at http:// www. washingtonhistory. orR /heritageServices /Rrants.aspx. CHECKLIST Required of all applicants and attached to the master application and all copies: ❑ Photographs (can be on CDs) of digital images showing site and conditions of property (up to 7 images) ❑ Architectural and site plans (up to 7 pages, which may be on 11x17 sheets) ❑ Completed HCPF Budget Form Required of all applicants via one copy attached to master application: ❑ Signed "LEED Certification Declaration" form available at the WSHS website. Required of non - profit organizations only with one copy attached to master application: ❑ Internal Revenue Service 501 c) 3 determination letter http: / /www.irs.Rov/ charities / charitable /article /0 „id= 96099,00.html ❑ Current board of directors list ❑ State certificate of incorporation ❑ Most recent annual report or board approved financial statement Other attachments required if applicable with one copy attached to master application: ❑ If the applicant does not own the property, a signed copy of any purchase and sale agreement or lease agreement in place for the property. Optional and if available: ❑ Capital campaign packet — one copy ❑ Historic structure report — one copy 3 117 PROPERTY OWNERSHIP OR LEASE INTEREST This section is to confirm that the applicant has sufficient property rights to enter into and conduct the project. This section is not scored, but must be fully completed to confirm eligibility: • If the applicant owns the real property, structure, building, facility, or object that is the project focus, indicate below and give exact date of acquisition. • If a lease has been entered into, describe it briefly. The lease must be for a minimum of 13 years duration following completion of the project. • If the property is the subject of a purchase and sale agreement, describe the status of that transaction. • In any case, if real property is involved, provide the legal description. To find the legal description, contact your county assessor or assessor's website. List of Washington County Assessors: http: / /www.wacounties.org /waco/ 2011 - Directory -of- County- Officials.pdf The Duwamish Hill Preserve is an 8.6 acre property owned by the City of Tukwila and managed by its Parks and Recreation Department. Forterra (formerly Cascade Land Conservancy), a non - profit land conservation organization based in Seattle, holds a stewardship easement on the property, which conveys an ownership interest in the parcel in perpetuity. The property was purchased from a private developer on March 9, 2004 for $998,000, a sum which was raised collaboratively by the City of Tukwila and Forterra through grants and donations. The address of the property is 3800 S 115th Street in Tukwila. Legal Description of current Preserve (Parcel # 1023049057): LOT 2 OF TUKWILA SHORT PLAT #L03 -065 REC #20040122900002 SD SP DAF - POR OF GL'S 1 & 2 OF SD SEC LYING W OF C. D. HILLMAN'S MEADOW GARDENS ADD DIV #3 & LYING E OF SEATTLE CITY LIGHT R/W C/L OF WCH DAF - BAAP ON RGT BANK OF DUWAMISH RIVER WCH BEARS 5 55 -05 -30 E 1324 FT FR NW COR OF SD SEC TH N 4 -41 W 274 FT TAP TH TO LEFT WITH A 2 CRV 9 -38 OF CRV 482 FT TO NXN WITH N LN OF SD SEC SD PT BEING 986 FT FR NW COR OF SD SEC & TERM OF SD R/W C/L LESS POR CONDEMNED SUP COURT #469557 DAF - BAAP NXN OF N LN OF SD SEC W ELY MGN SEATTLE CITY LIGHT R/W TH ELY ALG SD N LN 802.75 FT TH S 6.10 FT TH WLY ALG A STRAIGHT LN 788.36 FT TO PT OF NXN WITH ELY MGN OF SD SEATTLE CITY LIGHT R/W TH NLY ALG ELY MGN 78.08 FT TO POB LESS POR GL 2 DAF - COMM AT SW COR OF LOT 1 BLK 20 OF CD HILLMAN'S MEADOW GARDENS ADD DIV #3 TH N ALG W LN OF SD LOT 1 100 FT TH N 86 -15 W 100 FT TH S TO S LN OF GL 2 TH E TAP S OF POB TH N TO POB LESS W 3 FT THOF ABUTTING ELY MGN OF SEATTLE CITY LIGHT R/W LESS RD Efforts are underway to acquire two adjacent parcels to expand the preserve by an additional 1.9 acres. A "Proposal for Purchase and Sale" (included in attachments) has been signed by the seller, and negotiation is presently underway on a formal Purchase and Sale agreement and subsequent acquisition, which we anticipate completing in mid -2012. Legal description of pending west parcel acquisition (Parcel #1023049085): LOT 1 OF TUKWILA SHORT PLAT #L03 -065 REC #20040122900002 SD SP DAF - POR OF GL'S 1 & 2 OF SD SEC LYING W OF C. D. HILLMAN'S MEADOW GARDENS ADD DIV #3 & LYING E OF SEATTLE CITY LIGHT R/W C/L OF WCH DAF - BAAP ON RGT BANK OF DUWAMISH RIVER WCH BEARS S 55 -05 -30 E 1324 FT FR NW COR OF SD SEC TH N 4 -41 W 274 FT TAP TH TO LEFT WITH A 2 CRV 9 -38 OF CRV 482 FT TO NXN WITH N LN OF SD SEC SD PT BEING 986 FT FR NW COR OF SD SEC & TERM OF SD R/W C/L LESS POR CONDEMNED SUP COURT #469557 DAF - BAAP NXN OF N LN OF SD SEC W ELY MGN SEATTLE CITY LIGHT R/W TH ELY ALG SD N LN 802.75 FT TH 5 6.10 FT TH WLY ALG A STRAIGHT LN 788.36 FT TO PT OF NXN WITH ELY MGN OF SD SEATTLE CITY LIGHT R/W TH NLY ALG ELY MGN 78.08 FT TO POB LESS POR GL 2 DAF - COMM AT SW COR OF LOT 1 BLK 20 OF CD HILLMAN'S MEADOW GARDENS ADD DIV #3 TH N ALG W LN OF SD LOT 1 100 FT TH N 86-15 W 100 FT TH 5 TO S LN OF GL 2 TH E TAP S OF POB TH N TO POB LESS W 3 FT THOF ABUTTING ELY MGN OF SEATTLE CITY LIGHT R/W LESS RD 4 118 1. Project Summary Description— 20 Points • Provide a description of the project. What type of project is being proposed? What is the size & scope of the project? • Indicate stage of design and status of any project work completed or underway. • Explain how the project will address high - performance building standards (RCW 39.35D) or indicate an exemption to LEED Silver has been granted by WSHS or is requested. . • Indicate the nature of any policies adopted to reduce greenhouse gas emission in compliance with RCW 70.235.070. Project Background & Work Underway: The City of Tukwila, Forterra (formerly Cascade Land Conservancy), and the Friends of the Hill began collaborating in 2001 to protect an undeveloped 8.6 acre parcel known historically as Poverty Hill, after the then -owner proposed industrial development at the site. Now called Duwamish Hill Preserve, this property features an unusual outcropping of bedrock rising above the Duwamish River, and 600 feet of shoreline. Culturally significant for its association with Southern Puget Sound Salish oral tradition, the Hill is a key location in the stories known as the "Epic of the Winds." Protection of this cultural property has created one of the Puget Sound region's few public open spaces that honors and interprets Native heritage. Partners raised $1 million, the property was purchased in 2004, and a Master Plan was completed in 2007 with input from tribes, local residents and other stakeholders. After raising $860,000 more, Phase I site work was completed and the property opened to the public in 2010. The Hill is Tukwila's first Cultural Preserve. Also in 2010, we began fundraising for Phase II improvements to the flat 1.4 acre northwest portion of the property. A Phase II concept plan was developed, and we were delighted to receive $154,500 from the 2011 -13 HCPF. Since then, the adjacent property owner to the west became willing to sell his 1.9 property to the City to expand the Duwamish Hill Preserve. We have $1,050,000 committed to this acquisition ($750,000 in City funds and the rest in local grant funds), we have a Proposal for Purchase and Sale signed by the owner, and negotiations are underway. Work on Phase II has temporarily been put on hold, due to this exciting opportunity to double the Phase 11 project area. Description of Proposed Project: Phase II focuses on restoration of a 136,810 square foot area (3.3 acres) between the base of the Hill to the east, a Seattle City Light property to the north which includes a wetland, the former Interurban Trail right of way to the west (future regional trail) and the Duwamish River to the south. Phase II will feature permanent exhibits of native plants selected in collaboration with the Muckleshoot and Duwamish Tribes, including species used for basket making, preparation of traditional foods, and other cultural purposes. We hope to re- establish and make accessible a variety of species with traditional cultural uses, such as wapato (arrowhead plant), swamp tea, wild cranberries, tules (bulrush), slough sedge and other. Interpretive panels will include traditional use information that is appropriate to share with the public. Following creation of the cultural garden, stewardship guidelines and protocols for sustainable harvest will be developed, with the goal of making some of the plants available for use each year. Education programs about plants and native culture will provide public benefit in exchange for the use of these resources. Initial Phase 11 design will begin following purchase of the west parcel, and restoration / landscaping work will get underway when HCP funds are available in 2013. In addition to the cultural garden and interpretive panels, Phase 11 infrastructure and visitor amenities include paths and boardwalks meeting ADA standards, additional plantings, benches and other landscaping. LEED standards & greenhouse gas reduction: Since the Preserve is a landscape, not a building, we requested a LEED exemption. Our project incorporates sustainable design elements such as habitat restoration, storm water control, and water efficiency landscaping. We do not have policies specific for greenhouse gases, but the Hill is included in Tukwila's "Walk & Roll" Plan for non - motorized access to public facilities, and it is close to the regional Green River Trail (bike /ped) and Sound Transit light rail. Most site work is done with non - mechanized hand tools which produce no emissions. 5 119 2. Heritage Interpretation and Preservation -20 Points • Describe how the project preserves and interprets heritage sites and /or resources. • Indicate whether the property or object central to the application is listed or eligible for listing on the National Register of Historic Places or the Washington Heritage Register and, if so, how relevant Secretary of the Interior's Standards will be followed. Please refer to pages 5 and 6 in the Application Instructions for more information. • Describe any consultation tribal consultation or responses to the project to date. Preservation: This project contributes to the preservation of Washington's heritage by protecting, in perpetuity, a geological landmark that is associated with Puget Sound Salish culture. By protecting Duwamish Hill Preserve from development, and interpreting its cultural significance for the public, the project also helps to preserve and perpetuate traditional knowledge about Native American geography, history, language, and stories in the region's broader historic record. Phase II activities will include preservation of traditional ethnobotanical knowledge and practices. Interpretation: The site is associated with the "Epic of the Winds" stories from oral tradition, which were documented by early 20th century anthropologist Arthur Ballard and other ethnographers, from stories told by tribal elders. The site is an important part of the Duwamish River cultural landscape which includes both ethnographic and archaeological sites. This entire landscape is visible from the Preserve. Through consultation with the Muckleshoot and Duwamish tribes, Duwamish Hill has been identified as a strategic lookout and vision quest site, and traditional fishing sites have been noted nearby. Interpretation for the Preserve is based on input from tribal members, educators, community members, and published and archival documentation. Interpretation will highlight Native stories and place names, as well as early non - native land claims, river history, geology and habitat. Interpretive content will be available at on -site kiosks, in self - guided tour brochures, and on the web (www.duwamishhill.org), and will be incorporated into Tukwila School District programs. National Register status & cultural significance: Ethnographic documentation identifies Duwamish Riverbend Hill as having the Lushootseed or Southern Puget Sound Salish place name of stgaxW or "Beaver Lodge." While the property is not yet listed in the National Register, it is potentially eligible for listing as a contributing resource to the Duwamish River Valley Traditional Cultural Property district. Such a listing would also include three related ethnographic sites in the immediate area: sq''alac (also called Grandmother), sxiyaq"' (Beaver), and stubla7 (North Wind's Fish Weir). The cultural significance of these sites was comprehensively documented in "Winds, Waterways and Weirs: Ethnographic Study of the Central Link Light Rail Corridor" (2004). Site development work is consistent with the Secretary of the Interior's Guidelines for the Treatment of Cultural Landscapes including identification of character - defining features, assessment of how the landscape has changed over time, and preservation of historic fabric. An archaeological survey was completed for Phase I, and a pre- design survey is planned for the expanded Phase II project area. Briefings for parks staff, contractors and volunteers provide instructions regarding potential inadvertent discoveries. Tribal consultation: The project team has consulted regularly with the Muckleshoot Cultural Committee and the Duwamish Tribal Council since preservation efforts began a decade ago. The Muckleshoot Tribe contributed funding, and representatives of both tribes participated in the Hill's 2004 public dedication ceremony. Tribal representatives have visited the site on other occasions, and have hosted presentations by the project team about the project, including the specific Phase II project components. Stories shared by elders will enrich site interpretation. For example, the shoreline of the Hill Preserve is the furthest upriver reach of salt water and tidal currents, and so this area was where upriver people would leave their shovel -nose river canoes, and join relatives in larger canoes for travel on open water. Future consultation is anticipated regarding Phase II plant selection, education programs, interpretation, and long -term stewardship policies. 6 120 3. Plans, Capacity, Mission and Public Benefit -10 Points • Describe how the project fulfills the mission and strategic plans of the applicant organization. • What is the capacity of the applicant to complete the project? What experience does the applicant have in completing capital projects? • Identify key project personnel, such as an architect, and provide their qualifications. • Describe the role of key partners and any written agreements verifying their participation in the project. • Describe the audience for this project and how the public will benefit. Mission, Plans & Capacity: The City of Tukwila's mission, in the spirit of partnership with its community, is "preserving and enhancing a vibrant and healthy quality of life by providing caring, effective and efficient service." The role of the Tukwila Parks and Recreation Department is to provide fun, convenient, quality programs that promote healthy living, and serve as a steward for recreational and historical properties. The City is a recognized leader in innovative programs involving diverse community partners. We anticipate that the stewardship guidelines and protocols for sustainable harvest related to Duwamish Hill Preserve Phase II will set a statewide precedent for incorporating access to traditional cultural resources into management of conservation lands. Key Project Personnel: Phase II development will be directed by Rick Still, City of Tukwila Director of Parks and Recreation and Robert Eaton, Tukwila Parks Capital Projects Coordinator. Rick and Robert have directed Phase I work on the Hill in partnership with Forterra, led the Hill management team's efforts, managed project budgets, and managed community outreach for the project. Senior Landscape Architect Nate Cormier of SvR Design provides design services, permit oversight, budget development and assistance with construction management. Forterra Land Stewardship Director Hayes Swinney provides project guidance and grant management support, serves as liaison to Forterra's acquisition legal team, and coordinates with Friends of the Hill to recruit and manage volunteers. Heritage consultant Holly Taylor of Past Forward provides preservation planning services, leads tribal consultation efforts and develops heritage interpretive content. Key Partners: Forterra is our primary partner in acquiring, expanding and restoring the Preserve. They hold a permanent stewardship easement on the property, and a statement of principles guides our collaboration. The Friends of the Hill is a neighborhood group that holds monthly work parties, and the Tukwila Historical Society assists with interpretation. We also hope to work with the Northwest Native American Basket Weavers Association regarding selection of plant materials, development of harvest guidelines, and future use of the site including education programs. Audiences: Neighbors have long visited the Hill to enjoy views of Mount Rainier and the Seattle skyline. Each year, over 500,000 people use nearby recreational facilities, such as Starfire Sports Complex, Foster Golf Course, and the Green River Trail, and these people will be encouraged to visit the Preserve through directional signage and kiosks. As the Hill's cultural significance becomes known through media, interpretive materials, and educational programs, those who want to learn about local Native heritage will seek out the site. Residents and tourists who visit cultural facilities such as the Duwamish Longhouse may learn about the Preserve through outreach materials. Educators can integrate the Preserve into their curriculum on Native cultures, Washington State history, and environmental studies. If even a small percentage of area residents, and users of nearby parks and cultural facilities visit the site, the Preserve's annual audience is estimated at 50,000. Public Benefit: The Preserve benefits the public by providing opportunities for residents and visitors to learn about Native heritage in an outdoor setting that is part of an indigenous cultural landscape. Site interpretation offers visitors insight regarding the cultural values and traditional geographic and environmental knowledge of Puget Sound Salish people. The Preserve may also serve as a model for the protection and restoration of other cultural properties, in both rural areas and urban landscapes. 7 121 4. Readiness -20 Points • Describe why now is the best time for HCPF grant support and the applicant's ability to begin the project by July 2013 and complete it by June 2015. • Provide a brief timeline for the project to completion, noting important milestones. • Discuss legal, permitting, zoning, or other issues that might delay the project. Timeliness of Project: Past grants from the HCPF (awarded to Forterra /CLC, for this project) partially supported a Master Plan (completed 2007), and Phase I design and construction / restoration (completed 2010). An additional HCPF grant in 2011 (B2011-13) provided partial support for our originally conceived Phase II project to restore 1.4 acres within the original Preserve boundaries. This task was temporary put on hold pending acquisition of the additional 1.9 acre West Parcel, and addition of this land to the Preserve. Because state grants cannot be shown as matching funds, we have segregated this HCPF B2011 -13 grant along with the required 2:1 match in a separate Phase IIA budget and it is not include in our attached Phase IIB project budget. By deferring this project component, we anticipate significant savings with design, site preparation and mobilization costs. Our current HCPF B2013 -15 request is for Phase IIB, focused on restoration /construction activities on the new acquisition parcel, for which we plan to begin design work in mid -2012 and construction in 2013. HCPF funds represent a critical piece of our Phase IIB budget, and we will be ready to begin work as soon as funds are available. Without these funds, we face significant delays in completing our project. With several years of work invested in protecting the Preserve and securing funding for its future, the project has good momentum and visibility, and outstanding community participation. With the recent opening of the nearby Duwamish Longhouse and tribal museums around the region, and increasing visibility of the annual Canoe Journey, we anticipate that public interest in Native American heritage will grow. Duwamish Hill Preserve offers a unique opportunity for the public to visit a place that celebrates both the antiquity and the survival of Native heritage in our region. Timeline 2000 Neighbors learn that the owner of the Hill Property has proposed demolition and redevelopment; they contact Tribes and conservation groups about protecting the site. 2001 -03 Forterra & City of Tukwila form a partnership to preserve the Hill; Seattle Times article brings visibility to the preservation effort; major funding commitments toward acquisition. 2004 Hill property acquired for $998,000; dedication event draws over 100 community members. 2005 -09: Fundraising for Phase I capital improvements; site preparation with volunteer; Master Plan completed, including extensive public involvement; Phase I construction begins. 2010 Phase I construction completed; upland portion of property opens to the public. 2011 Project receives King County's John D. Spellman Award for Excellence in Historic Preservation; Phase II planning and fund raising begins; effort to acquire adjacent property begins. 2012 Goals: Complete acquisition of adjacent parcel and expansion of Preserve; complete fundraising for expanded Phase II (3.3 acres) restoration / construction. 2013 Goals: Complete expanded Phase II design, begin Phase II restoration /construction. 2014 Goals: Complete Phase II restoration /construction, open Phase II area to the public. Phase III shoreline restoration will be a long -term project involving federal, state and local agencies. Site Development Issues: The Tukwila Parks & Recreation Department follows the City of Tukwila's permitting process (including SEPA checklist) in developing the Preserve. No changes in zoning or land use designation are required. Phase II design does not trigger any potential delays with the City's Public Works or Community Development Departments. The community has been deeply involved in the effort to preserve this property and strongly supports the project. 8 122 5. Fund Raising Plan & Status -10 points • Describe how the applicant's cost share, or match of $2 non -state to $1 state, will be met. • Describe any state grants received for the project and the status of all prior HCPF grants to the applicant. • Name and describe your key capital campaign leaders. • Provide the plan for future operation and maintenance of the project following its completion. Cost share: Based on our current HCPF request of $515,000, our minimum cost share would be $1,030,000, but we have identified our actual cost share for Phase IIB as $1,444,560. Of that cost share, we have $1,129,560 or 78% already in hand or committed, including $1,050,000 in cash (93 %) and $79,560 (7 %) in kind. Secured cash match includes $750,000 from the City of Tukwila's REET (Real Estate Excise Tax) fund for open space acquisition, $250,000 from King County's Conservation Futures program, and $50,000 from 4Culture's Heritage Cultural Facilities Program. Pending cash match ($315,000) includes a request for $50,000 already submitted to the King Conservation District, a request for another $50,000 from 4Culture to be submitted in September 2012, and additional grant proposals to be submitted to King County's Wild Places in City Spaces program, the Muckleshoot Indian Tribe, REI, Sabey Corporation, Raisbeck Engineering, and private donors. Committed in -kind contributions from City of Tukwila staff are valued based on actual hourly rates for Parks and Recreation Director and Capital Projects Coordinator, and total $15,600 per year during the project period (2012 -14). Volunteer coordinator, Friend of the Hill and Tukwila Planning Commission member Brooke Alford donates 10 hours per month of landscaping services, valued at a discounted professional rate of $35 /hour, or $4,200 per year during the project period. Dozens of neighborhood volunteers who are Friends of the Hill or who attend bi- annual volunteer events such as Duwamish Alive have provided up to 2,000 volunteer hours per year in past years. We conservatively estimated volunteer participation at 672 hours per year during the project period (2012 -14), valued according to HCPF instructions at $10 per hour or $6,720 per year. [For comparison, the Corporation for National and Community Service's current value for volunteer labor is $20.85 per hour, and the Seattle Department of Neighborhoods' is $20 per hour, so volunteer time may be under - valued by the HCPF.] Past State Support and Status of Previous HCPF grants are described in detail on the previous page under "Timeliness of Project." Capital Campaign: Tukwila Planning Commissioner and Friend of the Hill Brooke Alford leads the local fund raising campaign, with support from Forterra and City of Tukwila staff. Operations and Maintenance Plan: Following completion of Phase 11 capital improvements, the City of Tukwila will manage operations and maintenance and Forterra will focus on raising funds to support education programs, from sources such as 4Culture and the Ferguson Foundation. CLC will also continue to conduct regular work parties to continue restoration efforts and maintenance. The Tukwila City Council values the Tukwila Park System, and recognizes its contribution to the quality of life for residents and visitors. In addition to the portion of real estate excise taxes which is dedicated to park acquisition, maintenance and operations funds including support for the Preserve are part of the city's updated six year financial plan. An important aspect of site operation is worth noting: Since Phase I was completed in 2010 and the Preserve was opened to the public, Tukwila Parks and Recreation and Forterra have collaborated to host visiting school groups from the Tukwila School District, including classes of 2nd, graders which have visited every spring and fall. 9 3rd, 6th and 7th 123 6. Budget -20 points • Describe how the figures on the BUDGET FORM were determined. • Provide a detailed description, including amounts of cost share already in the project, in hand, or pledged, consistent with amounts in the BUDGET FORM. Budget Figures: The Phase IIB site development budget was based on our Master Plan, and updated with detailed cost estimates prepared by landscape architect Nate Cormier of SvR Design in consultation with project staff. SvR Design was also responsible for Phase I tasks, having developed that phase of the budget, supervised construction, and worked closely with the management team to ensure all work was completed within budget. Costs for landscape architecture ($160,000) and engineering fees ($27,000) including geotechnical and hydrological studies are based on estimates from qualified firms, taking into account the size of the project area, unusual terrain and experience with similar projects. Construction / rehabilitation costs ($211,000 total) are itemized (per square foot) in the Phase II Concept Plan and Estimate of Probable Costs developed by SvR Design in November 2011. Site mobilization includes prep, limited clearing and grading, erosion control and wetland protection. Hardscape elements include crushed rock surfaces and boardwalks that will meet ADA standards, and boulders (some salvaged from site) for traffic control. Property acquisition ($1,050,000) includes fee ownership, closing costs, commercial appraisal, and environmental assessment. Landscaping ($245,000 total) includes woodland areas, habitat restoration, soil amendments and native plantings. Permanent exhibits includes preparation and planting of the "cultural garden" area – the focal point of Phase IIB – as well as a rain garden to manage runoff and strengthen connectivity to adjacent wetland (north side), shrub and tree buffers (west side), mulch treatment, and a temporary irrigation system (required by environmental funders). Also included in exhibits are interpretive bench panels similar to what was created for Phase I of the project. Personnel costs are described on the previous page under "Cost Share." Community support for the project has been strong, and volunteer participation includes a professional landscape architect, Friends of the Hill monthly work parties and large scale public events twice per year. This work has allowed us to stretch grant dollars significantly, and will likely save $75,000 in Phase IIB expenditures for labor, by involving volunteers instead of paying professional landscapers for all clearing and planting work. Secured and pending cash match is described in detail on the previous page under "Cost Share." The project period for Phase IIB cost share is a three year period from January 2012 to December 2014. Although the project completion date listed on page one is June 2015, we anticipate that most of the project activities will be completed in 2014 and so we have confined our in -kind calculations to that three year period. Project activities in prior to 2012, including both in -kind contributions and grants, were listed as match to previous HCPF grants awarded to Forterra /Cascade Lad Conservancy for this project, and so are not included in our current budget or cost share figure. 10 124 7. Geographic Diversity -5 points • Describe how your project provides geographic and cultural diversity. The primary impact of the project is to make Puget Sound Salish heritage more visible to residents and visitors in the greater Seattle area. By working collaboratively with the Muckleshoot and Duwamish Tribes, the project has and will continue to re- connect tribal communities with their traditional lands, provide access to those lands and build stronger relationships between contemporary tribal and non - tribal communities. Geographically, the Duwamish Hill Preserve is one of the only remnant features of the pre- contact Duwamish River Valley landscape that is still visible and visit -able, and still characterized by native plant communities. The Green - Duwamish watershed which stretches from the crest of the Cascades to Puget Sound and includes most of the land area between Seattle and Tacoma was once home to dozens of Puget Sound Salish villages and a landscape productive for gathering, fishing and hunting and richly known through oral tradition and Lushootseed place names. The landscape is now dominated by commercial, industrial and residential development and infrastructure. Preservation and restoration of the Preserve provides access, physically and through interpretive information, to the indigenous geography of the Puget Sound basin in a way that is different and in some ways more immediate than museum displays or other forms of historical information. The Preserve represents a unique opportunity as an "outdoor museum" interpreting this endangered aspect of local heritage. While the audience for this project is potentially regional, the Preserve directly serves the ethnically diverse, working class community of Tukwila, where 74% of the students in the school district qualify for free or reduced -price meals. The school district population includes 35% transitional bilingual speakers, an indication of the high proportion of the population who are recent immigrants and refugees. School field study trips bring elementary, middle and high school students to the Preserve, and on -site activities include such topics as Puget Sound Salish oral tradition and place names, and provides students with opportunities to share stories drawn from their cultural traditions in Somali, Russia, Mexico, Vietnam and many other places. Students also participate in hands -on environmental restoration working with native plant communities at the site. Our proposed Phase IIB, for which HCPF funds are requested, will provide a richer Phase 11 restoration with broader impact, from a cultural, habitat and recreational perspective. It will include a greatly expanded cultural garden exhibiting plants for basket making, preparation of traditional foods, and other cultural purposes, interpreted through displays, narrative guides and public programs. Future interpretation of the surrounding Duwamish River Valley cultural landscape, including the nearby North Wind Fish Weir and other places of ethnographic and historical interest, will also be featured at the Preserve through storytelling, artwork and display of resources such as the Duwamish River Cleanup Coalition's Green Duwamish River Map. 11 125 126 HCPF PROJECT BUDGET FORM City of Tukwila / Forterra: Duwamish Hill Preserve Cost Category Cash Match In-kind HCPF FUNDS Total Project staff $0 $40.800 Not Eligible S46.000 Architecture/Engineering Services $27.000 $0 $100.000 S187.000 Construction/ Rehabilitation Costs $118.000 $0 $93.000 $211.000 Property acquisition $1.050.000 $0 $0 $1.050.000 Bride Loans/Financing (after Governor Signs budget) $0 $0 $0 $0 Equipment $0 $0 $0 B0 Furnishings $0 $0 $0 $O Landscaping S170.000 $0 $75.000 $245.000 Permanent exhibitions $0 $0 $172,000 8172.000 Consultants $0 $0 $0 $0 Integral Art Pr jec1s $0 $0 $0 S0 LEED Silver Certification Costs $0 $0 $0 $0 Project Travel Costs $0 $0 $0 $0 Donated Labor or Materials $0 $32.760 $0 $32,760 Pre-design Not Eligible $0 Not Eligible S0 Market Value of lease Not Eligible $0 Not Eligible $O Administration — 3% Not Eligible Not Eligible $15.000 815.000 TOTALS 81.305.000 878.560 $515,000 $1,959,560 Total Cash Match and In-Kind Contribution 81.444.500 Percentage ofTotal 73.72% 26.28Y6 100Y6 Note: The categories given above are the ones typical for HCPF grants. If a category does not apply to your grant, please enter zero in the field. If you have categories that are not listed, please contact Susan Rohrer at Susan.Rohrer@wshs.wa.gov for additional instructions. Other state government grants and related match should not be included in this budget. Please round to nearest dollar. FOOTNOTES: City of Tukwila Department of Parks and Recreation & Forterra Duwamish Hill Preserve Concept Plan ‹, West parcel acqution current Di-tP site adjacent wetlr1d ,N‘ c o ij 0 DUWAMISH HILL PRESERVE PHASE 2 CONCEPT PLAN APRIL 2012 main trailhead on S 115th Street Prepared by Nate Cormier, Landscape Architect, SvR Design, Seattle. Nate and his firm also served as lead designers for Phase I of this project, completed in 2011. 128 City of Tukwila Department of Parks and Recreation & Forterra Duwamish Hill Preserve Site Plan & Locator Maps Main entrance TUK ;ALA A C+CE S. RD PYcserve Tukwila Community, ,, 'C rater 129 City of Tukwila Department of Parks and Recreation & Forterra Duwamish Hill Preserve Photos Tukwila School District 2nd and 3rd graders participate in restoration work, planting native plants and removing invasives, at Duwamish Hill Preserve during field study trips to the site. 2. Visiting students also learn about oral tradition and storytelling, with a focus on Puget Sound Salish stories, in the outdoor classroom which was partially funded through an HCP grant in 2004. One of eight "storytelling benches," with original etched metal artwork by Mette Hanson highlighting interpretive themes — in this case, the Puget Sound Salish story "North Wind and South Wind." Other historical themes include the Italian American farming community in the vicinity, and the Interurban route along the Duwamish River. Interpretive guide content is keyed to these artworks. 4. An example of trail improvements completed on site. Benches and trails completed during Phase I were partially funded through an HCP grant in 2004. This portion of the property opened to the public in 2010. 130 Page 2 of 2 5. Phase IIA area current conditions (foreground): This area which is currently in City of Tukwila ownership has been cleared of blackberries, but we are waiting to move forward on Phase II design until the adjacent (west) parcel is acquired, which will expand the Phase II project area from 1.4 to 3.3 acres. Part of the Phase I project area in shown in the background. 6. Phase IIB current conditions: We are working to acquire the industrial parcel in the foreground of this image, which is currently used for equipment storage. The entire Phase 11 area will undergo extensive restoration to establish a native plant garden for display and harvest. Part of Phase I area is shown in the background. 7. The Duwamish Hill Preserve was featured on the Green - Duwamish River map produced by the Duwamish River Cleanup Coalition (cover shown above). Over 60,000 copies of this map have been distributed free to the public, promoting environmental restoration, cultural heritage protection and recreation on the Green Duwamish River. 131 132 LEED Certification Declaration Heritage Capital Projects Fund Directions: All recipients of Heritage Capital Projects Fund (HCPF) grants are required to fill out this form. See our website for information about when the completed form needs to be submitted. Please type your responses in the electronic version of this form (see httg://www.washinqtonhistorv.orq/heritaqeServices/qrants.aspx) and fax or mail it to us. Please do not e-mail it to us because this is a certification that requires signature(s). Project Name: Duwamish Hill Preserve —Phase 11 Restoration Organization: City of Tukwila Department of Parks and Recreation STEP 1: Is your project an exempt facility type? 1.1 Does your project only involve an acquisition, and does not include any construction or renovation? Yes ❑ No E 1.2 If your project is new construction, is it less than 5,000 gross square feet of occupied or conditioned space *? Yes Eg No 0 If yes, what is the square footage? 1.3 If your project is a renovation, is it less than 50 percent of the facility's assessed value, and less than 5,000 gross square feet of occupied or conditioned space *? Yes 0 No 0 If yes, what is the renovation total budget? $ What is the facility's assessed value? $ 1.4 Is your facility a hospital or research facility * *? Yes ❑ No Is it a similar building type? Yes No E .............. . If yes, describe You are exempt if you answered yes to ANY question in Step 1. If you are exempt you may skip Steps 3 and 4, but please fill out the rest of this form and sign it. * Gross square feet as defined by the state Energy Code; assessed value includes the building and land. ** Primarily used for laboratory experimentation, laboratory research, or lab training in research methods. STEP 2: Is meeting the LEED silver standard 'not practicable'? WSHS may exempt HCPF grant awardees who demonstrate that it would not be practicable to meet the LEED silver standard. We are not permitted to offer this exemption solely because of cost, but may due to: a. If a renovation is piecemeal in nature; and /or b. Unusual aspects of the building do not lend themselves to LEED standards. 2.1 Has design begun? Yes No 0 If yes, what was date? 2010 Percentage of pre- design or design complete: 10% Has construction begun? Yes 0 No If yes, date construction began Percentage of construction complete: 0"/0 2.2 Is your project a renovation to an existing building, and not a separate facility? Yes [] No 'E 1 133 2.3 Would you Ike to apply for this exemption? Yes i- No 0 If yes, please explain why. The project is not a building :It is:primaril a passive open space conservation property, with environmental restoration and exhibit development components. STEP 3: Are you planning to enter the LEED process? 3.1 Have you already entered the LEED certification process? Yes 0 No E As of what date? 3.2 If you answered no to 3.1, were you planning to enter the LEED certification process? Yes ❑ No EI 3.3 If you are entering the LEED process, what standard are you attempting to reach? Certified ❑i Silver 0 Gold ❑ Platinum E. STEP 4: Complete the high-performance building checklist You are not required to fill out this step if you receive an exemption. You are required to complete this section if you plan to enter LEED and achieve the silver standard (Step 2) and are currently working with an architect. In other words, you do not need to complete this step if you do not have an architect under commission because your project's design has been completed and/or the project is piecemeal in nature. HOWEVER Please fill out this information to collect data on energy savings activities associated with HCPF projects. Preservation is a LEED friendly energy activity, and you should get credit for your commitment to preserving historic structures and places. WSHS is required to report data collected on energy savings from grant recipients to the legislature on a bi- annual basis http://www.usqbc.orq/DisplayPaqe.aspx?CMSPaqeID=220 THEN: Click on Checklist XLS to reach an active form to fill out and include with your LEED Certification Declaration. You may then have your architect estimate the number of LEED points that the project is anticipated to receive. Total estimated LEED points: Comments & Clarifications: STEP 5: Certification of LEED Declaration Applicant Representative's Name Rick Still Title Director Signature Date 5/14/12 Phone (206) 767-2344 E -mail Rick.Stilk TukwilaWA.gov Applicant Organization City of Tukwila Department of Parks and Recreation Applicant Mailing Address 12424 - 42nd Avenue S, Tukwila State WA Zip Code 98168 Project location (if different from above) 3800 South 115 Street, Tukwila State WA Zip Code 98168 2 134 Applicant architect's name Nate Cormier, PLA, LEED AP Title Senior Landscape Architect, SvR Signature Date 1'1May 2012 The applicant and /or its architect, by the above signatures, certify that all of the information provided in this LEED certification declaration is accurate and complete to the best of their knowledge. The applicant understands that WSHS staff may independently verify information provided, and that the discovery of incomplete, false, and /or misleading information is grounds for withholding awarded funds. 3 135 136 DRAFT PROPOSAL FOR PURCHASE AND SALE AGREEMENT October 16, 2011 Purchaser /Assignee: Cascade Land Conservancy /City of Tukwila (hereinafter, "Purchaser" refers to Purchaser and /or Assignee) Seller: James White, Jr. Property: Approximately 1.9 acres consisting of two parcels located along South 115th Street, near East Marginal Way in Tukwila, Washington. The main parcel — King County Tax ID #102304 -9085 — is a flat piece of cleared, open land currently used to store cranes and other industrial equipment. The other, smaller parcel — Tax ID #102304 -9002 — consists of a narrow strip of land between 115th Street and the Green River and an even narrower, very small strip on the other side of 115th Street. Purchase Price: Fair Market Value (FMV) as determined by an MAI appraisal. Purchaser will pay for the appraisal. Purchase Method: To be determined, although Purchaser shall make at least a $750,000 cash payment towards the Purchase Price at closing. The difference between Purchaser's cash payment at closing and the FMV of the Property shall be made up by such purchase method as the parties may mutually agree upon in a formal Purchase and Sale Agreement (PSA). Seller hereby affirms that one agreeable option for making up the difference would have Seller holding a mortgage secured by a Deed of Trust on the Property in the amount of the difference, with such mortgage carrying an interest rate tied to a comparatively rated Municipal bond. Any financing terms shall be mutually agreed upon by the parties and included in a PSA. Earnest Money: $5,000 non - refundable promissory note with conversion to cash upon completion of below - detailed review period. Review Period: Purchaser shall have 120 days from execution of a PSA to perform a feasibility review on the site. At the end of the 120 -day period, Purchaser may elect to: 1) Remove contingencies, convert the Earnest Money Promissory Note to cash, and move towards closing; or 137 Contingencies: Review Period Extensions: 2) Identify irreconcilable contingencies and terminate the PSA with cancellation of the Promissory Note. In the event Purchaser and Seller may reach mutually agreeable terms to identifiable contingencies, they may modify the PSA accordingly at that point. Purchaser shall utilize the initial review period to conduct feasibility studies, paid for by Purchaser, that may include but are not limited to: geotechnical soils analysis, toxic /hazardous waste review, wetlands and groundwater studies, and mitigation requirements analysis. Purchaser in its sole discretion shall determine during the review period whether to remove contingencies based on its feasibility studies. Purchaser and Seller may negotiate to extend the Review Period as necessary to complete feasibility studies and /or negotiations related to the Property. Closing: Purchaser shall close on the Property within thirty (30) days of the removal or other satisfactory resolution of all contingencies. Feasibility Studies: In the event Purchaser declines to close on the Property, copies of all feasibility studies shall be provided to Seller upon Seller's written request. Acceptance: This offer to purchase is conditioned upon mutual execution of a formalized PSA. Expiration: This offer shall expire unless responded to in writing by November 30, 2011. By signing below, Seller affirms that he is willing to enter into a formal Purchase and Sale Agreement to sell the Property to Purchaser on the above terms. Property Owner: 138 17 Cc-TO Date 6.< Zo/f 2013 -15 Capital Budget Senate Ways and Means Committee Passed * Includes Alternative Finance Projects (Dollars In Thousands) New Appropriations Attachment B Bonds Total Minor Public Works Total 1,000 1,000 1,000 1,000 Washington State Historical Society Facilities Preservation - Minor Works Projects 3,064 3,064 Heritage Capital Grants Projects 9,831 9,831 Tacoma Chinese Reconciliation Park 400 400 Mabton High School Historic Restoration 800 800 1912 Metaline Falls School 34 34 Restoration of Duwamish Hill Preserve 515 515 The Coastal Salish Institute at Northwest Indian College 1,000 1,000 Washington Hall Restoration 290 290 Construction of Maritime Heritage Education Center at Lake Union 990 990 Public Access to the Mary Olsen Farm 286 286 Paramont Theatre 146 146 Chambers Prairie Schoolhouse 39 39 Coastal Heritage Alliance 82 82 Historical Dash Point School 25 25 Nordic Heritage Museum 1,000 1,000 Washington State Holocaust Museum 150 150 Highline Hertiage Museum 338 338 Vancouver National Historic Reserve Trust 283 283 Archives Building at the Island Heritage Museum 52 52 Western Forest Industries Museum 385 385 Jacob & Emma Reard House 40 40 Chinook School Rehabilitation 115 115 Shoreline Historical Museum 219 219 Eddon Boat Restoration 128 128 Yamasaki Couryard Renewal 654 654 Railway History Center 789 789 Covenant Beach Bile Camp Historic Dining Hall 850 850 Virginia V Hull Restoration 221 221 Stadium Way Research Center Renovation and Addition 248 248 Total 13,143 13,143 Senate Ways and Means Committee - B0001 Page 15 4/7/2013 1:07 PM 139 140 Community Affairs & Parks Committee Minutes November 25, 2013 — Pape 2 C. Grant Acceptance: Duwamish Hill Preserve Staff is seeking Council approval for the Mayor to accept on behalf of the City a Washington State Historical Society "Heritage Capital Projects Fund" grant in the amount of $515,000 for the Duwamish Hill Preserve Phase fib. The grant program states that funding cannot exceed 33.33% of the total cost, and the City's match will come from funds for the west parcel acquisition, other grants, and in -kind contributions. Phase Itb focuses on the restoration of 3.3 acres as a "cultural garden" area to feature permanent exhibits of native plants and interpretive education programs about plants and native culture. The project completion date is June 2015, with most activities being completed by the end of 2014. UNANIMOUS APPROVAL. FORWARD TO THE DECEMBER 2 REGULAR CONSENT AGENDA. III. MISCELLANEOUS Meeting adjourned at 5:24 p.m. Next meeting: Minutes by LH. Monday, December 9, 2013 — 5:15 p.m. — Conference Room #3 Committee Chair Approval 141 142 COUNCIL AGENDA SYNOPSIS Imtia/s tVleeti nsDate Prepared by illal:, r's euiew Council reme ) 12/02/13 B , r-- /1, , E Ordinance AN Date E Bid a 1 Award Mg Date 0 E Public f fearins illtg Date E Other Mtg Date SPONSOR Council E Mayor 0 HR 0 DCD E Finance Ill Fire E IT E P&R E Police ■1 PTV SPONSOR'S These two items are for construction management of the Tukwila Urban Center Transit SLIMNLkRY Center and Andover Park West Street and Water Improvements. Eight consultant firms submitted proposals and three were interviewed. AECOM Technical Group was chosen as the most qualified. A Supplement is also needed from the design consultant, IBI Group, for on-call engineering support. Council is being asked to approve the contract with AECOM for $739,350.06 and Supplement No. 21 with IBI Group for $80,000.00. RI NIEWIM BY E COW Mtg, E CA&P Cmte E F&S Cmte Cmte E Arts Comm. E Parks Comm. COMMITTEE CHAIR: KATE W. Transportation Cmte EM INFORMATION ITEM No. 5.1. CAS NUMBER: STAFF SPONSOR: BOB GIBERSON ORIGINAL AGENDA DATE: 12/02/13 AGENDA ITEM TITLE TUC Transit Center/Andover Park West Street & Water Improvements 1) Construction Management Contract with AECOM Technical Services 2) Construction Management Supplement No 21 with IBI Group CATEGORY Discussion AltegDate Z Motion Mtg Date 12/02/13 E Resolution AltgDate E Ordinance AN Date E Bid a 1 Award Mg Date 0 E Public f fearins illtg Date E Other Mtg Date SPONSOR Council E Mayor 0 HR 0 DCD E Finance Ill Fire E IT E P&R E Police ■1 PTV SPONSOR'S These two items are for construction management of the Tukwila Urban Center Transit SLIMNLkRY Center and Andover Park West Street and Water Improvements. Eight consultant firms submitted proposals and three were interviewed. AECOM Technical Group was chosen as the most qualified. A Supplement is also needed from the design consultant, IBI Group, for on-call engineering support. Council is being asked to approve the contract with AECOM for $739,350.06 and Supplement No. 21 with IBI Group for $80,000.00. RI NIEWIM BY E COW Mtg, E CA&P Cmte E F&S Cmte Cmte E Arts Comm. E Parks Comm. COMMITTEE CHAIR: KATE W. Transportation Cmte Planning Comm. KRULLER • Utilities DATE: 11/26/13 RECOMMENDATIONS: SpoNsoR/ADmIN. COMMUTEE Public Works Unanimous Approval; Forward to Regular Consent Agenda COST IMPACT / FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $739,350.06 & $80,000.00 $1,022,460.00 $0.00 Fund Source: 104 & 401 FUNDS (PAGES 16, 17 AND 65, PROPOSED 2014 CIP) Comments: MTG. DATE RECORD OF COUNCIL ACTION 12/02/13 MTG. DATE ATTACHMENTS 12/02/13 Informational Memorandum dated 11/22/13 Construction Management Selection Scoring Sheet Consultant Agreement with AECOM Technical Services Supplemental Agreement No. 21 to Contract No. 06-019 with IBI Group Minutes from the Transportation Committee meeting of 11/26/13 143 144 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Transportation Committee FROM: Bob Giberson, Public Works Director, BY: Peter Lau, Senior Program Manager DATE: November 22, 2013 SUBJECT: TUC Transit Center Project; Andover Park West Street and Water Projects Project Numbers 90610402, 98810404 and 99840105 1) Construction Management Contract with AECOM Technical Services, and 2) Supplemental Agreement No. 21 to Contract No. 06 -019 with IBI Group ISSUE Approve Construction Management (CM) contract with AECOM Technical Services and Supplemental Agreement No. 21 to Contract No. 06 -019 with IBI Group for the Tukwila Urban Center (TUC) Transit Center; Andover Park West Street and Water Improvement Projects (Transit Center Project). BACKGROUND The Transit Center Project is scheduled for construction in early 2014 as the bid was awarded by Council on November 18, 2013 for $6,037,510. While in -house City staff will provide lead CM for the project, a significant amount of additional CM resources is required to supplement the in -house capabilities. The City solicited for consulting services and received eight CM proposals. The top three firms were then interviewed and included; AECOM, URS and WHPacific, AECOM was rated the highest by the cumulative scores of the selection panel. Along with AECOM's CM support, a new Supplemental Agreement is also needed from IBI Group, the design consultant, to provide design support during the construction phase. DISCUSSION The AECOM contract will include field engineering and inspection documentation compliance support, as well as on -call specialty sub - consultants, The fee of $739,350.06 is reasonable for the scope of work provided by AECOM for this complex project. For the IBI Group, Supplemental Agreement No. 21 for $80,000.00 will supply on -call engineering support. The construction management budget is $1,022,460.00. CM Expenses Budget AECOM Contract CM & Inspection $739,350.06 $1,022,460.00 IBI Sup No. 21 - Construction Eng Support 80,000.00 City CM Staff, WSDOT & Misc. Expenses 200,000.00 Total Contract and Budget $1,019,350.06 $1,022,460.00 RECOMMENDATION Council is being asked to approve the Construction Management contract with AECOM in the amount of $739,350.06 and Supplemental Agreement No. 21 to Contract No. 06 -019 with IBI Group in the amount of $80,000.00 and consider these items on the Consent Agenda at the December 2, 2013 Regular Meeting. Attachments: CM Consultant Selection Scoring Sheet CM Consultant Contract with AECOM IBI Group Supplemental Agreement No. 21 to Contract No. 06 -019 W:IPW EngIPROJECTSIA- RW & RS Projects\Transit Center (90610402)1Construction - City use only\CM Consultant Selectionllnfo Memo for AECOM CM & IBI CM support 11 -19 -13 gl.doc 145 146 Tukwila Urban Center Transit Center Project; Andover Park West Street and Water Improvement Projects Rankings Cyndy (Proposal) Cyndy (Interview) Mike (Proposal) Mike (Interview) Peter (Proposal) Peter (Interview) Final Ranking Translated Final Ranking 40% 60% 40% 60% 40% 60% AEC 0.4 0.6 0.8 0.6 1.2 1.2 4.8 U" 0.8 1.8 1.2 1.2 0.4 1.8 7.2 3 'ac fic 1.2 1.2 0.4 1.2 0.8 0.6 5.4 2 NOTE: The lowest ranking is the highest qualified. 148 Local Agency Standard Consultant Agreement Consultant/Address/Telephone AECOM Technical Services 710 Fifth Avenue, Suite 1000 Seattle, WA 98004 206.624.9349 r Architectural /Engineering Agreement ❑ Personal Services Agreement Agreement Number Project Title And Work Description Tukwila Urban Transit Center, Construction Management Services Federal Aid Number FTA Grant No. WA040081 Agreement Type (Choose one) ❑ Lump Sum Lump Sum Amount $ % ►i4 Cost Plus Fixed Fee Overhead Progress Payment Rate DBE Participation % Overhead Cost Method ❑ Actual Cost % ❑ Yes @ No Federal ID Number or Social Security Number 95- 2661922 • Actual Cost Not To Exceed ❑ Fixed Overhead Rate % Do you require a 1099 for IRS? 0 Yes • No Completion Date March 1, 2015 Fixed Fee $ 81,328.27 ❑ Specific Rates Of Pay Total Amount Authorized $ Management Reserve Fund $ Maximum Amount Payable $ 739,350.06 • Negotiated Hourly Rate • Provisional Hourly Rate 739,350.06 ❑ Cost Per Unit of Work Index of Exhibits (Check all that apply): ® Exhibit A -1 Scope of Work ❑ Exhibit A -2 Task Order Agreement ❑ Exhibit B -1 DBE Utilization Certification ® Exhibit C Electronic Exchange of Data ❑ Exhibit D -1 Payment - Lump Sum ® Exhibit D -2 Payment - Cost Plus ❑ Exhibit D -3 Payment - Hourly Rate ❑ Exhibit D -4 Payment - Provisional ® Exhibit E -1 Fee - Lump/Fixed/Unit ❑ Exhibit E -2 Fee - Specific Rates ® Exhibit F Overhead Cost ❑ Exhibit G Subcontracted Work ❑ Exhibit G -1 Subconsultant Fee THIS AGREEMENT, made and entered into this ❑ Exhibit G -2 Fee -Sub Specific Rates ❑ Exhibit G -3 Sub Overhead Cost Exhibit H Title VI Assurances ® Exhibit I Payment Upon Termination of Agreement ® Exhibit J Alleged Consultant Design Error Procedures ® Exhibit K Consultant Claim Procedures ❑ Exhibit L Liability Insurance Increase ® Exhibit M -la Consultant Certification ® Exhibit M -lb Agency Official Certification ® Exhibit M -2 Certification - Primary ® Exhibit M -3 Lobbying Certification ® Exhibit M -4 Pricing Data Certification ❑ App. 31.910 Supplemental Signature Page between the Local Agency of City of Tukwila day of , 2013 , and the above organization hereinafter called the "CONSULTANT ". DOT Form 140 -089 EF Revised 09/2013 Page 1 of 8 , Washington, hereinafter called the "AGENCY" , 149 WITNESSETH THAT: WHEREAS, the AGENCY desires to accomplish the above referenced project, and WHEREAS, the AGENCY does not have sufficient staff to meet the required commitment and therefore deems it advisable and desirable to engage the assistance of a CONSULTANT to provide the necessary services for the PROJECT; and WHEREAS, the CONSULTANT represents that he /she is in compliance with the Washington State Statutes relating to professional registration, if applicable, and has signified a willingness to furnish Consulting services to the AGENCY, NOW THEREFORE, in consideration of the terms, conditions, covenants and performance contained herein, or attached and incorporated and made a part hereof, the parties hereto agree as follows: I General Description of Work The work under this AGREEMENT shall consist of the above described work and services as herein defined and necessary to accomplish the completed work for this PROJECT. The CONSULTANT shall furnish all services, labor, and related equipment necessary to conduct and complete the work as designated elsewhere in this AGREEMENT. II Scope of Work The Scope of Work and projected level of effort required for this PROJECT is detailed in Exhibit "A" attached hereto and by this reference made a part of this AGREEMENT. III General Requirements All aspects of coordination of the work of this AGREEMENT with outside agencies, groups, or individuals shall receive advance approval by the AGENCY. Necessary contacts and meetings with agencies, groups, and /or individuals shall be coordinated through the AGENCY. The CONSULTANT shall attend coordination, progress and presentation meetings with the AGENCY and /or such Federal, State, Community, City or County officials, groups or individuals as may be requested by the AGENCY. The AGENCY will provide the CONSULTANT sufficient notice prior to meetings requiring CONSULTANT participation. The minimum required hours or days notice shall be agreed to between the AGENCY and the CONSULTANT and shown in Exhibit "A." The CONSULTANT shall prepare a monthly progress report, in a form approved by the AGENCY, which will outline in written and graphical form the various phases and the order of performance of the work in sufficient detail so that the progress of the work can easily be evaluated. The CONSULTANT, and each SUBCONSULTANT, shall not discriminate on the basis of race, color, national origin, or sex in the performance of this contract. The CONSULTANT, and each SUBCONSULTANT, shall carry out applicable requirements of 49 CFR Part 26 in the award and administration of USDOT- assisted contracts. Failure by the CONSULTANT to carry out these requirements is a material breach of this AGREEMENT that may result in the termination of this AGREEMENT. Participation for Disadvantaged Business Enterprises (DBE), if required, per 49 CFR Part 26, or participation of Minority Business Enterprises (MBE), and Women Business Enterprises (WBE), shall be shown on the heading of this AGREEMENT. If D/M /WBE firms are utilized, the amounts authorized to each firm and their certification number will be shown on Exhibit `B" attached hereto and by this reference made a part of this AGREEMENT. If the Prime CONSULTANT is a DBE firm they must comply with the Commercial Useful Function (CUF) regulation outlined in the AGENCY'S "DBE Program Participation Plan ". The mandatory DBE participation goals of the AGREEMENT are those established by the WSDOT'S Highway and Local Programs Project Development Engineer in consultation with the AGENCY. All Reports, PS &E materials, and other data furnished to the CONSULTANT by the AGENCY shall be returned. All electronic files, prepared by the CONSULTANT, must meet the requirements as outlined in Exhibit "C." All designs, drawings, specifications, documents, and other work products, including all electronic files, prepared by the CONSULTANT prior to completion or termination of this AGREEMENT are instruments of service for this PROJECT, and are the property of the AGENCY. Reuse by the AGENCY or by others, acting through or on behalf of the AGENCY of any such instruments of service, not occurring as a part of this PROJECT, shall be without liability or legal exposure to the CONSULTANT. Page 2 of 8 150 IV Time for Beginning and Completion The CONSULTANT shall not begin any work under the terms of this AGREEMENT until authorized in writing by the AGENCY. All work under this AGREEMENT shall be completed by the date shown in the heading of this AGREEMENT under completion date. The established completion time shall not be extended because of any delays attributable to the CONSULTANT, but may be extended by the AGENCY in the event of a delay attributable to the AGENCY, or because of unavoidable delays caused by an act of GOD or governmental actions or other conditions beyond the control of the CONSULTANT. A prior supplemental agreement issued by the AGENCY is required to extend the established completion time. V Payment Provisions The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this AGREEMENT as provided in Exhibit "D" attached hereto, and by reference made part of this AGREEMENT. Such payment shall be full compensation for work performed or services rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete the work. The CONSULTANT shall conform to all applicable portions of 48 CFR Part 31. A post audit may be performed on this AGREEMENT. The need for a post audit will be determined by the State Auditor, WSDOT External Audit Office and /or at the request of the AGENCY'S PROJECT Manager. VI Sub - Contracting The AGENCY permits sub - contracts for those items of work as shown in Exhibit "G" attached hereto and by this reference made part of this AGREEMENT. Compensation for this sub - consultant work shall be based on the cost factors shown on Exhibit "G." The work of the sub - consultant shall not exceed its maximum amount payable unless a prior written approval has been issued by the AGENCY. All reimbursable direct labor, overhead, direct non -salary costs and fixed fee costs for the sub - consultant shall be substantiated in the same manner as outlined in Section V. All sub - contracts shall contain all applicable provisions of this AGREEMENT. With respect to sub - consultant payment, the CONSULTANT shall comply with all applicable sections of the Prompt Payment laws as set forth in RCW 39.04.250 and RCW 39.76.011. The CONSULTANT shall not sub - contract for the performance of any work under this AGREEMENT without prior written permission of the AGENCY. No permission for sub - contracting shall create, between the AGENCY and sub- contractor, any contract or any other relationship. A DBE certified sub - consultant is required to perform a minimum amount of their sub - contracted agreement that is established by the WSDOT Highways and Local Programs Project Development Engineer in consultation with the AGENCY. VII Employment The CONSULTANT warrants that they have not employed or retained any company or person, other than a bona fide employee working solely for the CONSULTANT, to solicit or secure this contract, and that it has not paid or agreed to pay any company or person, other than a bona fide employee working solely for the CONSULTANT, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or making of this contract. For breach or violation of this warrant, the AGENCY shall have the right to annul this AGREEMENT without liability or, in its discretion, to deduct from the AGREEMENT price or consideration or otherwise recover the full amount of such fee, commission, percentage, brokerage fee, gift, or contingent fee. Any and all employees of the CONSULTANT or other persons while engaged in the performance of any work or services required of the CONSULTANT under this AGREEMENT, shall be considered employees of the CONSULTANT only and not of the AGENCY, and any and all claims that may arise under any Workmen's Compensation Act on behalf of said employees or other persons while so engaged, and any and all claims made by a Page 3 of 8 151 third party as a consequence of any act or omission on the part of the CONSULTANT'S employees or other persons while so engaged on any of the work or services provided to be rendered herein, shall be the sole obligation and responsibility of the CONSULTANT. The CONSULTANT shall not engage, on a full- or part-time basis, or other basis, during the period of the contract, any professional or technical personnel who are, or have been, at any time during the period of the contract, in the employ of the United States Department of Transportation, or the STATE, or the AGENCY, except regularly retired employees, without written consent of the public employer of such person. VIII Nondiscrimination . During the performance of this contract, the CONSULTANT, for itself, its assignees, and successors in interest agrees to comply with the following laws and regulations: Title VI of the Civil Rights Act of 1964 (42 USC Chapter 21 Subchapter V Section 2000d through 2000d -4a) Federal -aid Highway Act of 1973 (23 USC Chapter 3 Section 324) Rehabilitation Act of 1973 (29 USC Chapter 16 Subchapter V Section 794) Age Discrimination Act of 1975 (42 USC Chapter 76 Section 6101 et seq.) Civil Rights Restoration Act of 1987 (Public Law 100 -259) American with Disabilities Act of 1990 (42 USC Chapter 126 Section 12101 et. seq.) 49 CFR Part 21 23 CFR Part 200 RCW 49.60.180 In relation to Title VI of the Civil Rights Act of 1964, the CONSULTANT is bound by the provisions of Exhibit "H" attached hereto and by this reference made part of this AGREEMENT, and shall include the attached Exhibit "H" in every sub - contract, including procurement of materials and leases of equipment, unless exempt by the Regulations or directives issued pursuant thereto. IX Termination of Agreement The right is reserved by the AGENCY to terminate this AGREEMENT at any time upon ten (10) days written notice to the CONSULTANT. In the event this AGREEMENT is terminated by the AGENCY other than for default on the part of the CONSULTANT, a final payment shall be made to the CONSULTANT as shown in Exhibit "I" for the type of AGREEMENT used. No payment shall be made for any work completed after ten (10) days following receipt by the CONSULTANT of the Notice to Terminate. If the accumulated payment made to the CONSULTANT prior to Notice of Termination exceeds the total amount that would be due when computed as set forth herein above, then no final payment shall be due and the CONSULTANT shall immediately reimburse the AGENCY for any excess paid. If the services of the CONSULTANT are terminated by the AGENCY for default on the part of the CONSULTANT, the above formula for payment shall not apply. Page 4 of 8 152 In such an event, the amount to be paid shall be determined by the AGENCY with consideration given to the actual costs incurred by the CONSULTANT in performing the work to the date of termination, the amount of work originally required which was satisfactorily completed to date of termination, whether that work is in a form or a type which is usable to the AGENCY at the time of termination, the cost to the AGENCY of employing another firm to complete the work required and the time which may be required to do so, and other factors which affect the value to the AGENCY of the work performed at the time of termination. Under no circumstances shall payment made under this subsection exceed the amount, which would have been made using the formula set forth above. If it is determined for any reason that the CONSULTANT was not in default or that the CONSULTANT'S failure to perform is without the CONSULTANT'S or it's employee's default or negligence, the termination shall be deemed to be a termination for the convenience of the AGENCY. In such an event, the CONSULTANT would be reimbursed for actual costs in accordance with the termination for other than default clauses listed previously. In the event of the death of any member, partner or officer of the CONSULTANT or any of its supervisory personnel assigned to the PROJECT, or dissolution of the partnership, termination of the corporation, or disaffiliation of the principally involved employee, the surviving members of the CONSULTANT hereby agree to complete the work under the terms of this AGREEMENT, if requested to do so by the AGENCY. This subsection shall not be a bar to renegotiation of the AGREEMENT between the surviving members of the CONSULTANT and the AGENCY, if the AGENCY so chooses. In the event of the death of any of the parties listed in the previous paragraph, should the surviving members of the CONSULTANT, with the AGENCY'S concurrence, desire to terminate this AGREEMENT, payment shall be made as set forth in the second paragraph of this section. Payment for any part of the work by the AGENCY shall not constitute a waiver by the AGENCY of any remedies of any type it may have against the CONSULTANT for any breach of this AGREEMENT by the CONSULTANT, or for failure of the CONSULTANT to perform work required of it by the AGENCY. Forbearance of any rights under the AGREEMENT will not constitute waiver of entitlement to exercise those rights with respect to any future act or omission by the CONSULTANT. X Changes of Work The CONSULTANT shall make such changes and revisions in the complete work of this AGREEMENT as necessary to correct errors appearing therein, when required to do so by the AGENCY, without additional compensation thereof. Should the AGENCY find it desirable for its own purposes to have previously satisfactorily completed work or parts thereof changed or revised, the CONSULTANT shall make such revisions as directed by the AGENCY. This work shall be considered as Extra Work and will be paid for as herein provided under Section XIV. XI Disputes Any dispute concerning questions of fact in connection with the work not disposed of by AGREEMENT between the CONSULTANT and the AGENCY shall be referred for determination to the Director of Public Works or AGENCY Engineer, whose decision in the matter shall be final and binding on the parties of this AGREEMENT; provided, however, that if an action is brought challenging the Director of Public Works or AGENCY Engineer's decision, that decision shall be subject to de novo judicial review. If the parties to this AGREEMENT mutually agree, disputes concerning alleged design errors will be conducted under the procedures found in Exhibit "J ", and disputes concerning claims will be conducted under the procedures found in Exhibit "K ". XII Venue, Applicable Law, and Personal Jurisdiction In the event that either party deems it necessary to institute legal action or proceedings to enforce any right or obligation under this AGREEMENT, the parties hereto agree that any such action shall be initiated in the Superior court of the State of Washington, situated in the county in which the AGENCY is located. The parties hereto agree that all questions shall be resolved by application of Washington law and that the parties to such action shall have the right of appeal from such decisions of the Superior court in accordance with the laws of the State of Washington. The CONSULTANT hereby consents to the personal jurisdiction of the Superior court of the State of Washington, situated in the county in which the AGENCY is located. Page 5 of 8 153 XIII Legal Relations The CONSULTANT shall comply with all Federal, State, and local laws and ordinances applicable to the work to be done under this AGREEMENT. This contract shall be interpreted and construed in accordance with the laws of the State of Washington. The CONSULTANT shall indemnify and hold the AGENCY and the STATE and its officers and employees harmless from and shall process and defend at its own expense all claims, demands, or suits at law or equity arising in whole or in part from the CONSULTANT'S negligence or breach of any of its obligations under this AGREEMENT; provided that nothing herein shall require a CONSULTANT to indemnify the AGENCY or the STATE against and hold harmless the AGENCY or the STATE from claims, demands or suits based solely upon the conduct of the AGENCY or the STATE, their agents, officers and employees; and provided further that if the claims or suits are caused by or result from the concurrent negligence of (a) the CONSULTANT'S agents or employees, and (b) the AGENCY or the STATE, their agents, officers and employees, this indemnity provision with respect to (1) claims or suits based upon such negligence (2) the costs to the AGENCY or the STATE of defending such claims and suits shall be valid and enforceable only to the extent of the CONSULTANT'S negligence or the negligence of the CONSULTANT'S agents or employees. The CONSULTANT'S relation to the AGENCY shall be at all times as an independent contractor. The CONSULTANT shall comply with all applicable sections of the applicable Ethics laws, including RCW 42.23, which is the Code of Ethics for regulating contract interest by municipal officers. The CONSULTANT specifically assumes potential liability for actions brought by the CONSULTANT'S own employees against the AGENCY and, solely for the purpose of this indemnification and defense, the CONSULTANT specifically waives any immunity under the state industrial insurance law, Title 51 RCW. Unless otherwise specified in the AGREEMENT, the AGENCY shall be responsible for administration of construction contracts, if any, on the PROJECT. Subject to the processing of a new sole source, or an acceptable supplemental agreement, the CONSULTANT shall provide On -Call assistance to the AGENCY during contract administration. By providing such assistance, the CONSULTANT shall assume no responsibility for: proper construction techniques, job site safety, or any construction contractor's failure to perform its work in accordance with the contract documents. The CONSULTANT shall obtain and keep in force during the terms of the AGREEMENT, or as otherwise required, the following insurance with companies or through sources approved by the State Insurance Commissioner pursuant to Title 48 RCW. Insurance Coverage A. Worker's compensation and employer's liability insurance as required by the STATE. B. Commercial general liability written under ISO Form CG 00 01 12 04 or its equivalent with minimum limits of one million dollars ($1,000,000) per occurrences and two million dollars ($2,000,000) in the aggregate for each policy period. C. Vehicle liability insurance for any automobile used in an amount not less than a one million dollar ($1,000,000) combined single limit. Excepting the Worker's Compensation Insurance and any Professional Liability Insurance secured by the CONSULTANT, the AGENCY will be named on all policies as an additional insured. The CONSULTANT shall furnish the AGENCY with verification of insurance and endorsements required by the AGREEMENT. The AGENCY reserves the right to require complete, certified copies of all required insurance policies at any time. All insurance shall be obtained from an insurance company authorized to do business in the State of Washington. The CONSULTANT shall submit a verification of insurance as outlined above within fourteen (14) days of the execution of this AGREEMENT to the AGENCY. No cancellation of the foregoing policies shall be effective without thirty (30) days prior notice to the AGENCY. The CONSULTANT'S professional liability to the AGENCY shall be limited to the amount payable under this AGREEMENT or one million ($1,000,000) dollars, whichever is the greater, unless modified by Exhibit "L ". In no case shall the CONSULTANT'S professional liability to third parties be limited in any way. Page 6 of 8 154 The AGENCY will pay no progress payments under Section V until the CONSULTANT has fully complied with this section. This remedy is not exclusive; and the AGENCY and the STATE may take such other action as is available to it under other provisions of this AGREEMENT, or otherwise in law. XIV Extra Work A. The AGENCY may at any time, by written order, make changes within the general scope of the AGREEMENT in the services to be performed. B. If any such change causes an increase or decrease in the estimated cost of, or the time required for, performance of any part of the work under this AGREEMENT, whether or not changed by the order, or otherwise affects any other terms and conditions of the AGREEMENT, the AGENCY shall make an equitable adjustment in the (1) maximum amount payable; (2) delivery or completion schedule, or both; and (3) other affected terms and shall modify the AGREEMENT accordingly. C. The CONSULTANT must submit any "request for equitable adjustment ", hereafter referred to as "CLAIM ", under this clause within thirty (30) days from the date of receipt of the written order. However, if the AGENCY decides that the facts justify it, the AGENCY may receive and act upon a CLAIM submitted before final payment of the AGREEMENT. D. Failure to agree to any adjustment shall be a dispute under the Disputes clause. However, nothing in this clause shall excuse the CONSULTANT from proceeding with the AGREEMENT as changed. E. Notwithstanding the terms and conditions of paragraphs (A) and (B) above, the maximum amount payable for this AGREEMENT, shall not be increased or considered to be increased except by specific written supplement to this AGREEMENT. XV Endorsement of Plans If applicable, the CONSULTANT shall place their endorsement on all plans, estimates, or any other engineering data furnished by them. XVI Federal and State Review The Federal Highway Administration and the Washington State Department of Transportation shall have the right to participate in the review or examination of the work in progress. XVII Certification of the Consultant and the Agency Attached hereto as Exhibit "M -1(a and b)" are the Certifications of the CONSULTANT and the AGENCY, Exhibit "M -2" Certification Regarding Debarment, Suspension and Other Responsibility Matters - Primary Covered Transactions, Exhibit "M -3" Certification Regarding the Restrictions of the Use of Federal Funds for Lobbying and Exhibit "M -4" Certificate of Current Cost or Pricing Data. Exhibit "M -3" is required only in AGREEMENTS over $100,000 and Exhibit "M -4" is required only in AGREEMENTS over $500,000. XVIII Complete Agreement This document and referenced attachments contain all covenants, stipulations, and provisions agreed upon by the parties. No agent, or representative of either party has authority to make, and the parties shall not be bound by or be liable for, any statement, representation, promise or agreement not set forth herein. No changes, amendments, or modifications of the terms hereof shall be valid unless reduced to writing and signed by the parties as an amendment to this AGREEMENT. XIX Execution and Acceptance This AGREEMENT may be simultaneously executed in several counterparts, each of which shall be deemed to be an original having identical legal effect. The CONSULTANT does hereby ratify and adopt all statements, representations, warranties, covenants, and agreements contained in the proposal, and the supporting material submitted by the CONSULTANT, and does hereby accept the AGREEMENT and agrees to all of the terms and conditions thereof. Page 7 of 8 155 In witness whereof, the parties hereto have executed this AGREEMENT as of the day and year shown in the "Execution Date" box on page one (1) of this AGREEMENT. By Consultant %ti Z 2."% DOT 156 By Agency Page 8 of 8 Tukwila Transit Center Project City of Tukwila Exhibit A -1 SCOPE OF SERVICES Construction Management and Contract Administration Services for the Tukwila Transit Center Project City of Tukwila AECOM Technical Services, Inc. ( "Consultant ") proposes to provide to the City of Tukwila, Washington ( "Client ") construction management services for the Tukwila Transit Center Project (hereinafter called "Project "). These services will include inspection, construction management, and contract administration assistance during the construction of the project as detailed in the following: I. INTRODUCTION The following scope of services is based upon the assumptions outlined herein. Associated costs are detailed in EXHIBIT E -1. Assumptions: • The proposed project team will include a part-time resident engineer and document administrator; and a full -time assistant resident engineering and construction inspector. Allowances for materials testing and surveying are included in this scope. • A standard working week for project staff is 40 hrs. Should the Client direct fewer hours, the Consultant will not guarantee to perform all of the scope items included in the corresponding subtask during the time spent off the project. • Services will be performed in accordance with the Local Agency Guidelines (LAG) and the WSDOT Construction Manual. The man -hours proposed by the Consultant are an estimate only and are subject to change based on the actual construction schedule and working hours of the Contractor. • Mileage charges will be invoiced at the current USGAO rates. • Design by Others: It is understood and agreed that the Consultant did not prepare the Contract Documents for the project, and the Client will provide the Consultant the support of the Engineer -of- Record during the course of the Consultant's work. I. DETAILED SCOPE OF WORK Subtask 1 — Administration /Quality Control Consistent with the hours shown in EXHIBIT E -1, the Consultant shall provide overall project management and contract administration associated with the service agreement between the Consultant and the Client. This effort will include the following elements: 1.1 Prepare of Consultant invoicing and progress reporting to the Client. 1.2 Perform internal administration of the Consultant's Task Order. 1.3 Prepare any supplements to the Consultant's Task Order. 1.4 Attend pre- construction conference. 1.5 Make periodic field visits and conduct project reviews for the quality of services provided by AECOM and consistency with AECOM's project quality plan. Page 1 of 5 Updated: 11 /18/2013 157 Tukwila Transit Center Project City of Tukwila Subtask 2 — Document Control Consistent with the hours shown in EXHIBIT E -1, the Consultant shall provide document control services including the following elements: 2.1 Process; track and archive construction records including: Inspectors Daily Reports (IDR's); Requests for Information (RFI's); Submittals; Requests for Approval of Materials (RAM's); Statements of Working Days. Consultant shall maintain submittal and RFI logs to track when documents are received and returned to the contractor. 2.2 Compile and review inspector pay quantity and force account records, and prepare monthly contractor progress estimates. 2.3 Review and archive project record documentation associated with prevailing wage reporting, including Requests to Sublet, Intents to Pay Prevailing Wage, Certified Payroll, Affidavits of Wages Paid, and Contractor employee wage interviews. 2.4 Review and archive Certificates of Materials Origin tracking and reconcile against the Projects Record of Materials. 2.5 Review and archive DBE participation and training goals documentation. 2.6 Prepare and assist with 1 mid - project audit and 1 final regulatory audit of the construction project record. 2.7 Attend and provide minutes for the preconstruction conference and up to 40 weekly contractor construction progress meetings. 2.8 Maintain a material testing log that tracks the test date, type of material test, test result, specification requirement and action taken if a failed result is received from the material testing consultant. 2.9 Maintain a list of approved change orders and potential change orders. Potential change orders will have a force account estimate of the extra work related to that item(s), until an approved change order is executed. Subtask 3 — Field Inspection The Consultant shall provide construction inspection services for up to 280 full -time days, consistent with the hours shown in. EXHIBIT E -1. This effort will include the following elements: 3.1 Prepare daily construction reports recording the contractor's operations performed for each day the Consultant is on site; measure the quantities of materials installed, log equipment and staff present, weather conditions, and any observed problems or construction issues. 3.2 Prepare Daily Payment Notes, Statements of Working Days, and Force Account Records (if necessary). 3.3 Respond to contractor questions which may arise as to the quality and acceptability of furnished materials or work performed. 3.4 Respond to general questions raised by adjacent property owners, businesses, or general public. Complaints or detailed questions shall be referred to the Client. 3.5 Prepare field records and documents in accordance with Projects Record of Materials. 3.6 Coordinate with Resident Engineer and Client for changes and updates to the ROM. 3.7 For each day the Consultant is on site, provide photographs of traffic control set -up and work activities during the course of construction. Photographs will be in digital format and cataloged by date. 3.8 Facilitate coordination with property owners, businesses, King County Metro, and other project stakeholders. 3.9 Facilitate the Contractor's coordination of existing utilities within the project boundaries. Page 2 of 5 158 Updated: 11/18/2013 Tukwila Transit Center Project City of Tukwila 3.10 Review the Record of Materials (ROM) against the material testing results provided by the Project's material testing consultant, and advise the Contractor accordingly. 3.11 Monitor the Contractor's compliance with water quality permits and the requirements of the TESC and SPCC Plans. 3.12 Attend weekly construction meetings up to 40 weekly meetings. 3.13 The Construction Inspector shall review monthly pay estimates with the Contractor and provide recommendations to the Resident Engineer and Client. 3.14 Review the Contractor's construction record drawings on a weekly basis. Upon project completion, verify Contractor provided markups accuracy and forward to the Client. The Consultant Inspector will track and record field changes on drawings and use this information to verify the Contractor's construction record drawings. 3.15 Participate in the Project's final inspection and assist in developing a list of any remaining deficiencies. 3.16 Attend pre- construction conference. 3.17 For the days present on site, the construction inspector shall observe day -to -day construction activities. By providing inspection oversight, the Consultant shall assume no responsibility for proper construction techniques or job site safety but will report to the Contractor and Client any known public safety concerns immediately. The presence of the Consultant's personnel at the construction site is for the purpose of providing to the Client a greater degree of confidence that the completed work will generally conform to the Contract Documents and that the integrity of the design concept as reflected in the Contract Documents has been implemented and preserved by the Construction Contractor. 3.18 The Consultant will endeavor to protect all parties against defects and deficiencies in the work of the Contractor, but cannot guarantee the Contractor's performance and shall not be responsible for construction means, methods, measurements, techniques, sequences of procedures, or for safety precautions and programs in connection with the work performed by the Construction Contractor and any subcontractors. Subtask 4 — Construction Management Provide construction management services, consistent with the hours shown in EXHIBIT B. This effort will include the following elements: 4.2 Supervise the Consultant's field personnel assigned to the project. 4.3 Liaison between the Contractor's management and the Client's management personnel, acting as the direct point of contract for both parties. 4.4 Organize and chair the Pre - construction conference 4.5 Review and approve daily construction reports prepared by the construction inspector. 4.6 Respond to contractor questions which may arise as to the quality and acceptability of furnished materials, work performed, and to general questions raised by adjacent property owners or general public. 4.7 Respond to Contractor RFI's, and defer to the Engineer of Record for a response when appropriate. 4.8 Review Contractor submittals, and defer to the Engineer of Record for a review when appropriate. 4.9 Coordinate off -site fabrication inspection by others. 4.10 Review ROM and material testing results and advise the Contractor accordingly. Page 3 of 5 Updated: 11 /18/2013 159 Tukwila Transit Center Project City of Tukwila 4.11 Review the Contractor's baseline project schedule, and then monitor that schedule throughout the course of the project for compliance with the provisions of the Contract. Monitoring shall include review of periodic schedule updates submitted by the Contractor. 4.12 Facilitate coordination between the Contractor, Client and project stakeholders regarding status and issues of construction activities. 4.13 Facilitate utility coordination for existing and new utility improvements. 4.14 Chair up to 40 weekly construction meetings. 4.15 Prepare official correspondence to the Contractor and issue upon the Client's approval. 4.16 Issue field directives and stop work notices to the Contractor when necessary, with the Client's approval. 4.17 Issue Correction Notices when appropriate. 4.18 Review monthly pay estimates with the Contractor and provide recommendation to the Client for release of payment. 4.19 Supervise contract close -out activities including as -built drawings, final payment, and completion notices. Consultant shall provide the Client, at contract close -out, construction records to the all applicable funding agencies. 4.20 The Consultant shall assume no responsibility for proper construction techniques or job site safety but will report to the Contractor and Client any observed public safety concerns immediately. The presence of the Consultant's personnel at the construction site is for the purpose of providing to the Client a greater degree of confidence that the completed work will generally conform to the Contract Documents and that the integrity of the design concept as reflected in the Contract Documents has been implemented and preserved by the construction Contractor. 4.21 The Consultant will endeavor to protect all parties against defects and deficiencies in the work of the Contractor, but cannot guarantee the Contractors' performance and shall not be responsible for construction means, methods, measurements, techniques, sequences of procedures, or for safety precautions and programs in connection with the work performed by the construction contractor and any subcontractors. Subtask 5 — Public Outreach / Client Meetings The Consultant's construction inspector shall provide limited assistance with project outreach consistent with the following: The Consultant shall, under direction of the Client, assist with delivering informational flyers for the upcoming construction activities, road closures, temporary traffic controls, and other pertinent information. The Consultant shall also assist the Client in responding to questions and issues raised by private citizens and local businesses relative to the Project. Subtask 6 — Materials Testing The Consultant will retain a materials testing subconsultant to perform soil and concrete testing which includes: gradations, in -place density, Proctor compaction tests, concrete air entrainment, concrete test cylinders, and asphalt composition. These services are budgeted as an allowance and the actual costs of the testing effort may vary. The Consultant shall advise the Client regarding the status of the materials testing budget to allow funds to be added or removed as necessary. Page 4 of 5 160 Updated: 11 /18/2013 Tukwila Transit Center Project City of Tukwila Subtask 7 — Survey Verification The Consultant will retain a surveying subconsultant to perform verification surveys of two existing permanent benchmarks and temporary benchmarks established by the Contractor. These services are budgeted as an allowance and the actual costs of the surveying effort may vary. The Consultant shall advise the Client on the surveying budget status to allow funds to be added or removed as necessary. Subtask 8 — Change Order Resolution The Consultant shall provide services up to 80 hours for preparing change order packages, this includes independent cost estimates (ICE), change order forms; and, force account records. Subtask 9 — Claims /Disputes Support No services are provided under this section. III. Consultant Deliverables; including but not limited to: Inspector Daily Reports ii. Construction Photographs — 1 Set Weekly Meeting Minutes and Agendas iv. Submittal, RFI, and Material Testing Logs v. Change Order and Potential Change Order Log vi. Declaration of Substantial Completion vii. Monthly Contractor Pay Requests with field note record and quantity documentation viii. Punch -lists and tracking documentation ix. Physical Completion Letter and Recommendation of Final Acceptance Letter x. All Project Records received from the Contractor described under Subtask 2 xi. Other records generated as a result of this Contract, when demanded by the Client, or as deemed necessary by a public record request. IV. Responsibilities of the Client Provide CM oversight and approval authority for all construction activities. ii. Manage the Designer -on- Record team as part of the Project Designer's on -call design support and architectural submittal review. Process all contract documents through the City's approval process (e.g. CM services invoices, construction contract, monthly pay estimates, change order execution, cost reduction proposals, time extensions, etc.). iv. Provide preferred forms and formats, and filing structure to the Consultant. v. Oversee the Consultant on conducting schedule evaluation, monitoring, and evaluate Time Impact Analysis for changes. vi. Provide and assist the Consultant in utility coordination with third -party utilities under project specific or franchise agreements. vii. Review the Pre - Construction Conference agenda and all hand -out materials, before the Consultant conducts the Pre - Construction Conference. viii. Coordinate and schedule any public meetings required before, during and after construction. ix. Provide operations & maintenance interface with other City Staff for ongoing project issues. x. Provide CM tools for Team use including: Project ROM, IDR, Project File Index, Change Order, Force Account tracking and Pay Estimate forms. Page 5 of 5 Updated: 11/18/2013 161 162 Exhibit C Electronic Exchange of Engineering and Other Data In this Exhibit the agency, as applicable, is to provide a description of the format and standards the consultant is to use in preparing electronic files for transmission to the agency. The format and standards to be provided may include, but are not limited to, the following: I. Surveying, Roadway Design & Plans Preparation Section A. Survey Data B. Roadway Design Files C. Computer Aided Drafting Files D. Specify the Agency's Right to Review Product with the Consultant E. Specify the Electronic Deliverables to Be Provided to the Agency F. Specify What Agency Furnished Services and Information Is to Be Provided II. Any Other Electronic Files to Be Provided DOT Form 140 -089 EF Exhibit C Revised 10/2013 163 III. Methods to Electronically Exchange Data A. Agency Software Suite B. Electronic Messaging System C. File Transfers Format DOT Form 140 -089 EF Exhibit C Revised 10/2013 164 Exhibit D -2 Payment (Cost Plus a Fixed Fee) The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this AGREEMENT as provided hereinafter. Such payment shall be full compensation for work performed or services rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete the work specified in Section II, "Scope of Work." The CONSULTANT shall conform to all applicable portions of 48 CFR Part 31. A. Actual Costs: Payment for all consulting services for this PROJECT shall be on the basis of the CONSULTANT'S actual cost plus a fixed fee. The actual cost shall include direct salary cost, overhead, direct non -salary costs, and fixed fee. 1. Direct Salary Costs: The Direct Salary Cost is the direct salary paid to principals, professional, technical, and clerical personnel for the time they are productively engaged in work necessary to fulfill the terms of this AGREEMENT. The CONSULTANT shall maintain support data to verify the direct salary costs billed to the AGENCY. 2. Overhead Costs: Overhead Costs are those costs other than direct costs, which are included as such on the books of the CONSULTANT in the normal everyday keeping of its books. Progress payments shall be made at the rate shown in the heading of this AGREEMENT under "Overhead Progress Payment Rate." Total overhead payment shall be based on the method shown in the heading of the AGREEMENT. The two options are explained as follows: a. Fixed Rate: If this method is indicated in the heading of the AGREEMENT the AGENCY agrees to reimburse the CONSULTANT for overhead at the percentage rate shown. This rate shall not change during the life of the AGREEMENT. b. Actual Cost: If this method is indicated in the heading of the AGREEMENT the AGENCY agrees to reimburse the CONSULTANT the actual overhead costs verified by audit, up to the Maximum Total Amount Payable, authorized under this AGREEMENT, when accumulated with all other Actual Costs. A summary of the CONSULTANTS cost estimate and the overhead computation is shown in Exhibit "E" attached hereto and by this reference made part of this AGREEMENT. When an Actual Cost method is used, the CONSULTANT (prime and all sub - consultants) will submit to the AGENCY within six (6) months after the end of each firm's fiscal year, an overhead schedule in the format required by the AGENCY (cost category, dollar expenditures, etc.) for the purpose of adjusting the overhead rate for billing purposes. It shall be used for the computation of progress payments during the following year and for retroactively adjusting the previous year's overhead cost to reflect the actual rate. DOT Form 140-089 EF Exhibit D -2 Revised 6/08 165 Failure to supply this information by either the prime CONSULTANT or any of their sub - consultants shall cause the AGENCY to withhold payment of the billed overhead costs until such time as the required information is received and an overhead rate for billing purposes is approved. The AGENCY, STATE and/or the Federal Government may perform an audit of the CONSULTANT'S books and records at any time during regular business hours to determine the actual overhead rate, if they so desire. 3. Direct Non -Salary Costs: Direct Non -Salary Costs will be reimbursed at the Actual Cost to the CONSULTANT. These charges may include, but are not limited to, the following items: travel, printing, long distance telephone, supplies, computer charges and sub - consultant costs. a. Air or train travel will be reimbursed only to economy class levels unless otherwise approved by the AGENCY. The CONSULTANT shall comply with the rules and regulations regarding travel costs (excluding air, train, and rental car costs) in accordance with the AGENCY'S Travel Rules and Procedures. However, air, train, and rental car costs shall be reimbursed in accordance with 48 CFR Part 31.205 -46 "Travel Cost b. The billing for Direct Non -Salary Costs shall include an itemized listing of the charges directly identifiable wh the PROJECT. c. The CONSULTANT shall maintain the original supporting documents in their office. Copies of the original supporting documents shall be supplied to the AGENCY upon request. d. All above charges must be necessary for the services provided under this AGREEMENT. 4. Fixed Fee: The Fixed Fee, which represents the CONSULTANT'S profit, is shown in the heading of this AGREEMENT under Fixed Fee. This amount does not include any additional Fixed Fee, which could be authorized from the Management Reserve Fund. This fee is based on the Scope of Work defined in this AGREEMENT and the estimated person - hours required to perform the stated Scope of Work. In the event the CONSULTANT enters into a supplemental AGREEMENT for additional work, the supplemental AGREEMENT may include provisions for the added costs and an appropriate additional fee. The Fixed Fee will be prorated and paid monthly in proportion to the percentage of work completed by the CONSULTANT and reported in the Monthly Progress Reports accompanying the billings. Any portion of the Fixed Fee earned but not previously paid in the progress payments will be covered in the final payment, subject to the provisions of Section IX entitled "Termination of Agreement." 5. Management Reserve Fund: The AGENCY may desire to establish a Management Reserve Fund to provide the Agreement Administrator with the flexibility to authorize additional funds to the AGREEMENT for allowable unforeseen costs, or reimbursing the CONSULTANT for additional work beyond that already defined in this AGREEMENT. Such authorization(s) shall be in writing and shall not exceed 166 the lesser of $100,000 or 10% of the Total Amount Authorized as shown in the heading of this AGREEMENT. The amount included for the Management Reserve Fund is shown in the heading of this AGREEMENT. This fund may not be replenished. Any changes requiring additional costs in excess of the Management Reserve Fund shall be made in accordance with Section XIV, "Extra Work. "6. Maximum Total Amount Payable: The Maximum Total Amount Payable by the AGENCY to the CONSULTANT under this AGREEMENT shall not exceed the amount shown in the heading of this AGREEMENT. The Maximum Total Amount Payable is comprised of the Total Amount Authorized, and the Management Reserve Fund. The Maximum Total Amount Payable does not include payment for Extra Work as stipulated in Section XIV, "Extra Work." No minimum amount payable is guaranteed under this AGREEMENT. B. Monthly Progress Payments: The CONSULTANT may submit billings to the AGENCY for reimbursement of Actual Costs plus the calculated overhead and fee on a monthly basis during the progress of the work. Such billings shall be in a format approved by the AGENCY and accompanied by the monthly progress reports required under Section III, "General Requirements" of this AGREEMENT. The billings will be supported by an itemized listing for each item including Direct Salary, Direct Non - Salary, and allowable Overhead Costs to which will be added the prorated Fixed Fee. To provide a means of verifying the billed salary costs for CONSULTANT employees, the AGENCY may conduct employee interviews. These interviews may consist of recording the names, titles, salary rates, and present duties of those employees performing work on the PROJECT at the time of the interview. C. Final Payment: Final Payment of any balance due the CONSULTANT of the gross amount earned will be made promptly upon its verification by the AGENCY after the completion of the work under this AGREEMENT, contingent upon receipt of all PS &E, plans, maps, notes, reports, electronic data and other related documents which are required to be furnished under this AGREEMENT. Acceptance of such Final Payment by the CONSULTANT shall constitute a release of all claims for payment, which the CONSULTANT may have against the AGENCY unless such claims are specifically reserved in writing and transmitted to the AGENCY by the CONSULTANT prior to its acceptance. Said Final Payment shall not, however, be a bar to any claims that the AGENCY may have against the CONSULTANT or to any remedies the AGENCY may pursue with respect to such claims. The payment of any billing will not constitute agreement as to the appropriateness of any item and at the time of final audit, all required adjustments will be made and reflected in a final payment. In the event that such final audit reveals an overpayment to the CONSULTANT, the CONSULTANT will refund such overpayment to the AGENCY within thirty (30) days of notice of the overpayment. Such refund shall not constitute a waiver by the CONSULTANT for any claims relating to the validity of a finding by the AGENCY of overpayment. The CONSULTANT has twenty (20) days after receipt of the final POST AUDIT to begin the appeal process to the AGENCY for audit findings. D. Inspection of Cost Records: The CONSULTANT and their sub - consultants shall keep available for inspection by representatives of the AGENCY, STATE and the United States, for a period of three (3) years after receipt of final payment, the cost records and accounts pertaining to this AGREEMENT and all items related to or bearing upon these records with the following exception: if any litigation, claim or audit arising out of, in connection with, or related to this contract is initiated before the expiration of the three (3) year period, the cost records and accounts shall be retained until such litigation, claim, or audit involving the records is completed. 167 168 AZCOM Exhibit E -1 Consultant Fee Determination Summary Sheet City of Tukwila - Tukwila Transit Center AECOM Labor - Home Office Employee Classification Hours Rate Cost Mike Horton PM / QC 188.00 $ 72.43 $13,616.88 188.00 $13,616.88 $13,616.88 Overhead (OH Cost -- Including Salary Additives): OH Rate x DSC of 156.22% x $13,616.88 $21,272.29 Fee Fee Rate x DSC of 30.00% x $13,616.88 $4,085.06 Labor Subtotal - Home Office $38,974.23 AECOM Labor - Field Office Employee Classification Hours Rate Cost Jim Fillis RE 800.00 $ 82.02 $65,614.56 Janet Lee ARE 1,712.00 $ 42.84 $73,342.08 Tom Bowers Field Lead 1,600.00 $ 52.31 $83,688.96 Silvia Manescu Documentation 300.00 $ 39.92 $11,976.84 Leroy Clark Inspection 320.00 $ 49.66 $15,892.42 Jesse Rogers Arch. Inspection 200.00 $ 34.81 $6,962.52 Jim Mulhearn Scheduling 0.00 $ 70.00 $0.00 4,932.00 $257,477.38 Total DSC $257,477.38 Overhead (OH Cost -- Including Salary Additives): OH Rate x DSC of 122.43% x $257,477.38 $315,229.56 Fee: Fee Rate x DSC of 30.00% x $257,477.38 $77,243.21 Labor Subtotal - Field Office Labor Subtotal Reimbursable Vehicles - Mileage Expenses Subconsultant Materials Testing Allowance Surveying $649,950.15 $688,924.38 Cost $ 16,000.00 $ 6,425.68 $22,425.68 Cost $20,000.00 $8,000.00 $28,000.00 Agreement Total (including fee) $739,350.06 Fixed Fee Total $81,328.27 169 170 Exhibit F Breakdown of Overhead Cost Please see the attached sheets. 171 172 Ir-71Washington State Department of Transportation Paula J. Hammond, P.E. Secretary of Transportation July 17, 2012 John McNamara, Government Accounting & Cost Compliance AECOM 701 Edgewater Drive Wakefield MA 01880 -6242 RE: Aecom Technical Services, Inc. Overhead Schedules Fiscal Year End September 30, 2011 Dear Mr. McNamara: Transportation Building 310 Maple Park Avenue S.E. P.O. Box 47300 Olympia, WA 98504 -7300 360 - 705 -7000 TTY: 1 -800- 833 -6388 wvnv.wsdot.wa.gov We have completed a desk review of your overhead schedule for the above referenced fiscal year. Our review included the documentation provided by Aecom Technical Services, Inc. The schedule was audited by the Cleary & Gill, LLC for compliance with Part 31 of the Federal Acquisition Regulations. Cleary & Gill, LLC accepted an overhead rate for the year ended September 30, 2011, home office rate at 156.22% of direct labor and a field office rate at 122.43% of direct labor. The reviewed data included, but was not limited to; the schedule of the indirect cost rate, a description of the company, basis of accounting and description of Aecom Technical Services, Inc. accounting system and the basis of indirect costs. Based on our work, we are issuing this letter of review establishing Aecom Technical Services, Inc. overhead rate for the fiscal year ending September 30, 2011. The Company Wide Rate (Composite Rate) is 147.66% of direct labor. Included within this rate are the Home Rate of 156.22% of direct labor, and the Field Rate of 122.43% of direct labor. Costs billed to actual agreements will still be subject to audit of actual costs. Please check with the WSDOT Consultant Services Office (HQ) and /or the WSDOT Area Consultant Liaison to determine when this reviewed rate will be applicable to your WSDOT agreement(s). Also, remember that when you provide next year's overhead schedule to our office, you will also need to submit either your internally prepared Compensation Analysis for our review, or use the National Compensation Matrix (NCM) format to prepare your alternate analysis and we will review that. The NCM is a tool that establishes compensation amounts presumed reasonable for certain executive positions. The 173 Mr. McNamara July 17, 2012 Page 2 Compensation Analysis and NCM are described further in the AASFITO Audit Guide, Chapter 7. We will need your Compensation Analysis, or alternative analysis based on use of the NCM, in order to complete our review of your overhead schedule, If you, or any representatives of Aecom Technical Services, Inc., have any questions, please contact Martha Roach, Jeri Sivertson, or Steve McKemey at (360) 705 -7003. Sincerely, az(.6a.,fLklokeyrzp.t, Martha S. Roach Agreement Compliance Audit Manager MR:ds Enclosure cc: Steve McKerney, Director of Internal Audit Jeri Sivertson, Assistant Director of Internal Audit Larry Schofield, MS 47323 Jessica Goldsberry, Aecom US West Region Finance & Accounting File 174 Exhibit H Title VI Assurances During the performance of this AGREEMENT, the CONSULTANT, for itself, its assignees, and successors in interest agrees as follows: 1. Compliance with Regulations: The CONSULTANT shall comply with the Regulations relative to non- discrimination in federally assisted programs of the AGENCY, Title 49, Code of Federal Regulations, Part 21, as they may be amended from time to time (hereinafter referred to as the "REGULATIONS "), which are herein incorporated by reference and made a part of this AGREEMENT. 2. Non - discrimination: The CONSULTANT, with regard to the work performed during the AGREEMENT, shall not discriminate on the grounds of race, color, sex, or national origin in the selection and retention of sub - consultants, including procurement of materials and leases of equipment. The CONSULTANT shall not participate either directly or indirectly in the discrimination prohibited by Section 21.5 of the REGULATIONS, including employment practices when the AGREEMENT covers a program set forth in Appendix B of the REGULATIONS. 3. Solicitations for Sub - consultants, Including Procurement of Materials and Equipment: In all solicitations either by competitive bidding or negotiations made by the CONSULTANT for work to be performed under a sub- contract, including procurement of materials or leases of equipment, each potential sub - consultant or supplier shall be notified by the CONSULTANT of the CONSULTANT'S obligations under this AGREEMENT and the REGULATIONS relative to non - discrimination on the grounds of race, color, sex, or national origin. 4. Information and Reports: The CONSULTANT shall provide all information and reports required by the REGULATIONS or directives issued pursuant thereto, and shall permit access to its books, records, accounts, other sources of information, and its facilities as may be determined by AGENCY, STATE or the Federal Highway Administration (FHWA) to be pertinent to ascertain compliance with such REGULATIONS, orders and instructions. Where any information required of a CONSULTANT is in the exclusive possession of another who fails or refuses to furnish this information, the CONSULTANT shall so certify to the AGENCY, STATE or the FHWA as appropriate, and shall set forth what efforts it has made to obtain the information. 5. Sanctions for Non - compliance: In the event of the CONSULTANT'S non - compliance with the non- discrimination provisions of this AGREEMENT, the AGENCY shall impose such AGREEMENT sanctions as it, the STATE or the FHWA may determine to be appropriate, including, but not limited to: • Withholding of payments to the CONSULTANT under the AGREEMENT until the CONSULTANT complies, and/or; • Cancellation, termination, or suspension of the AGREEMENT, in whole or in part DOT Form 140 -089 EF Exhibit H Revised 6/05 175 6. Incorporation of Provisions: The CONSULTANT shall include the provisions of paragraphs (1) through (5) in every sub- contract, including procurement of materials and leases of equipment, unless exempt by the REGULATIONS, or directives issued pursuant thereto. The CONSULTANT shall take such action with respect to any sub - consultant or procurement as the AGENCY, STATE or FHWA may direct as a means of enforcing such provisions including sanctions for non - compliance. Provided, however, that in the event a CONSULTANT becomes involved in, or is threatened with, litigation with a sub - consultant or supplier as a result of such direction, the CONSULTANT may request the AGENCY and the STATE enter into such litigation to protect the interests of the AGENCY and the STATE and, in addition, the CONSULTANT may request the United States enter into such litigation to protect the interests of the United States. 176 Exhibit 1 Payment Upon Termination of Agreement By the Agency Other Than for Fault of the Consultant (Refer to Agreement, Section IX) Lump Sum Contracts A final payment shall be made to the CONSULTANT which when added to any payments previously made shall total the same percentage of the Lump Sum Amount as the work completed at the time of termination is to the total work required for the PROJECT. In addition, the CONSULTANT shall be paid for any authorized extra work completed. Cost Plus Fixed Fee Contracts A final payment shall be made to the CONSULTANT which when added to any payments previously made, shall total the actual costs plus the same percentage of the fixed fee as the work completed at the time of termination is to the total work required for the Project. In addition, the CONSULTANT shall be paid for any authorized extra work completed. Specific Rates of Pay Contracts A final payment shall be made to the CONSULTANT for actual hours charged at the time of termination of this AGREEMENT plus any direct nonsalary costs incurred at the time of termination of this AGREEMENT. Cost Per Unit of Work Contracts A final payment shall be made to the CONSULTANT for actual units of work completed at the time of termination of this AGREEMENT. DOT Form 140 -089 EF Exhibit! Revised 6/05 177 178 Exhibit J Alleged Consultant Design Error Procedures The purpose of this exhibit is to establish a procedure to determine if a consultant's alleged design error is of a nature that exceeds the accepted standard of care. In addition, it will establish a uniform method for the resolution and/or cost recovery procedures in those instances where the agency believes it has suffered some material damage due to the alleged error by the consultant. Step 1 — Potential Consultant Design Error(s) is Identified by Agency's Project Manager At the first indication of potential consultant design error(s), the first step in the process is for the Agency's project manager to notify the Director of Public Works or Agency Engineer regarding the potential design error(s). For federally funded projects, the Region Highways and Local Programs Engineer should be informed and involved in these procedures. (Note: The Director of Public Works or Agency Engineer may appoint an agency staff person other than the project manager, who has not been as directly involved in the project, to be responsible for the remaining steps in these procedures.) Step 2 - Project Manager Documents the Alleged Consultant Design Error(s) After discussion of the alleged design error(s) and the magnitude of the alleged error(s), and with the Director of Public Works or Agency Engineer's concurrence, the project manager obtains more detailed documentation than is normally required on the project. Examples include: all decisions and descriptions of work; photographs, records of labor, materials and equipment. Step 3 — Contact the Consultant Regarding the Alleged Design Error(s) If it is determined that there is a need to proceed further, the next step in the process is for the project manager to contact the consultant regarding the alleged design error(s) and the magnitude of the alleged error(s). The project manager and other appropriate agency staff should represent the agency and the consultant should be represented by their project manger and any personnel (including sub - consultants) deemed appropriate for the alleged design error(s) issue. Step 4 — Attempt to Resolve Alleged Design Error with Consultant After the meeting(s) with the consultant have been completed regarding the consultant's alleged design error(s), there are three possible scenarios: • It is determined via mutual agreement that there is not a consultant design error(s). If this is the case, then the process will not proceed beyond this point. • DOT Form 140 -089 EF Exhibit J Revised 6/05 It is determined via mutual agreement that a consultant design error(s) occurred. If this is the case, then the Director of Public Works or Agency Engineer, or their representatives, negotiate a settlement with the consultant. The settlement would be paid to the agency or the amount would be reduced from the consultant's agreement with the agency for the services on the project in which the design error took place. The agency is to provide H &LP, through the Region 179 • Local Programs Engineer, a summary of the settlement for review and to make adjustments, if any, as to how the settlement affects federal reimbursements. No further action is required. There is not a mutual agreement regarding the alleged consultant design error(s). The consultant may request that the alleged design error(s) issue be forwarded to the Director of Public Works or Agency Engineer for review. If the Director of Public Works or Agency Engineer, after review with their legal counsel, is not able to reach mutual agreement with the consultant, proceed to Step 5. Step 5 — Forward Documents to Highways and Local Programs For federally funded projects all available information, including costs, should be forwarded through the Region Highways and Local Programs Engineer to H &LP for their review and consultation with the FHWA. H &LP will meet with representatives of the agency and the consultant to review the alleged design error(s), and attempt to find a resolution to the issue. If necessary, H &LP will request assistance from the Attorney General's Office for legal interpretation. H &LP will also identify how the alleged error(s) affects eligibility of project costs for federal reimbursement. • If mutual agreement is reached, the agency and consultant adjust the scope of work and costs to reflect the agreed upon resolution. H &LP, in consultation with FHWA, will identify the amount of federal participation in the agreed upon resolution of the issue. • If mutual agreement is not reached, the agency and consultant may seek settlement by arbitration or by litigation. 180 Exhibit K Consultant Claim Procedures The purpose of this exhibit is to describe a procedure regarding claim(s) on a consultant agreement. The following procedures should only be utilized on consultant claims greater than $1,000. If the consultant's claim(s) are a total of $1,000 or less, it would not be cost effective to proceed through the outlined steps. It is suggested that the Director of Public Works or Agency Engineer negotiate a fair and reasonable price for the consultant's claim(s) that total $1,000 or less. This exhibit will outline the procedures to be followed by the consultant and the agency to consider a potential claim by the consultant. Step 1 — Consultant Files a Claim with the Agency Project Manager If the consultant determines that they were requested to perform additional services that were outside of the agreement's scope of work, they may be entitled to a claim. The first step that must be completed is the request for consideration of the claim to the Agency's project manager. The consultant's claim must outline the following: • Summation of hours by classification for each firm that is included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Timeframe of the additional work that was outside of the project scope; • Summary of direct labor dollars, overhead costs, profit and reimbursable costs associated with the additional work; and • Explanation as to why the consultant believes the additional work was outside of the agreement scope of work. Step 2 — Review by Agency Personnel Regarding the Consultant's Claim for Additional Compensation After the consultant has completed step 1, the next step in the process is to forward the request to the Agency's project manager. The project manager will review the consultant's claim and will met with the Director of Public Works or Agency Engineer to determine if the Agency agrees with the claim. If the FHWA is participating in the project's funding, forward a copy of the consultant's claim and the Agency's recommendation for federal participation in the claim to the WSDOT Highways and Local Programs through the Region Local Programs Engineer. If the claim is not eligible for federal participation, payment will need to be from agency funds. If the Agency project manager, Director of Public Works or Agency Engineer, WSDOT Highways and Local Programs (if applicable), and FHWA (if applicable) agree with the consultant's claim, send a request memo, including backup documentation to the consultant to either supplement the agreement, or create a new agreement for the claim. After the request has been approved, the Agency shall write the supplement and/or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. No further action in needed regarding the claim procedures. DOT Form 140 -089 EF Exhibit K Revised 6/05 181 If the Agency does not agree with the consultant's claim, proceed to step 3 of the procedures. Step 3 — Preparation of Support Documentation Regarding Consultant's Claim(s) If the Agency does not agree with the consultant's claim, the project manager shall prepare a summary for the Director of Public Works or Agency Engineer that included the following: • Copy of information supplied by the consultant regarding the claim; • Agency's summation of hours by classification for each firm that should be included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Agency's summary of direct labor dollars, overhead costs, profit and reimbursable costs associated with the additional work; • Explanation regarding those areas in which the Agency does /does not agree with the consultant's claim(s); • Explanation to describe what has been instituted to preclude future consultant claim(s); and • Recommendations to resolve the claim. Step 4 — Director of Public Works or Agency Engineer Reviews Consultant Claim and Agency Documentation The Director of Pubic Works or Agency Engineer shall review and administratively approve or disapprove the claim, or portions thereof, which may include getting Agency Council or Commission approval (as appropriate to agency dispute- resolution procedures). If the project involves federal participation, obtain concurrence from WSDOT Highways and Local Programs and FHWA regarding final settlement of the claim. If the claim is not eligible for federal participation, payment will need to be from agency funds. Step 5 — Informing Consultant of Decision Regarding the Claim The Director of Public Works or Agency Engineer shall notify (in writing) the consultant of their final decision regarding the consultant's claim(s). Include the final dollar amount of the accepted claim (s) and rationale utilized for the decision. Step 6 — Preparation of Supplement or New Agreement for the Consultant's Claim(s) The agency shall write the supplement and /or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. 182 I hereby certify that I am representative of the firm of Exhibit M -1(a) Certification Of Consultant ,//ke,‘,, AECOM Technical Services, Inc. 710 Second Avenue, Suite 1000, Seattle, WA 98104 firm I here represent has: Project No. Local Agency and duly authorized whose address is and that neither I nor the above (a) Employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee working solely for me or the above CONSULTANT) to solicit or secure the AGREEMENT; (b) Agreed, as an express or implied condition for obtaining this contract, to employ or retain the services of any firm or person in connection with carrying out this AGREEMENT; or (c) Paid, or agreed to pay, to any firm, organization or person (other than a bona fide employee working solely for me or the above CONSULTANT) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out this AGREEMENT; except as hereby expressly stated (if any); I acknowledge that this certificate is to be available to the Washington State Department of Transportation and the Federal Highway Administration, U.S. Department of Transportation in connection with this AGREEMENT involving participation of Federal -aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. 4//3 Date Signature DOT Form 140 -089 EF Exhibit M -1(a) Revised 6/05 183 184 Exhibit M -1(b) Certification Of Agency Official I hereby certify that I am the AGENCY Official of the Local Agency of City of Tukwila Washington, and that the consulting firm or its representative has not been required, directly or indirectly as an express or implied condition in connection with obtaining or carrying out this AGREEMENT to: (a) Employ or retain, or agree to employ to retain, any firm or person; or (b) Pay, or agree to pay, to any firm, person, or organization, any fee, contribution, donation, or consideration of any kind; except as hereby expressly stated (if any): I acknowledge that this certificate is to be available to the Washington State Department of Transportation and the Federal Highway Administration, U.S. Department of Transportation, in connection with this AGREEMENT involving participation of Federal -aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. Date Signature DOT Form 140 -089 EF Exhibit M -1(b) Revised 6/05 185 186 Exhibit M -2 Certification Regarding Debarment, Suspension, and Other Responsibility Matters - Primary Covered Transactions I. The prospective primary participant certifies to the best of its knowledge and belief, that it and its principals: A. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any federal department or agency; B. Have not within a three -year period preceding this proposal been convicted of or had a civil judgment rendered against them for commission or fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state, or local) transaction or contract under a public transaction; violation of federal or state antitrust statues or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; C. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (federal, state, or local) with commission of any of the offenses enumerated in paragraph (I) (B). of this certification; and D. Have not within a three (3) year period preceding this application/proposal had one or more public transactions (federal, state, or local) terminated for cause or default. II. Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Consultant (Firm): AECOM Technical Services, Inc. /1//9/3 (Date) (Signatur- President or Authorized Official of Consultant DOT Form 140 -089 EF Exhibit M -2 Revised 6/05 187 Exhibit M -2 Attachment Certification Regarding Debarment, Suspension, and Other Responsibility Matters - Primary Covered Transactions AECOM Technical Services, Inc. (ATS) performs thousands of contracts each year. From time to time, occasions arise when ATS does not complete the performance of an awarded contract resulting in its termination. These situations include (i) where a client is unsuccessful in securing funding for a particular project that is then terminated, (ii) where a client terminates a contract for convenience, (iii) where ATS ceases performance for nonpayment or other breach of contract in accordance with contract terms, or (iv) for default. Within the past three (3) years, ATS (i) has not failed to complete a contract where the other party to such contract was not in breach unless the contract afforded ATS that right, and (ii) ATS has not had a contract terminated by a client wherein that termination was ultimately determined to be other than for convenience with the exception of the following instance: a) In November of 2012, AECOM received a notice from the City of Sarasota, Florida, notifying AECOM that it has terminated its contract with AECOM for the design of a sewer lift station for default. AECOM disagrees with the termination and will look to contest it. Meanwhile, AECOM is working with the City to resolve any issues in an amicable manner. 188 Exhibit M -3 Certification Regarding The Restrictions of The use of Federal Funds for Lobbying The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: 1. No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any Federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2.If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts which exceed $100,000 and that all such subrecipients shall certify and disclose accordingly. Consultant (Firm): AECOM Technical Services, Inc. 30)9 //3 ( ate DOT Form 140 -089 EF Exhibit M -3 Revised 6/05 (Signatur resident or Authorized Official of Consultant 189 Exhibit M -4 Certificate of Current Cost or Pricing Data This is to certify that, to the best of my knowledge and belief, the cost or pricing data (as defined in section 15.401 of the Federal Acquisition Regulation (FAR) and required under FAR subsection 15.403 -4) submitted, either actually or by specific identification in writing, to the contracting officer or to the contracting officer's representative in support of Tukwila Urban Center Transit Center Project * are accurate, complete, and current as of November 18, 2013 * *. This certification includes the cost or pricing data supporting any advance agreements and forward pricing rate agreements between the offeror and the Government that are part of the proposal. Firm AECOM Technical Services, Inc. Name //!/ .elleZei� Title C�/oZOdS /y%4d4cpr/' 4, 7 ' rha:, Date of Execution*** /J// ij * Identify the proposal, quotation, request for price adjustment, or other submission involved, giving the appropriate identifying number (e.g., RFP No.). * * Insert the day, month, and year when price negotiations were concluded and price agreement was reached. * * * Insert the day, month, and year of signing, which should be as close as practicable to the date when the price negotiations were concluded and the contract price was agreed to. DOT Form 140 -089 EF Exhibit M-4 Revised 6/05 190 SUPPLEMENTAL AGREEMENT NUMBER 21 TO CONSULTANT AGREEMENT NUMBER 06 -019 THIS SUPPLEMENTAL AGREEMENT is entered into between the City of Tukwila, Washington, herein -after referred to as "the City ", and IBI Group, hereinafter referred to as "the Consultant ", in consideration of the mutual benefits, terms, and conditions hereinafter specified. The City desires to supplement the agreement entered into with the Consultant and executed on, February 23, 2006 and identified as Agreement No. 06 -019. All provisions in the basic agreement remain in effect except as expressly modified by this supplement. The changes to the agreement are described as follows: 1. Scope of Services, is hereby changed to include work described in Attachment B for On- Call Construction Support services on the Tukwila Transit Center, Andover Park West Street and Water Improvement project. 2. Payment, shall be amended as follows: A. Payment for the work provided by the Consultant shall be made as provided on Exhibit "C" attached hereto, provided that the total amount of payment to the Consultant shall not exceed $80,000 without express written modification of the Agreement signed by the City. The maximum amount payable under this agreement as supplemented inclusive of all fees and other costs is now $1,790,922. 3. Time for Performance, shall be amended as follows: The Consultant shall perform all services and provide all work product required pursuant to this Agreement by December 31, 2014, unless an extension of such time is granted in writing by the City. DATED this day of , 20 CITY OF TUKWILA CONSULTANT Jim Haggerton, Mayor By: Printed Name: PCw La v �e- Title: 0) U.eC_TU V { I i 7 (2-v 15 191 192 IBI GROUP ATTACHMENT B Scope of Work Agreement No 06 -019; City Project No 90610402, 98810404, 99840105 Tukwila Transit Center; Andover Park West & Water Improvement Project On -Call Construction Support Services Prepared for City of Tukwila by IBI Group November 18, 2013 193 194 181 GROUP SCOPE OF WORK TUKWILA TRANSIT CENTER; ANDOVER PARK WEST & WATER IMPROVEMENT PROJECT ON -CALL CONSTRUCTION SUPPORT SERVICES Prepared for City of Tukwila November 18, 2013 Table of Contents Introduction 1 Task 16: Construction Administration Support Services 1 Assumptions 1 Work Activities 1 IBI GROUP SCOPE OF WORK TUKWILA TRANSIT CENTER; ANDOVER PARK WEST & WATER IMPROVEMENT PROJECT ON -CALL CONSTRUCTION SUPPORT SERVICES Prepared for City of Tukwila Introduction This scope of work includes services to provide on -call construction phase support services on design and architectural fronts, defined in the following sections and necessary to accomplish the work by the City. The following scope describes the work to be conducted and assumptions and deliverables to be provided. The term "Consultant" or "Consultant Team" refers to IBI Group and its team of sub - consultants including KPFF, Shannon & Wilson, Nakano Landscape Architects, and Tres West Engineers. "City" refers to the City of Tukwila, the client organization responsible for the project. Task 16: Construction Administration Support Services This supplemental agreement includes services related to On -Call Construction Support services. The Consultant conducts these services at the request of the City to support construction of the project. Support services shall include but not be limited to architectural, urban and landscape design and aesthetic elements of the project as well as environmental hazards, geotechnical review and other specialty expertise by the design team. Special Provisions sections are included in the work activities below for reference to more detailed information about the support services and areas of work to be performed. Assumptions Work under this task shall consist of providing support to the City's Construction Team during the construction phase for the project as described below. We will work under the direction of the City's Construction Project Manager. Work Activities 16.1 Project Management Work under this task includes the following: • Consultant shall submit monthly invoicing and progress reports • Consultant shall execute all sub - consultant supplemental agreements • Consultant shall coordinate and manage all sub - consultant work, including ad hoc meetings as necessary to resolve RFIs (Requests for Information) • Consultant shall communicate proactively with the City including calls and ad hoc coordination meetings as necessary • Consultant shall conduct all necessary quality management activities such as checking and coordinating all design reviews and review of all submittals to the City 16.2 Submittal Review The following design elements identified within the Special Provisions for this project require specialized review and approval: November 18, 2013 1 195 196 181 GROUP SCOPE OF WORK TUKWILA TRANSIT CENTER; ANDOVER PARK WEST & WATER IMPROVEMENT PROJECT ON -CALL CONSTRUCTION SUPPORT SERVICES Prepared for City of Tukwila 16.5 Construction Meetings The Consultant will attend various Project related meetings for this task. Work under this task may include the following: • Attend the Pre - construction Conference • Attend coordination and progress meetings with the Contractor, City staff, project stakeholders or utility providers, when requested by the City • Attend construction meetings and field reviews when requested by the City 16.6 Deliverables Items provided by the Consultant may include: • Documentation from site meetings, changes, RFI responses and field directives • Sketches and drawings to support change requests November 18, 2013 3 IBI GROUP SCOPE OF WORK TUKWILA TRANSIT CENTER; ANDOVER PARK WEST & WATER IMPROVEMENT PROJECT ON -CALL CONSTRUCTION SUPPORT SERVICES Prepared for City of Tukwila • Shop drawings of architectural and landscape architectural elements related to custom transit shelter, transit center planters, and transit plaza areas (see Sections 8 -26, 8 -27, 8 -30 through 8 -53) • Submittals for all attachments to the transit shelters including but not limited to electrical and communication access points, CCTV cameras, light fixtures. • Samples for architectural and landscape architecture elements related to custom transit shelters (see Sections 8 -26, and 8 -30 through 8 -53) Selection of stone features for the transit plaza areas (see Section 8 -27) Mockups of architectural elements related to custom transit shelter, transit center planters, and transit center features (see Sections 8 -26, 8 -27, 8 -30 through 8 -53) • Additional civil, electrical and structural submittals as requested by City's Construction Project Manager 16.3 Pre - installation Conferences The following products are identified within the Special Provisions for this project as requiring pre - installation /pre- construction conferences with the City and Contractor(s): • Architectural elements related to customer transit shelter, transit center planters, and transit center features (see Sections 8 -30, 8 -32, 8 -33, 8 -35, 8 -50, 8 -51, and 8- 53) Work under this task may include the following: • Attendance at pre - installation conferences with installers, manufacturers or fabricators as required for the particular activity to review progress or other construction activities, preparations and coordination requirements • Coordination with City on scheduling of pre - installation conferences, review of Contractor's proposed attendees, agenda, and participation in the meeting 16.4 General Construction Support Services Work under this task shall include performing construction support for the architectural, urban and landscape design, and other engineering support services as requested during construction. Specific items of work may include the following: • Responding to Contractor's requests for Information • Provide design review and recommendations on proposed Contractor change orders, substitutions or other construction changes • Provide design support and recommendations for Field Directives to the City Construction Team • Review tests results to confirm compliance with requirements specified when requested by the City to assist with solutions to problems. • Review shop and site mockups to demonstrate aesthetic effects, verify material selections from Sample submittals, to review installation coordination and to confirm compliance with specified installation requirements • Support the City in preparation for Disputes Review Board meetings as needed. • Support the City in schedule review and updates, as needed. Support the City in public outreach, as needed. November 18, 2013 2 197 198 November 18, 2013 EXHIBIT C Fee The Consultant shall provide on -call services on a Time and Materials basis for the not -to- exceed amount of $80,000. The Consultant shall invoice the on -call construction support services for each of the City's project numbers to comply with the funding sources of the project. 1 199 200 TRANSPORTATION COMMITTEE - Meeting Minutes November 26, 2013 — 5:15 p.m. — Conference Room #1 City of Tukwila Transportation Committee PRESENT Councilmembers: Kate Kruller, Chair; Joe Duffle, Dennis Robertson Staff: Bob Giberson, Robin Tischmak, Gail Labanara, Nora Gierloff, Frank Iriarte, Gail Labanara, Peter Lau, Cyndy Knighton, Derek Speck, Grant Griffin, Kimberly Matej, Laurel Humphrey Guest: Nancy Coogan, Superintendent, Tukwila School District Adrian Lago, CALL TO ORDER: Committee Chair Kruller called the meeting to order at 5:15 pan. Excerpt from minutes: D. Transit Center Project Contracts 1. Staff is seeking Council approval to enter into a construction management contract with AECOM Technical Services in the amount of $739.350.06 for the Tukwila Urban Center (TUC) Transit Center, Andover Park West Street and Water Improvement Projects (Transit Center Project). The Transit Center Project is scheduled for construction in early 2014. The City determined a need for construction management services to supplement the in -house staff, solicited consultants, and received eight proposals. Of the top three firms who were interviewed, AECOM was rated the highest by the selection panel. This contract will include field engineering, inspection documentation compliance support, and on -call consulting. 2. Staff is also seeking Council approval of Supplemental Agreement No. 21 to Contract No. 06 -019 with IBI Group in the amount of $80,000 to provide on -call design engineering support during the construction phase of the Transit Center Project. The total construction management budget for the project is $1,022,460.00. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. Minutes by LIB Committee Chair Approval 201 202 COUNCIL AGENDA SYNOPSIS' MeetinsDate Prepared by , , Mayor's rerkr Council review 11/25/13 BG , E Ordinance Mg Date 12/02/13 BG , A Itg Date SPONSOR Council E Mayor E FIR 0 DCD E Finance E Fire E IT E P&R E Police Z PIV SPONSOR'S King Construction was awarded the contract for installation of side sewers at 6532 and Sumi\L\RY 6542 Southcenter Blvd. After work began, three unforeseen changes occurred that included large boulders, concrete work, and additional septic connections. Change Order No. 1 is for $28,825.85, which is over the $4,905.60 contingency. Council is being asked to approve Change Order No. 1 to Contract No. 13-134 with King Construction in the amount of $28,825.85. RI ,'\ TIEWED BY COW Mtg. E CA&P Cmte Cmte E Arts Comm. El F&S Cmte E Transportation Cmte Comm. E Planning Comm. CHAIR: JOE DUFFIE 2 Utilities ITEM INFORMATION ITEM No. 5.J. 203 STAFF SPONSOR: BOB GIBERSON ORIGINAL AGENDA DATE: 11/25/13 AGENDA ITEM TITLE 2013 Annual Sewer Repair Program Approve Change Order No. 1 to Contract No. 13-134 with King Construction CkTEGORY Z Discussion Mfg Date 11/25/13 Z Motion Mg Date 12/02/13 E Resolution ilitgDate E Ordinance Mg Date 0 Bi cl Award AltgDate 0 Public Hearing ANDate • Other A Itg Date SPONSOR Council E Mayor E FIR 0 DCD E Finance E Fire E IT E P&R E Police Z PIV SPONSOR'S King Construction was awarded the contract for installation of side sewers at 6532 and Sumi\L\RY 6542 Southcenter Blvd. After work began, three unforeseen changes occurred that included large boulders, concrete work, and additional septic connections. Change Order No. 1 is for $28,825.85, which is over the $4,905.60 contingency. Council is being asked to approve Change Order No. 1 to Contract No. 13-134 with King Construction in the amount of $28,825.85. RI ,'\ TIEWED BY COW Mtg. E CA&P Cmte Cmte E Arts Comm. El F&S Cmte E Transportation Cmte Comm. E Planning Comm. CHAIR: JOE DUFFIE 2 Utilities • Parks DATE: 11/18/13 COMMITTEE RECOMMENDATIONS: SPONSOR/ADMIN. COMMITTEE Public Works Department Unanimous Approval; Forward to Committee of the Whole COST IMPACT / FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $28,825.85 $0.00 $28,825.85 Fund Source: 402 SEWER FUND (SEE PAGES 116 AND 118, 2013 CIP) Comments: MTG. DATE RECORD OF COUNCIL ACTION 11/25/13 Forward to the consent agenda at the next Regular Meeting. 12/02/13 MTG. DATE ATTACHMENTS 11/25/13 Informational Memorandum dated 11/15/13 Change Order No. 1 to Contract No. 13-134 Photos of large rocks found during excavation Minutes from the Utilities Committee meeting of 11/18/13 12/02/13 Same as above 203 204 City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Utilities Committee FROM: Bob Giberson, Public Works Director BY: Mike Cusick, P.E., Program Manager DATE: November 15, 2013 SUBJECT: 2013 Annual Sewer Repair Program Project No. 91340201, Contract No. 13 -134 Change Order No. 1 Approval ISSUE Approve Change Order No. 1 to Contract No. 13 -134 with King Construction Co., Inc. BACKGROUND King Construction Co., Inc was awarded the contract for installation of side sewers to 6532 and 6542 Southcenter Blvd on August 6, 2013. Work began on the side sewer installation on August 19, 2013. DISCUSSION 1. During the first day of work, King Construction Co., Inc. began excavating for the sewer line up the hill from old Macadam Rd. The contractor encountered buried boulders greater in size than one half cubic yard. The boulders and ledge rock were found in remaining trenching for the project. The contractor's schedule allowed for 4 working days for excavating and installation of piping. With the removal of the boulders, an additional 3 days was needed to complete the project. 2. The Contractor had to concrete encase a 10 -foot portion of the sewer because it passed under a water main with less than 18" of clearance. 3. The Contractor was required to rotate the soil pipe at the 6532 Southcenter Blvd's crawl space so that it would exit in the front yard. When the contractor was in the crawl space, he determined that instead of 1 point of connection to the existing septic tank, there were 3. The contractor's schedule allowed 1 working day for installation of piping in the crawl space of the house. The change in scope required an additional day to complete the connection to the house. FINANCIAL IMPACT Contingency was set at 10% or $4,905.60 for this side sewer project. The additional scope of work included the extra time and effort required to excavate the unforeseen rock; plus the costs for concrete encasing the sewer line and rotating of the soil pipe under the house at 6532 Southcenter Blvd. The funds to cover this change order will come from the 55th Ave S Sewer Repair Project as that project had $31,964.50 remaining from the original $55,000.00 budget and the project was completed with no change orders. RECOMMENDATION Approve Change Order No. 1 in the amount of $28,825.85, including sales tax, to Contract No. 13 -134 with King Construction Co., Inc, for installation of the side sewer to 6532 and 6542 Southcenter Blvd and consider this item at the November 25, 2013 Committee of the Whole and subsequent December 2, 2013 Regular Meeting. Attachments: Change Order No. 1 Photos showing large rocks found during excavation W: \PW Eng \PROJECTSW- SW Projects \2013 Annual Sewer Repair (91340201) \Desimone Side Sewer Installation \Info Memo KING CON Change Orderl- sb.doc 205 206 CITY OF TUKWILA CONTRACT CHANGE ORDER NO. 01 13/2013 BUDGET NO.: 91340201 13-134 13 ANNUAL SEWER REPAIR DESIMOI\IE SI PROJECTNJ.._ TO: BRAD K Sheet 1 of 2 You are hereby directed to make the herein described changes to the plans and specifications or do the following described work not included in the plans and specifications on this contract: NOTE: This change order is not effective until approved by the "Owner" and a notice to proceed is issuer] Conditions: A. The following change, and work affected thereby, are subject to all contract stipulations and covenants; B. The rights of the "Owner" are not prejudiced; and C. All claims against the "Owner" which are incidental to or as a consequence of this change are waived. 0. The Contractor Must Submit all Field Overhead and Home Office Overhead rates for approval in advance of all Change Orders. CHANGE: See attached sheet detailing the required change There is no time extension with this Change Order. We the undersigned Contractor, have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all services necessary for the work above specified, and will accept as full payment therefore the prices shown above and below. ACCEPTED: Date 913 Contractor /-.-11-) Cot,/,‘A-L)`1/4, By Title Original Contract (without tax) $ 44,800.00 APPROVED BY THE CITY OF TUKWILA Previous Change Order $ 0.00 Date This Change Order (without tax) $ 26,324.98 By REV. CONTRACT AMOUNT $ 71,124.98 Mayor ORIGINAL: City Clerk (1 of 2) Contractor (2 of 2) cc: Finance Department (w/encumbrance); Construction Inspector; Construction Engineer; file: 207 CONTRACT CHANGE ORDER NO. 01 CHANGE: Sheet 2 of 2 1. During the first day of work, King Construction began excavating for the sewer line up the hill from old Macadam Road. They encountered buried boulders greater than one half cubic yard in size. The boulders and ledge rock were found in remaining trenching for the project. The contractor's schedule allowed 4 working days for excavating and for installation of piping but the boulders and ledge rock added over 3 additional days of construction time required to complete the installation of the sewer line. 2. The Contractor had to concrete encase a 10 foot portion of the sewer because it passed under a water main with less than 18" of clearance required by the Washington State Department of Health. 3. The Contractor was required to rotate the soil pipe at the house at 6532 Southcenter Blvd. in the crawl space under the house so that it would exit in the front yard. When the contractor was under the house in the crawl space, he determined instead of one point of connection, there were three points of connection to the existing septic tank. These extra connections required about an additional days labor so the house would be connected to the sewer system. 4. Extend the contract with King Construction, Co. Inc. to December 1, 2013, so that Change Order No. 1 can be completed. 208 King Construction Co., Inc. August 12, 2013 Project: 2013 Annual Sewer Repair - 2 Side Sewer Installations City project #: 91340201 RE: This spreadsheet lists the T & M costs requested for the differing site condition at the project for rock excavation. The crew was directed to encase the side sewer pipe in concrete at the water main crossing. This spreadsheet also includes the invoiced cost of the concrete as this work was done at the same time as the rock excavation occurred. This spreadsheet includes the excess cost of hauling the rock spoils for disposal beyond the amount included in the bid for dirt spoils. There is no excess dump fees as we found a site that would accept the rock spoils for reuse. Labor: ST /OT Total Rate Extension Russ Taylor ST 26 26 $ 60.35 $ 1,569.10 Komatsu, PC 128UU -2, excavator OT 26 0 $ 81.78 $ - Rex Taylor ST 46 46 $ 59.21 $ 2,723.66 6x4 dump, 70,000 #, 12 -18cy, diesel OT 26 0 $ 80.06 $ - Bernie Montano ST 20 20 $ 59.21 $ 1,184.20 Komatsu PC 078 excavator OT 26 0 $ 80.06 $ Pipe layer ST 21 21 $ 47.86 $ 1,005.06 Allied 1600 compactor w /swivel OT 26 26 $ 66.20 $ - Subtotal 29% markup Labor total $ 6,482.02 $ 1,879.79 $ 8,361.81 f/ Equipment: Date Inv. # Amount Hwy flatbed, diesel, 20,000 #, 4x2 26 26 $ 29.80 $ 774.80 Komatsu, PC 128UU -2, excavator 26 26 $ 66.50 $ 1,729.00 8x4 dump,85,000 #,15 -18cy, diesel 46 46 $ 101.40 $ 4,664.40 6x4 dump, 70,000 #, 12 -18cy, diesel 26 26 $ 88.50 $ 2,301.00 4x2 dump, 25,000 #, 5 -6cy, diesel 26 26 $ 41.80 $ 1,086.80 Komatsu PC 078 excavator 26 26 $ 44.00 $ 1,144.00 Okada OKB304B breaker 4 4 $ 11.65 $ 46.60 Allied 1600 compactor w /swivel 26 26 $ 11.80 $ 306.80 Trench box, 6x8 26 26 $ 6.00 $ 156.00 Steel plate 8x10 26 26 $ 1.20 $ 31.20 Kent, E 208 breaker 26 26 $ 15.50 $ 403.00 Subtotal $ 12,643.60 21% markup $ 2,655.16 Equipment total $ 15,298.76 r/ Materials & Misc. Date Inv. # Amount Staging area $ 203.88 Sanikan $ 15.87 HD Supply, DI pipe & fittings 08/21/2013 6364747 $ 1,234.20 Contractor stock, adt gaskets $ 31.02 Stoneway Concrete 08/21/2013 806140 $ 83.50 Subtotal 21% markup Material total Summary: Labor Equipment Material total Total $ 1,568.47 $ 329.38 $ 1,897.85 V $ 8,361.81 $ 15,298.76 $ 1,897.85 $ 25,558.41 209 King Construction Co., Inc. August 12, 2013 Project: 2013 Annual Sewer Repair - 2 Side Sewer Installations City project #: 91340201 The project required the contractor to turn the plumbing 180 degrees and to exit out the front of the house for connection to the new side sewer. It was discovered that not all of the active plumbing connected under the house. The kitchen and laundry exited under the footing and connected the septic tank. This spreadsheet tracks the additional labor, equipment and materials to connect the additional lines to the rotated plumbing line. Labor: ST /OT # # # # # # # ## # # # # # # # ## Total Rate Extension Bernie Montano ST 2 2 $ 59.21 $ 118.42 McLendon OT 0 $ 80.06 $ - Pipe layer ST 5 5 $ 47.86 $ 239.30 OT $ 66.20 $ - Subtotal 29% markup Labor total $ 357.72 $ 103.74 $ 461.46 Equipment: Hwy flatbed, diesel, 20,000 #, 4x2 2 5 7 $ 29.80 $ 208.60 Subtotal $ 208.60 21% markup $ 43.81 Equipment total $ 252.41 Materials & Misc. Date Inv. # Amount Lowes 08/27/2013 $ 2.04 McLendon 08/28/2013 $ 7.58 Lowes 08/28/2013 $ 33.94 Summary: Labor Equipment Material total Total 210 Subtotal 21% markup Material total 43.56 9.15 52.71 $ 461.46 $ 252.41 $ 52.71 $ 766.57 lc'HE::: `�� 212 UTILITIES COMMITTEE Meeting Minutes November 18, 2013 — 5:00 p.m. — Conference Room 1 City of Tukwila Utilities Committee PRESENT Councilmembers: Joe Duffle, Chair; Allan Ekberg and Verna Seal Staff: David Cline, Bob Giberson, Frank Iriarte, Gail Labanara, Robin Tischmak, Mike Cusick, Ryan Larson, Laurel Humphrey CALL TO ORDER: Committee Chair Duffle called the meeting to order at 5:02 p.m. I. PRESENTATIONS No presentations. II. BUSINESS AGENDA A. 2013 Annual Sewer Repair Program Change Order No. 1 Approval Staff is seeking Council approval of a change order to Contract No. 13 -134 with King Construction Co. Inc., in the amount of $28,825.85 for an expansion to the scope of work involved in the installation of side sewers at 6532 and 6542 Southcenter Boulevard. After work began on August 19, 2013, three unforeseen factors were discovered, resulting in necessary changes to the scope of work as follows: • During excavation, the contractor encountered boulders greater in size than one half cubic yard, removal of which added an additional three days to the timeline. • The contractor had to concrete encase a 10 -foot portion of the sewer because it passed under a water main with less than 18" of clearance, adding additional costs to the project. • The contractor discovered an additional 2 connections to the existing septic tank in the crawl space at 6532 Southcenter Boulevard, requiring an addition day of labor. Contingency for this project was set at 10 %, or $4,905.60. The remaining funds to cover this change order are available from the 55th Avenue South Sewer Repair Project, which was completed under budget. The new contract completion date will be December 1, 2013. UNANIMOUS APPROVAL. FORWARD TO NOVEMBER 25 COMMITTEE OF THE WHOLE. B. Resolution: Adopting the Surface Water Comprehensive Plan Staff is seeking Council approval of a resolution adopting the 2013 Surface Water Comprehensive Plan, which was prepared by CH2M Hill and reflects changes in regulatory requirements and drainage needs within the City. The updated 2013 Plan contains the following: *Revised drainage basin limits *Field survey to map culverts that block fish passage *New map book showing all surveyed drainage facilities *Revised CIP project list *Review of NPDES requirements *Tukwila South added In addition, the 2013 Plan includes specific policy recommendations (as described in the information memo) that go beyond just meeting regulatory requirements by proactively providing improvements to the overall function of constructed and natural drainage systems. Recommendations regarding staffing could be considered as part of the 2015 -16 Budget review. Councilmember Ekberg inquired about a potential terminology issue that overemphasizes residential areas over commercial, when both should be considered. Staff stated that is not the intent of the Plan and will look into it prior to the Council meeting. UNANIMOUS APPROVAL. FORWARD TO DECEMBER 2 REGULAR CONSENT AGENDA. 213 214 COUNCIL AGENDA SYNOPSIS AleeliugDate Prepared by Ma orr rep/en; Councilrel,iem 11/12/13 PMC , Motion .Alrg Dale 12/02/13 PMC 1 1 Bid Award 2117,9, Date Public Heariug Other Itit,g Date 1 1-i Date 12/02/13 A Its Dale 11/12/13 SP ONSOR 6.0101i/ Alcryor 1 1 HR DCD Finance 1 1 Fire — IT P&R L Police 11Pir SPONSOR'S The City Council is being asked to approve an ordinance amending the 2013-2014 biennial Summ,\Ry budget for unanticipated costs or projected departmental deficits for fiscal year 2013. This item is scheduled for Council consideration at the 11/12/13 C.O.W. and 12/02/13 Regular Council meeting. RIWIl'AVI 1.) HY — COW M _ tg. CA&P Cmte Z F&S Cmte Transportation Cmte 1 Utilities Cmte P1 Arts Comm. Parks Comm. 1 1 Planning Comm. DATE: 11/05/13 COMMITTEE CHAIR: ROBERTSON RECOMMENDATIONS: SPONSOR/ADMIN. CommITTIT, Finance Department ITEM INFORMATION ITEM No. 6.A. 215 STAFF SPONSOR: PEGGY MCCARTHY ORIGINAL AGNINDA DATF,: 11/12/13 AGENDA IIENI TITI,N An Ordinance amending the 2013-2014 biennia budget. Civri V, 0 RY Difiussion .A.ttDate 11/12/13 Motion .Alrg Dale I 1 Resolution 7\1t Date Ordinance 1 1 Bid Award 2117,9, Date Public Heariug Other Itit,g Date 1 1-i Date 12/02/13 A Its Dale 11/12/13 SP ONSOR 6.0101i/ Alcryor 1 1 HR DCD Finance 1 1 Fire — IT P&R L Police 11Pir SPONSOR'S The City Council is being asked to approve an ordinance amending the 2013-2014 biennial Summ,\Ry budget for unanticipated costs or projected departmental deficits for fiscal year 2013. This item is scheduled for Council consideration at the 11/12/13 C.O.W. and 12/02/13 Regular Council meeting. RIWIl'AVI 1.) HY — COW M _ tg. CA&P Cmte Z F&S Cmte Transportation Cmte 1 Utilities Cmte P1 Arts Comm. Parks Comm. 1 1 Planning Comm. DATE: 11/05/13 COMMITTEE CHAIR: ROBERTSON RECOMMENDATIONS: SPONSOR/ADMIN. CommITTIT, Finance Department Unanimous Approval; Forward to Committee of the Whole COST IMPACT / FUND SOURCE EXPENDITURE RiX;21J1R1.1L) AMOUNT BUDGETED APPROPRIATION REQUIRED $ $ $ Fund Source: MISCELLANEOUS FUNDING SOURCES, SEE DETAIL Comments: MTG. DATE RECORD OF COUNCIL ACTION 11/12/13 Forward to Regular Meeting MTG. DATE ATTACHMENTS 11/12/13 Informational Memorandum dated 10/30/13 Draft Ordinance City of Tukwila, 2013-2014 Budget Amendment Summary (narrative) City of Tukwila, 2013-2014 Budget Amendment Detail (spreadsheet) Minutes from the Finance & Safety Committee Meeting of 11/05/13 12/02/13 Ordinance in final orm 215 216 290B Citv of Tukwila Washington Ordinance No. AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2389, WHICH ADOPTED THE CITY OF TUKWILA'S BIENNIAL BUDGET FOR THE 2013 -2014 BIENNIUM, TO ADOPT AN AMENDED MID - BIENNIUM BUDGET; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, on November 26, 2012, the City Council of the City of Tukwila adopted Ordinance No. 2389, which adopted the 2013 -2014 biennial budget of the City of Tukwila; and WHEREAS, a mid - biennium budget amendment was presented to the City Council in a timely manner for their review, in accordance with RCW 35A.34.130; and WHEREAS, on November 12, 2013, following required public notification, the City Council conducted a public hearing on the proposed mid - biennium budget amendment; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Ordinance Amended. Tukwila Ordinance No. 2389 is hereby amended with the City Council's adoption of the document entitled "City of Tukwila 2013 -2014 Mid - Biennium Budget Amendment," attached hereto and incorporated by this reference as if fully set forth herein, in accordance with RCW 35A.33.075. Section 2. Estimated Revenues and Appropriations. The totals of the estimated revenues and appropriations for each separate fund and the aggregate totals are as follows: FUND EXPENDITURES REVENUES 000 General $122,930,819 $122,930,819 101 Hotel/Motel Tax $3,532,082 $3,532,082 103 Residential Street $2,600,000 $2,600,000 104 Arterial Street $41,577,820 $41,577,820 105 Contingency $5,278,632 $5,278,632 W: Word Processing \Ordinances \Budget amendment -2013 -2014 mid - biennium 10 -28 -13 JF /PM:bjs (continued...) Page 1 of 2 217 FUND EXPENDITURES REVENUES 206 LID Gurantee $680,000 $680,000 301 Land & Park Acquisition $5,607,000 $5,607,000 303 General Governmental Improvements $2,623,684 $2,623,684 401 Water $18,814,000 $18,814,000 402 Sewer $15,401,000 $15,401,000 Section 3. Copies on File. A complete copy of the final budget for 2013-2014, as adopted, together with a copy of this amending ordinance, shall be kept on file in the City Clerk's Office, and a copy shall be transmitted by the City Clerk to the Division of Municipal Corporations of the Office of the State Auditor and to the Association of Washington Cities. Section 4. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section/subsection numbering. Section 5. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 6. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force and effect five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST/AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Attachment: City of Tukwila 2013-2014 Mid-Biennium Budget Amendment W: Word Processing \Ordinances\Budget amendment-2013-2014 mid-biennium 10-28-13 JF/PM:bjs 218 Page 2 of 2 2013-2014 MID-BIENNIUM BUDGET AMENDMENT DETAIL Type ; Dept /Fun i mm | Accounting CNCL 000 PERS Acct Desc Explanation BFB . 2013 oegFdBa| Revenue Expense Increase | Increase Increase (Decrease) I (Decrease) (Decrease) Increase Increase (Decrease) (Decrease) 2013-2014 nev nue Expense srmmaa| /noe�e Increase | Increase (Decrease) (Decrease) I (Decrease) PERS on excess wages pa d to employee ----'-------'-----'---'-----'—'—'—'---------'---'-----' 2 Approved CNCL 000 SALARY & BENEFITS $200 monthly salary increase forfour Council members in 2014; healthcare benefit estimate of $600 per month for 7 Council members change results from Affordable Care Act. PROFESSIONAL Berk meeting facilitation for Council retreat / SERVICES workshops. 3 Approved CNCL ----------'-----'---------'---'-------------- 4 Approved CNCL 000 TRAVEL increase to 2007-2010 lev | 5 Accounting HS 000 MINOR HOME REPAIR- Record CDBG grant in General Fund inste d of capital CDBG project fund 15,000 � ----------'—'—'— 6 Accounting HS 000 ----- —'— - — - -- — ' — ------------------'-----'----------' �m�xmw x�mx n�omc�ama�ms�eo��m��m�pital project fund SALARY & BENEFITS Reinstate 25 FTE for the Admin Support Coordinator (Digital Records Center) beginning 1/1/2014. ------------'-----------'-------'-----------'---'------ 8 Approved Clrk 000 MISCELLANEOUS Reduction in costs for external digital record services; supplanted by in-house addl .25 FTE for the Admin Supp Coord _ _______ _____ ___ _ ___ _________ _ _________ _ _ _ 9 Carryover HR 000 PROFESSIONAL CompensationstudywiH be undertaken in 2014 SERVICES instead of 2013 ----------------'---'---------'---'—'—'-- 10 Revenue FIN 000 LID ADMIN FEE .5% of bond issue Backed --------'---------'—'-----'-------------- 11 Revenue FIN 000 EXTRA LABOR Extra Iaborfor LID administration Backed 12 Approved REC 000 SALARY & BENEFITS _______________ 13 Approved REC 000 SUPPLIES 14 Approved REC 000 PROGRAM REVENUE ______________ 15 Approved REC 000 SALARY & BENEFITS I 60,000 15,000� 125 000 '~- . ^ 125,000 | 15 000 5,000 _____ I 125,000 125,000 37,271 - 15,000 --'------------- - 250,000 (250,000) - ' ' (30,000) � . . ; |_33\500L����u�� -a -- -��_���_ Preschool program to start 2014; _____ ______________ Preschool program to start 2014; ____________________ Preschool program to start 2014 20,000 (17,271) 30,000 31,300 20,000 � ________________ Rec Analyst position upgrade 16 New DCD 000 EXTRA LABOR Comprehensive plan update and increased plan review activity. '---'—'---'-----------'-----'---------'—'---- DCD 000 PROFESSIONAL Comprehensive plan update and increased plan SERVICES review activity. 18 Approved CRT 000 SALARY & BENEFITS Court Administrator position upgrade approved through non-rep compensation analysis completed in December 2012 17 New ---- 4 800 � 19 Revenue CRT 000 SMA EQUIPMENT AOC purchase authorization and reimbur—sement of Backed computer equipment 25,000 250,000 - >'^ _z�c (17,271)i 17,271 64,800 ' 0 220000 (_5,6,4206000)) 56, 20 22'0,Ooq (.2 - '~--- - ' —7 ' 4 300 4,660 2013-2014 MID-BIENNIUM BUDGET AMENDMENT DETAIL Type Dept / :Fund: Acct Desc PRJ 1 20 Revenue Backed Explanation A [BFB ; 2013 BegFdBal i Revenue Expense Increase : Increase Increase (Decrease) I (Decrease) (Decrease) F G H CRT 000 AOC INFORMATION AOC purchase authorization and reimbursement of . TECHNOLOGY EQUIP computer equipment GRANT 4,660 21 New CRT 000 SALARY & BENEFITS Judge's FTE revised to .85 from .75 I i i 25,000 -12-2 --A- ec-e-tin-td-ng---961-1; —60-6 MISCELLANEOUS- Record 6761--,--Rel-i-ew-al budget as transfer out to ADMIN Facilities or debt service rather than Police budget I 23 Carryover POL 000 CAPITAL 24 Carryover POL 000 CAPITAL 25 Over Fire 000 SUPPRESSION budget OVERTIME — - - - - — - - — - - 26 New Fire 000 PROFESSIONAL SERVICES 27 New IT -066 5ALARY&BENEFITS 28 New IT 000 SALARY & BENEFITS 29 Accounting PW 000 EQUIPMENT Move funding for vehicle purchase to 2014 — - — — — — — - Move funding for canine purchase to 2014 long term vacancies and illnesses created need for overtime to fully staff Trakit Phase 11, digitize records IT Help Desk position upgrade IT database administrator position upgrade Replacement of mobile, emergency radios required for compatibility with Puget Sound Emergency Radio Network (PSERN) mobile system. 30 Accounting PW 000 UNALLOCATED BUDGET Dept not in danger of going overbudget; budget ADJUSTMENT reallocation for radio replacement funding 31 Over Prk 000 PUBLIC UTILITY public utility costs have been underbudgted in the budget SERVICES past; actual expenditures through Sept 30 exceed budget by %9 32 Accounting Dpt 20 000 TRANSFER OUT Record Urban Renewal budget as transfer out (Facilities or debt service) rather than Police budget 33 Accounting (400,000) (63,000) (19,000) 200,000 1,100 _ 30,000 -1- g (30,000) 000 UTILITY TAX REVENUE Revenue budget increases are offset with a decrease in utility tax revenue 34 Accounting Dpt 20 000 UNALLOCATED BUDGET Dept 20 can absorb additional costs; changes in ADJUSTMENT capital project costs and revenues reduce need for GF transfers; $550K savings in HHD mitigation 35 Revenue Dpt 20 000 GO BOND PROCEEDS MPD bond proceeds for capital improvements to pool. Backed 36 Revenue Dpt 20 000 INTERGVTL-GO BOND Advancement of bond proceeds to MPD for capital Backed MPD POOL improvements 37 Accounting Dpt 20 000 BEGINNING FUND Adjust BFB based on actual results BALANCE 40 , 000 400,000 (163,160). (342,860) I 1,000,000 1,000,000 2,200,000 I 2014 Revenue Expense Increase Increase (Decrease) (Decrease 30,000 (400,000) 63,000 19,000 50,000 5,400 5 ' 700 30,000 (30,000), 45,000 400,000 2013-2014 Revenue Expense EndFdBal Increase Increase Increase (Decrease) (Decrease) (Decrease) (202,760) (579,600). - 4- 4,660 - 1 4,660 55,000 (55,000) - (800,000), 800,000 1 1 _ - - 200,000 I (200,000) - 50,000 (50,000) - 6,500 I (6,500), 5,700 I (5,700) t1. .;" ; (922,460) 922,460 - 60,000 ' (60,000) - (60,000): 60,000 -17 - 85,000 (85,000) (365,920) 800,000 (800,000) - (365,920) 1,000,000 1,000,000 - 1,000,000 (1,000,000) - - 2,200,000 38 TOTAL GENERAL FUND 000 ,200,000 I 1 000,000 1,000,000 ,000,000 1,000,000 2,200,000 2o 5 2013-2014 MID-BIENNIUM BUDGET AMENDMENT DETAIL Type Dept /:Funu | pm | | . 39����I�_ 40 Approved Acct Desc mp anation 0 ������S��pmenty Supplies SatelliteyIC Setup 101 EXTRA LABOR Staffing VIC with temparary part time and temp ----'—'---'—'_'_'_'_'_'_'_'_����������`������9e!'_'_'_-_' 41 Approved 101 COMMUNICATIONS Internet/Phones/Arrival moena�umsuuon��n 42 Approved 101 MEDIA BUY Vinyl Wall Beauty Shots/Posters ---- --- —'--- —'— —'— —'-----'--- ---'--- —'-------- SPONSORSHIPS 43 Approved 101 MISC. Contingency ----------'-----'—'—'—'—'---'—'—~—^-------'—'—'—'—'-- 44 Approved Share of Citywide Aiiowabie Costs 6.2% of ViC --------'---'—'---'—'—'— --- 45 Approved 101 KENT REVENUE 46 Approved 101 MEDIA BUY — _______ _ _ _ _ _____ _ _ 47 Approved 101 MARKETING MAGAZINES & BROCHURES _ _ _ 48 Approved 101 �Axxr_ _ nms_o`ECmL — — — PROJECTS -- p Approved — zn— — n— cr/— o 50 Approved 101 SEATAC SPECIAL PROJECT --'—'---'---- 101 SEATAC COMMUNITY SERVICES 52 Approved 101 PROFESSIONAL SERVICES '—'-------- 51 Approved ------' Expenses_ /LA Terminated Lower membership in Seattle Sports Commission '-------------------- ------'—'——'—'---- _____ on|mempnn m� Conversion Study moved from 2013 into 2014 A o c BFB | 2013 aeup ua| ' Revenue Expense Increase | Increase Increase (Decrease) ! (Decrease) (Decrease) o s 2014 p � 2013-2014 Revenue Expense Increase (Decrease) Increase (Decrease) Revenue Expense Increase Increase (Decrease) * EFB EndFdBal Increase (Decrease ) (Decrease) Conversion Study moved from 2013 into 2014 Conversion Stud and other smali projects delayed moved from 2013 into 2014 53 TOTAL MOTEL/HOTEL TAX FUND 101 4,000� 15 000 - 57,000 1,600 1ao�oNi �� (120,000): "� | mz`uoo/ . (52,000) __�._. |` 15,000 .. '- _15,000 _ 1,937 (27,000) (15,000) -115,000) (25,000) (75,000); (72 ,100) 25,000 ' 1;_ �m����m 1 600 ' ' ' - --- � �-1� ' ---�`r - (54,000): 54,000 '' 52,000 54 Approved CV PROJECT COSTS Cascade View - Transfer budget to 2014 from 2013 up --------'—'-------'---------'—'-------'---------'-----' 55 Approved CV 103 STATE GRANT-CASCADE Cascade View Transfer budget to 2014 from 2014 c/p VIEW 56 Approved Sm 103 PROJECT COSTS Small roadways New projec barrier on 42nd Ave in op Road Allentown '—'-------------'—'—'—'---'—'—'—'-----'—'—'—'---'-- 57 Accounting 103 BEGINNING FUND Adjust BFB based on actual results BALANCE 58 TOTAL RESIDENTIAL STREET FUND 103 59 Accounting 104 BEGINNING FUND Adjust BFB based on actual results BALANCE _ _ _____________-------- __________________ 60 Approved IU 104 BOND PROCEEDS Interurban- GO bond proceeds op '—'—'---'— 61 Approved m op --'—'—'—'—'-------'—'—'—'-------'—'---'—'—'—'—'-- 62 Approved - m um FEDERAL GRANT interurban reduced grant funding op - ---- -- --'-----'-----'-----------' 104 PWTF /mEnuxoxwme/n�mnon pwrL 5 300,000 250 000 ; (590,000) 295,000 110,000 ' - --r - 300,000 - -/ 110,000 190,000 - - 250,000 3,400000 : � -�� 3,400,000 /�_ - ' rm�m�m��� (2,100,000)[� -� (2s00,000|����' - —__ _ .--_^ �6 2013-2014 MID-BIENNIUM BUDGET AMENDMENT DETAIL Type Dept /;Fund xrctmesc 63 Approved 144th 104 CONCURRENCY FEES s/4*m Phase n Explanation op --------'-------------'---'-------'—'---'---'---'-- 64 Approved- Ped 104 FEDERAL GRANT Pedestrian Bridge Carryover to 2013 op '—'---'-------'—'—'---'—'-----'---'-----'—— 65 Approved Ped 104 CONSTRUCTION MGTM Pedestrian Bridge Carryover mz—oz21—— op '---'—'---'—'—'—'—'—'—'—'—'—'—'—'—'---'—'—'---- 66 Approved TC 104 KING COUNTY GRANT Transit Center, New KC FTA Grant op 67 Approved TC 104 REGIONAL MOBILITY Transit Center Carryover to 2011 CIP GRANT 68 Approved TC 104 CONSTRUCTION MGTM Transit Center Carryover to 2014 _ op _ _ __ 69 Approved TC 104 CONSTRUCTION Transit Center Carryover to 2014 -' op -----'---'—'-----'-------'---'—'---'—'------------ 70 Approved EMW 104 CONSTRUCTION MGTM East Marginal Wa Overlay - Carryover to 2014 op --'-------'-------'---------'—'---------'-------------- 71 Approved EMW 104 CONSTRUCTION East Marginal Way Overlay - Carryover to 2014 � � BegFdBal Revenue Expense Increase � Increase |noe�e � (Decrease) / (Decrease) (Decrease) ___ _ _ ____ A p * 2014 201 -2014 ' EFB Revenue � | Increase Increase 0 Increase Increase | moea� (Decrease) (Decrease) | (oeoe ~� «58�� 243,000 - -----r - ' ____ ____ " 7 000 - - i :,1 „ , .00 —_—__" ,„_____ op ----------'-----------------------'---'---------- 72 Approved APW 104 TIB GRANT ,�m���n���mzz or --'-------------'---'---'-----------'---------'--- 73 Approved APW 104 CONSTRUCTION MGTM Andover Park West Carryover to 2014 (150,000) (1,200,000) or ----------------'-----'—'---'—'---'—'-------'—'—'-- 74 Approved APW 104 CONSTRUCTION Andover Park West Carryover to 2014 op 75 Approved - BAR `m BOND PROCEEDS Boeing Access Road Bridg GO bond op 76 Approved BAR zcw BAR BRIDGE PWTF Boeing Access Road bridge PWTFL op 77 Approved BAR 104 CONSTRUCTION MGTM Boeing Access Road Bridge Carryover to 2014 op ------'---------'-------'---------'---------------'— 78 Approved BAR 104 CONSTRUCTION Boeing Access Road Bridge Carryover to 2014 op 79 Approved BAR 104 CONSTRUCTION Boeing Access Road Bridge Construction Carryov r to op m1s 80 Approved - BAR 104 FEDERAL GRANT Boeing Access Road Bridge - Federal Grant carryover ' (163,000) 163,000 � (1X596,000): ,�'�^px . ., �.�.. .'^ ' ' 1 op -- -- - -- — - — - —'— - — --- ---' 81 Approved BSNF 104 DESIGN c/p 82 TOTAL ARTERIAL STREET FUND 104 — CONTINGENCY to 2015 --'—'-------'---- BNSF Regional Center Access (100 000) `_° (1,120,000|��'����� r,�� /'---^� 1,596,000 - - - ^ | ` ^ 250,000 "(7,548,000)�9,768,000) : 380,000 83 Accounting 105 TRANSFER Fund Police records software reserve from Police budKet rather than Dept 20-_-_-_-_'_- 84 Accounting /���spcxOUT enupv|xr�mmsmn�m��me*nmPolice ___��____�����____����_����������� 85 Approved 206 TRANSFER IN LID Guarantee fund --'-----'—'-------------------------'---'---'-------- 75,000 86 TOTAL CONTINGENCY FUND 105, DRUG SEIZURE FUND 109 AND LID GUARANTEE FUND 206 680,000 " 755,000 ! 75,000 755,000 75,000 1, 680,000 2013-2014 MID-BIENNIUM BUDGET AMENDMENT DETAIL � � Type :Dept /:Funu Acct Desc | pm | | . . Explanation A / B� �� BegFdBal Revenue Expense I mcnoo | Increase Increase (Decrease) ! (Decrease) (Decrease r 20 3- 014 Revenue Expense ' EndFdBal Increase Increase | Increase (Decrease) (Decrease) (Decrease) EFB ' | 87 Accounting 301 BEGINNING FUND Adjus BFB based on actual results BALANCE ______________ 88 Approved Ft 301 DESIGN ----'—'—'—'-----------'-- Ft Dent Paving - Addition CIP 89 Approved - Ft 301 CONSTRUCTION MGTM Ft Dent Paving - Addition CIP Dent _ _ ___ _ ___ _____ _ _ ___ _____ _ _ _ ___ _ 90 Approved - Ft 301 CONSTRUCTION Ft Dent Paving - Addition CIP Dent --'—'—'—'—'—'-------'—' 91 Approved - DHP 301 DESIGN CIP --------'---'—'---' ��m�xmpn�me'�uwm su Approved DHP 301 CONSTRUCTION MGTM Duwamjsh Hill Preserve Addition c/p 93 Approved DHP 301 CONSTRUCTION Duwamish Hill Preserve Addition CIP ------'---------------- 94 Approved DHP 301 GRANT CIP ----'-----'-------'---- 95 Approved DHP 301 GRANT CIP '—'—'—' Duwamish Hill Preserve Addition ___________ ou=amux*mpe�me xuumun 500,000 30,000 500,000 20,000 30\oon 200,000 370,000 15 o?« smm 30,000 500,000 500/000 20u00 | o0,0011 � 30,000 (a\»«( . . 200,000 ' PnnoQ■ | 370,000 P70/001 � 15,000 � (15,0011 445,000 | (445,0011 � »o,0n" 500,0011 500,000 530\000 Ixonuo 530,000 1,080/000 ' (50n0,| GENERAL GOVERNMENTAL IMPRO 97 xcmvnunu ao3 MINOR HOME REPAIR- Record CDBG grant in General Fund inste d ot cap ta CDBG project fund 98 Accounting 303 MINOR HOME REPAIR Record CDBG grant in General Fund inste d of capital project fund 99 Accounting 303 BEGINNING FUND Adjust BFB based on actual results BALANCE 700,000 (125,000) (1 ?.s,0ou (125,000) 1zzs,0on. (250,000 250,000 (250,000) 700,000 100 TOTAL GENERA GOVERNMENT IMPROVEMENTS FUND 303 125 '5,000 125,000> » (250,000) p50,000! 700,000 i 10 Approved New Fire Station costs LID assessment for 2013, surface water charges for both years 60,000 (60,000) WATER 02 Accounting 401 BEGINNING FUND Adjust BFB based on actual results BALANCE - —' ' ' ' '—'—' - - — —'—'—' '—'—' ' '—'— —' 103 Accounting 402 BEGINNING FUND Adjust BFB based on actual results BALANCE __ 104 Carryover 411 CAPITAL-, Move $40K capital expenditure to 2014 105 TOTAL WATER FUND 401, SEWER FUND 402 AND GOLF COURSE FUND 411 2,000,000 1,000,000 (40,000) 10,000 40,000 � � - i 2,000,000 . ' 4n»oxmo 3,000,000 1 106 501 CAPITAL _________ Move funding car _ Addtl funding for pumpers in 2014 cja 108 TOTAL EQUIPMENT RENTAL & REPLACEMENT FUND 501 m�o (71,000 8 )1,000 224 2013 -2014 BUDGET AMENDMENT SUMMARY (Amounts provided below represent biennial changes) GENERAL FUND 000 New proposals Community Development (DCD). An additional $45K in extra labor and professional services has been budgeted to assist with the comprehensive plan update and to provide plan review services in response to increased building activity. Court (CRT). An additional $55K in budget authority has been added to reflect increased workload and hours needed for the judge of the Tukwila Municipal Court. The 2014 employment agreement renewal will change the judge's compensation from .75 FTE paid on an hourly basis to .85 FTE paid as an exempt employee. Information Technology (IT). Council approval is required for any changes to the salary plan specified in the adopted budget. The two Information Technology department position upgrades contemplated through the amendment process are (1) upgrade the help desk technician position from Technology Assistant to Technology Specialist to allow for broader coverage and assistance to all departments, but especially Police and Fire; (2) upgrade the Database Administrator position to a higher pay grade to attract qualified candidates. When the Database Administrator position was advertised earlier in 2013 at the existing salary level, no candidates applied. A position study, undertaken as a result of this recruitment effort, supports the position upgrade. The biennial budget impact of the position upgrades, combined, is $12K. Fire (FIRE). The Fire Department will be implementing the fire permitting module of the new Trakit permit system in 2014. Budget of $50K has been added for this endeavor. Expenditures exceeding budget Fire (FIRE). The Fire Department experienced a staffing shortage as a result of several disability leaves, the retirement of four firefighters, and staff participation in special assignments. Overtime was necessary to maintain standard staffing levels. The staffing issues have improved but six staff remain on leave for jury duty, FMLA and disability. The Fire department budget cannot absorb the additional overtime costs and an additional $200K budget has been appropriated. Overtime will be monitored closely for the remainder of the year and in 2014. Parks (PRK). Expenditure budget of $85K is added for public utility costs comprised mainly of water and some power charges; these costs have historically been under budgeted. The situation is noted and will be rectified with next biennial budget. Council Decisions /Approvals Council (CNCL). Additional budget has been added for compensation and benefits ($60K), meeting facilitation ($30K) and travel ($5K). A salary increase was approved by Council (see legislative documentation for details) and the Councilmembers' benefit plan will change effective 2014 as a result of the Affordable Care Act. Meeting facilitation was used for the 2013 Council retreat and is planned for the 2014 retreat; additional travel budget was added to provide more flexibility to Councilmembers in carrying out their responsibilities. City Clerk (CLRK). In support of the new Trakit permit system, the Administrative Support Coordinator position has been increased from .75 FTE to 1 FTE to expand the digital record services provided by this position. The additional $37K of salary and benefits will be offset by a $17K reduction in outside digital recording service costs. The new permit technology fee is structured to fund a portion of this position as well. Recreation (REC). Additional revenue of $46K and expenditures of $66K have been budgeted for the Preschool program which is scheduled to open at the Tukwila Community Center in 2014. 225 Recreation and Court (REC), (CRT). Additional salary and benefits have been budgeted for position upgrades for the Recreation Analyst, $14K, and Court Administrator, $15K, following Council direction and in connection with the 2012 compensation study. Revenue Backed Expenditures Finance (FIN). Budget of $40K for LID administration will be funded by the .5% additional interest charge to LID property owners with outstanding assessment balances; revenue is estimated at $64K. Court (CRT). Computer equipment of $4.6K was purchased for Court operations with funding from an AOC grant (Administrative Office of the Courts). Department 20 (Dpt20). Bonds were issued in 2013 for the Tukwila Metropolitan Park District capital improvement project; however this transaction was budgeted in 2012. Budget of $1 M is established both for receipt of the bond proceeds and for the subsequent lending of the bond proceeds to the Tukwila Metropolitan Park District. Accounting Changes Council (CNCL). The Department of Retirement Systems charged the City $15K for the cost of PERS benefits associated with excess wages paid to a former employee. Human Services (HS). The accounting for the $250K CDBG grant was moved to the Mayor's department, Human Services Division, from a capital project fund because these expenditures do not constitute capital transactions. There is no net budgetary effect. Police (POL). The urban renewal budget of$800K is moved from the Police Department to Department 20- transfers out. The funds will be used for the Tukwila International Boulevard motel acquisition activities in conjunction with the Crime Reduction and Urban Renewal Initiative. There is no net budgetary effect. Public Works (PW). Budget of $60K will be reallocated within the Public Works department to fund the purchase of replacement emergency mobile radios. The radio replacement is necessary to maintain compatibility and functionality with the Puget Sound Emergency Radio Network. There is no net budgetary effect. Department 20 (Dpt20). The budgeted 2013 beginning fund balance was increased by $2.2M to reflect actual 2012 results. Additions to other departmental budgets are offset by a reduction to Dept 20 transfers out to capital project funds. Carryover Human Resources (HR). The $30K compensation study for Teamster positions will be undertaken in 2014 rather than 2013. Police (POL). Unused budget of $63K and $19K for purchase of a vehicle and canine unit will be moved from 2013 to 2014. 226 FUNDS OTHER THAN GENERAL FUND Council Decisions /Approvals Hotel /Motel Fund 101. Budget of $100K is appropriated for the establishment of a satellite Seattle Southside visitor center at Westfield's Southcenter mall. Other revenue and expenditure budget changes net to zero and reflect the diminished participation by the City of Kent in the tourism consortium. LID Guarantee Fund 206. Budget establishes the LID Guarantee fund; funds will be transferred in from the Arterial Street fund in an amount equal to 10% of bond proceeds or approximately $680K. Capital Project Funds * *. Budget amendments reflect changes made in the 2014 — 2019 Capital Improvement Program (CIP). Budget is added to the Fire Equipment Fund 304 for costs associated with land acquired through the Tukwila South development agreement for a new fire station; costs include $50K LID assessment and $10K for surface water charges. Accounting Changes Capital Project Funds. Budgeted 2013 beginning fund balances are adjusted for actual 2012 results for the Residential Street Fund 103 by $300K, Arterial Street Fund 104 by $250K, Land & Park Acquisition Fund 301 by $500K, and General Government Improvements Fund 303 by $700K. Contingency Fund 105 and Drug Seizure Fund 109. Budget for the Police records system set -aside of $75K is moved to the Contingency fund from the Drug Seizure Fund. General Governmental Improvements Fund 303. CDBG grant budget of $250K is moved from this capital project fund to the Human Services division of the Mayor's department because these expenditures are operating in nature and do not constitute capital transactions. Water Fund 401 and Sewer Fund 402. Budgeted 2013 beginning fund balances are adjusted for actual 2012 results for the Water Fund 401 by $2M and Sewer Fund 402 by $1M. Carryover Golf Fund 411 and Equipment Rental & Replacement Fund 501. Unused budget for capital expenditures of $40K and $157K respectively is moved to 2014. ** Capital project funds comprise Residential Street Fund 103, Arterial Street Fund 104, Land & Park Acquisition Fund 301, Facilities Fund 302, General Government Improvements Fund 303, and Fire Equipment Reserve Fund 304. 227 228 COUNCIL AGENDA SYNOPSIS Meeting Date Prep area' by Ma '-'s re vie It Council , enjoy 11/12/13 PMC CATEGORY Discussion Alts Date 11/12/13 Motion i 1 4 ig Date 12/02/13 PMC Z Public Hearing All,g Date 11/12/13 1 1 01 her 3Lg Date Resolution Mtg Date 12/02/13 SPONSOR 1 1 Council 1 Mayor 1 I HR IT 1 1 Re'R 1 1 Po/e — P11" 1 1 DCD Finance I 1 1-7re SPONSOR'S The City Council is being asked to approve a resolution adopting the 2014-2019 Financial SUMMARY Planning Model and Capital Improvement Program. This item is scheduled for a Public Hearing and Council discussion at the November 12, 2013 Committee of the Whole Meeting and consideration at the December 2, 2013 Regular Meeting. Rim kwiq) ID COW Mtg. CA&P Cmte ] Utilities Cmte 7 Arts Comm. DATE: 11/05/13 n F&S Cmte ITEM INFORMATION ITEM No. 6.B. 229 STAFF SPONSOR: PEGGY MCCARTHY ORIGINAL AG INDA DX1E: 11/12/13 AC;ENDA ITLM TITLE An Resolution adopting Improvement Program. the 2014-2019 Financial Planning Model and Capital CATEGORY Discussion Alts Date 11/12/13 Motion i 1 4 ig Date Ordinance Mtg Date 1 1131d Aniara Mtg Date Z Public Hearing All,g Date 11/12/13 1 1 01 her 3Lg Date Resolution Mtg Date 12/02/13 SPONSOR 1 1 Council 1 Mayor 1 I HR IT 1 1 Re'R 1 1 Po/e — P11" 1 1 DCD Finance I 1 1-7re SPONSOR'S The City Council is being asked to approve a resolution adopting the 2014-2019 Financial SUMMARY Planning Model and Capital Improvement Program. This item is scheduled for a Public Hearing and Council discussion at the November 12, 2013 Committee of the Whole Meeting and consideration at the December 2, 2013 Regular Meeting. Rim kwiq) ID COW Mtg. CA&P Cmte ] Utilities Cmte 7 Arts Comm. DATE: 11/05/13 n F&S Cmte 1 fransportation Cmte Comm. 1 Planning Comm. CHAIR: ROBERTSON 1 1 Parks COMMUTEE RECOMMENDATIONS: SPoNseR/ADmIN. COMMITTEE Finance Department Unanimous Approval; Forward to Committee of the Whole COST IMPACT / FUND SOURCE EXPINDITURI RI-,UIRIM AMOUNT BUDGETED APPROPRIATION REQUIRED $ $ $ Fund Source: MISCELLANEOUS FUNDING SOURCES, SEE DETAIL Coinments: MTG. DATE RECORD OF COUNCIL ACTION 11/12/13 Forward to Regular Meeting MTG. DATE ATTACHMENTS 11/12/13 Informational Memorandum dated 10/15/13 with attachments Draft Resolution Revisions to Draft CIP Minutes from the Finance & Safety Committee Meeting of 11/05/13 12/02/13 Resolution in final form 229 230 City of Tukwila Washington Resolution No. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, ADOPTING THE 2014-2019 FINANCIAL PLANNING MODEL AND THE CAPITAL IMPROVEMENT PROGRAM FOR GENERAL GOVERNMENT AND THE CITY'S ENTERPRISE FUNDS. WHEREAS, when used in conjunction with the biennial City budget, the Capital Improvement Program (CIP) and the Financial Planning Model for the period 2014-2019 are resource documents to help plan directions the City will consider for the future; and WHEREAS, the Financial Planning Model and Capital Improvement Program are not permanent fixed plans, but are guidelines or tools to help reflect future goals and future resources at the time budgets are being planned; and WHEREAS, the commitment of funds and resources can only be made through the budget process; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. The City Council hereby adopts the 2014-2019 Financial Planning Model and accompanying Capital Improvement Program, incorporated by this reference as if fully set forth herein. Section 2. A copy of the 2014-2019 Financial Planning Model and accompanying Capital Improvement Program shall be kept on file in the City Clerk's Office. Section 3. The assumptions, revenues and expenditures will be reviewed and updated biennially, or as necessary, by the City Council. Section 4. The detail of Capital Improvement Program projects will be reflected in the published Financial Planning Model and Capital Improvement Program 2014-2019. W:\Word Processing-CityResolutionsTinancial Planning Model & CIP 10-28-13 PM:bjs Page 1 of 2 231 PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST/AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk Kathy Hougardy, Council President APPROVED AS TO FORM BY: Shelley M. Kerslake, City Attorney Filed with the City Clerk: Passed by the City Council: Resolution Number: Attachment: Financial Planning Model and Capital Improvement Program 2014-2019 W:\Word Processing-City\Resolutions\Financial Planning Model & CIP 10-28-13 PM:bjs 232 Page 2 of 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 30 31 32 33 CITY OF TUKWILA ATTACHMENT A REVENUES & EXPENDITURES GOVERNMENTAL FUNDS 2014 - 2019 Analysis in 000's Reserve fund balance $ 1,458 $ 1,458 3,000 $ 5,203 $ 5,206 $ 5,325 $ 5,470 $ 5,620 $ 5,620 r6! Sales and Use Taxes - includes retail sales and use tax, natural gas use tax and criminal justice sales tax Gambling and other taxes - includes gambling tax, admission tax and leasehold excise tax Licenses & permits - includes business licenses, residential rental licenses, building and other permits Intergovernmental - includes streamlined sales tax mitigation, grants, state shared revenues and entitlements Dedicated Revenues (Capital) - includes REET, Greenbelt property tax levy, parking tax, motor vehicle tax, investment income earned in the capital funds One -time revenue - represents the LID bond proceeds in 2013 and sale of land currently used for storage by utility funds in 2016 Arterial Street - 2014 and 2015 net revenue derives from Tukwila Village; 2016 and 2017 net revenue derives from urban renewal property sales. 0844 nn +n 2 3, ,nn,nn• ------------- - = - - -- 6 Year Plan ---- ---_-_-_---------- REVENUES (See A -1) HISTORICAL ESTIMATES PROJECTIONS Totals 2014 -2019 2010 2011 2012 fi 2013 2014 2015 2016 2017 2018 2019 General Revenues Sales and Use Taxes $ 15,609 $ 16,114 $ 15,674 $ 16,299 $ 16,770 $ 17,263 $ 17,771 $ 18,293 $ 18,832 $ 19,386 $ 108,315 Property Taxes 13,189 13,427 13,830 13,814 14,160 14,514 14,876 15,248 15,630 16,020 90,448 Utility Taxes 4,064 4,052 4,001 4,018 4,087 4,169 4,252 4,338 4,424 4,513 25,784 Interfund Utility Tax 1,498 1,372 1,535 1,486 1,586 1,665 1,748 1,835 1,927 2,024 10,784 Gambling and other taxes 2,693 2,038 3,045 2,709 2,819 2,876 2,933 2,992 3,052 3,113 17,785 RGRL - 1,641 1,756 1,750 1,768 1,812 1,857 1,903 1,951 2,000 11,290 Licenses & permits 1,619 1,833 1,605 1,867 1,896 1,949 2,004 2,060 2,118 2,178 12,206 SCL Agreement 2,071 2,110 2,147 2,206 2,250 2,307 2,364 2,424 2,484 2,546 14,375 Intergovernmental 2,405 2,646 2,663 2,545 2,102 2,121 2,141 2,161 2,181 2,202 12,907 Charges for Services 2,471 2,614 2,438 2,954 3,036 3,127 3,221 3,317 3,417 3,519 19,637 Indirect cost allocation 1,696 1,903 1,775 2,036 2,085 2,137 2,191 2,246 2,302 2,359 13,320 One -time revenue - - - 8,500 - 1,500 1,500 Sub -total 47,314 49,751 50,468 60,185 52,559 53,939 56,859 56,818 58,317 59,860 338,351 Dedicated Revenues (Capital) 1,045 1,024 1,613 900 857 882 909 936 964 993 5,540 TOTAL REVENUES 48,359 50,775 52,082 61,085 53,415 54,822 57,767 57,753 59,282 60,853 343,892 EXPENDITURES Operating & Maintenance (see Attachment B) 44,740 43,701 45,291 47,742 48,524 50,312 51,570 52,859 54,180 55,534 312,979 Debt Service 2,307 2,569 3,075 5,964 3,426 3,414 3,187 3,189 3,183 3,322 19,722 Reserve Fund - 566 - 1,500 2,200 3 119 146 150 150 2,768 Operating transfers 160 1,078 225 ' 475 675 323 329 316 283 283 2,209 Adm /Engineering 552 516 641 414 429 440 451 463 474 474 2,731 Subtotal Available 600 2,344 2,849 4,990 (1,839) 329 2,111 780 1,011 1,090 3,482 Capital Projects (Attachment C) Residential Street 300 0 108 # 276 625 3,221 100 100 750 750 5,546 Arterial Street 294 6,089 7,668 3,713 1,958 5,733 2,028 2,118 2,208 2,263 16,308 Land & Park Acquisition 272 98 938 (1) 716 117 42 37 41 71 1,024 Governmental Facilities 13 9 - 15 245 (3,170) (1,320) (2,695) (1,700) - - (8,885) General Government 517 830 667 303 200 200 200 200 200 200 1,200 Fire Improvements - (158) (34) (80) (50) (50) (50) (50) (50) (50) (300) Sub total Capital 1,396 6,869 9,362 4,456 279 7,901 (375) 705 3,149 3,234 14,893 Change in fund balance (796) (4,524) (6,512) 534 (2,118) (7,572) 2,486 75 (2,138) (2,144) (11,411) Beginning fund balance 26,759 25,963 21,439 14,926 15,460 13,341 5,769 8,256 8,331 6,193 15,460 Ending Fund Balance $ 25,963 $ 21,439 $ 14,927 $ 15,460 $ 13,341 $ 5,769 $ 8,256 $ 8,331 $ 6,193 $ 4,049 $ 4,049 Reserve fund balance $ 1,458 $ 1,458 3,000 $ 5,203 $ 5,206 $ 5,325 $ 5,470 $ 5,620 $ 5,620 r6! Sales and Use Taxes - includes retail sales and use tax, natural gas use tax and criminal justice sales tax Gambling and other taxes - includes gambling tax, admission tax and leasehold excise tax Licenses & permits - includes business licenses, residential rental licenses, building and other permits Intergovernmental - includes streamlined sales tax mitigation, grants, state shared revenues and entitlements Dedicated Revenues (Capital) - includes REET, Greenbelt property tax levy, parking tax, motor vehicle tax, investment income earned in the capital funds One -time revenue - represents the LID bond proceeds in 2013 and sale of land currently used for storage by utility funds in 2016 Arterial Street - 2014 and 2015 net revenue derives from Tukwila Village; 2016 and 2017 net revenue derives from urban renewal property sales. 0844 nn +n 2 3, ,nn,nn• CITY OF TUKWILA ATTACHMENT A DEBT SERVICE 2014 - 2019 Analysis in 000's - 6YearPlan Operating Transfer: DEBT SERVICE LTGO 2003 Use of Debt Proceeds ESTIMATES PROJECTIONS 2013 2014 2015 2016 2017 2018 2019 TOTAL 2014 -2019 LTGO 2003 Refunding LTGO 2008 Refunding LTGO 2010 LTGO 2011 Refunding SCORE 2009 Valley Com 2010 Refunding LTGO 2014, proposed LTGO 2014, proposed Golf course club house Community center and Fire station #53 `ICC Fire Statir?n 953 City Hall Annex, 6300 bldg, and Urban revitalization - Tukwila Village; 12 /1/2019 City I Ir'.rll Annex, 5300 bldg; 1 ukri•rla Southcenter Parkway Extension, emergency management; 12/1/2024 (a) n5:.r 1::rxrrargency ManageuFent Arterial street portion of 2003 bond -- South Park bridge transaction; 12 /1/2023 South County Corretional Entity, SCORE Jail facility; 1/1/2039 Valley Communications Center operating facility Arterial Street Projects, 2024 Interurban Ave South, 5,13,465M I3t>r malt, Access Road bridge, 32.551 Pedestrian 1yrscict;e 51.6621v1 Urban Renewal $ 3,380 $ - 491 488 392 391 48 737 812 33'7 405 31)3 447 518 518 168 548 430 431 241 229 400 811 811 365 365 34)> 440 520 520 '381 .451 139 39 546 548 431 431 229 477 477 277 777 2.1))) 200 400 400 809 809 364 364 445 445 520 519 1390 ] 45 552 549 431 429 477 477 277 277 200 400 400 811 365 449 520 ;t81 i3r 552 429 477 277 200 533 488 4,863 2,188 2,675 3,117 2,286 3,295 2,582 458 2,386 1,383 1,000 2,533 TOTAL Estimate / Projections $ 5,964 $ 3,426 $3,414 $ 3,187 $ 3,189 $ 3,183 $ 3,322 $ 19,722 (a) Amount is net of tax credit. 234 COUNCIL AGI4,NDA SYNOPSIS MeetiqDate Prepared by Mayor's review Cotara7 review 11/25/13 KG Non-Represented Market Study W44 12/02/13 KG Ordinance Aitg Date Bid Aiwa' AligDale Public Hearing AligDate Other Alt; Dale CATEGORY ■ Discussion rl Resolution AN Dale A4gDate 12/2/13 SPONSOR 1 1 Council ITEM INFORMATION ITEM No. 6.C. 235 STAN; SPONSOR: STEPHANIE BROWN ORIGINAL AGENDA DATE: 11/25/13 AGENDA ITEM TITLE A resolution relating to the 2013 Non-Represented Market Study 11/25/13 I Alts I Motion Date Ordinance Aitg Date Bid Aiwa' AligDale Public Hearing AligDate Other Alt; Dale CATEGORY ■ Discussion rl Resolution AN Dale A4gDate 12/2/13 SPONSOR 1 1 Council 1 1 DCD F11147/?e Fire 7 IT P&R 1 I Police — Pir/ Mayor R I-IR SPONSOR'S Recommendation to set the Non-Represented Employees' Wages and Benefits for 2014. SUMMARY *In response to a request at the Committee of the Whole, the recommendation for the floating holiday is based on aligning the City with the market study. There is no direct cost for the additional floating holiday since most non-represented employees are salaried, but if the costs were based on hourly rates, the cost could be approximately s16,000 per year.* RINTIWED BY —I COW Mtg. CA&P Cmte Utilities Cmte 7 Arts Comm. DATE: 11/19/13 F&S Cmtc 7 Transportation Cmtc Comm. Planning Comm. CHAIR: ROBERTSON 7 Parks COMMITTEE RECOMMENDATIONS: SPONSOR/ADMIN. CommITIEll Human Resources Department/ Mayor's Office Unanimous Approval; Forward to Committee of the Whole COST IMPACT / FUND SOURCE ExpHNDITuRN REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $ $ $ Fund Source: Comments.. MTG. DATE RECORD OF COUNCIL ACTION 11/25/13 Forward to next Regular Meeting MTG. DATE ATTACHMENTS 11/25/13 Informational Memorandum dated 11/20/13, with minor language changed after FS Attachment 1: 2013 Wage & Benefit Data from Association of Washington Cities Resolution in Draft Form Attachments A-C Minutes from the Finance and Safety Committee meeting on 11/19/13 12/2/13 Resolution in final form 235 236 Citv of Tukwila Washington Resolution No. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, UPDATING AND CLARIFYING THE NON-REPRESENTED EMPLOYEES' COMPENSATION AND ADOPTING THE NON-REPRESENTED SALARY SCHEDULE AND BENEFITS SUMMARY, EFFECTIVE JANUARY 1, 2014. WHEREAS, the Tukwila City Council has conducted a review of the non- represented employees' compensation system that was originally implemented in January 1998; and WHEREAS, the City Council recognizes that current economic conditions and forecasts are a consideration in actions that deal with the compensation of employees; and WHEREAS, the City Council has made a determination to review the non- represented compensation for even-numbered years and provide COLAs in odd- numbered years; and WHEREAS, a compensation study has been conducted of cities using +1- 50% of Tukwila's Assessed Valuation per the direction of Resolution No. 1796; and WHEREAS, the recommended non-represented wage schedule and benefit information has been prepared for implementation on January 1, 2014; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. The following statements have been used for the purpose of adopting the non-represented employees' wages for 2014 and consideration for future years. A. The following basic plan elements remain the same: 1. Decision Band Methodology (DBM) for creating classifications. W:\Word Processing-CitylResolutions \Non-Represented Employees Compensation-2014 11-13-13.doc 11-13-13 KG:bjs Page 1 of 3 237 2. Market analysis using comparable jurisdictions' top -step wages. 3. Data was gathered through use of the "Association of Washington Cities (AWC) Salary and Benefits Survey" for cities that are +1- 50% of Tukwila's Assessed Valuation. 4. Regression line analysis did not recommend a wage increase based on data provided. 5. Steps below the Control Point (Wage Schedule Top Step) are automatic as individuals move through the system. 6. Ranges for all bands All - F102 of the Decision Band Methodology will remain at 2013 levels. B. The City shall continue to conduct in -house market analysis of the non - represented compensation system during odd - numbered years, using outside assistance on regression line analysis calculations as needed. The results of the analysis will be considered for implementation on January 1 of the following even - numbered year. C. A COLA increase shall be considered for application each January 1 during odd - numbered years, based on the Seattle- Tacoma - Bremerton Consumer Price Index CPI -W (June). D. The Decision Band method of job evaluation will be used to establish classifications and the relative internal value and relationship of non - represented jobs within the City of Tukwila. E. Merit will continue to be eliminated from the plan at this time and may be reconsidered as a plan element in subsequent years. F. Step increases from the minimum to the control point for all positions shall be given annually on the employee's performance review date. There will be no step increases for employees at or above the control point. Section 2. Non - represented salary schedule and benefits summary. A. The "Non- Represented Salary Schedule — 2014," Attachment A hereto, shall be approved, effective January 1, 2014. B. The "Non- Represented Employee Benefits Summary — 2014," Attachment B hereto, shall be approved, effective January 1, 2014. C. The "Longevity Pay Plan for Non - Represented Employees — 2014," Attachment C hereto, shall be approved, effective January 1, 2014. W: \Word Processing - City \ Resolutions \Non-Represented Employees Compensation -2014 11- 13- 13.doc 11 -13 -13 KG:bjs 238 Page 2 of 3 PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk Kathy Hougardy, Council President APPROVED AS TO FORM BY: Filed with the City Clerk: Passed by the City Council: Resolution Number: Shelley M. Kerslake, City Attorney Attachments: - Attachment A, Non - Represented Salary Schedule — 2014 - Attachment B, Non - Represented Employee Benefits Summary — 2014 - Attachment C, Longevity Pay Plan for Non - Represented Employees — 2014 W: \Word Processing -City \ Resolutions \Non - Represented Employees Compensation -2014 11- 13- 13.doc 11 -13 -13 KG:bjs Page 3 of 3 239 240 Attachment A (Page 1 of 3) City of Tukwila Non - Represented Salary Schedule - 2014 Classification Title Job Title Range Administrative Support Technician Administrative Support Technician Al2 Office Technician Human Resources Technician B21 Office Specialist Assistant to the Chief B22 Administrative Assistant Deputy City Clerk Executive Assistant Assistant to the Director Council Administrative Assistant B23 Program Coordinator Systems Administrator Human Resources Assistant C41 Management Coordinator City Clerk Police Records Manager C42 Management Analyst Council Analyst Government Relations Manager Human Resources Analyst Parks & Recreation Analyst Project Analyst Public Works Analyst C42 Program Administrator Internal Operations Manager Public Works Coordinator Emergency Manager C43 Program Manager Assistant City Administrator Senior Program Manager Building Official D61 Administrative Manager Maintenance Operations Manager D62 Assistant Director Deputy Community Development Director Deputy Finance Director Deputy Public Works Director Deputy Parks & Recreation Director Municipal Court Administrator D63 Department Manager Assistant Fire Chief Assistant Police Chief City Engineer D72 241 Attachment A (Page 2 of 3) City of Tukwila Non - Represented Salary Schedule - 2014 Department Administrator Economic Development Administrator E81 Department Head Human Resources Director DCD Director Finance Director IT Director Parks & Recreation Director i E83 Department Director Fire Chief Police Chief Public Works Director E91 City Administrator L City Administrator F102 242 Attachment A (Page 3 of 3) 2014 - Non - Represented Salary Structure Non - Represented Salary Structure (Monthly) DBM Rating (Minimum) Step 1 Step 2 Step 3 Step 4 Step 5 Step 6 Step 7 All 3,860 3,981 4,103 4,223 4,343 Al2 4,166 4,299 4,432 4,562 4,691 A13 4,483 4,621 4,761 4,902 5,040 B21 4,682 4,858 5,035 5,210 5,389 B22 4,987 5,174 5,361 5,549 5,738 B23 5,287 5,487 5,686 5,884 6,086 B31 5,550 5,793 6,036 6,279 6,522 B32 5,992 6,255 6,519 6,781 7,045 C41 6,173 6,418 6,666 6,914 7,161 7,408 C42 6,520 6,783 7,043 7,304 7,565 7,829 C43 6,810 7,083 7,357 7,629 7,901 8,177 C51 7,032 7,347 7,663 7,980 8,294 8,614 C52 7,516 7,854 8,192 8,531 8,871 9,137 D61 7,436 7,808 8,180 8,554 8,925 9,294 D62 7,570 7,946 8,325 8,702 9,082 9,459 D63 7,834 8,226 8,618 9,011 9,403 9,793 D71 8,015 8,453 8,893 9,332 9,771 10,212 D72 8,411 8,870 9,330 9,789 10,251 10,710 E81 8,499 8,924 9,351 9,773 10,229 10,688 11,126 E82 8,812 9,254 9,696 10,137 10,580 11,022 11,463 E83 9,071 9,526 9,978 10,433 10,886 11,340 11,795 E91 9,387 9,857 10,327 10,798 11,267 11,738 12,208 E92 9,774 10,265 10,756 11,244 11,734 12,225 12,714 F101 10,168 10,676 11,183 11,694 12,204 12,710 13,220 F102 10,051 10,552 11,056 11,561 12,064 12,567 13,069 The rates for 2014 will remain at 2013 rates. 243 244 Attachment B (Page 1 of 2) Non - Represented Employee Benefits - 2014 Social Security (FICA): Social Security benefits shall be provided as contained in Section 2.52.010 of the Tukwila Municipal Code (TMC). State -Wide Employee Retirement System (PERS): Retirement shall be provided as contained in Section 2.52.020 of the TMC. Holidays: Holidays shall be provided as contained in Section 2.52.030 of the TMC. Regular part -time employees shall be entitled to benefits on a pro -rata basis. One additional floating holiday (for a total of two floating holidays) shall be provided to each non - represented employee starting in 2014. Sick Leave: Sick leave shall be provided as contained in Section 2.52.040 of the TMC. Regular part -time employees shall be entitled to benefits on a pro -rata basis. Medical Insurance: The City shall pay 100% of the 2014 premium for regular full -time employees and their dependents under the City of Tukwila self - insured medical/ dental plan. Premium increases above 8% per year shall result in a modified plan document to cover the additional cost above 8 %, or a premium shall be implemented for the difference, at the City's discretion. The City reserves the right to select all medical plans and providers. Regular part - time employees shall be entitled to benefits on a pro -rata basis. Employees who choose coverage under the Group Health Cooperative plan shall pay the difference between the City of Tukwila plan full- family rate and the rate charged to them by Group Health. Dental Insurance: The City shall provide 100% of the 2014 premium for the regular full -time employees and all dependents under the City of Tukwila self - insured medical /dental plan for dental coverage. Regular part -time employees shall be entitled to the same benefits on a pro - rata basis. Life Insurance: For regular full -time employees, the City shall pay the premium for Plan C (Multiple of annual earnings) or similar group life and accidental death and dismemberment insurance policy. Said plan shall be at 100% of annual earnings rounded up to the next $1,000. Regular part -time employees that work at least 20 hours per week shall be entitled to benefits on a pro -rata basis (per insurance program requirements). Vision/Optical: To non - represented regular full-time employees and their dependents at the rate of $200 per person, to a maximum of $400 per family unit each year. Regular part -time employees and their dependents shall be entitled to benefits on a pro -rata basis. Disability Insurance: The City shall provide 100% of the premium for regular full -time employees for a comprehensive long -term disability policy. Regular part -time employees that work at least 20 hours per week shall be entitled to benefits on a pro -rata basis (per insurance program requirements). Health Reimbursement Arrangement /Voluntary Employee Benefit Association (HRA/VEBA): VEBA benefits shall be provided as contained in Resolution No. 1445 and as amended. In 2014, there will be a one time contribution of $500 made to each active non - represented employee's individual account by the City. 245 Attachment B (Page 2 of 2) Non - Represented Employee Benefits - 2014 Vacation: Following the sixth month of continuous employment, annual vacation leave of six full days (each day is calculated at eight hours, regardless of schedule worked) shall be granted. Thereafter, an additional day of annual leave shall accrue each month, up to a total of 12 days. Three additional days of annual leave shall be granted on the employee's anniversary date after the third, fourth and fifth years. After six years, the employee shall be granted one day per year additional annual leave to a maximum of 24 days per year. The maximum number of accrued hours is 384 or 48 days. Years of Service Vacation Accrual Years of Service Vacation Accrual 0 -1 years 12 days* 10 years 19 days 1 -2 years 12 days 11 years 20 days 3 -6 years 15 days 12 years 21 days 7 years 16 days 13 years 22 days 8 years 17 days 14 years 23 days 9 years 18 days 15 years 24 days (maximum) *Six full days will be granted following the sixth month of continuous employment. (Days accrue at eight hours, regardless of schedule worked.) Regular part -time employees shall be entitled to benefits on a pro -rata basis. Uniform Allowance: An annual uniform allowance of $600 shall be granted to the following employees: Fire Chief, Assistant Fire Chief, Police Chief, Assistant Police Chief, and Records Manager. 246 Attachment C Longevity Pay Plan for Non - Represented Employees - 2014 The monthly longevity flat rates shall be as follows for regular full -time employees after the completion of the number of years of full time employment with the City set forth below. Regular part -time employees shall receive longevity on a pro -rata basis. Completion of 5 years $75 Completion of 10 years $100 Completion of 15 years $125 Completion of 20 years $150 Completion of 25 years $175 Completion of 30 years $200 247 248 COUNCIL AGENDA SYNOPSIS Meeting Date Prepared by Mayor's rOew Council review 11/25/13 LH , ,-. 12/02/13 LH 1 1 Public - I earing Alto, Date 14 CATI;GORY VI a:I-cuss/on AN Dale SPONSOR Council I Mayor — HR Z DCD — Finance Fin' IT P&R Police P11" SPONSOR'S The Council is being asked to review and approve six draft Operating Policies, SUMMARY respresenting "Round 1" of the larger Council Policy project identified at the 2013 Council retreat, in which Councilmembers requested written policies and procedures for a list of designated topics. A policy on electronic devices was adopted by the Council earlier in the year. RiNI I ,\X11,11.) BY COW Mtg. 1 1 CA&P Cmte 1 1 F&S Cmte — Transportation Cmte 1 1 Utilities Cmtc Arts Comm. Parks Comm. Planning Comm. DATE: COMMITTEE CHAIR: RECOMMENDATIONS: SPoNsoRIADNITN. Commilim Council ITEM INFORMATION ITEM NO. 6.D. 249 STAFF SPoNsoit: COUNCILMEMBER HOUGARDY ORIGINAL AciADA 1).v1'I: 11/25/13 AG E,NDA ITUNI TITI,I Council Policies and Procedures 11/25/13 Z Motion AI/,g Date 12/2/13 — Reso/ution Alts Date —I Ordinance AItg Date 1 1 Bi d Aniard \f ts Date 1 1 Public - I earing Alto, Date Other Altg Date CATI;GORY VI a:I-cuss/on AN Dale SPONSOR Council I Mayor — HR Z DCD — Finance Fin' IT P&R Police P11" SPONSOR'S The Council is being asked to review and approve six draft Operating Policies, SUMMARY respresenting "Round 1" of the larger Council Policy project identified at the 2013 Council retreat, in which Councilmembers requested written policies and procedures for a list of designated topics. A policy on electronic devices was adopted by the Council earlier in the year. RiNI I ,\X11,11.) BY COW Mtg. 1 1 CA&P Cmte 1 1 F&S Cmte — Transportation Cmte 1 1 Utilities Cmtc Arts Comm. Parks Comm. Planning Comm. DATE: COMMITTEE CHAIR: RECOMMENDATIONS: SPoNsoRIADNITN. Commilim Council COST IMPACT / FUND SOURCE Exim:NDITURN RI (),UIRF;I) AMOUNT BUDGETED APPROPRIATION REQUIRED $none $none $none Fund Source: N/A Connnents: no general fund impact MTG. DATE RECORD OF COUNCIL ACTION 11/25/13 Forward to next Regular Meeting as amended MTG. DATE ATTACHMENTS 11/25/13 Informational Memorandum dated 11/20/13. Draft Policies: Voucher Review, Planned Committee Absence, Council Travel, Requests for Staff Assistance, Duties in Supervising Council Analyst, Election of Council President 12/2/13 Policies as amended 249 250 TUKWILA CITY COUNCIL OPERATING POLICY Number: CC- POL -02 Page 1 of 1 TITLE: INDIVIDUAL COI C 4L E BER REQUESTS FOR AD NISTRATION STAFF ASSISTANCE PURPOSE: Requests for Administration staff assistance by Councilmembers should be made through appropriate channels, which are determined based upon the nature of the request. Because individual Councilmembers do not have the authority to direct the work of City staff, this policy describes how to obtain majority consensus when appropriate. Staff assistance requests can be either: • General = minimal impact on staff time • Significant = affecting schedules, work assignments, or staffing levels. Significant requests of staff can include technical assistance, report development, research requests, and more. Such requests should be made during a Council meeting so that majority consensus can be easily requested and the outcome is clear. The Council should consider existing City priorities and current staffing levels when deliberating on such a request. STATEMENT OF POLICY AND /OR PROCEDURES: 1. Requests for general staff assistance can be made in person, by phone, during a committee meeting or via email with a copy to the Council President, Council Analyst, Department Head, and City Administrator. 2. Requests for significant staff assistance should be identified during a Committee of the Whole or Regular Meeting and must receive majority consensus. 3. If a request for significant staff assistance is approved by the full Council in a Committee of the Whole or Regular Council meeting, it will be noted on an appropriate committee work plan. 4. If an item is time - sensitive and cannot wait for the next Committee or Council meeting, the Councilmember and Council President will work with the City Administrator on the best course of action. 5. Regardless of the level of staff assistance, written information provided by staff should be distributed to all Councilmembers via email or hard copy. END Title: INDIVIDUAL COUNCILMEMBER REQUESTS FOR ADMlNISTR!.TION STAFF ASSISTANCE Effective Date: Supercedes: N/A Approved by the City Council on the day of City Attorney: Council President: 251 TUKWILA CITY COUNCIL OPERATING POLICY Number: POL -CC -03 Page 1 of TITLE: ELECTION OF COUNCIL PRESIDENT PURPOSE: Tukwila Municipal Code 2.04.070 provides for the election of the Council President at the first Regular Meeting each January, generally determined by order of seniority. This policy describes exceptions to the seniority provision. REFERENCES: TMC 2.04.060(B) TMC 2.04.070 STATEMENT OF POLICY AND /OR PROCEDURES: 1. In general, Council Presidents serve in a rotation based upon seniority, determined in the following order: 1) Greatest consecutive number of years served; 2) Greatest consecutive number of years plus months or years served prior to the current term; 3) Number of votes when elected. 2. If the Councilmember who is next in line to serve as Council President (pursuant to the order of seniority) is unable to serve, he or she will notify the Council President in writing during the preceding year. This "opt -out" request will be forwarded to the Full Council for approval. 3. Service as Council President will fall to the next Councilmember in the order of seniority. 4. The Councilmember whose opt -out was accepted by the Full Council will remain at the top of the rotation with the opportunity to serve as Council President- - during the following year. END Title: ELECTION OF COUNCIL PRESIDENT Effective Date: Supercedes: N/A Approved by the City Council on the day of City Attorney: Council President: 252 TUKWILA CITY COUNCIL OPERATING POLICY Number: CC- POL -04 Page 1 of 2 TITLE: SUPERVISING COUNCIL ANALYST PURPOSE: The Council Analyst is the City's full -time staff member dedicated to providing research, analytical, and administrative support to the members of the City Council. The Council Analyst supports work responsibilities established by the Council as a whole under the direction and supervision of the Council President. REFERENCES: N/A STATEMENT OF POLICY AND /OR PROCEDURES: Following are the responsibilities of the Council President in supervising the Council Analyst (CA): Timesheet and Leave Requests A. Approve the CA's electronic time sheet in accordance with the procedure and schedule established by the Finance Department. B. Authorize leave requests submitted by the CA. II. Training and Travel Approvals A. Authorize training and travel requests submitted by the CA. III. Workload Guidance A. Provide guidance in matters relating to the CA's workload and assigned duties. The CA works independently and is expected to manage his or her workload with a minimum of supervision. B. Make decisions to resolve conflicts when issues arise. IV. Performance Evaluation A. Coordinate and conduct the CA's performance evaluation process. 1. In early December, obtain the current evaluation input form from HR, and distribute copies to Councilmembers and City Administrator; distribute self - evaluation form to Council Analyst. 2. Collect and review completed input forms no later than December 31. 253 3. Complete performance evaluation form provided by Human Resources Department, considering input received as well as own experience from the eva/uation year. 4. Schedule performance evaluation meeting no later than January 31 to also include the newly elected Councit President. 5. Provide copies of completed evaluation form to incoming Council President and Council Analyst at Jeast one week prior to meetin. 6. File completed form signed by all parties with the Human Resources Department. 7. Consult with Human Resources Department for assistance as needed. V. Designation of Backup A. If the Council President is unable to perform any of the duties listed in this procedure due to vacation or other short-term basis, he or she will designate another Councilmember to serve as backup. END Title: SUPERVISING COUNCIL ANALYST Effective Date: Supercedes: N/A Approved by the City Council on the day of , City Attorney: Council President: TUKWILA CITY COUNCIL OPERATING POLICY Number: CC- POL -05 Page 1 of TITLE: PLANNED COMMITTEE MEETING ABSENCE PURPOSE: Meetings of standing committees must have a minimum of two Councilmembers and a maximum of three in attendance in order for the meeting to be held. It is a Councilmember's responsibility to seek a replacement if he or she plans to miss a meeting of a standing committee. This procedure details the steps that should be taken to do so. REFERENCES: TMC 2.04.180 STATEMENT OF POLICY AND /OR PROCEDURES: As soon as possible after a Councilmember knows that he or she will be unable to attend a meeting of a standing committee, he or she will: 1. Notify the Council Analyst, the Committee Chair, and the Council President. 2. The Council President is given the first opportunity to attend the meeting as replacement for the committee member. 3. If the Council President is unable to attend, ask another Councilmember to see if he or she is available to attend 4. If the Councilmember is the Committee Chair, he or she will appoint the temporary Chair for that meeting, preferably an existing member of the standing committee. 5. If no replacement can be found, and the other two Committee members are planning to attend, the meeting can still take place. END Title: PLANNED COMMITTEE MEETING ABSENCE Effective Date: Supercedes: N/A Approved by the City Council on the day of City Attorney: Council President: 255 256 TUKWILA CITY COUNCIL OPERATING POLICY Number: [C-P[)[-06 Page 1 of 2 TITLE: COUNCILMEMBER TRAVEL PURPOSE: Councilmembers are encouraged to be actively involved in city, county, state, regional and national organizations that affect Tukwila, its residents, and its businesses. Education, lobbying, professional responsibilities, (e.g. policy boards, offices, and committees), public relations, and relationship-building with other agencies are examples of activities for which travel funds can be used. While the entire Council approves the travel budget, it is up to individual Councilmembers to decide how best to use their own travel allotment. REFERENCES: N/A Travel Budgets A. Budgets for Council travel will be set during the biennial budget process and adjusted during the second year, if necessary. B. Review of the preceding year's travel may serve as a guide in allocating travel for the following year. C. The Council will consider the City's financial situation in setting its annual travel budget. U. Travel Decisions A. Beginning each year, after funds for local meetings, the Council retreat, and meals are subtracted, each Councilmember will be allotted an equal share of the remaining Council travel budget for use during the remainder of the year. That amount shall be communicated to all Councilmembers as soon as available. B. Any Councilmember's travel funds which are not planned to be used in that year may be returned to the shared travel fund for use by other Councilmembers. C. Upon returning from a class or conference, Councilmembers will prepare an oral or written report for the Council. If more than one Councilmember attends, a consolidated report may be presented. D. Sister City related travel is not budgeted separately and will be funded from the individual Councilmember's travel allocation. E. The entire Council, by majority, will make the final decision on use of funds if issues arise. U|. Travel Expenses A. The City will pay for airfare, ground transportation, registration, hotel, and meals when a Councilmember is on official travel. B. The City will not assume costs for a spouse^JD:l[tIelorguest. C. A daily record of expenses for lodging, meals, transportation, and incidental expenses should be maintained, with receipts attached to the record. An itemized bill should be kept for meals. The record and receipts will be submitted to the Finance Department and processed in accordance with current procedures. IV. Travel Arrangements A. City Council travel will be coordinated through the Council Analyst, who will monitor the travel budget as well as make travel arrangements if desired by the [ounci|rnenober. B. Intention for out-of-state travel should be communicated to the Council President. C. Significant effort will be made to secure the best value for airfare and lodgings. V. Miscellaneous A. When a City vehicle is available, it may be reserved by Councilmembers for appropriate business-related travel. B. If a Councilmember uses his or her personal vehicle for City-related travel, mileage will be reimbursed according to IRS rules. END Title: COUNCILMEMBER TRAVEL Effective Date: Supercedes: N/A Approved by the City Council on the day of , City Attorney: Council President: TUKWILA CITY COUNCIL OPERATING POLICY Number: CC- POL -07 Page 1 of TITLE: COUNCILMEMBER VOUCHER REVIEW PURPOSE: The purpose of this policy is to assist the City with timely processing and release of payment claims vouchers and to distribute the responsibility equally among Councilmembers. Vouchers are the warrants or checks with which the City pays its bills. Before the entire Council approves vouchers at a Regular Council Meeting, the vouchers undergo review by the initiating department Director, the Accounts Payable Fiscal Specialist, the Accounts Payable Fiscal Coordinator, the Finance Director, and one individual Councilmember. These thorough checks and balances protect the City and provide assurance that all claims presented for payment are complete and in compliance with established policies. REFERENCES: Revised Code of Washington 42.24 Administrative Policy 300 -06 STATEMENT OF POLICY AND /OR PROCEDURES: 1. In December of each year, the Council Analyst will draw up a schedule for the next year so the task is rotated among the Council members. 2. The vouchers are available for review no later than noon on Friday; the review needs to be completed before Monday's Regular Council Meeting. 3. Vouchers are located on the table by the Finance Director's office. 4. If the designated Councilmember is unable to review vouchers on his or her assigned dates, he or she will inform the Council Analyst, who will assist in obtaining a substitute. 5. The obligation of the Councilmember providing the review is to gain a general understanding of City expenditures and confidence that the transactions are consistent with City policies with a particular emphasis on large, unusual, or sensitive items. 6. Questions that arise during this stake of review should be addressed to the Finance Director or the City Administrator, 7. Voucher review traininP will be provided to new Councilmembers under the direction of the Council President. END Title: COUNCILMEMBER VOUCHER REVIEW Effective Date: Supercedes: N/A Approved by the City Council on the day of City Attorney: Council President: 259 260 mon City of Tukwila CITY ADMINISTRATOR REPORT The City of opportunity, the community of choice TO: Mayor Haggerton Councilmembers FROM: David Cline, City Administrator DATE: November 26, 2013 SUBJECT: Report for December 2, 2013 Regular Council Meeting Jim Haggerton, Mayor The City Administrator Report is meant to provide the Council, staff and community an update on the activities of the City and on issues that concern Tukwila. Please let me know if you have any questions or need additional information about any of the following items. Intergovernmental Update • Joint Human Services /Community Development Planner Meeting: On November 20, Human Services, joined by Department of Community Development (DCD) staff, participated in a joint human services /community development planner meeting to talk about the housing element of the comprehensive plan. • Family Homelessness Planning Meeting: On November 22, Human Services participated in the regional Family Homelessness planning meeting which is reviewing the system to provide a more coordinated responsive that moves families into permanent housing more quickly. • Soundside Alliance Executive Committee: On November 20, Council President Hougardy and staff attended the bi- monthly meeting of the Soundside Alliance Executive Committee and reviewed progress on the Alliance's business attraction program. • Tour of the Bakaro Mall: Economic Development staff gave representatives of the Southeast Effective Development (SEED) a tour of the Bakaro Mall highlighting the business model of small retail spaces. SEED is a community development corporation based in Seattle that may have resources to help development along Tukwila International Boulevard. • New Senior Housing Assistance Group (SHAG) Development: Economic Development staff toured the new SHAG development that recently opened at 14002 Interurban Avenue North in Seattle. • South Kinq County Food Access Working Group: Staff attended the regular meeting, joining staff from SeaTac, Seattle /King County Public Health, the Des Moines Area Food Bank, Forterra, Urban Food Link, King County Agriculture Program, and Lutheran Community Services. Forterra provided an update on the status of adoption of food policy regulations in Federal Way, and also provided information on the Regional Equity Summit held in Renton November 8 and 9. • South Kinq County Mobility Coalition: Staff attended the regular meeting of this group on Thursday. King County Metro provided an overview of the proposed reduction to transit service starting in the middle of 2014 and the organization of a website Metro has created to provide information to the public (http: / /metro e kingcountyegov /am /future /). Metro will hold a series of informational public meetings in the coming months. However, the meetings are not meant to result in adjustments to planned cuts in service. The proposed changes to service will be decided based on the updated Metro Service 261 City Administrator Report Page 2 Guidelines. Service cuts may be prevented if Metro is successful in obtaining additional funding from the state legislature or from another funding option. • Kind County Metro Transit Access Study Work Plan Development Meeting: Staff attended the November 15 work plan development meeting for an upcoming Metro access study. City staff emphasized to Metro the importance of studying access issues to non -Metro controlled transit access points heavily used by Metro, citing Tukwila International Boulevard Station as an example. • Salmon Habitat Restoration — Duwamish: DCD staff participated in a planning meeting for a new Duwamish Transition Zone Blueprint Working Group. The group consists of representatives from Seattle and Tukwila and King County, as well as the tribes, federal agencies, the Port of Seattle, Boeing and others. The purpose of the group is to develop a plan to guide salmon habitat restoration work in the Duwamish transition zone as part of the Water Resource Inventory Area (WRIA) 9 restoration efforts. • Highline School District: Staff attended the kickoff for Career Pathway Partners — an effort by the Highline School District to partner with businesses to prepare students for entering the workplace. 11. Community Events • Thorndyke Elementary Care Niqht: Human Services staff participated in Thorndyke Elementary School's Care night on November 20. • The Spirit of Givinq Donation Drive was held at Westfield Southcenter Mall on Saturday, November 23. The Police, Fire, and Parks and Recreation Departments as well as the Police Explorers, Tukwila Children's Foundation and Westfield Mall joined efforts to collect donations of toys and monetary donations totaling more than $3,300. Monetary donations will be used to purchase holiday gifts for Tukwila families in need. • 23tl Annual Thanksgiving Dinner for seniors was held on Thursday, November 21. The event is sponsored by the Tukwila Rotary. More than 160 local senior citizens, community volunteers and City staff came together for a wonderful Thanksgiving meal. Several local businesses supported the event with food and gift donations including the Doubletree Guest Suites, California Pizza Kitchen, Barnes & Noble, Interurban Starbucks and AARP. 111. Staff Updates Public Safety • Tukwila Police Department: During the past couple of weeks, several new employees began their training at the police department. Entry-Level Officer Daniel Luebke graduated from the police academy and began his Field Training Program as well as Lateral Officer Isaiah Harris. Records Specialists Chandra Reiter and Joanna Rogge also began their training in the front office. There are currently 17 lateral candidates in the application process. November 13 -14, 2013, two staff engagement meeting sessions were held where police department staff had the opportunity to provide input to department leadership and the Strategic Plan Planning Committee, on the five tentative topic areas for the police department Strategic Plan. The feedback will be discussed at our second retreat scheduled on December 4, 2013, as part of the development of our final strategies and goals for the Tukwila Police Department Strategic Plan. 262 City Administrator Report Page 3 Project Updates • South 1841—" Place Ribbon Cuttinq Ceremony: Mayor Haggerton, Council President Hougardy, Councilmembers Duffie and Kruller, City Administrator Cline and several staff were joined by representatives from Segale Properties and Puget Sound Energy for the South 184th Place Ribbon Cutting. • Tukwila Villaqe: On November 14 the Board of Architectural Review (BAR) held the public hearing on the design of the first phase of Tukwila Village and the new Tukwila library. The BAR approved the design for the new library and is scheduled to consider, and possibly approve, the first phase of the Village on November 26. • Update on 3736 Southcenter Blvd. — Nuisance Property: The tenants have moved off the property. The house and garage has been secured. A Criminal Trespass Agreement has been signed with the Police Department and NO TRESPASSING signs have been put up. The inside of the house has been completely cleaned out and a dumpster is onsite to finish the exterior clean up. Once cleanup is complete, Code Enforcement will contact Public Works to request two concrete blocks be placed in the driveway to prevent future illegal dumping. • Sound Transit's Lonq Ranqe Plan Update Letter of Comment: Department of Community Development staff in conjunction with Public Works prepared a letter of comment to send to Sound Transit to help with their Long Range Plan Update. The letter focuses on area projects that would enhance regional mobility and help the region meet Puget Sound Regional Council's Vision 2040 growth and development goals. • Local Improvement District (LID) Bonds: The bonds for LID 33 were sold on November 5 with an interest rate of 5.021 %, well below the 6% authorized by the bond ordinance. The rate charged to the property owners, those owners who did not prepay their assessment, will be 5.521 %, reflecting the .5% administrative fee allowed. • Parks, Recreation and Open Space (PROS) Plan: The draft PROS Plan was presented to the Council on November 25. Comments will be accepted until January 13, 2014 with the final plan presented to the Community Affairs and Parks (CAP) Committee on January 27, 2014. • Trakit Permit System: Staff from the Department of Community Development will schedule a presentation for the City Council on the new system in January or February, 2014. This will include an update on the citizen response module. 263 264 Upcoming Meetings & Events December 2013 2nd (Monday) 3rd (Tuesday) 4th (Wednesday) 5th (Thursday) 6th (Friday) 7th (Saturday) > Civil Service Commission, 5:00 PM (CR #3) ➢ Utilities Crate, 5:00 PM (CR #1) ➢ Tukwila Metropolitan Park District Board of Commissioners Special Meeting 6:00 PM (Council Chambers) ➢ City Council Regular Mtg., 7:00 PM (Council Chambers) ➢ Finance & Safety Crate, 5:30 PM (CR #3) So. Arts Commission, 5:30 PM (Community Center) ➢ Library Advisory Board, 7:00 PM (Community Center) ➢ Equity & Diversity Commission, 5:15 PM (CR #3) 9th (Monday) 10th (Tuesday) 11th (Wednesday) 12th (Thursday) 13th (Friday) 14th (Saturday) ➢ Community Affairs & Parks Crate, 5:15 PM (CR #3) ➢ City Council Committee of the Whole Mtg., 7:00 PM (Council Chambers) To be immediately followed by a Special Meeting. ➢ Transportation Crate, 5:15 PM (CR #1) ➢ Tukwila International Boulevard Action Crate, 7:00 PM (Community Center) ➢Tukwila Metropolitan Park District Board of Commissioners Special Meeting 6:00 PM (Council Chambers) ➢ Tukwila Historical Society, 7:00 PM (The Nelsen House, 15643 West Valley Hwy.) Rescheduled from 12/19/13. Council Chat 10:00 AM to 12:00 NooN Stop by and informally talk with a Tukwila City Councilmember about anything on your mind regarding Tukwila. Foster Golf Links Clubhouse (13500 Interurban Ave S) Music and a Movie Holiday Event Enjoy a concert by local elementary school choirs and a free indoor movie! Choir begins at 6:00 PM Movie (Elf) begins at 7:30 PM. Foster HS Performing Arts Center For more information call the Community Center 206 - 768 -2822. > Arts Commission: 1st Tues., 5:30 PM, Tukwila Community Center. Contact Stephanie Gardner at 206 -767 -2342. > City Council Committee of Whole (C.O.W.) Meeting: 2nd & 4th Mon., 7:00 PM, Council Chambers at City Hall. > City Council Regular Meeting: 1st & 3rd Mon., 7:00 PM, Council Chambers at City Hall. ➢ Civil Service Commission: 1st Mon., 5:00 PM, Conf. Room #3. Contact Kim Gilman at 206 - 431 -2187. > Community Affairs & Parks Committee: 2nd & 4th Mon., 5:15 PM, Conf Room #3 > Equity & Diversity Commission: 1st Thurs., 5:15 PM, Conf Room #3. Contact Joyce Trantina at 206 - 433 -1868. > Finance & Safety Committee: 1st & 3rd Tues., 5:30 PM, Conf. Room #3. (A) Status of options to enhance revenues. (B) A lease for Engineering Solutions (tenant at 6300 Southcenter Blvd). (C) An agreement with King County relating to Institutional Network (I -NET) Services. (D) An Interlocal Agreement for support services between City and Tukwila Metropolitan Park District. (E) An update on Community Schools Collaboration funding issues. > Library Advisory Board: 1st Tues., 7:00 PM, Foster Library. Contact Stephanie Gardner at 206 -767 -2342. > Parks Commission: 3rd Wed., 5:30 PM, Meeting Room B at Community Center. Contact Dave Johnson at 206 - 767 -2308. > Transportation Committee: 2nd & 4th Tues., 5:15 PM, Conf Room # > Tukwila Historical Society: 3rd Thurs., 7:00 PM , Tukwila Heritage & Cultural Center, 14475 59th Avenue S. Contact Pat Brodin at 206 - 433 -1861 >Tukwila Int'l. Blvd. Action Cmte: 2nd Tues., 7:00 PM, Tukwila Community Center. Contact Chief Villa at 206 - 433 -1815. > Utilities Committee: 1st & 3rd Mon., 5:00 PM, Conf. Room #1. 265 Tentative Agenda Schedule MONTH MEETING 1- REGULAR MEETING 2 - C.O.W. MEETING 3 - REGULAR MEETING 4 - C.O.W. December 2 9 16 23 See agenda packet Special Issues: cover sheet for this -An ordinance week's agenda updating the Tukwila (December 2, 2013 Municipal Code Regular Meeting). regarding the Arts Commission. -A resolution for 41st Street Vacation. - Naming of Pea Patch site as "Gully Gardens ". - Collective Bargaining Contract. - Discussion on Supplement No. 10 with KPFF for design services relating to the Tukwila Urban Center Pedestrian/Bicycle Bridge Project. Special Meeting: -An ordinance updating the Tukwila Municipal Code regarding the Arts Commission. -A resolution for 41st Street Vacation. - Collective Bargaining Contract. - Authorize the Mayor to sign Supplement No. 10 to Contract No. 07 -123 with KPFF for the Tukwila Urban Center Pedestrian/Bicycle Bridge Project in the amount of $221,419.54. 266