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HomeMy WebLinkAbout2010 Comprehensive Annual Financial Report (CAFR)$A 4. City of Tukwila, Washington COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Fiscal Year Ended December 31, 2010 The City of Tukwila, Washington COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended December 31, 2010 Prepared by the City of Tukwila, Finance Department Shawn Hunstock, Finance Director JIM HAGGERTON, MAYOR TUKWILA CITY COUNCIL Allan Ekberg, President Joe Duffle Joan Hernandez Dennis Robertson Verna Seal Kathy Hougardy De' Sean Quinn Cover photo by Craig Zellerhoff Old Tukwila City Hall /Tukwila Library now home of the Tukwila Heritage and Cultural Center CITY OF TUKWILA: 2010 CAFR TABLE OF CONTENTS COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended December 31, 2010 TABLE OF CONTENTS Page I. INTRODUCTORY SECTION Table of Contents Administrative Organizational Structure, Principal Officials, and Council Committees 1 Letter of Transmittal 3 Certificate of Achievement 9 II. FINANCIAL SECTION Auditor's Report 11 Management's Discussion and Analysis 13 Basic Financial Statements Government -wide Financial Statements: Statement of Net Assets 31 Statement of Activities 32 Fund Financial Statements: Balance Sheet — Governmental Funds 35 Statement of Revenues, Expenditures, and Changes in Fund Balance — Governmental Funds 36 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities 37 Statement of Revenues, Expenditures, and Changes in Fund Balance — Budget and Actual: General Fund 38 Arterial Street Fund 39 Statement of Net Assets — Proprietary Funds 42 Statement of Revenues, Expenses, and Changes in Fund Net Assets — Proprietary Funds 43 Statement of Cash Flows — Proprietary Funds 44 Statement of Fiduciary Net Assets — Fiduciary Fund 48 Statement of Changes in Fiduciary Net Assets — Fiduciary Fund 49 Notes to the Financial Statements 51 Required Supplemental Information: Firemen's Pension Trust Fund 93 Retiree Medical and Long -Term Care Benefits for LEOFF I Employees 93 Notes to the Required Supplementary Information 94 Combining and Individual Fund Financial Statements and Schedules: Combining Balance Sheet — Non -Major Governmental Funds 96 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances — Non -Major Governmental Funds 97 Combining Balance Sheet — Non -Major Special Revenue Funds 100 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances — Non -Major Special Revenue Funds 101 Schedules of Revenues, Expenditures, and Changes in Fund Balances — Budget and Actual: Hotel /Motel Tax Fund 102 Street Fund 103 CITY OF TUKWILA: 2010 CAFR TABLE OF CONTENTS Schedules of Revenues, Expenditures, and Changes in Fund Balances — Budget and Actual: (continued) Page Contingency Fund 104 Fire Equipment Cumulative Reserve Fund 105 Drug Seizure Special Revenue Fund 106 Combining Balance Sheet — Non -Major Debt Service Funds 108 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance — Non -Major Debt Service Funds 110 Combining Balance Sheet — Non -Major Capital Project Funds 114 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances — Non -Major Capital Project Funds 115 Combining Statements of Net Assets — Internal Service Funds 118 Combining Statement of Revenues, Expenses, and Changes in Fund Net Assets — Internal Service Funds 119 Combining Statement of Cash Flows — Internal Service Funds 120 III. STATISTICAL SECTION Schedule Net Assets by Component 1 124 Changes in Net Assets 2 126 Fund Balances, Governmental Funds 3 128 Changes in Fund Balances of Governmental Funds 4 130 General Government Tax Revenues by Source 5 132 Property Tax Levies and Collections 6 133 Assessed and Estimated Actual Value of Taxable Property 7 134 Property Tax Rates — Direct and Overlapping Governments 8 135 Principal Property Taxpayers 9 136 Retail Sales Tax Collections by Sector 10 138 Sales Tax Rate Direct and Overlapping Governments 11 140 Ratios of Outstanding Debt by Type 12 142 Ratios of General Bonded Debt Outstanding 13 144 Computation of Direct and Overlapping Debt 14 145 Legal Debt Margin Information 15 146 Revenue Bond Coverage — Water and Sewer Bonds 16 148 Demographic Statistics 17 150 Principal Employers 18 151 Full -Time Equivalent City Government Employees by Function 19 152 Operating Indicators by Function 20 153 Capital Assets by Function 21 154 ii CITY OF TUKWILA: 2010 CAFR ADMINISTRATIVE ORGANIZATIONAL STRUCTURE, PRINCIPAL OFFICIALS ADMINISTRATIVE ORGANIZATIONAL STRUCTURE AND PRINCIPAL OFFICIALS CITIZENS OF TUKWILA COUNCIL MEMBERS MAYOR Jim Haggerton CITY ADMINISTRATOR Steve Lancaster \ / MUNICIPAL COURT Kimberly Walden \ J CITY ATTORNEY Kenyon Disend PLLC (Contracted) HUMAN RESOURCES Stephanie Brown / \ INFORMATION TECHNOLOGY Mary Miotke FINANCE Shawn Hunstock \ / COMMUNITY DEVELOPMENT Jack Pace PARKS AND RECREATION Rick Still / \ FIRE Nick Olivas COUNCIL COMMITTEES FINANCE AND SAFETY COMMITTEE Kathy Hougardy, Chairperson Joan Hernandez, Member Dennis Robertson, Member COMMUNITY AFFAIRS AND PARKS Verna Seal, Chairperson Joe Duffie, Member De'Sean Quinn, Member 1 PUBLIC WORKS Bob Giberson POLICE Mike Villa TRANSPORTATION Joan Hernandez, Chairperson Joe Duffie, Member Verna Seal, Member UTILITIES De'Sean Quinn, Chairperson Dennis Robertson, Member Kathy Hougardy, Member CITY OF TUKWILA: 2010 CAFR ADMINISTRATIVE ORGANIZATIONAL STRUCTURE, PRINCIPAL OFFICIALS 2 City of Tukwila 6200 Southcenter Blvd, Tukwila, WA 98188 Jim Haggerton, Mayor June 30, 2011 Honorable Jim Haggerton, Mayor Members of the Tukwila City Council Citizens of Tukwila City of Tukwila 6200 Southcenter Boulevard Tukwila, Washington 98188 -2599 Subject: TRANSMITTAL OF 2010 COMPREHENSIVE ANNUAL FINANCIAL REPORT Dear Mayor, Council Members, and Citizens: State law requires that cities publish financial statements in conformity with Generally Accepted Accounting Principles (GAAP), which are audited in accordance with generally accepted auditing standards by the State Auditor's Office, under the Revised Code of Washington (RCW) 43.09.230. Therefore, we issue and transmit to you the City of Tukwila's Comprehensive Annual Financial Report (CAFR) for the fiscal year ended December 31, 2010. This transmittal letter provides an overview of the report and the financial condition of the City. It also provides insight into the history of the City and the economic conditions affecting it, and describes the systems and controls employed by the Finance department. The Comprehensive Annual Financial Report has several significant uses. First, it provides a general overview of the City's finances to the general public and taxpayers. Second, it is referenced by bond buyers and rating agencies to evaluate the City's fiscal stability and creditworthiness. Finally, the CAFR is a series of financial statements that have been audited by the State Auditor's Office and provides assurances that assets are safeguarded and funds are expended as they were legally appropriated in the adopted budget. I. INTRODUCTION A. MANAGEMENT REPRESENTATION The Tukwila Finance Department prepared the report and accepts responsibility for the accuracy, completeness, and fairness of presentation of the information included. The data is believed to be accurate in all material respects, and it is believed that the data is presented in a manner that fairly sets forth the results of operations and financial position of the City as 3 CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL measured by the financial activity of the City's various funds. All disclosures necessary to enable the reader to gain the maximum understanding of the City's financial activity have been included. The report has been prepared in conformance with GAAP and in conformance with financial reporting standards issued by the Governmental Accounting Standards Board (GASB). City management has developed and evaluated a comprehensive internal control structure that is designed to provide reasonable, but not absolute, assurance regarding the safeguarding of assets against loss from unauthorized use or disposition, and the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance is based on the assumption that the cost of internal controls should not exceed the benefits expected to be derived. As management, we attest that, to the best of our knowledge and belief, this financial report is complete and reliable in all material aspects. As a recipient of federal, state and county financial assistance the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act amendments of 1996 and U.S. Office of Management and Budget Circular A -133, Audits of States, Local Governments, and Non - profit Organizations. The audit is conducted by the State Auditor's Office in conjunction with the City's annual independent audit. Information related to this single audit includes the Schedule of Expenditures of Federal Awards, findings and recommendations, if applicable, and auditor's reports on internal control and compliance with applicable laws, regulations, contracts and agreements. The results of the City's annual single audit for the fiscal year ended December 31, 2010 provided no instances of material weaknesses in the internal control structure or significant violations of applicable laws. B. ORGANIZATION OF THE REPORT The report is divided into three sections: the Introductory Section, the Financial Section, and the Statistical Section. The Introductory Section contains the table of contents, a list of the City's principal officials, an organizational chart, this letter of transmittal, and the Certificate of Achievement for Excellence in Financial Reporting from the Government Finance Officers' Association of the United States and Canada (GFOA) for the 2009 CAFR. The Financial Section contains the Auditor's Report, completed by the Washington State Auditor, Management's Discussion and Analysis, Government -Wide Financial Statements, the Fund Financial Statements, Notes to the Financial Statements and Other Required Combining and Supplemental Information. The Statistical Section, which is unaudited, contains a range of statistical tables and charts that present various financial, economic, social, and demographic data about the City. This information depicts various trends that have affected the fiscal condition of the City over the last ten years. C. REPORTING ENTITY The City of Tukwila is a non - charter optional code City, operating under Section 35A of the Revised Code of Washington. It has a strong Mayor form of government with a seven - member City Council elected by the voters of the City. Council members are elected at large rather than by district, are responsible for establishing the general guidelines and policies for the City, and each serves a four -year term. The Mayor appoints the City Administrator as the City's chief administrative officer responsible for carrying out the policies and direction set by the Mayor and City Council. 4 CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL The City of Tukwila provides a full range of local government services. These services include police and fire protection; emergency medical services; construction and maintenance of streets and traditional municipal infrastructure; planning and zoning; park and recreational activities; and cultural events. In addition, the City operates an equipment maintenance /rental fund. The City operates its own municipal 18 -hole golf course. The City provides sewer, water, and surface water services. The City has a municipal court for traffic infractions, misdemeanors, and gross misdemeanors. Other jurisdictions provide jail services to the City. Tukwila residents receive library services from the King County Library System. Incorporated in 1908, the City of Tukwila abuts the City of Seattle on the north, and is one mile east of Seattle- Tacoma International Airport. Tukwila has a small residential population of 19,107; however, the daytime shopper /visitor and working population can reach over 150,000 during the holiday shopping season. II. ECONOMIC CONDITION A. SUMMARY OF LOCAL ECONOMY A diverse regional economy is led by The Boeing Company and other smaller manufacturing companies. The Puget Sound region is a major international trade gateway to the Far East. Also, high tech industries such as Microsoft have made their home in this region. This diversity has now become the strength of our economic well being. Tukwila enjoys a strong position in the Puget Sound region as well as the State of Washington. Tukwila's location at the crossroads of the State's most significant freeway network (the 1 -5 and 1 -405 interchange) and planned multi -modal transit center and commuter light rail reinforces the well - established advantages of Tukwila as a business location. These major transportation systems and strategic access to Seattle, Tacoma, Sea -Tac Airport and the population base of the south Puget Sound region provide a natural setting for commercial and industrial activity. Tukwila enjoys one of the largest sales tax bases in the State of Washington, with $14.6 million in revenue for 2010. The total combined retail sales activity amounted to approximately $1.7 billion in 2010. While this represents a significant decline in sales tax revenue and retail activity within Tukwila, as compared to 2007, the City has been aggressively adjusting its budget to meet the new revenue stream. The strength of the City's retail sales activity is the Westfield Southcenter Shopping Center and Parkway Plaza retail development, which combine to create one of the largest retail concentrations on the west coast. This strength has attracted new retail establishments to locate in Tukwila. This diversified revenue base is further supported by an assessed valuation of $4.81 billion as well as our above - mentioned sales tax base, and has allowed the City to pursue a long -term capital investment program. The City is experiencing modest growth in overall development activities and in retail sales. Permitting activity increased from 1,382 permits issued in 2009 for a total value of $59 million to 1,695 permits issued in 2010 for a total value of $90 million. After significant declines in retail activity between 2007 and 2009, retail sales for 2010 leveled out and started a slow rebound in 5 CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL the second half of 2010. The total retail sales activity of $1.7 billion in 2010 was an increase of $18.6 million over 2009. The trend of modest but consistent growth has continued into 2011. B. FUTURE ECONOMIC OUTLOOK Tukwila is in a continuous process of both short -term and Tong -term financial planning. Short - term financial planning is inherent in the development of the City's biennial budget. Concurrent with the biennial budget is the City's long -term capital needs and potential funding is assessed with the development of the six -year capital facility plan. The capital facility plan is a component of the Comprehensive Master Plan, which outlines how the City should look and function in twenty years and creates a vision that can be realistically implemented. An integral part of this vision is determining how to allocate the City's financial resources to achieve the desired goals. The City annexed an area south of the urban center on December 31, 2009. The annexation included approximately 259 acres of mostly undeveloped land. The City also entered into a development agreement with the principle owner of property within the annexation area. The agreement calls for the development of approximately 512 acres, commonly known as Tukwila South, including the recently annexed 259 acres. The master plan for Tukwila South anticipates the creation of 25,000 jobs through the addition of 5 to 10 million square feet of office technology / flex -tech space, 1 to 2 million square feet of goods and services, and 700 to 1,900 units of housing. In addition, there will be significant investment in infrastructure within the development area, including the realignment and construction of Southcenter Parkway for approximately $22.3 million in total costs. The developer has given the City a number of revenue guarantees related to Southcenter Parkway construction costs, and operations and maintenance costs within the development area. The revenue guarantees are secured by letters of credit held by an independent third party, as well as deeds of trust for certain properties within the development area. The term of the development agreement is 15 years, during which time there is expected to be a multi - million dollar investment in private and public facilities, increasing the long -term economic base of the City. Outside of the development area, growth is predicted to continue but not at the rate experienced in the late 1990's and early 2000's. The challenge is to control costs that grow at a faster rate than revenue. Areas of concern are health care costs and public safety costs related to incarceration and labor contracts. Continuing to fund these sectors will draw valuable resources from other areas such as infrastructure replacement and capital programs. As Tukwila moves forward, economic conditions will be continually monitored and adjustments to City spending and services made to maintain the City's financial health. Long -term plans will be focused on ensuring the City continues to be an economically strong and viable City. Towards that end, the City adopted a contingency reserve policy in December 2009, which calls for the eventual establishment of two months of general fund operations in reserve. It is expected the reserve will be built up over a four to five year period beginning in 2011. 6 CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL III. OTHER RELEVANT INFORMATION A. INDEPENDENT AUDIT State law requires an annual audit of all City books of accounts and financial records by the Office of the State Auditor, which is headed by an independently elected State official, the State Auditor. The Auditor has broad legal authority to inquire into all financial and legal compliance matters and such audits are considered equal to audits by certified public accounting firms. The 2010 financial audit of the City is complete and was conducted in conformance with Generally Accepted Auditing Standards. The financial statements of all City funds have been included in this audit. The City has been given an unqualified opinion for 2010. Please see the Auditor's Report. The State Auditor's Office also audits the City's administration of its federal grants under the single audit concept. There were no instances of questioned costs as part of the City's single audit for 2010. B. MANAGEMENT DISCUSSION AND ANALYSIS Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD &A). This letter of transmittal is designed to complement the MD &A and should be read in conjunction with it. Tukwila's MD &A can be found immediately following the independent auditor's report. B. AWARDS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Tukwila for its comprehensive annual financial report for the fiscal year ended December 31, 2009. This was the 23rd consecutive year that the government has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL C. ACKNOWLEDGMENTS Preparation of this report could not have been accomplished without the professional, efficient, and dedicated services of the entire staff of the Finance Department and the cooperation of other City departments. Their long hours of assistance with the preparation and review of this report are greatly appreciated. The Mayor, City Administrator and City Council are to be complimented for their encouragement, interest, and support in conducting the financial operations of the City in a sound and progressive manner. The efficient assistance of examiners from the Office of the State Auditor is also appreciated. Staff who had a direct role in preparing Tukwila's 2010 Comprehensive Annual Financial Report take great pride in their work, and the entire team who worked on this project is to be commended. Respectfully submitted, Shawn Hunstock, CPA Finance Director 8 CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL Certificate of Achievement for Excellence in Financial Reporting Presented to City of Tukwila Washington For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2 009 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. Executive Director 9 CITY OF TUKWILA: 2010 CAFR LETTER OF TRANSMITTAL 10 CITY OF TUKWILA: 2010 CAFR AUDITOR'S OPINION LETTER ti Washington State Auditor Brian Sonntag INDEPENDENT AUDITOR'S REPORT June 30, 2011 Mayor and City Council City of Tukwila Tukwila, Washington We have audited the accompanying financial statements of the governmental activities, the business -type activities, each major fund and the aggregate remaining fund interrelation of the City of Tukwila. King County. Washington, as of and for the year ended December 31, 2010, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities. each major fund and the aggregate remainino fund information of the City of Tukwila, King County, Washington. as of December 31, 2010, and the respective changes in financial position and, where applicable, cash flows thereof, and the respective budgetary comparison for the General and Arterial Street funds for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we will also issue our report dated June 30, 2011, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. lo{uraa�ce BLOW ing. PO Box 40021. Olympia, Washington 9N504-0021 • (360 902 -0370 • (1166) 902.3400 • Tlan Relay (8(1(11 833.638( FAX (360) 743.0646 • hfp:L'wwiw,sao.wa.goa 11 CITY OF TUKWILA: 2010 CAFR AUDITOR'S OPINION LETTER The management's discussion and analysis on pages 13 through 28, pension trust fund information and information on postemployment benefits other than pensions on pages 93 through 94 are not a required part of the basic financial statements but are supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However. we did not audit the information and express no opinion on it. Our audit was performed for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The accompanying information listed as combining financial statements and supplemental information on pages 96 through 123 is presented for purposes of additional analysis and is not a required part of the basic financial statements. This information has been subjected to auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects. in relation to the basic financial statements taken as a whole, The information identified in the table of contents as the Introductory and Statistical Sections is presented for purposes of additional analysis and is not a required part of the basic financial statements of the City. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on it. Sincerely, BRIAN SONNTAG, CGFM STATE AUDITOR 12 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS MANAGEMENT'S DISCUSSION AND ANALYSIS For the Year Ended December 31, 2010 The discussion and analysis of the City of Tukwila's financial performance provides an overall review of the City's financial activities for the year ended December 31, 2010. The intent of this discussion and analysis is to look at the City's financial performance as a whole; readers should also review the transmittal letter, and the basic financial statements to enhance their understanding of the City's financial performance. FINANCIAL HIGHLIGHTS • Total net assets, the amount by which total assets exceed total liabilities, equal $268.6 million. A total of 83 percent or $221.8 million of total net assets is invested in capital assets such as streets, land, buildings, equipment, and other improvements. The remaining net assets of $46.7 million is available for debt service, capital projects, and to meet the government's ongoing activities and obligations. • The government's net assets increased by $30.8 million in 2010. Governmental activities provided a $24.0 million increase and the increase for business -type activities accounted for the difference. • As of the close of the current fiscal year, the City of Tukwila's governmental funds reported combined ending fund balances of $28,762,832 an increase of $5,013,305 in comparison with the prior year. • At the end of the current fiscal year, unreserved fund balance for the general fund was $5,739,140, or 13 percent of total general fund expenditures. • The City of Tukwila's total debt increased by $3,491,854 during the current fiscal year. The City incurred $5.9 million in additional debt for arterial street construction and emergency response equipment purchases. This increase was offset by $2.7 million in payments on existing debt. USING THIS ANNUAL FINANCIAL REPORT This annual report consists of a series of financial statements and notes to those statements. These statements are organized so the reader can understand the City of Tukwila as a financial whole or as an entire operating entity. The statements then proceed to provide an increasingly detailed look at specific financial conditions. The Statement of Net Assets and Statement of Activities provide information about the activities of the whole City presenting both an aggregate view of the City's finances and a longer -term view of those assets. Major fund financial statements provide the next level of detail. For governmental funds, these statements tell how services were financed in the short -term as well as what dollars remain for future spending. The fund financial statements also look at the City's most significant funds with all other non -major funds presented in total in one column. 13 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS Overview of the Financial Statements The City's basic financial statements are presented in three parts: 1) Government -wide financial statements 2) Fund financial statements 3) Notes to the financial statements Other supplementary information, in addition to the basic financial statements, is also contained in this report. This section of the Management's Discussion and Analysis is intended to introduce and explain the basic financial statements. Government -wide Financial Statements The government -wide financial statements are designed to be corporate -like in that all governmental and business -type activities are consolidated into columns which add to a total for the City. The focus of the Statement of Net Assets is designed to be similar to bottom -line results for the City and its governmental and business -type activities. This statement combines and consolidates governmental funds' current financial resources (short -term spendable resources) with capital assets and long -term obligations. Over time, increases or decreases in net assets may be one indicator of improvement or deterioration in the City's overall financial health. The Statement of Activities is focused on both the gross and net cost of various functions, including both governmental and business -type activities, which are supported by the City's general tax and other revenues. This is intended to summarize and simplify the user's analysis of cost of various governmental services and /or subsidy to various business -type activities. The revenue generated by the specific functions (charges for services, grants, and contributions) is compared to the expenses for those functions to show how much each function either supports itself or relies on taxes and other general funding sources for support. All activity on this statement is reported on the accrual basis of accounting, requiring that revenues are reported when they are earned and expenses are reported when they are incurred, regardless of when cash is received or disbursed. Governmental activities of the City include general government (executive, finance, legal, human resources, court), public safety, physical environment, economic environment, transportation, mental and physical health, and culture and recreation. The City's business -type activities include a water and sanitary sewer utility, surface water utility, and a municipal golf course. Governmental activities are primarily supported by taxes, charges for services, and grants while business -type activities are self - supporting through user fees and charges. Fund Financial Statements The Fund Financial Statements are the traditional reporting format for governments. A fund is a fiscal and accounting entity with a self - balancing set of accounts used to account for specific activities or meet certain objectives. While the government -wide statements present the City's finances based on the type of activity (general government vs. business type), the Fund Financial Statements are presented by fund type, such as the general fund, special revenue funds and proprietary funds, with the focus on major funds. Governmental Funds Governmental funds are used to account for essentially the same functions that are reported as governmental activities in the government -wide financial statements. The governmental major fund presentation is used, utilizing the "sources and uses of resources" basis. This is the manner in which the budget is typically developed. The basis of accounting is different between the governmental fund statements and the government -wide financial statements. The governmental fund statements 14 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS focus on the near -term revenues /financial resources and expenditures while the government -wide financial statements include both near -term and long -term revenues /financial resources and expenditures. The information in the governmental fund statements can be used to evaluate the City's near -term financing requirements and immediate fiscal health. Comparing the governmental fund statements with the government -wide statements can help the reader better understand the long -term impact of the City's current year financing decisions. Because the basis of accounting is different between the governmental fund statements and the government -wide financial statements, reconciliations are provided. The reconciliation between the governmental fund Balance Sheets and the government -wide Statement of Net Assets is found on the bottom of the governmental funds' Balance Sheet, while the reconciliation between the governmental fund Statement of Revenues, Expenditures and Changes in Fund Balance and the government -wide Statement of Activities is found directly following the governmental funds' Statement of Revenues, Expenditures, and Changes in Fund Balance. The City maintains eighteen individual governmental funds. Of these, three are considered major (the general fund, the arterial street fund, and the land acquisition recreation & park development fund) and are presented separately in the governmental fund Balance Sheet and the governmental fund Statement of Revenues, Expenditures and Changes in Fund Balances. The remaining governmental funds are combined into a single column labeled "Other Governmental Funds ". Individual fund data for each of the other governmental funds can be found in the combining statements later in this report. The City maintains budgetary control over its operating funds through the adoption of a biennial budget. Budgets are adopted at the fund level according to state law. Budgetary comparison statements are presented for the general and arterial street funds within the financial statements. Other budgetary comparison schedules are included following the other governmental funds' combining statements in this report. Proprietary Funds Proprietary funds are used by governments to account for their business -type activities and use the same basis of accounting as utilized in private industry. Business -type activities provide specific goods or services to a group of customers that are paid for by fees charged to those customers. There is a direct relationship between the fees paid and the services rendered. The City has two types of proprietary funds: enterprise funds and internal service funds. Enterprise funds are used to account for goods and services provided to citizens, while internal service funds are used to account for goods and services provided internally to various City departments. Enterprise funds report the same functions presented as business -type activities in the government - wide statements, but in greater detail. The City's enterprise fund statements provide information on the City's three utilities (water, sanitary sewer, surface water) as well as the City -owned golf course. Internal service funds are an essential accounting tool used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for its fleet of vehicles, and its insurance premiums. Internal service funds benefit both governmental and business -type activities, and are allocated accordingly in the government -wide statement of activities. Fiduciary Funds Fiduciary funds account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments or other funds. Fiduciary funds are not included in the government -wide financial statements because their assets are not available to support the City's activities. 15 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The City has two fiduciary funds: a firemen's pension trust fund and an agency fund, which are accounted for on the accrual basis. As agency funds are custodial in nature, they do not include revenues and expenses. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to the financial statements can be found at the end of the Basic Financial Statements section. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning a schedule of funding progress for the Firemen's Pension Trust Fund and other post - employment benefits. Additional pension benefit information is found in Note 9. The combining statements referred to earlier in connection with non -major governmental funds, nonmajor enterprise funds, and internal service funds are presented in the section titled "Combining and Individual Fund Financial Statements and Schedules ". Government -wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. For the City of Tukwila, total assets exceeded liabilities by $268,552,522 at December 31, 2010. The largest portion of the City's net assets, $221.8 million, or 83 percent, reflects its investment in capital assets (e.g., land, buildings, machinery, and equipment) less any related debt used to acquire those assets that is still outstanding. The City of Tukwila uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Tukwila's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities: CITY OF TUKWILA NET ASSETS Governmental Activities Business -type Activities Total As of 12/31/10 As of 12/31/09 As of 12/31/10 As of 12/31/09 As of 12/31/10 As of 12/31/09 Current and other assets Capital assets, net of accumulated depreciation Total assets Long -term liabilities Other liabilities Total liabilities Net assets Invested in capital assets, net of related debt Restricted Unrestricted Total net assets $ 53,165,106 $ 46,194,349 $ 12,166,042 $ 12,551,672 $ 65,331,148 $ 58,746,021 195,938,217 249,103, 323 172,742,658 60,321,804 54,235,914 256,260,021 226,978,572 218,937,007 72,487,846 66,787,586 321,591,169 285,724,593 21,739,892 15,158,923 36,898,815 16,895,646 13,802,779 30,698,425 14,335,996 16,157,533 36,075,888 33,053,179 1,803,836 1,151, 784 16, 962, 759 14, 954, 563 16,139,832 17,309,317 53,038,647 48,007,742 177,078,793 23,005,792 12,119,923 $ 212,204,508 155,847,012 16,360,097 16, 031,473 $ 188,238,582 44,759,489 430,444 11,158,081 $ 56,348,014 38,052,488 438,619 10,987,162 $ 49,478,269 16 221, 838, 282 193, 899, 500 23, 436, 236 16, 798, 716 23,278,004 27,018,635 $ 268,552,522 $ 237,716,851 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The governmental unrestricted net assets comprise $12.1 million. The general fund unrestricted net assets are available for functions such as public safety employee salaries and supplies, park and road maintenance, and other general government services. The unrestricted net assets of business - type activities, $11.1 million, may only be spent on activities related to one of the three City utilities (water, sewer, and surface water) or to the golf course activities. Examples of utility activities include maintenance of water /sewer mains, pump and lift stations, storm drain flushing, and water meter reading. Restricted governmental fund net assets are $23.0 million and are subject to constitutional, legal or external restrictions for purposes such as capital project construction and debt service. The $7.0 million increase in current and other assets for governmental activities is comprised of a $3.1 million increase in unrestricted and restricted cash, and a $4.6 million increase in investments. The decrease of $385,000 in current and other assets for business -type activities is comprised of a decrease of $4.4 million in cash offset by an increase of $4.0 million in investments. Governmental capital assets increased by $23.2 million due to capital outlays of $11.5 million and developer contributions of $15.1 million, offset by depreciation. Most of the developer contributions were in the form of road improvements, signal installation and right -of -way from the completion of Sound Transit's Link light rail. The $4.8 million increase in long -term liabilities for governmental activities is due to issuance of bonds for arterial street construction and the purchase of emergency response equipment, offset by principal payments on existing debt. Business -type activity capital assets increased by $6.1 million due to capital outlays of $1.9 million and developer contributions of $5.9 million, offset by depreciation. Most of the developer contributions were in the form of utility improvements from the completion of Sound Transit's Link light rail. Changes in Net Assets The change in net assets represents the increase or decrease in City net assets resulting from its various activities. Following is a condensed version of the City's changes in net assets. The table shows the revenues, expenses and related changes in net assets for both governmental -type and business -type activities: 17 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS CITY OF TUKWILA CHANGES IN NET ASSETS Governmental Activities Business -type Activities Total 2010 2009 2010 2009 2010 2009 Revenues: Program revenues Charges for services $ 5,076,107 $ 3,460,912 $ 14,117,185 $ 14,190,560 $ 19,193,292 $ 17,651,472 Operating grants and contributions 2,139,029 3,386,269 3,502 - 2,142,531 3,386,269 Capital grants and contributions 23,992,563 14,784,074 7,389,910 515,633 31,382,473 15,299,707 General revenues Property taxes 13,363,096 11,901,072 - - 13,363,096 11,901,072 Sales taxes 14,669,328 14,588,297 329,527 327,999 14,998,855 14,916,296 Hotel /Motel taxes 458,092 489,806 - 458,092 489,806 Natural gas use tax 533,811 748,772 - 533,811 748,772 Utility taxes 5,600,683 5,577,583 - 5,600,683 5,577,583 Interfund utility taxes 1,497,782 1,813,277 - 1,497,782 1,813,277 Business taxes 2,707,792 3,196,178 - 2,707,792 3,196,178 Excise taxes 507,798 367,198 - - 507,798 367,198 State entitlements 1,951,936 2,233,445 - 1,951,936 2,233,445 Investment earnings 108,929 246,287 85,942 106,032 194,871 352,319 Miscellaneous - - 97,541 - 97,541 - Gain /(loss) on sale of capital assets - 980,267 - (264,093) - 716,174 Total revenues 72,606,946 63,773,437 22,023,607 14,876,131 94,630,553 78,649,568 Expenses: General government 7,052,717 6,689,659 - 7,052,717 6,689,659 Public safety 26,088,644 26,959,352 - 26,088,644 26,959,352 Physical environment 2,533,394 2,575,405 - - 2,533,394 2,575,405 Transportation 6,015,197 5,541,367 - - 6,015,197 5,541,367 Economic environment 4,579,338 4,637,531 - 4,579,338 4,637,531 Mental and physical health 4,539 4,332 - 4,539 4,332 Culture and recreation 4,756,676 4,914,256 - 4,756,676 4,914,256 Interest on long -term debt 1,061,419 753,904 - 1,061,419 753,904 Water /sewer - 9,343,368 9,293,434 9,343,368 9,293,434 Foster golf course - 1,935,014 2,050,172 1,935,014 2,050,172 Surface water - - 2,476,170 2,299,394 2,476,170 2,299,394 Total expenses 52,091,924 52,075,806 13,754,552 13,643,000 65,846,476 65,718,806 Increase in net assets before transfers 20,515,022 11,697,631 8,269,055 1,233,131 28,784,077 12,930,762 Transfers 1,399,310 1,601,200 (1,399,310) (1,601,200) Change in net assets 21,914,332 13,298,831 6,869,745 (368,069) 28,784,077 12,930,762 Net assets - beginning of period 190,290,176 174,939,751 49,478,269 49,846,338 239,768,445 224,786,089 Net assets -end of period $ 212,204,508 $ 188,238,582 $ 56,348,014 $ 49,478,269 $ 268,552,522 $ 237,716,851 Governmental activities contributed $21.9 million to the total increase in City net assets. Revenues to fund capital assets are recorded as program or general revenues in the statement of activities. However, asset purchases are not recorded as expenses in the year purchased and construction costs are not recorded as expenses in the year incurred. Instead, the costs are recorded as long- term assets and are depreciated over their useful life. Beginning net assets in 2010 above for governmental activities includes an adjustment of $2.1 million for capital assets that were previously expensed when the costs were incurred. Revenues from governmental activities increased $8.8 million from 2009 activity. The components and explanation of this increase follows. • Property tax collections increased by $1.4 million, or 12 %. The increase is the result of higher than expected amounts for the value of new construction, thereby increasing the City's assessed valuation. • Capital grants and contributions increased $9.2 million primarily due to developer contributions from the completion of Sound Transit's Link light rail. 18 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS • Business taxes decreased by $488,000 due to an overall decline in gambling taxes and the closure of one of the City's four social card rooms. • Gain on sale of capital assets decreased by $980,000 due to very little sale of capital assets in 2010 for governmental -type activities. Governmental activity expenses increased by only $16,000. Public safety expenses decreased by $871,000, or 3.2 %, general government expenses increased by $364,000, or 5.4 %, and interest expense on long -term debt increased by $307,000, or 40.8 %. The minimal overall increase in expenses is due to expenditure cuts, a hiring freeze and other cost containment measures taken by the City Council and the Mayor in an effort to reduce any potential deficit related to a downturn in the economy. The next chart summarizes the governmental activity revenue by source, while the second one reflects the specific programs' revenues and related expenses for the various activities of the City. Gaps between specific programs' revenues and their related expenses are funded through general tax revenues. Revenues by Source — Governmental Activities Other revenue Other taxes 3% Utility taxes 6% 10% Sales taxes 20% Property taxes 18% Charges for services 7% Capital grants & contributions 3% 19 Operating grants & contributions 33% CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS $27,000,000 $24,000,W0 $21,000,000 $18,000,000 $15,000,000 $12,000,000 $9,000,000 $6,000,000 $3,000,000 $0 Program Revenues and Expenses - Governmental Activities 1 .a1 5a • \e ��P �. eev ��z c��� o�e� \�G �Qo ,�o `e6 ,\�o c`e Cif' QJ .co , \e ms e 0a �Ge� � c� a ` r Ce� Qr�y GJ � cpK• rgoa e ❑ Program revenues • Expenses Business -type net assets increased by $6.9 million during 2010. Key components of this increase include: • $6,874,277 increase in capital grants and contributions primarily due to developer contributions from utility improvements related to completion of Sound Transit's Link light rail. • $1,399,310 net transfer out from the business -type activity funds. • Income before capital contributions and transfers amounted to: o Water /sewer fund: $ 393,108 o Foster golf course fund: (178,947) o Surface water fund: 664,984 $ 879,145 20 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The following chart shows the relative net asset balances for each business -type fund: Business -Type Net Assets - By Fund Fostergolf course 10% Water /sewer 45% Surface water 45% The majority of net assets in the City's enterprise funds relate to capital asset infrastructure, such as water and sewer mains, and the golf course land. As such, most of the net assets are not available to support the ongoing expenses of the funds. The following chart contrasts the total net assets to the spendable portion of net assets for each enterprise fund: $30,000,000 $25,000,000 $20,000,000 $15,000,000 - $10,000,000 - $5,000,000 Comparison of Total Net Assets to Spendable Net Assets Business -Type Funds ❑ Spendable net assets •Total net assets $0 Water /sewer Surface water 21 Foster golf course CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The following chart depicts the revenues and expenses for business -type funds: $10,000,000 $8,000,000 $6,000,000 $4,000,000 $2,000,000 $0 Business -type Activity Revenues and Expenses Before Capital Contributions and Transfers Water /sewer Surface water Financial Analysis of Governmental Funds Foster golf course ❑ Revenues • Expenses The purpose of the City's governmental funds is to report on near -term revenues /financial resources and expenditures. This information helps determine the City's financial requirements in the near future. Specifically, fund balance is a good indicator of the City's financial resources. As of December 31, 2010, the City's governmental funds had combined fund balances of $28,762,832 an increase of $5,013,304 or 21.1%. This increase is related to: • General fund • Arterial street fund • Land Acq., Rec & Park Development • Other governmental funds ($1,632,391) $5,232,635 $105,167 $1,307,893 Of the governmental funds' total fund balances, $28,744,932 is unreserved. Of this unreserved total, $8,541,195 is earmarked for capital projects, $14,461,546 is in special revenue funds and is earmarked for specific purposes, and $3,051 is in debt service funds dedicated for debt repayment. The general fund is the primary operating fund of the City. All receipts and payments of ordinary City operations are processed through it unless they are required to be accounted for in another fund. At the end of 2010, the general fund had a fund balance of $5,757,040, of which substantially all is unreserved. 22 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS Other funds that had significant fund balances include: • $11,053,410 in the arterial street special revenue fund; used for various transportation improvement projects. • $4,773,512 in the land acquisition, recreation and park development fund; used for acquisition, development and construction of park facilities. • $2,058,647 in the facility replacement fund; used for the replacement of existing general government facilities. The following chart shows the relative fund balances for governmental funds: Governmental Funds — Fund Balances Special revenue funds 12% Capital project funds 13% Land acq, rec & park improvement funds 17% Debt service funds 0% General fund 20% Arterial street fund 38% The $1,632,391 decrease in the general fund balance results from revenue of $40,804,019, expenses of $44,642,741, transfers into the fund of $2,461,806 and transfers out of $255,475. In comparison with 2009, revenue decreased by $1.6 million, expenditures decreased by $1.4 million, transfers out decreased by $453,959 and transfers in decreased by $694,494. 23 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The general fund revenue decrease of $1,584,403 came from the following sources: $1,000,000 $500,000 $0 ($500,000) ($1,000,000) ($1,500,000) Taxes General Fund Revenue Increases / (Decreases) - By Source Chargesforse vices $703,043 ($1,089,205) Licenses and perils $335,367 Intergovernmental ($1,456,879) Fines and forfeitures ($2,721) Investment earn ings ($51,063) Miscellaneous ($22,945) The increase of $5,232,635 in the arterial street fund is due primarily to unspent bond proceeds intended for the construction of an arterial street in the recently annexed area. Other street improvement projects, such as Tukwila International Boulevard Phase 2 and 3, contributed to arterial street expenditures. Financial Analysis of Proprietary Funds The City's proprietary funds provide the same type of information as found in the government -wide financial statements, but in greater detail. Factors affecting the finances of the City's proprietary funds have already been addressed in the discussion of the City's business -type activities. General Fund Budgetary Highlights The City budgets biennially by adopting a budget at the end of the preceding biennium, and then making adjustments as necessary via budget amendments throughout the next two years. Following is a summary of such budget amendments: • Increase in interfund utility tax revenue $ 1,358,000 • Increase in intergovernmental revenue for COPS hiring grant 265,072 • Increase in property tax revenue 393,000 • Increase in business license revenue 32,000 • Increase in Arts Commission grant revenue 9,000 • Three percent overall budget reduction (1,505,162) • Additional funding for Arts Commission purchases 9,000 • Additional funding for fuel purchases 262,435 • Funding for building abatement program 35,000 • Reduction in funding for retirement plan contributions (345,025) • Reduction in funding for health insurance premium contributions (509,567) • Additional funding for Howard Hanson Dam flood prevention 858,000 • Funding for COPS grant program expenses 553,557 • Additional funding for audit costs, software licensing and claims and judgments 393,000 24 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS • Additional funding for special matters in Legal Department 115,000 • Additional funding for public defender expenses 25,000 • Additional funding in Fire Department for hydrant rentals 6,960 • Additional funding in Fire Department for equipment maintenance and operations 85,000 • Additional funding in Parks Maintenance for surface water management fees 25,000 • Funding for Laserfiche Agenda Manager in Clerk's Office 10,500 Reasons for the significant variances in the general fund between the final budget and actual results include: • Sales tax revenue was $4,727,636 less than budgeted. This reflects the effect of the recession experienced nation -wide beginning in 2008. • Building permit revenue was $560,737 less than budgeted. The original budget for 2010 was adopted at a time, in 2008, when permitting activity was high and expected to continue at that level. Permitting activity decreased significantly throughout 2009 -2010 but showed significant signs of recovery in the latter half of 2010. • Streamlined sales tax mitigation of $1,239,127 was received in 2010. This revenue source was not included when the 2009 -2010 biennial budget was adopted, and as such caused a significant positive budget variance. • The budget for investment income was not adjusted during the 2009 -2010 biennium to reflect the current market rates of interest. The budget for 2010 was $505,000 but actual earnings were $67,650, resulting in a significant negative variance. • As a result of substantial efforts on the part of the City Council, the Mayor and City Administration, all departments in the City were charged with reducing their overall level of spending. This resulted in nearly all departments ending 2010 with a significant positive variance between budgeted expenditures and actual expenditures. For instance, there was a $979,557 positive variance for Public Safety, $592,906 positive variance for Physical Environment, and $466,943 positive variance for Economic Environment. Overall departmental expenditures in the General Fund were $3,089,350 less than the amended budget. The efforts of every department to save money where they could meant the City was able to absorb a negative variance in budgeted revenue of $4,536,955 with a reduction in ending fund balance of only $1,632,391. Capital Asset and Debt Administration Capital Assets The City's investment in capital assets for both its governmental and business -type activities as of December 31, 2010 totaled $256.2 million (net of accumulated depreciation), an increase of $29.3 million, or 12.9%, from 2009. This investment in capital assets includes land, buildings, improvements, machinery and equipment, construction in progress, utility transmission /distribution systems, roads, bridges, and other infrastructure. Major capital asset changes during the year include: • Developer contributions of over $21.1 million, the majority of which were from completion of Sound Transit's Link light rail and related utility and infrastructure improvements. • Tukwila International Boulevard Phase II project amounted to $2.7 million. 25 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS • Tukwila International Boulevard Phase III project amounted to $2.5 million. • Southcenter Parkway and S 180th St arterial street construction amounted to $3.6 million. A summary of the City's net assets follows: SUMMARY OF CAPITAL ASSETS (NET OF DEPRECIATION) Governmental Activities Business -type Activities Total As of 12/31/10 As of 12/31/09 As of 12/31/10 As of 12/31/09 As of 12/31/10 As of 12/31/09 Land $ 39,472,061 $ 39,352,086 $ 2,214,118 $ 1,907,416 $ 41,686,179 $ 41,259,502 Buildings 14,718,746 15,293,399 8,709,277 8,717,717 23,428,023 24,011,116 Other Improvements 4,983,563 4,674,630 45,634,422 40,349,296 50,617,985 45,023,925 Machinery and Equipment 6,175,182 6,550,878 809,984 931,147 6,985,166 7,482,026 Infrastructure 97,249,360 85,548,855 - 97,249,360 85,548,855 Intangible Assets 208,021 208,021 Construction in Progress 33,131,284 21,322,810 2,893,683 2,267,865 36,024,967 23,590,675 Total $195,938,217 $172,742,658 $ 60,261,484 $ 54,173,441 $256,199,701 $226,916,098 More detailed information on capital assets is provided in note 7. Long -term Debt At the end of the current fiscal year, the City had total bonded debt outstanding of $26,455,000. Of this amount, $22,060,000 is general obligation bonds, and $4,395,000 is revenue bonds for the water /sewer and surface water utilities. The City currently maintains a rating of Aa3 with Moody's and AA- with Fitch's Investor Service for its general obligation debt. The following schedule summarizes the City's bonded debt: SUMMARY OF BONDED DEBT Governmental Activities Business -type Activities Total As of 12/31/10 As of 12/31/09 As of 12/31/10 As of 12/31/09 As of 12/31/10 As of 12/31/09 General obligation bonds Revenue bonds $ 18,821,175 $ 14,301,203 $ 3,238,825 $ 3,423,797 $ 22,060,000 $ 17,725,000 4,395,000 4,790,000 4,395,000 4,790,000 $ 18,821,175 $ 14,301,203 $ 7,633,825 $ 8,213,797 $ 26,455,000 $ 22,515,000 Below is a summary of additional, non - bonded long -term debt of the City: Other Long -term Debt Public Works Trust Fund loans Employee leave benefits Due to other governments Capital lease payable $ 7,788,843 3,115, 607 7,942,800 40,184 $ 18,887,434 More detailed information on long -term debt is provided in note 11. 26 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS Economic Factors The outlook for 2011 is positive despite the recession that the region and nation are currently experiencing. The City of Tukwila has a small residential population, yet the City works hard to serve the regional economy and has become an economic powerhouse providing jobs and revenue for the region and State. Several major pending developments will have significant positive impacts on the future of Tukwila's economy: • Tukwila South -- In 2009, the City executed development agreements and completed annexation of 259 acres as part of the 500 acre Tukwila South development. The annexation added $29.7 million in assessed value to the City of Tukwila and the entire project could add up to 10 million square feet of new development valued at up to $3 billion. Construction on a major arterial street improvement project began in 2010. Total arterial street construction costs are projected to be approximately $22.3 million. • Sound Transit Light Rail Station -- In 2009, Sound Transit opened a newly constructed light rail station in Tukwila valued at over $30 million. As a public project, the facility is exempt from property taxes; however, it may encourage new development and redevelopment in the surrounding neighborhood. • Tukwila Village - In 2010 the City Council took action in support of the King County Library System constructing a 10,000 square foot new library building as part of the City's proposed six acre Tukwila Village development. It is anticipated that in 2011 the City will reach an agreement with the Library System or a developer to design and construct the building in 2012 and 2013. • Bow Lake Transfer Station -- King County is constructing a new facility to replace the existing Bow Lake Waste and Recycling Transfer Station. The $25 million project started construction in 2009 and is scheduled to be completed in 2012. This project generates development fees but as a public project it will not increase property taxes for the City of Tukwila. • Major Tenant Improvements — The largest new tenant improvements were completed for Ashley Furniture retail store, Seafood City Market, Internap Network Services build -out, and K & G Fashion Superstore totaling over $6 million. • Largest Renovations — The largest renovations were completed for the Courtyard by Marriott lobby, retaining walls for the Bow Lake Transfer Station, and renovations at the Jorgensen Forge facility totaling over $2.7 million • Largest Equipment Installations — The largest equipment installations completed were for generators and computer communication equipment totaling approximately $5.6 million. Requests for Information This financial report is designed to provide a general overview of the City of Tukwila's finances for readers with an interest in the City's finances. Questions concerning this report, or requests for additional information, may be addressed to the Finance Director, City of Tukwila, 6200 Southcenter Blvd, Tukwila, WA 98188 -2544. 27 CITY OF TUKWILA: 2010 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS 28 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS GOVERNMENT -WIDE FINANCIAL STATEMENTS The City presents two government -wide financial statements: The Statement of Net Assets provides information on all City assets and liabilities, with the difference between the two reported as net assets. The Statement of Activities is focused on both the gross and net cost of various functions, including both governmental and business -type activities, which are supported by the City's general tax and other revenues. 29 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS 30 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF NET ASSETS DECEMBER 31, 2010 PRIMARY GOVERNMENT GOVERNMENTAL BUSINESS -TYPE ACTIVITIES ACTIVITIES TOTAL ASSETS: CASH AND CASH EQUIVALENTS (Note 3) $ 17,596,286 $ 4,062,883 $ 21,659,169 INVESTMENTS (Note 3) 12,617,547 5,286,243 17,903,790 RECEIVABLES: TAXES (Note 4) 3,901,592 69,891 3,971,483 CUSTOMER ACCOUNTS 674,174 930,470 1,604,644 INTEREST ON INVESTMENTS 7,778 7,778 DUE FROM OTHER GOVERNMENTAL UNITS (Note 4) 2,028,094 109,502 2,137,596 INVENTORY OF MATERIALS AND SUPPLIES 570,236 593,140 1,163,376 NET PENSION ASSET (Note 9) 284,998 - 284,998 INVESTMENT IN JOINT VENTURES (Note 8) 9,984,395 9,984,395 RESTRICTED ASSETS: CASH AND CASH EQUIVALENTS (Note 3) 5,486,807 490,678 5,977,485 NOTES RECEIVABLE - 495,278 495,278 DEFERRED CHARGES 13,199 127,957 141,156 NON - DEPRECIABLE CAPITAL ASSETS (Note 7) 72,603,345 5,107,801 77,711,146 DEPRECIABLE CAPITAL ASSETS (NET OF ACCUMULATED DEPRECIATION): (Note 7) 123,334,872 55,153,682 178,488,554 PLANT ACQUISITION ADJUSTMENT (NET OF ACCUMULATED AMORTIZATION) 60,321 60,321 TOTAL ASSETS 249,103,323 72,487,846 321,591,169 LIABILITIES: ACCOUNTS PAYABLE 496,230 96,613 592,843 ACCRUED WAGES AND BENEFITS PAYABLE 1,311,956 323,390 1,635,346 DUE TO OTHER GOVERNMENTAL UNITS 7,942,800 609,186 8,551,986 ACCRUED INTEREST PAYABLE 404,654 85,573 490,227 REVENUES COLLECTED IN ADVANCE 347,481 - 347,481 OTHER CURRENT LIABILITIES 1,424,351 - 1,424,351 PAYABLE FROM RESTRICTED ASSETS: REVENUE BOND PRINCIPAL (Note 11) 607,226 607,226 DEPOSITS 500 59,609 60,109 UNEARNED REVENUE 416,009 22,239 438,248 BONDS AND OTHER DEBT PAYABLE: DUE WITHIN ONE YEAR (Note 11) 4,164,109 224,908 4,389,017 DUE IN MORE THAN ONE YEAR (Note 11) 17,575,783 14,111,088 31,686,871 UNFUNDED OTHER POST EMPLOYMENT BENEFITS (Note 10) 2,814,942 - 2,814,942 TOTAL LIABILITIES 36,898,815 16,139,832 53,038,647 NET ASSETS: INVESTED IN CAPITAL ASSETS, NET OF RELATED DEBT 177,078,793 44,759,489 221,838,282 RESTRICTED NET ASSETS: CAPITAL PROJECTS 8,541,195 - 8,541,195 SPECIAL REVENUE FUND PROJECTS 14,461,546 - 14,461,546 DEBT SERVICE 3,051 430,444 433,495 UNRESTRICTED NET ASSETS 12,119,923 11,158,081 23,278,004 TOTAL NET ASSETS $ 212,204,508 $ 56,348,014 $ 268,552,522 The notes to the financial statements are an integral part of this statement. 31 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2010 Page 1 of 2 PROGRAM REVENUES OPERATING CAPITAL CHARGES GRANTS AND GRANTS AND EXPENSES FOR SERVICES CONTRIBUTIONS CONTRIBUTIONS FUNCTIONS / PROGRAMS: PRIMARY GOV ERNM ENT GOVERNMENTAL ACTIVITIES: GENERAL GOVERNMENT $ 7,052,717 $ 1,080,801 $ 182,338 $ PUBLIC SAFETY 26,088,644 819,043 1,022,001 54,756 TRANSPORTATION 6,015,197 571,110 103,111 23,899,979 PHYSICAL ENVIRONMENT 2,533,394 6,200 28,751 CULTURE AND RECREATION 4,756,676 811,679 21,496 37,828 ECONOMIC ENVIRONMENT 4,579,338 1,787,274 781,332 MENTAL AND PHYSICAL HEALTH 4,539 - INTEREST ON LONG -TERM DEBT 1,061,419 52,091,924 5,076,107 2,139,029 23,992,563 BUSINESS -TYPE ACTIVITIES: WATER/SEWER 9,343,368 9,665,095 635 1,336,689 SURFACE WATER 2,476,170 3,029,630 6,053,221 FOSTER GOLF COURSE 1,935,014 1,425,327 13,754,552 14,120,052 635 7,389,910 TOTAL PRIMARY GOVERNMENT $ 65,846,476 $ 19,196,159 $ 2,139,664 $ 31,382,473 GENERAL REVENUES: TAXES PROPERTY TAXES RETAIL SALES AND USE TAXES NATURAL GAS USE TAX HOTEL /MOTEL TAXES UTILITY TAXES INTERFUND UTILITY TAXES BUSINESS TAXES EXCISE TAXES STATE ENTITLEMENTS UNRESTRICTED INVESTMENT EARNINGS MISCELLANEOUS TRANSFERS (Note 5) TOTAL GENERAL REVENUES CHANGE IN NET ASSETS NET ASSETS - BEGINNING NET ASSETS - ENDING The notes to the financial statements are an integral part of this statement. 32 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS Page 2 of 2 NET (EXPENSE) REVENUE AND CHANGES IN NET ASSETS GOVERNMENTAL BUSINESS -TYPE ACTIV ITIES ACTIVITIES TOTAL $ (5,789,578) $ (24,192,844) 18,559,003 (2,498,443) (3,885,673) (2,010,732) (4,539) (1,061,419) (20,884,225) $ (5,789,578) (24,192,844) 18,559,003 (2,498,443) (3,885,673) (2,010,732) (4,539) (1,061,419) (20,884,225) 1 1,659,051 6,606,681 (509,687) 1,659,051 6,606,681 (509,687) 7,756,045 7,756,045 $ (20,884,225) $ 7,756,045 $ (13,128,180) $ 13,363,096 $ - $ 13,363,096 14,669,328 329,527 14,998,855 533,811 - 533,811 458,092 - 458,092 5,600,683 5,600,683 1,497,782 - 1,497,782 2,707,792 - 2,707,792 507,798 507,798 1,951,936 - 1,951,936 108,929 85,942 194,871 97,541 97,541 1,399,310 (1,399,310) 42,798,557 (886,300) 41,912,257 21,914,332 6,869,745 28,784,077 190,290,176 49,478,269 239,768,445 $ 212,204,508 $ 56,348,014 $ 268,552,522 The notes to the financial statements are an integral part of this statement. 33 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS MAJOR GOVERNMENTAL FUNDS General Fund The general fund accounts for all of the City's financial resources except those required by statute or generally accepted accounting principles to be accounted for in another fund. As is the case with most municipalities, the general fund is the largest and most important accounting entity of the City. As noted in the statements that follow, the general fund receives the bulk of its revenues from local taxes, followed by State shared revenues, service charges, and other income. The general fund is accounted for on a modified accrual basis. Biennial budgets are adopted with appropriations lapsing at the end of each year of the biennium. Arterial Street Fund This fund is supported by the State's one -half cent gas tax and is used for major street construction. Land Acquisition, Recreation and Park Development Fund This fund is to be used for the acquisition of land, development of land, and construction of park facilities. Street, Utility, Golf Course improvements, or general government facilities improvements are not included in this fund. 34 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2010 MIL LANDACQ. OTHER TOTAL GENERAL ARTERIAL REC & PARK GOVERNMENTAL GOVERNMENTAL FUND STREET DEVELOPMENT FUNDS FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 2,375,636 $ 74,290 $ 2,728,193 $ 5,406,527 $ 10,584,646 INVESTNENTS 1,121,115 5,410,868 2,043,433 393,284 8,968,700 RECEIVABLES: TAXES 3,345,902 460,076 48,915 46,697 3,901,590 CUSTOMER ACCOUNTS 642,061 - - - 642,061 INTEREST ON INVESTMENTS - 2,342 - - 2,342 DUE FROM OTHER GOVERNMENTAL UNITS 516,506 1,117,326 135,553 258,708 2,028,093 DEFERRED CHARGES 13,199 - - - 13,199 RESTRICTED ASSETS: CASH AND CASH EQUNALENTS 4,335,157 - 1,151,650 5,486,807 Mr Tartu_ ASSE1,1 $ 8,014,419 $ 11,400,059 $ 4,956,094 $ 7,256,866 $ 31,627,438 LIABILITIES AND FUND BALANCES: ACCOUNTS PAYABLE $ 149,281 $ 343,565 $ 3,108 $ 277 $ 496,231 ACCRUED WAGES & BENEFITS 1,273,874 3,084 223 18,628 1,295,809 REVENUE COLLECTED IN ADVANCE 371,207 - - 371,207 OTHER CURRENT LIABILfTIES 190,906 500 - 191,406 DEFERRED REVENUE 272,111 178,751 59,091 509,953 TOTAL LIABILfTIES 2,257,379 346,649 182,582 77,996 2,864,606 FUND BALANCES: RESERVED FOR IMPREST FUNDS 17,900 - - 17,900 UNRESERVED, REPORTED IN: GENERAL FUND 5,739,140 - 5,739,140 SPECIAL REVENUE FUNDS - 11,053,410 - 3,408,136 14,461,546 CAPITAL PROJECT FUNDS - - 4,773,512 3,767,683 8,541,195 DEBT SERVICE FUNDS 3,051 3,051 TOTAL FUND BALANCES 5,757,040 11,053,410 4,773,512 7,178,870 28,762,832 TOTAL LIABILITIES AND FUND BALANCES $ 8,014,419 $ 11,400,059 $ 4,956,094 $ 7,256,866 $ 31,627,438 Total governmental fund balances as reported on this statement $ 28,762,832 Amounts reported for governmental activities in the statement of net assets are different because: The purchases method is used in Governmental Funds to account for Materials and Supplies - Inventory amount outstanding. Capital assets used in governmental activities are not financial resources and therefore not reported in the funds. Non - Depreciable Assets $ 72,603,345 Depreciable Assets (Net) 123,334,872 The net pension asset resulting from contributions in excess of the annual required contribution are not financial resources and therefore is not reported in the funds. The Qty has an equity interest in tw o joint ventures. This equity interest for the provision of governmental services is not a current financial resource and therefore is not reported in the funds. Deferred revenue reported for property taxes that are current and prior year tax levies that w ere not collected and available to pay current year liabilities applicable to beginning net assets and current year revenues. Some liabilities are not due and payable in the current period and therefore are not reported in the funds. Long Term Liabilities Due Within One Year (4,164,109.00) Long Term Liabilities Due in More Than One Year (17,575,783) Due to Other Governmental Units (7,942,800) Unfunded Other Post Employment Benefits (2,814,942) Accrued Interest Payable (404,654) Internal service funds are used by management to charge the cost of certain activities, such as insurance and fleet maintenance, to individual funds. The assets and liabilities of these internal service funds are included in governmental activities in the statement of net assets. Capital assets of $2,750,092 are included in the capital asset adjustment above. Net assets of government activities as reported on the statement of net assets The notes to the financial statements are an integral part of this statement. 35 556,701 195,938,217 284,998 9,984,395 117,671 (32,902,288) 9,461, 982 $ 212,204,508 LANDACO. OTHER TOTAL REC & PARK GOVERNMENTAL GOVERNMENTAL DEVELOPMENT FUNDS FUNDS CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 GENERAL FUND ARTERIAL STREET REVENUES: TAXES LICENSES AND PERMITS INTERGOVERNMENTAL CHARGES FOR SERVICES FINES AND FORFEITURES INVESTMENT EARNINGS MISCELLANEOUS TOTAL REVENUES $ 31,738,736 1,618,830 4,475,936 2,115,614 227,552 67,650 464,817 40,709,135 EXPENDITURES: CURRENT: GENERAL GOVERNMENT PUBLIC SAFETY PHYSICAL ENVIRONMENT TRANSPORTATION ECONOMIC ENVIRONMENT NFNTAL AND PHYSICAL HEALTH CULTURE AND RECREATION DEBT SERV ICE PRINCIPAL INTEREST AND OTHER COSTS CAPITAL OUTLAY TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 8,343,154 24,668,456 1,601,680 2,306,503 3,239,030 4,539 4,148,875 330,504 $ 2,313,043 $ 340,941 $ 2,875,198 $ 37,267,918 1,618,830 8,829,937 1,219,999 14,525,872 108,177 142,383 2,366,174 - - 162,527 390,079 10,357 37,828 28,423 144,258 404,160 5,422 16,908 891,307 11,557,497 492,368 I 4,445,438 57,204,438 25,675 56,933 10,024,815 14,628 312,127 44,163 8,387,317 7,914 24,676,370 122,467 1,724,147 2,332,178 1,302,815 4,541,845 4,539 4,163,503 1,555,028 1,555,028 792,215 849,148 846,530 11,513,976 44,642,741 10,107,423 326,755 4,671,132 59,748,051 (3,933,606) 1,450,074 165,613 (225,694) (2,543,613) OTHER HNANCING SOURCES (USES): PROCEEDS FROM CAPITAL LEASE SALES OF CAPITAL ASSETS TRANSFERS IN (Note 5) TRANSFERS OUT (Note 5) GENERAL OBLIGATION BONDS ISSUED PREMIUM ON GENERAL OBLIGATION DEBT PAYMENT TO REFUNDED BOND ESCROW AGENT TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING 94,576 8,403 308 2,461,806 (255,475) (60,446) (65,000) 2,629,297 29,887 (1,069,000) 2,301,215 (60,446) 1,533,587 7,556,917 (1,632,391) 5,232,635 105,167 1,307,893 5,013,304 7,389,431 5,820,775 4,668,345 5,870,977 23,749,528 $ 5,757,040 $ 11,053,410 $ 4,773,512 $ 7,178,870 $ 28,762,832 7,530 27,000 (639,936) 4,305,703 82,264 110,509 27,308 2,461,806 (1,020,857) 6,935,000 112,151 (1,069,000) The notes to the financial statements are an integral part of this statement. 36 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENT FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2010 Net change in fund balances per the Statement of Revenues, Expenditures, and Changes in Fund Balances $ 5,013,304 Amount reported as change in net assets in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. In the current period, these amounts are: Capital Outlay Developer Contributions Depreciation Expense Excess of Capital Outlayand Donations Over Depreciation Expense The net effect of various miscellaneous transactions involving capital assets (i.e., sales, trade -ins, and donations) is to decrease net assets. The net pension asset (negative net pension obligation) amortization amount is not a financial resource and therefore not reported in the funds. The City has equity interests in two joint ventures. The equity interests for the provision of governmental services are not current financial resources and therefore are not reported in the funds. Repayment of long -term debt is reported as an expenditure in governmental funds, but the repayment reduces long -term liabilities in the statement of net assets. In the current year, these amounts consist of: Bond Principal Retirement Proceeds from Capital Lease Amortization Expense Issuance of long -term debt is reported as revenue in governmental funds, but the issuance increases long -term liabilities in the statement of net assets. Proceeds from Issuance of Bonds Premium from bond issuance Issuance of long -term debt is reported as revenue in governmental funds, but the issuance increases long -term liabilities in the statement of net assets. Proceeds from Issuance of Bonds for Refunding Payment to Refunded Bond Escrow Agent Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue (expense) of certain internal service funds is reported with governmental activities. Because some revenues will not be collected for several months after the Citys fiscal year ends, they are not considered "available" revenues in the government funds. Deferred revenues decreased bythis amount this year. Some expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. These activities consist of: Increase in Accrued Interest Increase in Compensated Absences Increase in Unfunded Other Post Employment Benefits Amortization of Bond Discount and Deferred Charges Amortization of Bond Premiums Total Additional Expense (Increase) Decrease $ 11,513,976 15,253,811 (5,176,584) (110,509) 70,325 21,591,203 (51,008) 26,234 54,756 1,555,028 (40,184) (5,870,000) (112,151) (5,982,151) (1,065,000) 1,069,000 (369,769) (258,748) (996,122) 77,617 79,881 4,000 1,116,347 93,944 (1,467,141) Change in net assets on the Statement of Activities The notes to the financial statements are an integral part of this statement. 37 $ 21,914,332 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: TAXES $ 34,412,917 $ 36,163,917 $ 31,738,736 $ (4,425,181) LICENSES AND PERMITS 2,384,000 2,416,000 1,618,830 (797,170) INTERGOVERNMENTAL 2,722,000 2,996,072 4,475,936 1,479,864 CHARGES FOR SERVICES 2,318,000 2,318,000 2,115,614 (202,386) FINES AND FORFEITURES 241,000 241,000 227,552 (13,448) INVESTMENT EARNINGS 505,000 505,000 67,650 (437,350) MISCELLANEOUS 490,000 490,000 464,817 (25,183) TOTAL REVENUES 43,072,917 45,129,989 40,709,135 (4,420,854) EXPENDITURES: CURRENT: GENERAL GOVERNMENT 8,627,041 8,714,911 8,343,154 371,757 PUBLIC SAFETY 25,347,596 25,745,393 24,668,456 1,076,937 PHYSICAL ENVIRONMENT 2,216,127 2,194,586 1,601,680 592,906 TRANSPORTATION 2,728,084 2,550,563 2,306,503 244,060 ECONOMIC ENVIRONMENT 3,850,865 3,705,973 3,239,030 466,943 MENTAL & PHYSICAL HEALTH 4,000 4,000 4,539 (539) CULTURE AND RECREATION 4,717,775 4,530,224 4,148,875 381,349 CAPITAL OUTLAY 408,821 383,821 330,504 53,317 TOTAL EXPENDITURES 47,900,309 47,829,471 44,642,741 3,186,730 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (4,827,392) (2,699,482) (3,933,606) (1,234,124) OTHER FINANCING SOURCES (USES): SALES OF CAPITAL ASSETS 5,000 70,000 308 (69,692) PROCEEDS FROM CAPITAL LEASE - 94,576 94,576 TRANSFERS IN (Note 5) 2,462,000 3,091,500 2,461,806 (629,694) TRANSFERS OUT (Note 5) (130,000) (305,000) (255,475) 49,525 TOTAL OTHER FINANCING SOURCES AND USES 2,337,000 2,856,500 2,301,215 (555,285) NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING (2,490,392) 157,018 (1,632,391) (1,789,409) 8,709,916 8,709,916 7,389,431 (1,320,485) 6,219,524 $ FUND BALANCES - ENDING $ 8,866,934 $ 5,757,040 $ (3,109,894) The notes to the financial statements are an integral part of this statement. 38 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL ARTERIAL STREET FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINIAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAPBASIS) (GAAPBASIS) RESULTS (NEGATIVE) REVENUES: TAXES $ 3,390,000 $ 3,390,000 $ 2,313,043 $ (1,076,957) INTERGOVERNMENTAL 29,820,000 29,820,000 8,829,937 (20,990,063) INVESTMENT EARNINGS 300,000 300,000 10,357 (289,643) MISCELLANEOUS 3,138,000 3,138,000 404,160 (2,733,840) TOTAL REVENUES 36,648,000 36,648,000 11,557,497 (25,090,503) EXPENDITURES: CURRENT: TRANSPORTATION - - 25,675 (25,675) DEBT SERVICE: INTEREST AND OTHER COSTS - 56,933 (56,933) CAPITAL OUTLAY 62,111,021 66,466,951 10,024,815 56,442,136 TOTAL EXPENDITURES 62,111, 021 66,466, 951 10,107,423 56,359,528 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (25,463,021) (29,818,951) 1,450,074 31,269,025 OTHER FINANCING SOURCES (USES): PROCEEDS FROM CAPITAL LEASE - - 7,530 7,530 SALE OF CAPITAL ASSETS - 27,000 27,000 TRANSFERS OUT (Note 5) (1,255,260) (639,936) (639,936) - PREMIUM ON GENERAL OBLIGATION BONDS ISSUED - - 82,264 82,264 GENERAL OBLIGATION BONDS ISSUED 20,158,000 24,513,930 4,305,703 (20,208,227) TOTAL OTHER FINANCING SOURCES AND USES 18,902,740 23,873,994 3,782,561 (20,091,433) NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING (6,560,281) (5,944,957) 5,232,635 11,177,592 7,996,800 8,636,736 5,820,775 (2,815,961) FUND BALANCES - ENDING $ 1,436,519 $ 2,691,779 $ 11,053,410 $ 8,361,631 The notes to the financial statements are an integral part of this statement. 39 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS 40 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS MAJOR PROPRIETARY FUNDS ENTERPRISE FUNDS The City's enterprise funds are used to account for operations that are financed and operated in a manner similar to private business operations. The goods and services these funds provide to the general public are primarily financed by service charges. Enterprise funds are self- supporting and use the accrual method of accounting. Tukwila has three major enterprise funds. Water /Sewer Utility Fund This fund accounts for all maintenance, construction, and debt service requirements associated with the water and sanitary sewer system. Foster Golf Course Fund Accounts for services, maintenance, operations, and debt service requirements associated with the Foster Golf Course. Surface Water Utility Fund This fund accounts for the maintenance, construction and debt service requirements of Tukwila's storm drainage system. 41 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF NET ASSETS PROPRIETARY FUNDS DECEMBER 31, 2010 GOVERNMENTAL FOSTER SURFACE TOTAL ACTV[TIES WATER/SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY COURSE UTILITY FUNDS SERVICE FUNDS ASSETS: CURRENT ASSETS: CASH AND CASH EQUIVALENTS $ 2,929,031 $ 8,204 $ 1,125,648 $ 4,062,883 $ 7,011,643 INVESTMENTS 4,175,164 1,111,079 5,286,243 3,648,848 RECEIVABLES: TAXES 69,891 - 69,891 CUSTOMER ACCOUNTS 779,000 9,519 141,951 930,470 32,113 INTEREST ON INVESTMENTS - - 5,435 DUE FROM OTHER GOVERNMENTAL UNITS 109,502 - 109,502 - INVENTORYOFMATERIALSANDSUPPLIES 274,160 270,271 48,709 593,140 13,535 CURRENT ASSETS RESTRICTED: CASH AND CASH EQUVALan 10,040 50,194 60,234 TOTAL CURRENT ASSETS 8,276,897 408,079 2,427,387 11,112,363 10,711,574 NONCURRENT ASSETS: RESTRICTED CASH, BOND RESERVES 393,547 36,897 430,444 NOTES RECEIVABLE 495,278 - 495,278 DEFERRED CHARGES 56,390 63,877 7,690 127,957 CAPITAL ASSETS: LAND 156,872 1,609,575 447,671 2,214,118 BUILDINGS AND EQUIPMENT 3,606,095 6,627,496 1,165,128 11,398,719 OTHER IMFROVEMENTS 31,046,718 3,492,548 35,295,866 69,835,132 MACHINERY AND EQUIPMENT 2,133,091 207,833 50,706 2,391,630 9,216,522 CONSTRUCTION IN PROGRESS 1,710,710 - 1,182,973 2,893,683 LESS: ACCUMULATED DEPRECIATION (14,036,379) (3,620,393) (10,815,027) (28,471,799) (6,466,430) TOTAL CAPITAL ASSETS (NET OF A /D) 24,617,107 8,317,059 27,327,317 60,261,483 2,750,092 PLANT ACQUISITION ADJUSTMENT (NET OF ACCUMULATED AMORTIZATION) 60,321 - 60,321 TOTAL NONCURRENT ASSETS 25,622,643 8,380,936 27,371,904 61,375,483 2,750,092 TOTAL ASSETS 33,899,540 8,789,015 29,799,291 72,487,846 13,461,666 LIABILITIES: CURRENT LIABILITIES: ACCOUNTS PAYABLE 58,782 1,646 36,185 96,613 7,498 ACCRUED WAGES AND BENEFITS 125,362 109,324 88,704 323,390 16,147 DUE TO OTHER GOVERNMENTAL UNITS 287,341 - 321,845 609,186 ACCRUED INTEREST PAYABLE 63,014 11,719 10,840 85,573 OTHER CURRENT LIABILITIES - - 1,225,947 UNEARNED REVENUE 13,700 8,539 22,239 REVENUE BOND PRINCIPAL 400,000 192,226 15,000 607,226 DEPOSITS 9,040 50,569 - 59,609 TOTAL CURRENT LIABILRIES 957,239 365,484 481,113 1,803,836 1,249,592 NONCURRENT LIABILITIES: REVENUE BONDS PAYABLE (NET OF UNAMORTIZED PREMIUMS) 3,716,666 3,070,435 318,824 7,105,925 COMPENSATED ABSENCES 31,729 18,685 50,414 OTHER LONG- TERM LIABILITIES 3,692,064 - 3,487,593 7,179,657 TOTAL NONCURRENT LIABILITIES 7,440,459 3,089,120 3,806,417 14,335,996 TOTAL LIABILITIES 8,397,698 3,454,604 4,287,530 16,139,832 1,249,592 NET ASSETS: INVESTED IN CAPITAL ASSETS, NET OF RELATED DEBT RESTRICTED FOR DEBT SERVICE UNRESTRICTED 16,521,036 5,054,398 23,184,055 44,759,489 2,750,092 393,547 36,897 430,444 8,587,259 280,013 2,290,809 11,158,081 9,461,982 TOTAL NET ASSETS $ 25,501,842 $ 5,334,411 $ 25,511,761 $ 56,348,014 $ 12,212,074 The notes to the financial statements are an integral part of this statement. 42 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 GOVERNMENTAL FOSTER SURFACE TOTAL ACTIVITIES WATER/SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY COURSE UTILITY FUNDS SERVICE FUNDS OPERATING REVENUES: CHARGES FOR SERVICES $ 9,665,095 $ 1,422,460 $ 3,029,631 $ 14,117,186 $ 7,600,653 OTHER OPERATING REVENUE 635 2,868 - 3,503 1,066 TOTAL OPERATING REVENUES 9,665,730 1,425,328 3,029,631 14,120,689 7,601,719 OPERATING EXPENSES: OPERATIONS & MAINTENANCE 5,613,836 ADMINISTRATIVE AND GENERAL 1,077,490 TAXES 1,384,993 DEPRECIATION AND AMORTIZATION 911,429 1,464,787 6,369 313,035 376,964 928,530 417,111 607,576 7,455,587 5,678,486 2,006,020 1,808,473 1,832,040 774,232 TOTAL OPERATING EXPENSES OPERATING INCOME (LOSS) 8,987,748 1,784,191 2,330,181 13,102,120 6,452,718 677,982 (358,863) 699,450 1,018,569 1,149,001 NON - OPERATING REVENUE (EXPENSE): TAXES INVESTMENT EARNINGS INTEREST EXPENSE BAD DEBT EXPENSE SALE OF CAPITAL ASSETS AMORTIZATION OF BOND PREMIUM AMORTIZATION OF BOND DISCOUNT BOND ISSUE COSTS OTHER NON - OPERATING REVENUE TOTAL NON - OPERATING REVENUE (EXPENSE) 70,747 (236,997) (13,522) (106,263) 10,797 (6,093) (3,543) (284,874) 329,527 - 329,527 1,213 13,982 85,942 (13,903) (147,724) (35,220) (419,941) (13,522) (110,640) (216,903) 22,891 1,845 353 12,995 (6,093) (4,945) (483) (8,971) 97,542 97,542 179,916 (34,466) (139,424) 8,988 INCOME (LOSS) BEFORE CONTRIBUTIONS & TRANSFERS 393,108 (178,947) 664,984 879,145 1,157,989 CAPITAL CONTRIBUTIONS 1,336,689 - 6,053,221 7,389,910 TRANSFERS IN (Note 5) 97,380 97,380 158,095 TRANSFERS OUT (Note 5) (1,107,735) (13,140) (375,815) (1,496,690) (199,734) CHANGE IN NET ASSETS ilu 719,442 (192,087) 6,342,390 6,869,745 1,116,350 TOTAL NET ASSETS BEGINNING OF YEAR 24,782,400 5,526,498 19,169,371 49,478,269 11, 095,724 TOTAL NET ASSETS END OF YEAR $ 25,501,842 $ 5,334,411 $ 25,511,761 $ 56,348,014 $ 12,212,074 The notes to the financial statements are an integral part of this statement. 43 CITY OF TUKWILA, WASHINGTON STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 Page 1 of 2 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS 1 GOVERNMENT FOSTER SURFACE TOTAL ACTIVITIES WATER /SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY COURSE UTILITY FUNDS SERVICE FUNDS CASH FLOWS FROM OPERATING ACTIVITIES: CASH RECEIVED FROM USERS $ 9,578,147 $ 1,417,302 $ 3,097,611 $ 14,093,060 $ 7,568,541 CASH PAID TO SUPPLIERS (5,566,962) (305,879) (358,279) (6,231,120) (5,135,020) CASH PAID FOR TAXES (1,384,993) (60,562) (417,111) (1,862,666) CASH PAID FOR INVENTORY (122,448) (122,448) (62,292) CASH PAID TO EMPLOYEES (1,041,436) (993,845) (675,649) (2,710,929) (485,049) OTHER CASH RECEIVED (PAID) - 4,126 - 4,126 (30,641) NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES 1,584,757 (61,306) 1,646,572 3,170,023 1,855,539 CASH FLOWS FROM NONCAPITAL RNANCINGACTIVITIES: OPERATING GRANT RECEIVED SALES AND LEASEHOLD EXCISE TAXES RECEIVED - TRANSFERS IN 97,380 TRANSFERS OUT (1,107,735) 97,541 329,527 (13,140) (375,815) 97,541 - 329,527 - 97,380 158,095 (1,496,690) (199,734) NET CASH PROVIDED (USED) BY NON - CAPITAL FINANCING ACTIVITIES (1,010,355) 316,387 (278,274) (972,242) (41,639) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: PROCEEDS FROM SALE OF EQUIPMENT - - - - PURCHASE OF CAPITAL ASSETS (1,459,284) (39,229) (451,389) (1,949,902) CONTRIBUTED CAPITAL 1,160,489 - 1,160,489 PREMIUM & BOND ISSUANCE COSTS 4,704 1,955 353 7,012 PRINCIPAL PAYMENT ON DEBT (672,645) (186,818) (336,598) (1,196,061) INTEREST PAYMENT ON DEBT (244,255) (156,465) (364,434) (765,154) 22,891 (378,003) NET CASH PROVIDED (USED) FOR CAPITAL AND RELATED FINANCING ACTIVITIES (1,210,991) (380,557) (1,152,068) (2,743,615) (355,112) CASH FLOW FROM INVESTING ACTIVITIES: PROCEEDS FROM SALE OF INVESTMENTS 502,324 - 502,324 2,403,367 PURCHASE OF INVESTMENTS (3,450,000) (1,000,000) (4,450,000) (5,042,031) INTEREST RECEIVED 58,053 1,049 2,413 61,515 (16,445) NET CASH PROVIDED (USED) IN INVESTING ACTIVITIES (2,889,623) 1,049 (997,587) (3,886,161) (2,655,109) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS- BEGINNING OF YEAR CASH AND CASH EQUIVALENTS -END OF YEAR CASH AT END OF YEAR CONSISTS OF: CASH AND CASH EQUIVALENTS RESTRICTED CASH -BOND PAYMENTS RESTRICTED CASH- CUSTOMER DEPOSITS TOTAL CASH. (3,526,212) (124,427) (781,357) (4,431,996) (1,196,321) 6,858,830 182,826 1,943,902 8,985,558 8,207,964 $ 3,332,618 $ 58,399 $ 1,162,545 $ 4,553,562 $ 7,011,643 $ 2,929,031 $ 8,205 $ 1,125,648 $ 4,062,884 $ 7,011,643 393,547 36,897 430,444 10,040 50,194 - 60,234 $ 3,332,618 $ 58,399 $ 1,162,545 $ 4,553,562 $ 7,011,643 The notes to the financial statements are an integral part of this statement. 44 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES $ 1,584,757 $ (61,306) $ 1,646,572 $ 3,170,023 $ 1,855,539 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 Page 2 of 2 GOVERNMENT FOSTER SURFACE TOTAL ACTIVITIES WATER/SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY COURSE UTILITY FUNDS SERVICE FUNDS RECONCILIATION OF NET OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES OPERATING INCOME (LOSS) 677,982 $ (358,863) $ 699,450 $ 1,018,569 $ 1,149,001 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: DEPRECIATION 911,429 313,035 607,576 1,832,040 774,232 ASSET (INCREASES) DECREASES : ACCOUNTS RECEIVABLE 29,868 (420) (28,382) 1,066 - MISCELLANEOUS A/R- REVENUE (102,648) (4,731) 87,823 (19,556) (32,113) INVENTORY - (28,097) (2,379) (30,476) (4,504) LIABILITY INCREASES (DECREASES) : ACCOUNTS & VOUCHERS PAYABLE 75,350 (14,879) 21,064 81,535 (31,077) OTHER LIABILITIES PAYABLE (43,263) 7,975 8,539 (26,749) DEPOSITS PAYABLE 6,040 1,252 - 7,292 - WAGES & BENEFITS PAYABLE 23,583 9,159 255,228 287,970 - COMPENSATED ABSENCES PAYABLE 6,416 14,263 (2,347) 18,332 TOTAL ADJUSTMENTS 906,775 297,557 947,122 2,151,454 706,538 SCHEDULE OF NONCASH INVESTING, CAPITAL AND FINANCING ACTIVITIES CAPITAL ASSETS ACQUIRED BY CONTRIBUTED CAPITAL $ INCREASE (DECREASE) IN FAIR VALUE OF INVESTMENT 176,200 $ - $ 6,053,221 $ 6,229,421 $ 15,620 15,620 (80,379) TOTAL NON CASH INVESTING, CAPITAL AND FINANCING ACTIVITIES $ 191,820 $ - $ 6,053,221 $ 6,245,041 $ (80,379) The notes to the financial statements are an integral part of this statement. 45 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS 46 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS FIDUCIARY FUNDS Fiduciary funds are used to account for assets held by the City of Tukwila as a trustee or agent for various individuals, private organizations, and other governmental units. The Firemen's Pension Trust Fund is accounted for on an accrual basis. Firemen's Pension Trust Fund This fund accounts for the payment of administrative costs and benefits for retired firefighters (and beneficiaries) who were employed prior to March 1, 1970. Primary revenue sources are general property tax allocations, fire insurance premium tax, and investment interest, in accordance with actuarial recommendations. Agency Fund This fund accounts for the funds over which the City is strictly a short -term custodian. 47 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUND DECEMBER 31, 2010 FIREMEN'S PENSION AGENCY TRUST FUND FUND ASSETS: CASH AND CASH EQUIVALENTS $ 1,429,822 $ 6,403 TOTAL ASSETS 1,429,822 6,403 LIABILITIES: CURRENT PAYABLES TOTAL LIABILITIES 6,403 6,403 NET ASSETS: HELD IN TRUST FOR PENSION BENEFITS AND OTHER PURPOSES $ 1,429,822 $ The notes to the financial statements are an integral part of this statement. 48 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUND FOR THE YEAR ENDED DECEMBER 31, 2010 FIREMEN'S PENSION TRUST FUND ADDITIONS: FIRE INSURANCE PREMIUM TAXES $ 49,989 INVESTMENT EARNINGS 4,405 TOTAL ADDITIONS 54,394 DEDUCTIONS: BENEFIT PAYMENTS ADMINISTRATIVE EXPENSES TOTAL DEDUCTIONS CHANGE IN NET ASSETS NET ASSETS - BEGINNING 58,744 3,000 61,744 (7,350) 1,437,172 NET ASSETS - ENDING $ 1,429,822 The notes to the financial statements are an integral part of this statement. 49 CITY OF TUKWILA: 2010 CAFR BASIC FINANCIAL STATEMENTS 50 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTES TO THE FINANCIAL STATEMENTS For the Year Ended December 31, 2010 NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Tukwila was incorporated on June 29, 1908, and operates under the laws of the State of Washington applicable to a non - charter optional code city with a Mayor /Council form of government. Tukwila is served by a Mayor and seven council members, all elected at large to four -year terms. The City provides what are considered general government services including public safety, streets, parks, planning and zoning, permits and inspection, general administrative, water services, sanitary sewer collection, and storm drainage. The accounting and reporting policies of the City of Tukwila, which conform to generally accepted accounting principles for governments, are regulated by the Washington State Auditor's Office. The City's significant accounting policies are described in this note. For business -type activities and enterprise funds reporting, the City applies all applicable GASB pronouncements and all FASB Statements and Interpretations, Accounting Principles Board (APB) Opinions and Accounting Research Bulletins (ARB) issued on or before November 30, 1989, unless they conflict with or contradict GASB pronouncements. A. The Reporting Entity Based on the criteria of Statement No. 14 of the Governmental Accounting Standards Board (GASB), the City's Comprehensive Annual Financial Report (CAFR) includes all funds, agencies and boards for which the City is financially accountable. Financial accountability is defined as appointment of a voting majority of the component unit's board, and either the ability to impose will by the primary government, or the possibility that the component unit will provide a financial benefit to or impose a financial burden on the primary government. There were no component units meeting any of these criteria during 2010. See Note 8, Joint Ventures, for a discussion of Valley Communications Center, which is a joint public safety dispatching authority for five member cities, and South Correctional Entity (SCORE), which is a governmental administrative agency. Also, see Note 16, Risk Management, for a discussion of the Washington Cities Insurance Authority. The City of Tukwila is a party to the following interlocal agreements; • Cascade Water Alliance • Jail Administration Group • Valley Narcotics Enforcement Team • Valley Special Weapons and Tactics Team • Valley Civil Disturbance Unit The organizations above are separate entities in the State of Washington whereby the City may enter into these agreements pursuant to, and as authorized by, the Interlocal Cooperation Act under RCW 39.34. The City of Tukwila is not financially accountable to these organizations, none of the organizations have an ongoing financial interest in the City, and the City is not financially dependent upon these organizations. 51 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS B. Basis of Presentation The City's basic financial statements consist of government -wide statements, including a statement of net assets and a statement of activities, and fund financial statements which provide a more detailed level of financial information. Government -wide Financial Statements The statement of net assets and the statement of activities display information about the City as a whole. These statements include the financial activities of the government, except for fiduciary funds. The activity of the internal service funds is eliminated to avoid "doubling up" revenues and expenses. The statements distinguish between city government activities and business -type activities. The statement of net assets presents the financial condition of the governmental and business -type activities of the City at year -end. The statement of activities presents a comparison between direct expenses and program activity of the City. Direct expenses are those specifically associated with a service, program or department and therefore clearly identifiable to a particular function. Indirect costs are included in the program expense reported for individual functions and activities. The statement of activities reports the expenses of a given function offset by program revenues directly connected with the functional program. A function is an assembly of similar activities and may include portions of a fund or summarize more than one fund to capture the expenses and program revenues associated with a distinct functional activity. Program revenues include charges paid by the recipient of the goods or services offered by the program, grants and contributions that are restricted to meeting the operational or capital requirements of a particular program and interest earned on grants that is required to be used to support a particular program. For identifying to which function program revenue pertains, the determining factor for charges for services is which function generates the revenue. For grants and contributions, the determining factor is to which functions the revenues are restricted. Revenues which are not classified as program revenues are presented as general revenues of the City, and certain limited exceptions. The comparison of direct expenses with program revenues identifies the extent to which each business segment or governmental function is self- financing or draws from the general revenues of the City. Fund Financial Statements During the year, the City segregates transactions related to certain City functions or activities in separate funds in order to aid financial management and to demonstrate legal compliance. Fund financial statements are designed to present financial information of the City at this more detailed level. The focus of governmental and enterprise fund financial statements is on major funds. Each major fund is presented in a separate column. Non -major funds are aggregated and presented in a single column. Internal service funds are combined and the totals are presented in a single column on the face of the proprietary fund statements. Fiduciary funds are reported by type. C. Fund Accounting The accounts of the City are organized on the basis of funds each of which is considered a separate accounting entity. Each fund is accounted for with a separate set of self - balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. The City's resources are allocated to and accounted for in individual funds according to the purpose for 52 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS which they are spent and how they are controlled. There are three categories of funds: governmental, proprietary and fiduciary. Governmental Funds All governmental funds are accounted for on a "flow of current financial resources" measurement focus. This means only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance (net current assets) is considered a measure of "available spendable resources." Governmental fund operating statements focus on measuring changes in financial position, rather than net income; they present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. The following are the City's major governmental funds: • The General Fund is the general operating fund of the City. It accounts for all financial resources and transactions except those required to be accounted for in another fund. • The Arterial Street Fund, a special revenue fund, is established in accordance with RCW 82.36.020 for the administration of the State - levied motor vehicle half -cent gasoline tax distributed to Tukwila. The City provides a portion of its sales tax revenues as well as several smaller tax resources for construction of large arterial street projects. • The Land Acquisition, Recreation and Park Development Fund is used to account for financial resources to be used for the acquisition of land, development of land, and construction of park facilities. The other governmental funds of the City, which are Special Revenue Funds, account for the proceeds of specific revenue sources that are legally restricted for expenditures for specified purposes. Proprietary Funds Proprietary Funds are accounted for on a "flow of economic resources" measurement focus. This means all assets and all liabilities (whether current or noncurrent) associated with their activity are included on their balance sheets. Proprietary fund operating statements present increases (revenues and gains) and decreases (expenses and losses) in net total assets. Proprietary funds measurement focus is based upon determination of net income, financial position, and cash flows. Proprietary funds distinguish operating revenues and expenses from non - operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's enterprise and internal service funds are charges to the City's customers for sales and services. Operating expenses for the enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non - operating revenues and expenses. As described below, there are two generic fund types in this category. Restricted assets shown in the government -wide financial statements and the proprietary funds balance sheet include monies reserved for payment of revenue bond debt, and deposits held for utility and golf course customer accounts. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. The City's Enterprise Funds account for utility and recreation operations which are self - supported through user charges. The utilities are financed and operated like a private business enterprise which requires periodic determination of revenues earned, expenses incurred, and net income for capital 53 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS maintenance, public policy, management control and accountability. The City's major enterprise funds are as follows: • Water /Sewer Utility Fund accounts for operations and capital improvements to provide water and sanitary sewer services to the City. • Foster Golf Course Fund is used to account for the operation, maintenance, debt service, and improvements of the municipal golf course facility. • Surface Water Utility Fund accounts for the operations and capital improvements for the City's storm drainage and surface water management function. The City has three Internal Service Funds. The Equipment Rental Fund is used to account for the costs of maintaining and replacing all City vehicles and auxiliary equipment except for major fire apparatus. All equipment costs, including depreciation, are factors in calculating the rates charged to each user department. The Insurance and Insurance — LEOFF 1 Funds are used to account for the costs of the City's self- insured medical plan. Medical and dental costs for covered employees are charged to the respective user departments. All premiums, medical and dental costs and ancillary charges are included. Fiduciary Funds Fiduciary Funds account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments, and other funds. The City has two Fiduciary Funds, Firemen's Pension Trust Fund and Agency Fund. The Firemen's Pension Trust Fund is accounted for in essentially the same manner as Proprietary Funds. The Agency Fund is custodial in nature (assets equal liabilities) and does not involve a measurement of results of operations. D. Measurement Focus Government -wide Financial Statements The government -wide financial statements are prepared using the economic resources measurement focus. All assets and liabilities associated with the operation of the City are included on the Statement of Net Assets. Fund Financial Statements All governmental funds are accounted for using a flow of current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. The statement of revenues, expenditures and changes in fund balances reports on the sources (i.e., revenues and other financing sources) and uses (i.e., expenditures and other financing uses) of current financial resources. This approach differs from the manner in which the government activities of the government -wide financial statements are prepared. Governmental fund financial statements therefore include a reconciliation with brief explanations to better identify the relationship between the government -wide statements and statements for governmental funds. Like the government -wide statements, all proprietary fund types are accounted for on a flow of economic resources measurement focus. All assets and all liabilities associated with the operation of these funds are included on the statement of net assets. The statement of changes in fund net assets presents increases (i.e., revenues) and decreases (i.e., expenses) in net total assets. The statement of cash flows provides information about how the City finances and meets the cash flow needs of its proprietary activities. Fiduciary funds are reported using the economic resources measurement focus. 54 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS E. Basis of Accounting Basis of accounting refers to the recognition of revenues and expenditures or expenses in the accounts and reporting them in the financial statements. Government -wide financial statements are prepared using the accrual basis of accounting. Governmental funds use the modified accrual basis of accounting. Proprietary and fiduciary funds use the accrual basis of accounting. Revenues — Exchange and Non - exchange Transactions Revenue resulting from exchange transactions, in which each party gives and receives essentially equal value, is recorded on the accrual basis when the exchange takes place. The modified accrual basis of accounting is followed in all governmental funds of the City. Under the modified accrual basis of accounting, revenues are recorded when susceptible to accrual, i.e., both measurable and available. "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to pay current liabilities. For the City, available means expected to be received within sixty (60) days of year -end. The primary accrued revenues that meet these criteria are property, sales and utility taxes. Non - exchange transactions, in which the City receives value without directly giving equal value in return, include property taxes, sales and use taxes, admission taxes, gambling taxes, utility taxes, hotel /motel taxes, grants, entitlements, and donations. These revenues are on an accrual basis. On the accrual basis, the revenue is recognized in the period in which the income is earned. Revenue from property taxes is recognized in the fiscal year for which the taxes are levied. (See Note 4 on receivables). Other Revenue Sources Revenue sources which are not considered to meet the measurable and available criteria for revenue recognition include licenses and permits, fines and forfeitures, and other miscellaneous revenues since they are generally not measurable until received. Under the modified accrual basis, expenditures are recorded when the fund liability is incurred, except for principal and interest on general long -term debt and vacation and sick pay which are recorded when paid. As a general rule the effect of interfund activity has been eliminated via the process of consolidation from the government -wide financial statements. Internal service fund and similar internal activity has been eliminated from the government -wide statement of activities so expenses are not reported twice. Exceptions to this general rule are payments for interfund services provided and used, such as between the City's water, sewer, and surface water functions and various other functions of the City, which are not eliminated in the process of consolidation. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported on the government -wide statements as program revenues include, charges to customers or applicants for goods, operating grants and contributions, and capital grants and contributions. General revenues include all taxes. The accrual basis of accounting is followed in all proprietary funds. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when incurred. All assets and liabilities are recorded in the fund. F. Budgets and Budgetary Accounting The City of Tukwila budgets its funds in accordance with the Revised Code of Washington 35A.33. In compliance with the code, biennial budgets are adopted for the general fund and special revenue funds. For governmental funds, there are no substantial differences between the budgetary basis and generally accepted accounting principles. Budgetary accounts are integrated in fund ledgers for all 55 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS budgeted funds, but the financial statements include budgetary comparisons for biennially budgeted governmental funds only. Budgets established for proprietary and fiduciary funds are "management budgets" and are not legally required to be reported and, as such, are not reported in the CAFR. The biennial appropriated budgets are adopted at the fund level and the budgets constitute the legal authority for expenditures at that level. Subsidiary revenue and expenditure records are used to compare the budgeted amounts with actual revenues and expenditures. As a management control device, the subsidiary ledgers monitor expenditures for individual functions and activities by object class. Any unexpended appropriation balances lapse at the end of each year. The City of Tukwila's budget procedures are mandated by RCW 35A.33. The steps in the budget process are as follows: 1) Prior to November 1 on even numbered years, the Mayor submits a proposed budget to the City Council. This budget is based on priorities established by the Council and estimates provided by the City departments during the preceding months, and balanced with revenue estimates made by the Mayor. 2) The City Council conducts public hearings on the proposed budget in November and December. 3) The Council makes its adjustments to the proposed budget and adopts by ordinance a final balanced budget no later than December 31. 4) The final operating budget as adopted is published and distributed within the first month of the following year. Copies of the budget are made available to the public. The City Council must approve by ordinance any amendments that increase the total for the fund. Budget amounts presented in the basic financial statements include both the original amounts and the final amended budget as approved by the City Council. Expenditure Categories General Government Public Safety Physical Environment Transportation Economic Environment Culture and Recreation Mental and Physical Health Includes administration, finance, municipal court, attorney, and city clerk activities. Includes all police and fire activities. Includes expenditures for the public works activities not chargeable to the enterprise funds. Includes all street and arterial street maintenance and construction. Reflects the planning and building inspection activities. Includes the parks and recreation activities. Includes services provided for the care, treatment, and control of mental and physical illnesses. 56 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS G. Assets, Liabilities and Fund Equity Cash and Cash Equivalents All cash and cash equivalents, restricted and unrestricted, consists of cash balances in the checking account, imprest funds, and the State Treasurer's Local Government Investment Pool. All funds in the care of other institutions are considered investments. Cash equivalents are short -term, highly liquid investments that are readily convertible to known amounts of cash. Investments Investments are held separately by each of the funds with interest earned directly for the benefit of each fund. Investments are reported on the financial statements at fair value, cost or amortized cost, depending on the type and maturity length of each investment as required by GASB Statement 31. Washington State statutes provide for the City to hold investments consisting of obligations of the Federal Government, repurchase agreements, prime banker's acceptances, and time certificates of deposit. Additional deposit and investment information is presented in Note 3. Notes Receivable Notes receivable in the enterprise funds consists of sewer connection fees due from customers to the utility. Receivables and Payables Activity between funds that is representative of lending /borrowing arrangements outstanding at the end of the fiscal year are referred to as either " interfund loans receivable /payable" or "advances to /from other funds." All other outstanding balances between funds are reported as "due to /from other funds ". Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances." Interfund loans and advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate they are not available for appropriation and are not expendable available financial resources. See also Note 5 on interfund transactions. Inventories Inventories carried in proprietary funds are valued at average cost using the consumption method. A physical count is taken at year -end. Governmental funds use the purchase method whereby inventory items are considered expenditures when purchased. Deferred Charges Unamortized debt issuance costs are those costs incurred for the issuance of long -term debt, such as legal fees, printing costs and other costs. These costs are deferred and amortized over the lives of the related issues. Capital Assets and Depreciation The accounting and reporting treatment applied to the capital assets associated with a fund are determined by its measurement focus. Capital assets acquired in governmental funds are accounted for as expenditures in the fund when the asset is purchased. These assets are reported in the governmental activities column of the government -wide statement of net assets but are not reported in the fund financial statements. Capital assets utilized by the proprietary funds are reported both in the business -type activities column of the government -wide statement of net assets and in the respective funds. 57 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS All capital assets are capitalized at cost (or estimated historical cost) and updated for additions and retirements during the year. Donated assets are valued at estimated fair market value at time of acquisition. Where historical cost is not known, assets are recorded at estimated historical costs. The City maintains a capitalization threshold of five thousand dollars. The City's infrastructure consists of roads, bridges, storm sewers, water and sewer distribution and collection systems. Improvements are capitalized; the costs of normal maintenance and repairs that do not add to the value of the asset or materially extend an asset's life are not. Depreciation is computed using the straight line method over estimated service lives, as follows: Asset Estimated Service Life Buildings 25 to 50 years Non - Building Improvements 25 to 50 years Utility Plant 10 to 50 years Machinery and Equipment 2 to 50 years Intangibles 2 to 50 years Infrastructure 25 to 50 years See Note 7 for additional information on capital assets. Plant Acquisition Adjustments The State Auditor's Office promulgates a chart of accounts which defines Plant Acquisition Adjustments as an intangible asset account used only in proprietary fund utilities. This account includes the difference between the cost to the current governmental owner and the cost incurred by the person or company that first devoted the property to utility service. These costs are being amortized using the straight -line method over the estimated service lives of the related capital assets. Compensated Absences Labor contracts with City of Tukwila employees call for the accumulation of vacation and sick leave. At termination of employment, employees with the required length of service may receive cash payments for all accumulated vacation leave to a maximum of 384 hours. Sick leave termination benefits are based on a percentage of accumulated sick leave up to a maximum of 180 hours. The payment is based on current wages at termination. The entire compensated absence liability is reported on the government -wide financial statements. In the enterprise funds, the entire amount of compensated absences is reported as a fund liability. This reporting format is in compliance with GASB Statement No. 16. Long -Term Obligations In the government -wide financial statements, and proprietary fund types in the fund financial statements, long -term debt and other long -term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight line method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources 58 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Long -term debt outstanding at year -end is outlined in Note 11. Fund Equity - Reserves and Designations The City recognizes in its reporting that assets are sometimes not "available spendable resources" or not at times legally available for appropriation, because they are contractually or legally restricted for some specific future use. When this is the case, as for example with imprest funds, fund equity is "reserved ". Fund balance represents the difference between the current assets and current liabilities. The City reserves those portions of fund balance which are legally segregated for a specific future use or which do not represent available, spendable resources and therefore are not available for general appropriation or expenditure. Unreserved fund balance indicates that portion of fund balance that is available for appropriation in future periods. Designations are management's intent to set aside these resources for specific services. Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt, consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used (i.e., the amount that the City has not spent) for the acquisition, construction or improvement of those assets. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislation adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. All other net assets are reported as unrestricted. The City applies restricted resources first when an expense is incurred for purposes of which both restricted and unrestricted net assets are available. Risk Management and Risk Retention It is the City of Tukwila's policy to self- insure for unemployment benefits because of the insignificant liability. Medical and dental self- insurance coverage is also provided for employees. All buildings, City equipment, and City vehicles are insured by carriers for property coverage at replacement value. The City of Tukwila is a member of the Washington Cities Insurance Authority (WCIA) as of January 1, 1984. The WCIA is an organization of Washington municipal entities numbering 145 as of December 31, 2010. WCIA provides pooled self- insurance coverage for general liability, vehicle liability, false arrest, and errors and omissions. See Note 16 for additional information on risk management. Operating Revenues and Expenses Operating revenues are generated directly from the primary activity of the proprietary funds. For the City, these revenues are charges for services for the use of the golf course, for the rental of the administration center and solid waste program, and the internal use of vehicles, computers and facilities. Operating expenses are necessary costs incurred to provide the good or service that are the primary activity of each fund. All other revenues and expenses are classified as non - operating including investment earnings, interest expense and the gain or loss on the disposition of capital assets. Contributions of Capital Contributions of capital in proprietary fund financial statement arise from outside contributions of capital assets, for example, developers, and grants or outside contributions of resources restricted to capital acquisition and construction. 59 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Interfund Activity Exchange transactions between funds are reported as revenues in the seller funds and as expenditures /expenses in the purchaser funds. On the government -wide statement of activities, the exchange transactions between the internal service funds and the user funds are eliminated. Flows of cash or goods from one fund to another without a requirement for repayment are reported as interfund transfers. Interfund transfers are reported as other financing sources /uses in governmental funds and after non - operating revenues /expenses section in proprietary funds. Repayments from funds responsible for particular expenditures /expenses to the funds that initially paid for them are not presented on financial statements. Transfers between governmental and business -type activities on the government -wide statement of activities are reported separately after general revenues. Transfers between funds reported in the governmental activities column are eliminated. Transfers between funds reported in the business type activities column are eliminated. Estimates The preparation of the financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. H. Changes in Accounting Standards The Governmental Accounting Standards Board (GASB) has issued Statement No. 34 Basic Financial Statements – and Management's Discussion and Analysis – for State and Local Governments, Statement No. 37 Basic Financial Statements – and Management's Discussion and Analysis – for State and Local Governments: Omnibus – an amendment of GASB Statements No. 21, and No. 34, and Statement No. 38 Certain Financial Statement Note Disclosures. These accounting and reporting standards impacted the City's revenue and expenditure recognition and assets, liabilities, and fund equity reporting. The standards also required reformatting of the financial statements and restating beginning balances. These GASB standards were implemented in 2003 except for the full reporting of infrastructure assets, which was implemented in 2004. The City implemented the following Government Accounting Standards Board (GASB) statements: GASB Statement No. 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other Than Pensions. GASB Statement No. 45 establishes standards of accounting and reporting for other postemployment benefits (OPEB) expense /expenditures and related OPEB liabilities or OPEB assets, note disclosures, and required supplementary information (RSI) in the financial reports of state and local governmental employers. GASB Statement No. 50, Pension Disclosures — an amendment of GASB Statements No. 25 and No. 27. GASB Statement No. 50 more closely aligns the financial reporting requirements for pension with those for other postemployment benefits (OPEB). GASB Statement No. 51, Accounting and Financial Reporting for Intangible Assets — an amendment of GASB Statements No. 34 and No. 42. GASB Statement No. 51 establishes accounting and financial reporting requirements for intangible assets to reduce inconsistences, thereby enhancing the comparability of the accounting and financial reporting of such assets among state and local governments. 60 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 2 — STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY There have been no material violations of finance - related legal or contractual provisions, and there have been no expenditures exceeding legal appropriations in any of the funds of the City of Tukwila. NOTE 3 — EQUITY IN POOLED CASH AND INVESTMENTS, CASH, DEPOSITS AND INVESTMENTS The City maintains a cash and investment pool available for use by all funds. Interest earned on pooled investments is recorded in the participating funds. Investments are also held separately by several of the funds, with interest earned directly for the benefit of each fund. Cash and Cash Equivalents At year -end, the carrying amount of the City's bank balance was $2,555,539. Of the bank balance, $250,000 was covered by Federal depository insurance and the Washington State Public Depository Protection Commission insured the remainder. The City also maintains imprest funds totaling $19,200. The City participates in the State Treasurer's Investment Pool, which is a 2a7 -like unrated pool, overseen by the State Treasurer's Office. The fair value of the City's position in the pool is the same as the value of the pool shares. Because of its highly liquid nature, the Pool funds are considered cash equivalents. Deposits and Investments The City's investment portfolio includes certificate of deposits insured by the Washington State Public Depository Commission and municipal bonds issued by state and local agencies. These investments are reported at fair value based on quoted market prices. Fair value is the amount at which a financial instrument could be exchanged in a current transaction between willing parties, other than in a forced or liquidation sale. Also, the Firemen's Pension Fund is authorized to invest in stocks, bonds, and mutual funds. At December 31, 2010, the City had the following deposits and investments: SCHEDULE OF INVESTMENTS BY MATURITY Maturity Credit Market Date Rating Value Certificates of Deposit: Sound Community Bank 03/04/2011 * $ 5,037,418 Sound Community Bank 04/20/2011 * 1,553,714 First Savings Bank Northwest 05/01/2011 * 2,077,720 Charter Bank 05/26/2011 * 1,548,311 Sterling Bank 08/16/2011 * 252,622 Sound Community Bank 05/15/2012 * 504,046 US Bank 02/15/2013 * 3,450,000 Total Certificate of Deposits 14,423,831 Municipal Bonds: Lodging Tax 07/01/2016 AA3 / A+ 484,289 Revenue 07/01/2017 AA1 / AA+ 486,602 Limited General Obligation 12/01/2017 AA3 / A+ 556,275 Revenue 07/01/2019 AA1 / AA+ 484,273 Limited General Obligation 09/01/2020 Al 322,295 Unlimited General Obligation 12/01/2020 AA1 / AA3 1,146,225 Total Municipal Bonds 3,479,958 TOTAL INVESTMENTS $ 17,903,790 * No credit rating with certificate of deposit accounts; accounts are insured by the Public Depository Protection Commission 61 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS RECONCILIATION OF ALL CASH, DEPOSITS AND INVESTMENTS AS REPORTED ON STATEMENT OF NET ASSETS: Cash and Cash Equivalents: $ 21,659,169 Investments 17, 903, 790 Current Assets Restricted: Cash and cash equivalents 5,977,485 Total Cash, Cash Equivalents and Investments $ 45,540,444 SUMMARY BY TYPE: Cash and Cash Equivalents: Cash on hand Cash in bank -book balance Moneymarket account Local Government Investment Pool Total cash and cash equivalents Investments: Certificates of deposit Municipal bonds Total investments $ 19,200 724,591 5,250,239 21,642,624 27, 636, 654 14, 423, 832 3,479,958 17, 903, 790 Total Cash, Cash Equivalents, and Investments $ 45,540,444 Interest Rate Risk Interest rate risk is the risk that changes in interest rates of debt investments will adversely affect the fair value of an investment. As a means of limiting its exposure to fair value losses arising from rising interest rates, the City's investment policy limits at least half of the City's cash and investment portfolio to maturities of less than one year. Investment maturities are limited as follows: 1) At the time of investment, a minimum of thirty percent (30 %) of the cash and investment portfolio will be comprised of investments maturing or available within one year. 2) At the time of investment, eighty percent (80 %) of the portfolio will be comprised of investments maturing or available within five (5) years and no instruments shall have a maturity exceeding ten (10) years, except when compatible with a specific fund's investment needs. 3) The average maturity of the portfolio shall not exceed three and one half (3 1/2) years or forty -two (42) months. 62 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Credit Risk Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. State statutes and the City's investment policy limit the types of securities authorized for investment by the City. The principal governing statutes are RCW 39.59 and RCW 39.60. The Finance Director may further restrict eligible investments by this policy at his /her discretion. Authorized investments include (but are not limited to): 1) U.S. Treasury Securities. 2) U.S. Agency Securities (i.e., obligations of any government- sponsored corporation eligible for collateral purposes at the Federal Reserve). 3) Certificates of Deposit, Money Market Deposit Accounts and savings deposits with qualified depositories within statutory limits as promulgated by the PDPC at the time of investment. 4) Bankers Acceptances (BA's) purchased on the secondary market with a rating of A -1, P -1, its equivalent or better. 5) General Obligation Bonds of a state or local government which have at the time of the investment one of the three highest credit ratings of a nationally- recognized rating agency. 6) The Washington State Local Government Investment Pool (LGIP). As of December 31, 2010, the City's investments in municipal bonds were rated Aal to Al by Moody's Investor Service. The City currently maintains a rating of Aa- with Fitch's Investor Service for its general obligation debt. Concentration of Credit Risk Concentration of credit risk is the risk of loss attributed to the magnitude of an investment in a single issuer. The City of Tukwila diversifies its investments by security type and institution as described below: 1) No more than fifty percent (50 %) of the City's cash and investment portfolio, at the time of purchase, shall be in any single financial institution. 2) Except, that no more than seventy -five percent (75 %) of the City's portfolio, at the time of purchase, shall be invested in the Washington State Local Government Investment Pool, and 3) No more than seventy -five percent (75 %) of the City's portfolio, at the time of purchase, shall be invested in U.S. Treasury or Agency securities. 63 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 4 — RECEIVABLES Property Taxes Receivable The County Finance Director acts as an agent to collect property taxes levied in the County for all taxing authorities. Taxes are levied annually on January 1 on property value listed as of the prior August 31. Assessed values are established by the County Assessor at 100% of fair market value. A revaluation of all property is required every two years. On May 31 of each year the assessed value of property is established for the next year's property tax levy. Property taxes levied by the County Assessor and collected by the County Finance Director become a lien on the first day of the levy year and may be paid in two equal installments if the total amount exceeds $50. The first half of real property taxes is due on April 30 and the balance is due October 31. Delinquent taxes bear interest at the rate of 12% and are subject to additional penalties if not paid as scheduled. During the year, property tax revenues are recognized when cash is received. At year -end, unpaid property taxes are recorded as a receivable. Property tax receivables at year -end normally are not expected to be collected within 60 days after the current period and are, therefore, reported as deferred revenue in the governmental funds financial statements. The tax rate for general City operations is limited to $3.60 per $1,000 of assessed value. Of this amount, up to $0.45 per thousand may be designated for contribution to the Firemen's Pension Fund, if a report by a qualified actuary indicates that additional funds are required. The payment of principal and interest on limited tax (non- voted) bonds issued by the City is made from the general levy. Accordingly, the issuance of limited tax general obligation bonds has the effect of reducing property taxes available for the general operations of City government. State law also provides that the City's operating levy may not exceed 101 % of the largest single levy of the past three years. The State Constitution provides that the total of all taxes upon real and personal property by the State and all taxing entities, including the City, shall not in any year exceed 1% ($10 per $1,000) of the true and fair monetary value of such property. This limitation may be exceeded upon the approval of 60% of the City voters at an election in which the total vote exceeds 40% of the votes cast at the last general election. For 2010, the City's general tax levy was $2.82566 per each $1,000 of assessed valuation. Total assessed valuation for 2009 was $4,973,984,133 and was the basis for the 2010 assessments. Actual 2010 general levy property taxes collected were $13,188,942. Intergovernmental Grants and Entitlements All receivables from other governments are recorded at year -end as amounts Due from Other Governmental Units. These amounts represent federal, state, and local reimbursement -type grants, and are reported as receivables and intergovernmental revenues in the year when the related expenditures are incurred. 64 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 5 — INTERFUND TRANSACTIONS Interfund transactions are classified as follows: Services Provided — Transactions that would be treated as revenues, expenditures or expenses if they involve external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City of Tukwila. Transfers — Transactions to support the operations of other funds are recorded as "Transfers" and classified with "Other Financing Sources or Uses" in the fund statements. Transfers between governmental or proprietary funds are netted as part of the reconciliation to the government -wide financial statements. Contributions — Contributions to the capital of enterprise or internal service funds, transfers of capital assets between proprietary and governmental funds, transfers to establish or reduce working capital in other funds, and transfers of remaining balances when funds are closed are classified non - operating revenue. Interfund Loans /Advances — Loans between funds are classified as interfund loans receivable and payable or as advances to and from other funds in the fund statements. Interfund loans are offset by a reservation of fund equity. Interfund loans are subject to elimination upon consolidation. There were no interfund loans outstanding at December 31, 2010. Interfund transfers were as follows: SUMMARY OF INTERFUND TRANSFERS Government and Internal Service Funds General Fund Other Government Funds Internal Service Funds Total Transfers In Transfers Out $ 2,461,806 $ (255,475) Net Transfers In (Out) $ 2,206,331 $ - $ 158,095 $ 2,619,901 (765,382) (199,734) (1,220,591) (765,382) $ (41,639) $ 1,399,310 Proprietary Funds Water /Sewer Surface Water Utility Utility Foster Golf Course Total Transfers In $ 97,380 $ Transfers Out (1,107,735) Net Transfers In (Out) $ (1,010,355) $ - $ - $ 97,380 (375,815) (13,140) (1,496,690) (375,815) $ (13,140) $ (1,399,310) The principal purposes for interfund transfers include interfund subsidies and transfers into debt service and capital projects funds. 65 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 6 — CAPITAL LEASES During 2010 the City maintained capital lease agreements with various financing sources for the leasing of City operated machinery and equipment. SCHEDULE OF FUTURE MINIMUM LEASE PAYMENTS Lease Year Payable 2011 $ 20,702 2012 14,937 2013 8,863 2014 1,617 Total minimum lease payments 46,120 Less: Amounts representing interest (5,936) Present value of future minimum lease payments $ 40,184 As of December 31, 2010, the value of capital assets acquired under the various capital leases total $110,509. Base monthly lease payments totaling $1,884 are payable through the end of the various lease periods. Interest rates for the individual lease agreements vary. Amortization expense in the amount of $59,938 was recorded for 2010. 66 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 7 - CAPITAL ASSETS Capital asset activity for the year ended December 31, 2010, was as follows: GOVERNMENTAL ACTIVITIES BEGINNING BALANCE INCREASES DECREASES ENDING BALANCE Governmental Activities Capital assets, not being depreciated: Land Construction in Progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Other Improvements Machinery and Equipment Infrastructure Intangible Assets Total capital assets being depreciated Less accumulated depreciation for: Buildings Other Improvements Machinery and Equipment Infrastructure Intangible Assets Total accumulated depreciation Total capital assets, being depreciated, net Governmental activity capital assets, net $ 39, 352, 086 $ 119,975 $ 21,322,811 12,225,532 - $ 39,472,061 (417,059) 33,131,284 60,674,897 24,013,118 12,534,798 15,984,629 119,101,710 12, 345, 507 36,870 838,701 931,111 15,192, 592 269,661 (417, 059) (20, 662) (515, 308) (27, 000) 72,603,345 24,029,326 13, 373, 499 16,400,432 134,267,302 269,661 171,634,255 (8,719,719) (7,860,168) (9,433,751) (33, 552, 855) (59, 566, 493) 17, 268, 935 112, 067, 762 $ 172,742,659 $ (611,522) (529,768) (1,255,799) (3,492, 087) (61, 640) (5,950,816) (562,970) 188,340,220 20,662 (9,310,579) (8,389,936) 464,300 (10,225,250) 27,000 (37, 017, 942) (61,640) 11,318,119 23,663,626 $ 511,962 (65,005,347) (51, 008) 123, 334, 872 (468,067) $ 195,938,217 67 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS BUSINESS -TYPE ACTIVITIES BEGINNING BALANCE ENDING INCREASES DECREASES BALANCE Business -type Activities Capital assets, not being depreciated: Land Construction in Progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Other Improvements Machinery and Equipment Total capital assets being depreciated Less accumulated depreciation for: Buildings Other Improvements Machinery and Equipment Total accumulated depreciation Total capital assets, being depreciated, net Business Type activity capital assets, net $ 1,907,416 $ 2,267,865 306,702 $ 1,910,917 4,175, 281 11,143, 046 63, 665, 063 2,376,565 2,217,619 392,111 6,838,904 15,788 77,184, 674 (2,425, 329) (23, 315, 767) (1,445,418) (27,186, 514) 49, 998,159 7,246,803 (299, 589) (1,393,346) (136, 951) (1,829,886) 5,416,917 - $ 2,214,118 (1,285,099) 2,893,683 (1,285,099) 5,107,801 (136,438) 11,398,719 (668, 836) 69, 835,131 (723) 2,391,630 (805,997) 83,625,480 35,474 (2,689,444) 508,404 (24,200,709) 723 (1,581,646) 544,601 (28,471,799) (261, 396) 55,153, 682 $ 54,173, 441 $ 7,634,536 $ (1,546,495) $ 60,261,484 All reported capital assets of the City are depreciated. Improvements are depreciated over the remaining useful lives of the related capital assets. Useful lives for infrastructure were estimated based on the City's historical records of necessary improvements and replacement. 68 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS CAPITAL ASSET INCREASES Governmental Activities Capital Asset - Increases: 2010 Capital Outlays 2010 Other Capital Improvements 2010 Land Turnover 2010 Developer Turnovers 2010 Construction in Progress to Capital (Infrastructure) Internal Service Funds (Equipment Rental) Governmental Activities - Total Increases $ 11,513,976 2,051,592 105,700 15,148,111 417,059 378,003 $ 29,614,442 Business -Type Activities Capital Asset - Increases: 2010 Capital Outlays 2010 Land Turnover 2010 Developer Turnovers 2010 Construction in Progress to Capital (Infrastructure) Business -Type Activities - Total Increases DEPRECIATION Depreciation expense for 2010 was charged to functions /programs as follows: Governmental Activities $ 1,949,901 285,608 5,943,813 1,285,099 $ 9,464,422 General Government $ 77,140 Public Safety 373,631 Physical Environment 646,651 Transportation 3,512,552 Economic Environment 13,251 Culture and Recreation 553,359 Depreciation from Governmental Activities excluding Internal Service Funds 5,176,584 Capital assets held by the government's internal service funds are charged to the various functions based on their usage of the assets Total depreciation expense - governmental activities 774,232 $ 5,950,816 Business -Type Activities Water /Sewer Utility Foster Golf Course Surface Water Utility Total depreciation expense - business -type activities 69 $ 909,275 313,035 607,576 $ 1,829,886 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 8 — JOINT VENTURES Valley Communications Center The "Valley Communications Center" was established August 20, 1976, when an Interlocal Agreement was entered into by the four original participating municipal corporations, including the cities of Renton, Kent, Auburn, and Tukwila, with Federal Way formally admitted during 2000. The agreement is sanctioned by the provisions and terms of the Interlocal Cooperation Act pursuant to RCW 39.34. The initial duration of the agreement was five years, and thereafter is automatically extended for consecutive five -year periods. The purpose of the joint operation, hereafter referred to as Valley Com, is to provide improved consolidated emergency communications (dispatch) services for police, fire, and medical aid, to the five participating cities and to several subscribing agencies. Separate agreements between Valley Com and the subscribing agencies have been executed, which set forth conditions of services and rates charged. The allocation of prorated financial participation among the five participating cities is the percentage of estimated dispatched calls attributed to each jurisdiction compared to the total estimated dispatched calls for the current 12 -month period ending December 31. The 2010 cost distribution for the five participating cities is as follows: City Dispatchable Percent of Calls Total Renton 79,729 21.77% Kent 94,799 25.89% Auburn 73,969 20.20% Tukwila 34,691 9.47% Federal Way 83,022 22.67% Total 366,210 100.00% Valley Com is governed by an Administration Board composed of the Mayors from the five participating cities of Renton, Kent, Auburn, Tukwila, and Federal Way. The Board is responsible for the following functions: (1) Adopting an annual budget after review by participating legislative bodies; (2) Appointment and /or discharge of the Director; (3) Approves personnel policy and makes final decisions on all major policy changes; (4) Reviews and approves all contracts. In addition, an Operating Board was established and consists of two members of each participating City's Public Safety Departments, including the heads of such departments or their designees. The Operating Board performs the following functions: (1) Oversees the operation of Valley Com and advises and makes recommendations to the Administration Board; (2) Makes recommendation on Director selection; (3) Presents proposed policies and budgets to the Administration Board; (4) Approves disbursement of funds by the Director. The Director presents a proposed budget to the Operating Board on or before August 15 of each year. The proposed budget is then presented to the Administration Board by September 1 of each year. The Administration Board can make changes to the proposed Valley Com budget as it finds necessary, but final approval falls to the legislative body of each participating city, in accordance with the provisions of the Interlocal Agreement. 70 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS The share of equity belonging to the five participating cities is as follows: ITEM FEDERAL RENTON KENT AUBURN TUKWILA WAY TOTAL Equity January 1, 2010 $ 4,653,923 $6,628,171 $4,408,776 $2,661,250 $2,903,476 $21,255,596 Current Year Increase /(Decrease) 179,748 213,723 166,762 78,210 187,172 825,615 Equity December31, 2010 $ 4,833,671 $6,841,894 $4,575,538 $2,739,460 $3,090,648 $22,081,211 Percent of Equity 21.89% 30.99% 20.72% 12.41% 14.00% 100.00% Liabilities are the responsibility of the five participating cities in direct proportion to their equity position. In August 1993, Valley Com entered into an interlocal cooperation agreement, pursuant to RCW 39.34 RCW, with the subregions of King County, Seattle, and the Eastside Public Safety Communications Agency. This agreement governs the development, acquisition and installation of the 800 MHz emergency radio communications system funded by a $57 million King County levy approved in November 1992. This agreement provides that upon voluntary termination of any subregion's participation in the system, it surrenders its radio frequencies, relinquishes its equipment and transfers any unexpended levy proceeds and associated equipment replacement reserves to another subregion or consortium of subregions. Thus, in accordance with this agreement, the participating cities of Valley Com have no equity interest in Valley Com's 800 -MHz communications system. During 2000, the Valley Communications Center Development Authority was created to issue $12,758,000 in General Obligation Bonds to finance construction, equipment, and land for a new facility completed in 2002. Each of the five participating cities is responsible for one -fifth of the debt obligation, which originally was $2,551,600 per City. The basic agreement shall not be terminated until all bonds issued by Valley Communications Center Development Authority have been paid and retired. These bonds were refunded in 2010 with a remaining principal balance amount of $1,065,000. See Note 11 for additional information on long -term debt. A complete set of financial statements are available from Valley Communications Center, 27519 108th Ave SE, Kent, WA 98030, or by telephone 253 - 372 -1300. South Correctional Entity (SCORE) The South Correctional Entity (SCORE) consolidated correctional facility was established February 25, 2009, when an interlocal agreement (the "Original Interlocal Agreement ") was entered into by seven participating municipal governments, the "Member Cities" of Auburn, Burien, Des Moines, Federal Way, Renton, SeaTac and Tukwila, under the authority of the Interlocal Cooperation Act (RCW 39.34). This "Original Interlocal Agreement" was amended and restated October 1, 2009 and named the City of Des Moines as the "Host City" and the remaining Member Cities as "Owner Cities ". This interlocal agreement is known as the "Formation Interlocal Agreement ". Pursuant to a separate "Host City Agreement" dated October 1, 2009, the Host City will not enjoy the same equity position as the Owner Cities until all debts issued are paid and the Host City fulfills all of its obligations as outlined in the Agreement. SCORE, a governmental administrative agency pursuant to RCW 39.34.030 (3), has the power to acquire, construct, own, operate, maintain, equip, and improve a correctional facility known as the "SCORE Facility" and to provide correctional services and functions incidental thereto, for the purpose of detaining arrestees and sentenced offenders in the furtherance of public safety and emergencies within the jurisdiction of the Member Cities. The SCORE Facility may serve the Member Cities and Subscribing Agencies which are in need of correctional facilities. Any agreement with a Subscribing Agency shall be in writing and approved by SCORE as provided within the SCORE Formation Interlocal Agreement. 71 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Financing for the acquisition, construction, equipping, and improvement of the SCORE Facility will be provided by bonds issued by the South Correctional Entity Facility Public Development Authority (the "SCORE PDA "), a public development authority chartered by the City of Renton pursuant to RCW 35.21.730 through 35.21.755 and secured by the full faith and credit of the Cities of Auburn, Burien, Federal Way, Renton, SeaTac, and Tukwila (the "Owner Cities "). The SCORE PDA issued $86 million in special obligation bonds in 2009 to carry out the facility development project. The following is a summary of the debt service requirements for the bond issue: SUMMARY OF DEBT SERVICE REQUIREMENTS Debt Serke Schedule Debt Service Allocation to Owner Cities 35% BABs Year Principal Interest Subsidy Total Auburn Burien Federal Way Renton SeaTac Tukwila 31% 4% 18% 36% 3% 8% 2010 $ - $ 3,394,191 $ (265,223) $ 3,128,968 2011 - 5,155,732 (1,675,089) 3,480,643 2012 5,155,732 (1,675,089) 3,480,643 2013 1,915,000 5,126,998 (1,675,089) 5,366,909 2014 1,950,000 5,066,566 (1,654,975) 5,361,591 2015 -2019 10,750,000 24,045,404 (8,092,315) 26,703,089 2020 -2024 12,905,000 21,102,168 (7,405,227) 26,601,941 2025 -2029 15, 675, 000 16, 833, 706 (6,067,796) 26, 440, 910 2030 -2034 19, 265, 000 11,158, 380 (4,128, 483) 26, 294, 897 2035 -2039 23,775,000 4,064,705 (1,697,914) 26,141,791 Totals $86,235,000 $ 101,103,582 $ (34,337,200) $ 153,001,382 $ 969,980 $ 125,159 $ 563,214 $ 1,126,428 $ 93,869 $ 250,317 1,078,999 139,226 626,516 1,253,031 104,419 278,451 1,078,999 139,226 626,516 1,253,031 104,419 278,451 1,663,742 214,676 966,044 1,932,087 161,007 429,353 1,662,093 214,464 965,086 1,930,173 160,848 428,927 8,277,958 1,068,124 4,806,556 9,613,112 801,093 2,136,247 8,246,602 1,064,078 4,788,349 9,576,699 798,058 2,128,155 8,196,682 1,057,636 4,759,364 9,518,728 793,227 2,115,273 8,151,418 1,051,796 4,733,081 9,466,163 788,847 2,103,592 8,103,955 1,045,672 4,705,522 9,411,045 784,254 2,091,343 $ 47,430,428 $ 6,120,057 $ 27,540,248 $55,080,498 $ 4,590,041 $12,240,109 The City of Tukwila reports its share of equity interest in the Governmental Activities column within the Government -wide financial statements under non - current assets. The share of equity belonging to the six participating cities is as follows: ITEM FEDERAL AUBURN BURIEN WAY RENTON SEATAC TUKWILA TOTAL Equity January 1, 2010 $ 1,692,471 $ 218,383 $ 982,725 $ 1,965,450 $ 163,787 $ 436,767 $ 5,459,583 Current Yearincrease /(Decrease) (90,883) (11,727) (52,771) (105,540) (8,795) (23,454) (293,170) Equity December31, 2010 $ 1,601,588 $ 206,656 $ 929,954 $ 1,859,910 $ 154,992 $ 413,313 $ 5,166,413 Percent of Equity 31.00% 4.00% 18.00% 36.00% 3.00% 8.00% 100.00% Note: Interest is to be paid from bond proceeds during the construction period (2010- 2011). The investment in joint venture for SCORE on the Statement of Net Assets includes Tukwila's share of debt issued in 2009. Including premium and unamortized bond issuance costs, the City's share of SCORE debt is $6,898,800. See Note 11 for additional information on long -term debt. Completed financial statements for SCORE and SCORE PDA can be obtained from the SCORE office, City of Renton, 1055 South Grady Way, Renton, WA 98057. 72 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 9 — PENSION PLANS The City implemented GASB Statements 25 and 27 for reporting of pension plans in 1996. For all plans the pension liability (asset) was determined in accordance with GASB Statement 27 to be zero both before and at the effective date of the transition. Washington State Department of Retirement Systems Substantially all of the City's full -time and qualifying part -time employees participate in one of the following statewide retirement systems administered by the Washington State Department of Retirement Systems, under cost - sharing multiple - employer public employee defined benefit and defined contribution retirement plans. The Department of Retirement Systems (DRS), a department within the primary government of the State of Washington, issues a publicly available comprehensive annual financial report (CAFR) that includes financial statements and required supplementary information for each plan. The DRS CAFR may be obtained by writing to: Department of Retirement Systems, Communications Unit, PO Box 48380, Olympia, WA 98504 -8380; or it may be downloaded from the DRS website at www.drs.wa.gov/ administration /annual- report/cafr /. The following disclosures are made pursuant to GASB Statements No. 27, Accounting for Pensions by State and Local Government Employers and No. 50, Pension Disclosures, an Amendment of GASB Statements No. 25 and No. 27. Public Employees Retirement System (PERS) Plans 1, 2, and 3 Plan Description PERS is a cost - sharing multiple - employer retirement system comprised of three separate plans for membership purposes: Plans 1 and 2 are defined benefit plans and Plan 3 is a defined benefit plan with a defined contribution component. Membership in the system includes: elected officials; state employees; employees of the Supreme, Appeals, and Superior courts (other than judges currently in a judicial retirement system); employees of legislative committees; community and technical colleges, college and university employees not participating in national higher education retirement programs; judges of district and municipal courts; and employees of local governments. PERS participants who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 and by either, February 28, 2002 for state and higher education employees, or August 31, 2002 for local government employees, are Plan 2 members unless they exercise an option to transfer their membership to Plan 3. PERS participants joining the system on or after March 1, 2002 for state and higher education employees, or September 1, 2002 for local government employees have the irrevocable option of choosing membership in either PERS Plan 2 or PERS Plan 3. The option must be exercised within 90 days of employment. An employee is reported in Plan 2 until a choice is made. Employees who fail to choose within 90 days default to PERS Plan 3. Notwithstanding, PERS Plan 2 and Plan 3 members may opt out of plan membership if terminally ill, with less than five years to live. PERS Plan 1 and Plan 2 defined benefit retirement benefits are financed from a combination of investment earnings and employer and employee contributions. PERS retirement benefit provisions are established in state statute and may be amended only by the State Legislature. • PERS Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement after 30 years of service, or at the age of 60 with five years of service, or at the age of 55 with 25 years of service. The annual benefit is two percent of the average final compensation (AFC) per year of service, capped at 60 percent. (The AFC is based on the greatest compensation during any 24 eligible consecutive compensation months.) This annual benefit is subject to a minimum for PERS Plan 1 retirees who have 25 years of service and 73 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS have been retired 20 years, or who have 20 years of service and have been retired 25 years. Plan 1 members who retire from inactive status prior to the age of 65 may receive actuarially reduced benefits. If a survivor option is chosen, the benefit is further reduced. A cost -of living allowance (COLA) is granted at age 66 based upon years of service times the COLA amount, which is increased three percent annually. Plan 1 members may also elect to receive an optional COLA that provides an automatic annual adjustment based on the Consumer Price Index. The adjustment is capped at three percent annually. To offset the cost of this annual adjustment, the benefit is reduced. • PERS Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members may retire at the age of 65 with five years of service with an allowance of two percent of the AFC per year of service. (The AFC is based on the greatest compensation during any eligible consecutive 60 -month period.) Plan 2 members who retire prior to the age of 65 receive reduced benefits. If retirement is at age 55 or older with at least 30 years of service, a three percent per year reduction applies; otherwise an actuarial reduction will apply. The benefit is also actuarially reduced to reflect the choice of a survivor option. There is no cap on years of service credit; and a cost -of- living allowance is granted (based on the Consumer Price Index), capped at three percent annually. • PERS Plan 3 has a dual benefit structure. Employer contributions finance a defined benefit component, and member contributions finance a defined contribution component. The defined benefit portion provides a benefit calculated at one percent of the AFC per year of service. (The AFC is based on the greatest compensation during any eligible consecutive 60 -month period.) Effective June 7, 2006, PERS Plan 3 members are vested in the defined benefit portion of their plan after ten years of service; or after five years of service, if twelve months of that service are earned after age 44; or after five service credit years earned in PERS Plan 2 prior to June 1, 2003. Plan 3 members are immediately vested in the defined contribution portion of their plan. Vested Plan 3 members are eligible to retire with full benefits at age 65, or they may retire at age 55 with ten years of service. PERS Plan 3 members who retire prior to the age of 65 receive reduced benefits. If retirement is at age 55 or older with at least 30 years of service, a three percent per year reduction applies; otherwise an actuarial reduction will apply. The benefit is also actuarially reduced to reflect the choice of a survivor option. There is no cap on years of service credit, and Plan 3 provides the same cost -of- living allowance as Plan 2. The defined contribution portion can be distributed in accordance with an option selected by the member, either as a lump sum or pursuant to other options authorized by the Employee Retirement Benefits Board. There are 1,189 participating employers in PERS. Membership in PERS consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2009: Type of Membership Membership Retirees and Beneficiaries Receiving Benefits 74,857 Terminated Plan Members Entitled to but not yet Receiving Benefits 28,074 Active Plan Members Vested 105,339 Active Plan Members Non - vested 53,896 Total 262,166 74 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Fundinq Policy Each biennium, the state Pension Funding Council adopts Plan 1 employer contribution rates, Plan 2 employer and employee contribution rates, and Plan 3 employer contribution rates. Employee contribution rates for Plan 1 are established by statute at six percent for state agencies and local government unit employees, and at 7.5 percent for state government elected officials. The employer and employee contribution rates for Plan 2 and the employer contribution rate for Plan 3 are developed by the Office of the State Actuary to fully fund Plan 2 and the defined benefit portion of Plan 3. All employers are required to contribute at the level established by the Legislature. Under PERS Plan 3, employer contributions finance the defined benefit portion of the plan, and member contributions finance the defined contribution portion. The Employee Retirement Benefits Board sets Plan 3 employee contribution rates. Six rate options are available ranging from 5 to 15 percent; two of the options are graduated rates dependent on the employee's age. As a result of the implementation of the Judicial Benefit Multiplier Program in January 2007, a second tier of employer and employee rates was developed to fund, along with investment earnings, the increased retirement benefits of those justices and judges that participate in the program. The methods used to determine the contribution requirements are established under state statute in accordance with RCW 41.40 and RCW 41.45. The required contribution rates expressed as a percentage of covered payroll as of December 31, 2010, are as follows: Employer* Employee PERS Plan I PERS Plan 11 PERS Plan 111 5.31% 5.31% 6.00% 3.90% 5.31% ** Minimum 5% to maximum 15% * The employer rates include the employer administrative expense fee currently set at 0.16 %. ** Plan 3 defined benefit portion only. Both the City and the employees made the required contributions. The City's contributions to PERS for the years ended December 31 were as follows: PERS Plan 1 PERS Plan 11 PERS Plan III 2010 $ 3,494 $ 640,034 $ 98,350 2009 4,080 800,885 136,877 2008 4,048 789,623 135,429 The decrease in annual contributions is primarily due to a decrease in the employer contribution rate. Law Enforcement Officers' and Fire Fighters' Retirement System (LEOFF) Plan Description LEOFF is a cost - sharing multiple - employer retirement system comprised of two separate defined benefit plans. LEOFF participants who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 are Plan 2 members. Membership in the system includes all full - time, fully compensated, local law enforcement officers, firefighters and, as of July 24, 2005, those emergency medical technicians who were given the option and chose LEOFF Plan 2 membership. LEOFF membership is comprised primarily of non -state employees, with Department of Fish and Wildlife enforcement officers, who were first included prospectively effective July 27, 2003, being an exception. 75 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Effective July 1, 2003, the LEOFF Plan 2 Retirement Board was established by Initiative 790 to provide governance of LEOFF Plan 2. The Board's duties include adopting contribution rates and recommending policy changes to the Legislature for the LEOFF Plan 2 retirement plan. LEOFF defined benefit retirement benefits are financed from a combination of investment earnings, employer and employee contributions, and a special funding situation in which the state pays through state legislative appropriations. LEOFF retirement benefit provisions are established in state statute and may be amended by the State Legislature. LEOFF Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement with five years of service at the age of 50. The benefit per year of service calculated as a percent of final average salary (FAS) is as follows: Term of Service Percent of final Average 20 or more years 10 but less than 20 years 5 but less than 10 years 2.0% 1.5% 1.0% The FAS is the basic monthly salary received at the time of retirement, provided a member has held the same position or rank for 12 months preceding the date of retirement. Otherwise, it is the average of the highest consecutive 24 months' salary within the last ten years of service. A cost -of- living allowance is granted (based on the Consumer Price Index). LEOFF Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members may retire at the age of 50 with 20 years of service, or at the age of 53 with five years of service, with an allowance of two percent of the FAS per year of service. The FAS is based on the highest consecutive 60 months. Plan 2 members who retire prior to the age of 53 receive reduced benefits. Benefits are actuarially reduced for each year that the benefit commences prior to age 53 and to reflect the choice of a survivor option. If the member has at least 20 years of service and is age 50, the reduction is three percent for each year prior to age 53. There is no cap on years of service credit; and a cost -of- living allowance is granted (based on the Consumer Price Index), capped at three percent annually. There are 372 participating employers in LEOFF. Membership in LEOFF consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2009: Type of Membership Membership Retirees and Beneficiaries Receiving Benefits 9,454 Terminated Plan Members Entitled to but not yet Receiving Benefits 674 Active Plan Members Vested 13,363 Active Plan Members Non - vested 3,944 Total 27,435 Funding Policy Starting on July 1, 2000, LEOFF Plan 1 employers and employees contribute zero percent as long as the plan remains fully funded. Employer and employee contribution rates are developed by the Office of the State Actuary to fully fund the plan. LEOFF Plan 2 employers and employees are required to pay at the level adopted by the LEOFF Plan 2 Retirement Board. All employers are required to contribute at the level required by state law. The Legislature, by means of a special funding arrangement, appropriated money from the state General Fund to supplement the current service liability and fund the prior service costs of LEOFF Plan 2 in accordance with the requirements of the Pension Funding Council and the 76 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS LEOFF Plan 2 Retirement Board. However, this special funding situation is not mandated by the state constitution and this funding requirement could be returned to the employers by a change of statute. The required contribution rates to the LEOFF system expressed as a percentage of covered payroll as of December 31, 2010 are as follows: LEOFF Plan I LEOFF Plan 11 Employer 0.16% 5.24% Employee 0.00% 8.46% Both the City and the employees made the required contributions. The City's contributions to the LEOFF system for the years ended December 31 are as follows: LEOFF Plan I LEOFF Plan II 2010 $ 714 $ 640,494 2009 643 630,453 2008 724 615,728 Firemen's Pension System Plan Description The City is the administrator of the Firemen's Pension Plan which is a closed, single - employer, defined benefit pension plan that was established in conformance with RCW Chapter 41.18. This plan provides retirement and disability benefits, annual cost -of- living adjustments, and death benefits to plan members and beneficiaries. Membership is limited to fire fighters employed prior to March 1, 1970 when the LEOFF retirement system was established. The City's obligation under the Firemen's Pension Plan consists of paying all benefits, including payments to beneficiaries, for fire fighters who retired prior to March 1, 1970 and excess benefits over LEOFF for covered fire fighters who retired after March 1, 1970. Benefits and refunds of the defined benefit pension plan are recognized when due and payable in accordance with the Plan. The Plan does not issue a separate financial report. Membership of the Firemen's Pension Plan consisted of the following at December 31, 2010. Type of Membership Total Retirees and beneficiaries receiving benefits 9 Retirees currently receiving full retirement benefits through the Law Enforcement Officers and Fire Fighters Retirement Plan (LEOFF) 3 Total 12 Funding Policy Under State law, the Firemen's Pension Plan is provided an allocation of all monies received by the State from taxes on fire insurance premiums; interest earnings; member contributions made prior to the inception of LEOFF; and City contributions required to meet projected future pension obligations. An actuarial valuation was completed as of December 31, 2010 and it was determined that current assets of the fund, along with future revenues from state fire insurance taxes and interest earnings, will be sufficient to pay all future Firemen's Pension Plan pension benefits. In 2010 $49,989 was received from the state from taxes on fire insurance premiums. On- behalf payments of fringe benefits and salaries for the City's employees were recognized as revenues and expenditures /expenses during the period. Costs to administer the plan are paid for through investment earnings and General Fund resources. The 77 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Actuarial Valuation of Firefighters' Pension Fund table is reported in the Required Supplemental Information section, and a recap of the Schedule of Funding Progress is as follows: PENSION SCHEDULE OF FUNDING PROGRESS Actuarial Unfunded Actuarial UAAL as a Actuarial Actuarial Value Accrued Accrued Liabilities Percentage of Valuation Date of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll January 1, 1998 $981 $1,042 $61 94% $101 60% January 1, 2000 1076 1,243 167 87 112 149 January 1, 2003 1215 1,135 (80) 107 0 N/A January 1, 2005 1265 1,182 (83) 107 0 N/A January 1, 2007 1336 1,310 (26) 102 0 N/A January 1, 2009 1445 1,610 165 90 0 N/A January 1, 2011 1430 1,582 152 90 0 N/A The system does not issue a stand -alone financial report and is not included in another Public Employee Retirement System or another entity. Biennially a complete actuarial valuation financial report, including an accounting update for intervening years, is prepared by Milliman USA, Incorporated. This report is available from the City of Tukwila. Basis of Accounting The financial statements are prepared using the accrual basis of accounting. Benefits are recognized when due and payable in accordance with the plan. ANNUAL PENSION COST AND NET PENSION OBLIGATION 2008 2009 2010 1 Annual normal cost (BOY) $ - $ - $ 2 Amortization of UAAL (BOY) (1,903) 11,185 11,185 3 Interest to EOY (1 + 2 x i *) (95) 391 391 4 ARC at EOY (1 + 2 + 3) (1,998) 11,576 11,576 5 Interest on NPO 6 Adjustment to ARC 7 Annual Pension cost 8 Employer contributions ** 9 Change in NPO 10 NPO at BOY (4 + 5 - 6) (10, 028) (14, 898) 2,872 50,730 (8,695) (16, 888) 19,769 (9,057) (18,236) 20,755 30,112 46,989 (7- 8) (47,858) (10,343) (26,234) (11 prior yr) (200,563) (248,421) (258,764) $ (248,421) $ (258,764) $ (284,998) 11 NPO at EOY (9 + 10) * (i) is the assumed interest rate that year: 5% in 2008, 3.5% in 2009, 3.5% in 2010 ** Employer contributions for pensions are total contributions to the Fund net of disbursements from the Fund for medical expenses under RCW 41.26.150 and administrative expenses. The Annual Required Contribution (ARC) was computed using the Entry Age Normal Cost Method. Under this method, the projected benefits are allocated on a level basis as a percentage of salary over the earnings of each individual between entry age and exit age. The amount allocated to each year is called the Normal Cost and the portion of the Actuarial Present Value of all benefits not provided for by future Normal Cost payments is called the Actuarial Accrued Liability. Since all members have already 78 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS retired, the amount of the Normal Cost is zero. The Unfunded Actuarial Accrued Liability (UAAL) is the Actuarial Accrued Liability minus the actuarial value of the Fund's assets. ANNUAL DEVELOPMENT OF PENSION COST Interest on Total Change in Fiscal Annual Net Annual Employer Net Net Pension Amortization-- - Year Required Pension ARC Pension Contri- Pension Obligation (Gain)/ (Gain)/ Ending Ended Contribution Obligation Adjustment Cost butions Obligation Balance Loss Factor Loss Balance 2008 $ (1,998) $ (10,028) $ (14,898) $ 2,872 $ 50,730 $ (47,858) $ (248,421) $ (52,728) 13.4622 $ (14,898) $(248,421) 2009 11,576 (8,695) (16,888) 19,769 30,112 (10,343) (258,764) (18,536) 14.7098 (16,888) (258,764) 2010 11,576 (9,057) (18,236) 20,755 46,989 (26,234) (284,998) (35,413) 14.1897 (18,236) (284,998) PERCENTAGE OF ANNUAL PENSION COST CONTRIBUTED Fiscal Year Ending Annual Contribution as a* Net Pension Pension Cost Percentage of Obligation (APC) APC (Asset) December 31, 2008 $ 2,872 1,766% $ (248,421) December 31, 2009 19,769 152 (258,764) December 21, 2010 20,755 226 (284,998) * In years with a negative APC, this percentage is not applicable. The information presented in the preceding required schedules were determined as part of the actuarial valuations at the dates indicated. The key actuarial assumptions used for the January 1, 2011 valuation were: Actuarial Valuations Actuarial valuation date Actuarial cost method Amortization Method Remaining amortization period Asset valuation method January 1, 2011 Entry Age Normal 30 -year, closed as of January 1, 1999 18 years Fair market value Assumptions Investment rate of return 4.00% Projected salary increases 3.75% Price inflation 2.75% Cost -of- living adjustments Based upon salary increase assumption when appropriate, for FPF benefits.* Based upon inflation assumption for some FPF benefits and all LEOFF benefits. Under the Firemen's Pension Trust Fund, most adjustments are based on the change in salary for the rank of members held at retirement or based on the Consumer Price Index. Adjustments are determined in accordance with RCW 41.18.150, RCW 41.20 and RCW 41.26 79 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS The Schedule of Funding progress, presented as required supplementary information following the notes of the financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. The Schedule of Employer Contributions is also included as required supplementary information following the notes to the financial statements. NOTE 10 — OTHER POSTEMPLOYMENT BENEFIT (OPEB) PLAN Plan Description The City is the administrator of the Retiree Medical and Long -Term Care Benefits for LEOFF 1 Employees Plan which is a closed, single - employer, defined benefit, other post employment benefit plan (OPEB). The benefits are authorized under state statute, RCW Chapters 41.16 and 41.18 and 41.26 and may be amended by the state legislature. This plan provides medical, dental and long -term care benefits to eligible retirees. Membership is limited to eligible law enforcement officers and fire fighters hired prior to the March 1, 1970 establishment of LEOFF, as well as eligible members of LEOFF hired prior to October 1, 1977. Financial reporting for the LEOFF retiree healthcare plan is included in the City's Comprehensive Annual Financial Report. Triennially, a complete actuarial valuation financial report is prepared by Milliman USA, Incorporated. This report is available from the City. Membership As of December 31, 2010, there were 5 active employees and 37 retirees meeting the eligibility requirements of a LEOFF 1 member. This is considered a closed group with no new members. Funding Policy Funding for LEOFF 1 retiree healthcare costs is provided entirely by the City as required by RCW. The City's funding policy is based upon pay -as- you -go financing requirements. The employee or retiree is not required to contribute to the cost of the plan. The annual contribution represents the cost of employer - paid benefits. Annual OPEB Cost and Net OPEB Obligation The City's annual other postemployment benefit (OPEB) cost is calculated based on the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize unfunded actuarial liabilities over a period 21 years as of January 1, 2008. The following tables show the components of the City's annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the City's net OPEB obligation. 80 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS ANNUAL OPEB COST AND NET OPEB OBLIGATION 2008 2009 2010 1 Annual normal cost (BOY) $ 105,058 $ 105,058 $ 105,058 2 Amortization of UAAL (BOY) 1,196,165 1,196,165 1,196,165 3 Interest to EOY (1 + 2 x i *) 65,061 65,061 65,061 4 ARC at EOY (1 + 2 + 3) 1,366,284 1,366,284 1,366,284 5 Interest on Net OPEB Obligation - 40,459 90,941 6 Adjustment to ARC - 61,839 143,332 7 Annual OPEB cost (4 + 5 - 6) 1,366,284 1,344,904 1,313,893 8 Employer contributions 557,103 335,265 317,771 9 Change in Net OPEB Obligation (7- 8) 809,181 1,009,639 996,122 10 Net OPEB Obligation at BOY (11 prior yr) - 809,181 1,818,820 11 Net OPEB Obligation at EOY (9 + 10) $ 809,181 $ 1,818,820 $ 2,814,942 * (i) is the assumed interest rate that year: 5% in each year. The net OPEB obligation of $2,814,942 is included as a non - current liability on the Statement of Net Assets. ANNUAL DEVELOPMENT OF OPEB COST Total Fiscal Annual Interest on Employer Change in Net OPEB Amortization-- - Year Required Net OPEB ARC Annual Contri- Net OPEB Obligation (Gain)/ (Gain)/ Ending Ended Contribution Obligation Adjustment OPEB Cost butions Obligation Balance Loss Factor * Loss Balance 2008 $ 1,366,284 $ - $ $1,366,284 $ 557,103 $ 809,181 $ 809,181 $809,181 13.4622 $ - $ 809,181 2009 1,366,284 40,459 61,839 1,344,904 335,265 1,009,639 1,818,820 1,031,019 13.0853 61,839 1,818,820 2010 1,366,284 90,941 143,332 1,313,893 317,771 996,122 2,814,942 1,048,513 12.6896 143,332 2,814,942 * Based on a 21 -year closed amortization as of January 1, 2008 The City's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the net OPEB obligation were as follows: PERCENTAGE OF ANNUAL OPEB COST CONTRIBUTED Fiscal Year Ending Percentage of Annual OPEB Employer Annual OPEB Cost Contribution Cost Contributed December 31, 2008 $ 1,366,284 $ 557,103 41 % December 31, 2009 1,344,904 335,265 25 December 21, 2010 1,313,893 317,771 24 Funded Status and Funding Progress As of January 1, 2011, the most recent actuarial valuation date, the plan was 0% funded. The actuarial accrued liability for benefits was $14.8 million, and the actuarial value of assets was $0, resulting in an unfunded actuarial accrued liability (UAAL) of $14.8 million and a funded ratio of 0 %. The funded ratio is 0 %, because the City funds benefits on a pay -as- you -go basis. 81 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS SCHEDULE OF FUNDING PROGRESS (rounded to thousands) Actuarial Unfunded Actuarial UAAL as a Actuarial Value Accrued Accrued Liabilities Percentage of Valuation Date of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll January 1, 2008 $0 $16,103 $16,103 0% N/A N/A January 1, 2011 0 14,805 14,805 0% N/A N/A Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short -term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long -term perspective of the calculations. Significant methods and assumptions were as follows: Actuarial Valuations Valuation date Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method January 1, 2011 Entry Age Normal 21 -year, closed as of January 1, 2008 18 years Fair market value Assumptions Investment rate of return Medical inflation Long -term care inflation 4.00% Year Medical Cost Rate 2011 7.80% 2012 7.10% 2013 6.50% 2014 -2019 5.90% 2020 -2030 5.80% 2031 -2036 5.70% 4.75% The Schedule of Funding Progress, presented as required supplementary information following the notes to the financial statements, provides the multi -year trend information showing whether the actuarial value of plan assets is increasing or decreasing over time relative to the actual. 82 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 11 — LONG -TERM DEBT The City of Tukwila's long -term debt consists of Governmental Activities Long -Term Debt and Business - Type Activities Long -Term Debt. The City is in compliance with all Washington State debt limitation statutes and bond indenture agreements. The City's long -term debt is accounted for in two areas: 1. Governmental Activities Long -Term Debt - Debt in this classification is paid from property and sales tax revenues and is a general obligation of the City. The City currently maintains a rating of Aa3 from Moody's Investor Service and a rating of AA- from Fitch's Rating Service for its General Obligation Bonds. 2. Business -Type Activities Long -Term Debt - Operating revenues of the individual proprietary funds are used to satisfy this debt. The City's bond rating from Moody's Investors Service is Aaa for the 1995 Revenue Bonds, the 2006 Revenue Bonds and the 2003 General Obligation Bonds. Public Works Trust Fund loans are low interest rate loans available from the Washington State Department of Commerce, Local Government & Infrastructure Division for qualifying projects. The schedules that follow summarize the long -term debt transactions of the City for the year ended December 31, 2010. CHANGES IN LONG -TERM DEBT SUMMARY REVENUE PUBLIC WORKS DUE TO GENERAL BONDS TRUST FUND COMPENSATED OTHER CAPITAL OBLIGATION UTILTIES LOANS ABSENCES GOVERNMENTS LEASES TOTAL Outstanding 01/01/2010 $ 17,725,000 $ 4,790,000 $ 8,405,397 $ 2,815,474 $ 8,151,800 $ - $41,887,671 Added 5,870,000 - 2,856,537 1,065,000 54,813 9,846,350 Retired / redeemed (1,535,000) (395,000) (616,554) (2,556,404) (1,274,000) (14,629) (6,391,587) Outstanding 12/31/2010 $ 22,060,000 $ 4,395,000 $ 7,788,843 $ 3,115,607 $ 7,942,800 $ 40,184 45,342,434 Add: Premium net of deferred charges 117,575 Total Long -Term Liabilities $45,460,009 83 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Debt Service to Maturity Following is a schedule showing the debt service requirements to maturity for the City's long -term debt, excluding compensated absences. GOVERNMENTAL ACTIVITIES Year Ended December 31 General Obligation Bonds Due to Other Governments Capital Leases Principal Interest Principal Interest Principal Interest TOTAL 2011 $ 1,622,774 $ 852,632 $ 196,000 $ 37,790 $ 17,170 $ 3,518 $ 2,729,884 2012 1,673,707 793,676 201,000 310,361 13,163 1,788 2,993,696 2013 1,666,453 729,294 368,200 302,033 8,272 591 3,074,842 2014 1,807,386 661,736 368,000 290,207 1,579 39 3,128, 946 2015 - 2019 7,630,480 2,244,621 1,080,000 1,285,047 - - 12,240,147 2020 - 2024 4,420, 376 630,682 1,032,400 1,095,755 7,179, 213 2025 - 2029 - 1,254,000 861,273 - - 2,115,273 2030 - 2034 1,541,200 562,392 - 2,103,592 2035 - 2039 - 1,902,000 189,343 - - 2,091,343 Totals $18,821,175 $5,912,640 $7,942,800 $4,934,202 $ 40,184 $ 5,936 $37,656,936 BUSINESS -TYPE ACTIVITIES Year Ended 1 General Obligation Revenue Bonds Public Works Trust December 31 Principal Interest Principal Interest Principal Interest TOTAL 2011 $ 192,226 $ 140,628 $ 415,000 $ 217,543 $ 609,186 $ 38,662 $ 1,613,244 2012 201,293 132,458 440,000 194,444 558,293 35,898 1,562,386 2013 208,547 123,903 465,000 168,044 558,293 33,107 1,556,893 2014 217,614 115,561 495,000 139,953 558,293 30,315 1,556,737 2015 2019 1,229,520 437,002 1,160, 000 438,597 2,791,465 109,705 6,166, 290 2020 2024 1,189, 624 140,417 970,000 235,575 2,713,313 40,309 5,289,238 2025 - 2029 - 450,000 20,250 - - 470,250 Totals $ 3,238,825 $ 1,089,970 $ 4,395,000 $1,414,405 $7,788,843 $287,996 $18,215,038 84 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Changes in Long -Term Debt On July 29, 2010, the City issued bonds to help finance both a major road construction project, the Southcenter Parkway Extension project, and the acquisition of emergency preparedness capital equipment. The bond issue comprised $1,900,000 of tax exempt bonds maturing on December 1, 2015 and $3,970,000 of taxable Build America Bonds maturing on December 1, 2024. On March 4, 2010, Valley Communication Center Public Development Authority refunded general obligation bonds that had been previously issued in 2000. The City is contracted to pay 20% of the debt service on these bonds. The refunding reduced the City's portion of debt outstanding by $4,000 and also reduced interest rates on the bonds. CHANGES IN LONG -TERM DEBT — GOVERNMENTAL FUNDS Interest OUTSTANDING OUTSTANDING Due Within ITEM Rates Maturity Authorized 12/31/2009 ISSUED REDEEMED 12/31/10 One Year GOVERNMENTAL ACTIVITIES: Limited General Obligation (GO) Bonds Payable: 2003 Refunding Facilities 2003 Streets 4.00 - 5.0012101114 4.25 - 4.6512101123 2008 Refunding Streets /Facilities 4.00 - 6.0012101119 2010 Streets / Equipment Total Bonds Payable Unamortized Deferred Credits (Charges): Issuance premiums Issuance discounts and costs 2.00 -5.41 12/01/24 $ 4,195,000 $ 6,277,500 6,180,000 5,870,000 2,140,000 $ $ 395,000 $ 1,745,000 $ 410,000 6,016,203 325,028 5,691,175 337,774 6,145,000 515,000 5,630,000 535,000 5,870,000 115,000 5,755,000 340,000 22,522,500 14,301,203 5,870,000 1,350,028 18,821,175 1,622,774 591,826 112,151 79,881 624,096 (578,919) (77,617) (70,689) (585,847) 22,522,500 14,314,110 5,904,534 1,359,220 18,859,424 1,622,774 Net Bonds Payable Due to Other Governments 2000 FacilityValleyCom 2009 Facility SCORE 2010 Refunding facility Total Due Other Governments Unamortized Deferred Credits (Charges): Issuance premiums Issuance discounts and costs Net Due Other Governments 4.30 - 5.7512101115 2,551,600 3.00 -6.62 01/01/39 6,898,800 4.30 - 5.7512101115 1,065,000 1,253,000 6,898,800 1,065,000 1,253,000 6,898,800 21,000 1,044,000 196,000 10,515,400 8,151,800 1,065,000 1,274,000 7,942,800 48,105 - 48,105 (66,755) (66,755) 196,000 10,515,400 8,133,150 1,065,000 1,255,350 7,942,800 196,000 Capital leases 110,509 54,813 14,629 40,184 17,170 Compensated Absences: 2,581,536 2,586,913 2,328,165 2,840,284 2,328,165 Total Governmental Funds $33,148,409 $ 25,028,796 $9,611,260 $ 4,957,364 $29,682,692 $4,164,109 85 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS CHANGES IN LONG -TERM DEBT - BUSINESS -TYPE ACTIVITIES Interest OUTSTANDING OUTSTANDING Due Within ITEM Rates Maturity Authorized 12/31/2009 ISSUED REDEEMED 12/31/10 One Year BUSINESS -TYPE ACTIVITIES: Bonds Payable: 1995 Water /Sewer Revenue 4.15 -6.63 02/01/15 2003 Limited G.O. Golf Course 3.21 -4.65 12/01/23 2006 Water /Sewer /SWM Revenue 4.00 -4.50 12/01/26 Total Bonds Payable Unamortized Deferred Credits (Charges): Issuance Premiums Issuance Discounts Net Bonds Payable Public Works Trust Fund Loans: 1990 Loan - Surface Water 1991 Loan - Surface Water 2003 Loan - Water /Sewer 2003 Loan - Surface Water 2004 Loan - Water /Sewer 2004 Loan - Surface Water 2004 Loan - Surface Water $ 4,500,000 $ 5,772,500 3,180,000 13,452,500 13,452,500 1,935,000 $ 3,423,797 2,855,000 8,213,797 117,203 (30,975) 8,300,025 $ 275,000 $ 1,660,000 $ 290,000 184,972 3,238,825 192,226 120,000 2,735,000 125,000 579,972 7,633,825 607,226 12,996 (6,094) 586,874 104,207 - (24,881) - 7,713,151 607,226 5.00 07/01/10 140,000 7,368 1.00 07/01/11 1,313,000 101,786 0.50 07/01/21 273,870 173,451 0.50 07/01/21 219,725 139,159 0.50 -2.00 07/01/24 5,016,000 4,093,294 0.50- 2.0007/01/24 684,000 558,176 1.00 07/01/24 4,196,056 3,332,162 Total Public Works Trust Fund Loans 11,842,651 8,405,396 Compensated Absences: 7,368 - 50,893 50,893 50,893 14,454 158,997 14,454 11,596 127,563 11,597 272,886 3,820,408 272,886 37,211 520,965 37,212 222,144 3,110,018 222,144 616,554 7,788,843 609,186 233,938 269,624 228,239 275,323 224,908 Total Business -Type Activities TOTAL ALL FUNDS $25,295,151 $ 16,939,359 $ 269,624 $ 1,431,667 $15,777,317 $ 1,441,320 $58,443,560 $ 41,968,155 $9,880,884 $ 6,389,031 $45,460,009 $ 5,605,429 Due to Other Governments Valley Communication Center Public Development Authority issued General Obligation bonds in 2000 for a new dispatch facility and refunded the debt in April 2010. The City is contracted to pay 20% of the debt service of these 15 -year bonds that mature in 2015. This debt is paid from the General fund. SCORE Public Development Authority issued General Obligation bonds in 2009 to acquire, construct, improve, and equip a consolidated correctional facility to be located in Des Moines, Washington. The City is contracted to pay 8% of the debt service of these 30 year bonds that mature in 2039. This debt is to be paid from the General fund. LONG -TERM DEBT RECONCILIATION Government Funds Enterprise Balance Funds 12 -31 -10 General obligation bonds Revenue bonds Public Works Trust Fund loans Due to Other Governments Capital Leases Employee leave benefits Net Premiums / Deferred charges Total long -term debt $ 18,821,175 $ 3,238,825 4,395,000 7,788,843 7,942,800 40,184 2,840,284 38,249 $ 29,682,692 275,323 79,326 $ 15, 777, 317 $ 22, 060, 000 4,395,000 7,788,843 7,942,800 40,184 3,115, 607 117,575 $ 45,460,009 86 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS Debt Limit Capacities State law provides that debt cannot be incurred in excess of the following percentages of the value of the taxable property of the City: 1.5% without a vote of the people; 2.5% with a vote of the people; 5.0% with a vote of the people, provided the indebtedness in excess of 2.5% is for utilities; 7.5% with a vote of the people, provided the indebtedness in excess of 5.0% is for parks or open space development. At December 31, 2010, the debt limits for the City were as follows: SUMMARY OF DEBT LIMIT CAPACITIES Item Without a Vote 1.5% With a Vote of the People 2.5% 5.0% 7.5% Legal Limit Outstanding Net Indebtedness $ 72,142, 302 $ 120, 237,170 $ 240,474, 339 $ 360, 711, 509 32, 919,123 32, 919,123 32, 919,123 32, 919,123 Margin Available $ 39,223,179 $ 87,318,047 $ 207,555,217 $ 327,792,386 NOTE 12 - RESERVATION OF FUND EQUITY Following is an analysis of fund equity reservation by type for each of the City's fund groups. SUMMARY OF FUND EQUITY RESERVATION General Fiduciary Proprietary Totals Imprest Funds Employees' Pension Benefit Totals $ 17,900 $ - $ 1,300 $ 19,200 1,429,822 1,429,822 $ 17,900 $ 1,429,822 $ 1,300 $ 1,449,022 NOTE 13 — CONSTRUCTION COMMITMENTS As of December 31, 2010 the City had $12,740,234 contractual obligations on construction projects. NOTE 14 — LITIGATION There are several lawsuits in which the City is involved. The City Attorney estimates that the potential claims against the City total approximately $250,000. 87 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 15 — RESTRICTED ASSETS The balances of the restricted asset accounts in the enterprise funds are as follows: SUMMARY OF RESTRICTED ASSETS Restricted Assets Customer Deposits -Water /Sewer Utility Customer Deposits- Foster Golf Course Revenue Bond Reserve Account -Water /Sewer /Surface Water $ 10,040 50,194 430,444 Total Restricted Assets $ 490,678 NOTE 16 — RISK MANAGEMENT The City of Tukwila is a member of the Washington Cities Insurance Authority (WCIA). Utilizing Chapter 48.62 RCW (self- insurance regulation) and Chapter 39.34 RCW ( Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created for the purpose of providing a pooling mechanism for jointly purchasing insurance, jointly self- insuring, and / or jointly contracting for risk management services. WCIA has a total of 145 Members. New members initially contract for a three -year term, and thereafter automatically renew on an annual basis. A one -year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis, without deductibles. Coverage includes general, automobile, police, public officials' errors or omissions, stop gap, and employee benefits liability. Limits are $4 million per occurrence self- insured layer, and $16 million per occurrence in the re- insured excess layer. The excess layer is insured by the purchase of reinsurance and insurance and is subject to aggregate limits. Total limits are $20 million per occurrence subject to aggregate sublimits in the excess layers. The Board of Directors determines the limits and terms of coverage annually. Insurance coverage for property, automobile physical damage, fidelity, inland marine, and boiler and machinery are purchased on a group basis. Various deductibles apply by type of coverage. Property insurance and auto physical damage are self- funded from the members' deductible to $500,000, for all perils other than flood and earthquake, and insured above that amount by the purchase of insurance. In -house services include risk management consultation, loss control field services, claims and litigation administration, and loss analyses. WCIA contracts for the claims investigation consultants for personnel issues and land use problems, insurance brokerage, and lobbyist services. WCIA is fully funded by its members, who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, and administrative expenses. As outlined in the interlocal, WCIA retains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA's assets in financial instruments which comply with all State guidelines. These revenues directly offset portions of the membership's annual assessment. 88 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day to day operations of WCIA. The City insures its buildings, equipment, and vehicle property insurance with WCIA. They self -fund up to $250,000 with standard property insurance purchased above that amount. Travelers insures boiler machinery and Anderson & Black Insurance insures employee dishonesty coverage. The City of Tukwila has a Risk Management and a Safety Committee to oversee risk management. In addition, the WCIA provides support for a proactive risk analysis program and a loss control manual. During the year under audit, no settlement has exceeded insurance coverage. The City self- insures for unemployment benefits. This is budgeted each year and has not exceeded $60,000 per year. This expense is budgeted in each respective fund and no reserves are allocated because of the limited liability and historical cost. The City also self- insures for medical, dental and other health care benefits. A third -party administrator, Healthcare Management Administrators, Inc., provides claims administration. The City has a stop -loss policy with Standard Insurance Company, which provides individual limits of $110,000 and a plan limit of $6,927,265 in 2010. Each fund contributes an appropriate amount each year to pay premiums and claims. Liabilities include an amount for claims that have been incurred but not reported (IBNR's). Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends including frequency and amount of payouts, and other economic and social factors. The basis for estimating the liabilities for unpaid claims includes the effects of specific, incremental claim adjustment expenses, salvage, subrogation, and other allocated adjustment expenses. The following table reflects changes in the balances of claims liabilities for 2010 and 2009. SUMMARY OF HEALTH CARE CLAIM LIABILITIES ITEM Health Benefit Health Benefit Insurance Insurance Insurance — Insurance — 2010 2009 LEOFF 1 2010 LEOFF 1 2009 Claims Liabilities at Beginning of Year $ 1,167,751 $ 1,190,640 $ 97,401 $ 111,024 Claims expenses: Current year and changes in estimates 4,300,120 3,887,428 249,957 312,421 Claims payments and expenses (4,312,224) (3,910,317) (277,058) (326,044) Claims Liabilities at End of Year $ 1,155,647 $ 1,167,751 $ 70,300 $ 97,401 89 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 17 — SUBSEQUENT EVENTS Public Safety Employees' Retirement System (PSERS) Plan 2 Two City positions became members of PSERS effective January 1, 2011. Below is information regarding plan eligibility and benefits. Plan Description PSERS is a cost - sharing multiple - employer retirement system comprised of a single defined benefit plan, PSERS Plan 2. PSERS was created by the 2004 legislature and became effective July 1, 2006. PSERS Plan 2 membership includes full -time employees of a covered employer on or before July 1, 2006, who met at least one of the PSERS eligibility criteria, and elected membership during the election period of July 1, 2006 to September 30, 2006; and those full -time employees, hired on or after July 1, 2006 by a covered employer, that meet at least one of the PSERS eligibility criteria. A covered employer is one that participates in PSERS. Covered employers include: State of Washington agencies: Department of Corrections, Department of Natural Resources, Parks and Recreation Commission, Gambling Commission, Washington State Patrol, and Liquor Control Board; Washington state counties; and Washington state cities except for Seattle, Tacoma and Spokane. To be eligible for PSERS, an employee must work on a full -time basis and have one of the following: • Completed a certified criminal justice training course with authority to arrest, conduct criminal investigations, enforce the criminal laws of Washington, and carry a firearm as part of the job. • Primary responsibility to ensure the custody and security of incarcerated or probationary individuals. • Limited authority to function as a Washington peace officer, as defined in RCW 10.93.020. • Primary responsibility to supervise eligible members who meet the above criteria. Effective January 1, 2011 the City and employees began making the required contributions for PSERS for two full -time employees. Metropolitan Park District (MPD) On April 18, 2011, the City Council adopted Resolution No. 1738 authorizing a special election on August 16, 2011 for voter approval of the formation of a Metropolitan Park District. If approved the City of Tukwila pool will be operated by the MPD. The City will no longer have revenue and expenditures associated with the pool. In 2010, General Fund revenues for the pool were $214,804 and expenditures were $510,985. Tukwila Urban Center Access (Klickitat) Project On October 26, 2009, the City Council declared its intent to order improvement of urban access for the Southcenter area and establish the Klickitat Local Improvement District (LID).This project will improve traffic flow on Southcenter Parkway, Klickitat Drive and Strander Boulevard by constructing an underpass for the southbound lane on Southcenter Parkway. Payment for the improvement will be made by special assessment upon the property in the district. Including federal, state, local and LID financing, the total project cost is estimated to be $17.3 million. 90 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS On May 2, 2011, the City Council passed Resolution No. 1739 authorizing interfund loans of up to $12 million to finance construction period costs. The City will finance construction period expenses through an interfund loan or loans from multiple funds instead of external financing to save on debt issuance fees and interest. The interfund loan will be in addition to state and federal grant funding of $6.6 million. The City intends to issue long term bonds after completion of construction and finalization of the assessment roll. The long -term bonds will be used to repay the interfund loans. Social Card Room Activities - Gambling There are currently three social card rooms operating in Tukwila that generated gambling tax revenues of $2.1 million in 2010 and an additional $132,000 in other taxes and fees. On February 2, 2011, the City Council adopted Ordinance No. 2323. The ordinance allows social card rooms to operate citywide until December 31, 2015 after which time social card rooms will be prohibited. 91 CITY OF TUKWILA: 2010 CAFR NOTES TO THE FINANCIAL STATEMENTS 92 CITY OF TUKWILA: 2010 CAFR REQUIRED SUPPLEMENTAL INFORMATION FIREMEN'S PENSION TRUST FUND SCHEDULE OF FUNDING PROGRESS (rounded to thousands) Actuarial Unfunded Actuarial UAAL as a Actuarial Actuarial Value Accrued Accrued Liabilities Percentage of Valuation Date of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll January 1, 1998 $981 $1,042 $61 94% $101 60% January 1, 2000 1076 1,243 167 87 112 149 January 1, 2003 1215 1,135 (80) 107 0 N/A January 1, 2005 1265 1,182 (83) 107 0 N/A January 1, 2007 1336 1,310 (26) 102 0 N/A January 1, 2009 1445 1,610 165 90 0 N/A January 1, 2011 1430 1,582 152 90 0 N/A SCHEDULE OF EMPLOYER CONTRIBUTIONS Fiscal Employer Fire Insurance Total Employer Annual Required Percentage of ARC Year Ending Contributions Premiums Contributions Contribution (ARC) Contributed December 31, 2005 ($11,250) $40,983 $29,733 ($6,547) N/A % December 31, 2006 (2,114) 45,951 43,837 (6,547) N/A December 31, 2007 (8,575) 50,555 41,980 (1,998) N/A December 31, 2008 (1,841) 52,571 50,730 (1,998) N/A December 31, 2009 (18,425) 48,537 30,112 11,576 260 December 31, 2010 (3,000) 49,989 46,989 11,576 406 RETIREE MEDICAL AND LONG -TERM CARE BENEFITS FOR LEOFF 1 EMPLOYEES SCHEDULE OF FUNDING PROGRESS (rounded to thousands) Actuarial Unfunded Actuarial UAAL as a Actuarial Value Accrued Accrued Liabilities Percentage of Valuation Date of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll January 1, 2008 $0 $16,103 $16,103 0% N/A N/A January 1, 2011 0 14,805 14,805 0% N/A N/A SCHEDULE OF EMPLOYER CONTRIBUTIONS Fiscal Employer Fire Insurance Percentage of ARC Year Ending Contributions Premiums Contributed December 31, 2008 $557,103 $1,366,284 41% December 31, 2009 335,265 1,366,284 25 December 31, 2010 317,771 1,366,284 23 The information presented in the preceding required schedules was determined as part of the actuarial valuations at the dates indicated. 93 CITY OF TUKWILA: 2010 CAFR REQUIRED SUPPLEMENTAL INFORMATION NOTES TO REQUIRED SUPPLEMENTARY INFORMATION FIREMEN'S PENSION TRUST FUND Actuarial Valuations Actuarial valuation date Actuarial cost method Amortization Method Remaining amortization period Asset valuation method January 1, 2011 Entry Age Normal 30 -year, closed as of January 1, 1999 18 years Fair market value Assumptions Investment rate of return Projected salary increases Price inflation 4.00% 3.75% 2.75% Cost -of- living adjustments Based upon salary increase assumption when appropriate, for FPF benefits.* Based upon inflation assumption for some FPF benefits and all LEOFF benefits. Under the Firemen's Pension Trust Fund, most adjustments are based on the change in salary for the rank of members held at retirement or based on the Consumer Price Index. Adjustments are determined in accordance with RCW 41.18.150, RCW 41.20 and RCW 41.26 RETIREE MEDICAL AND LONG -TERM CARE BENEFITS FOR LEOFF 1 EMPLOYEES Actuarial Valuations Valuation date January 1, 2011 Actuarial Cost Method Entry Age Normal Amortization Method 21 -year, closed as of January 1, 2008 Remaining Amortization Period 18 years Asset Valuation Method Fair market value Assumptions Investment rate of return Medical inflation Long -term care inflation 4.00% Year Medical Cost Rate 2011 7.80% 2012 7.10% 2013 6.50% 2014 -2019 5.90% 2020 -2030 5.80% 2031 -2036 5.70% 4.75% 94 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS The City has three types of non -major governmental funds: Special Revenue Funds Special Revenue Funds are established to account for proceeds of specific taxes or other specific revenue sources that are legally restricted to expenditures for particular purposes. This revenue is segregated into individual Special Revenue Funds to classify expenditures for specified purposes. Debt Service Funds Debt Service Funds are used to account for payment of principal and interest on general obligation long -term debt. The City maintains Debt Service Funds to provide debt service payments on General Obligation Bonds both voted and councilmanic. Capital Projects Funds Capital Projects Funds account for the acquisition or development of major capital facilities, except those projects financed by proprietary funds. Sources of revenue to these funds include general obligation bond proceeds, federal and state grants, general property taxes, real estate excise taxes, sales taxes, interest earnings, and transfers from other funds. 95 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR GOVERNMENT FUNDS DECEMBER 31, 2010 TOTAL TOTAL TOTAL TOTAL NONMAJOR NONMAJOR NONMAJOR NONMAJOR SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS GOVERNMENTAL FUNDS FUNDS FUNDS FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 2,869,751 $ 3,051 $ 2,533,725 $ 5,406,527 INVESTMENTS 393,284 - 393,284 RECEIVABLES: TAXES 46,697 46,697 DUE FROM OTHER GOVERNMENTAL UNITS 217,905 - 40,803 258,708 CURRENT ASSETS RESTF CTED: CASH AND CASH EQUIVALENTS 1,151,650 1,151,650 TOTAL ASSETS $ 3,480,940 $ 3,051 $ 3,772,875 $ 7,256,866 LIABILITIES AND FUND BALANCES: CURRENT LIABILITIES: ACCRUED WAGES AND BENEFFFS $ 13,436 $ $ 5,192 $ 18,628 ACCOUNTS PAYABLE 277 - 277 DEFFERED REVENUE 59,091 - 59,091 TOTAL LIABILITIES 72,804 5,192 77,996 FUND BALANCES: UNRESERVED 3,408,136 3,051 3,767,683 7,178,870 TOTAL FUND BALANCES 3,408,136 3,051 3,767,683 7,178,870 TOTAL LABILFFIES AND FUND BALANCES $ 3,480,940 $ 3,051 $ 3,772,875 $ 7,256,866 96 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR GOVERNMENT FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 TOTAL TOTAL TOTAL TOTAL NONMAJOR NONMAJOR NONMAJOR NONMAJOR SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS GOVERNMENTAL FUNDS FUNDS FUNDS FUNDS REVENUES: TAXES $ 458,092 $ 2,174,141 $ 220,376 $ 2,852,609 OTHER TAXES 22,589 22,589 INTERGOVERNMENTAL 1,134,366 - 85,633 1,219,999 CHARGES FOR SERVICES 142,383 142,383 FINES AND FORFEITURES 160,027 2,500 162,527 INVESTMENT EARNINGS 18,247 1,442 8,734 28,423 MISCELLANEOUS 16,451 - 457 16,908 TOTAL REVENUES 1,787,183 2,198,172 460,083 4,445,438 EXPENDITURES: CURRENT: GENERAL GOVERNMENT 44,163 44,163 PHYSICAL ENVIRONMENT - 122,467 122,467 ECONOMIC ENVIRONMENT 1,302,815 1,302,815 PUBLIC SAFETY 7,914 7,914 DEBT SERVICE FRINCIPAL 1,555,028 1,555,028 INTEREST 771,531 20,684 792,215 CAPITAL OUTLAY GENERAL GOVERNMENT - 405,387 405,387 PUBLIC SAFETY 60,283 - 60,283 PHYSICAL ENVIRONMENT - 61,796 61,796 TRANSPORTATION 300,000 - 300,000 ECONOMIC ENVIRONMENT 19,064 19,064 TOTAL EXPENDITURES 1,690,076 2,326,559 654,497 4,671,132 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES 97,107 (128,387) (194,414) (225,694) OTHER FINANCING SOURCES (USES): PROCEEDS FROM CAPITAL LEASE TRANSFERS OUT (Note 5) GENERAL OBLIGATION BONDS ISSUED PREMIUM ON GENERAL OBLIGATION DEBT PAYMENT TO FISCAL AGENT TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING 8,403 8,403 8,403 (65,000) (65,000) 1,065,000 1,564,297 2,629,297 29,887 29,887 (1,069,000) - (1,069,000) (4,000) 1,529,184 1,533,587 105,510 (132,387) 1,334,770 1,307,893 3,302,626 135,438 2,432,913 5,870,977 $ 3,408,136 $ 3,051 $ 3,767,683 $ 7,178,870 97 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 98 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS Special Revenue Funds Special Revenue Funds are established to account for proceeds of specific taxes or other specific revenue sources that are legally restricted to expenditures for particular purposes. This revenue is segregated into individual Special Revenue Funds to classify expenditures for specified purposes. Hotel /Motel Tax Fund Established to account for the proceeds of a special excise tax on the sale of or charge made for the furnishing of lodging that is subject to tax under Chapter 82.08 RCW. The tax applies to lodging by hotel, rooming house, tourist court, motel or trailer camp. Proceeds from this tax may only be used to promote tourism. Street Fund Established in accordance with RCW 35A.37.010 to account for maintenance and improvement of the City's street and traffic control systems. Major sources of support are general tax revenues and the State - levied tax on motor vehicle fuels distributed to Tukwila, to be used for City street purposes. Contingency Fund Provides funding for any municipal expenditure, the necessity or extent of which could not be foreseen or reasonably evaluated at the time of budget adoption. Resources of the fund are general tax revenues. Fire Equipment Cumulative Reserve Fund Provides funding for major fire department equipment purchases. Primary revenue source is transfers from the General Fund. Drug Seizure Fund Established to account for the yearly accumulation of drug seizure revenues and related expenditures. 99 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR SPECIAL REVENUE FUNDS DECEMBER 31, 2010 ANSI TOTAL FIRE EQUIPMENT NONMAJOR HOTEL /MOTEL CUMULATIVE DRUG SPECIAL REVENUE TAX STREET CONTINGENCY RESERVE SEIZURE FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 542,333 $ 410,842 $ 806,893 $ 803,981 $ 305,702 $ 2,869,751 INVESTMENTS 103,581 196,804 82,577 - 10,322 393,284 DUE FROM OTHER GOVERNMENTAL UNITS 217,905 - - - - 217,905 TOTAL ASSETS $ 863,819 $ 607,646 $ 889,470 $ 803,981 $ 316,024 $ 3,480,940 LIABILITIES AND FUND BALANCES: ACCOUNTS PAYABLE $ 277 $ $ - $ - $ - $ 277 ACCRUED WAGES AND BENEFITS PAYABLE 13,436 - - - - 13,436 DEFERRED REVENUE - - - 59,091 - 59,091 TOTAL LIABILITIES 13,713 59,091 III 72,804 FUND BALANCES: UNRESERVED 850,106 607,646 889,470 744,890 316,024 3,408,136 TOTAL FUND BALANCES 850,106 607,646 889,470 744,890 316,024 3,408,136 TOTAL LIABILITIES AND FUND BALANCES 863,819 $ 607,646 $ 889,470 $ 803,981 $ 316,024 $ 3,480,940 100 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR SPECIAL REVENUE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 L TOTAL FIRE EQUIPMENT NONMAJOR HOTEL /MOTEL CUMULATIV E DRUG SPECIAL REVENUE TAX STREET CONTINGENCY RESERVE SEIZURE FUNDS REV ENUES: TAXES $ 458,092 $ - $ INTERGOVERNNEYTAL 765,016 267,705 FINES AND FORFEITURES - - INVESTMENT EARNINGS 4,436 5,148 MISCELLANEOUS 16,317 - TOTAL REVENUES $ - $ - $ 458,092 - 101,645 1,134,366 - 160,027 160,027 4,008 2,282 2,373 18,247 - 134 - 16,451 1,243,861 272,853 4,008 104,061 162,400 1,787,183 EXPENDITURES: CURRENT: PUBLIC SAFETY - - 7,914 7,914 ECONOMIC ENVIRONMENT 1,302,815 - 1,302,815 CAPITAL OUTLAY : PUBLIC SAFETY - 713 59,570 60,283 TRANSPORTATION 300,000 - 300,000 ECONOMIC ENVIRONMENT 19,064 - 19,064 TOTAL EXPENDITURES 1,321,879 300,000 - 713 67,484 1,690,076 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES (78,018) (27,147) 4,008 103,348 94,916 97,107 OTHER FINANCING SOURCES (USES): PROCEEDS FROM CAPITAL LEASE 8,403 - - - - 8,403 TOTAL OTHER FINANCING SOURCES AND USES 8,403 8,403 NET CIIANGE IN FUND BALANCES (69,615) (27,147) 4,008 103,348 94,916 105,510 FUND BALANCES - BEGINNING 919,721 634,793 885,462 641,542 221,108 3,302,626 FUND BALANCES - ENDING $ 850,106 $ 607,646 $ 889,470 $ 744,890 $ 316,024 $ 3,408,136 101 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL HOTEL /MOTEL TAX SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: TAXES $ 600,000 $ 600,000 $ 458,092 $ (141,908) INTERGOVERNMENTAL 607,000 662,000 765,016 103,016 INVESTMENT EARNINGS 20,000 20,000 4,436 (15,564) MISCELLANEOUS 5,000 5,000 16,317 11,317 TOTAL REVENUES 1,232,000 1,287,000 1,243,861 (43,139) EXPENDITURES: CURRENT: ECONOMIC ENVIRONMENT CAPITAL OUTLAY: ECONOMIC ENVIRONMENT TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES): PROCEEDS FROM CAPITAL LEASE TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING 1,237,860 1,382,860 1,302,815 80,045 10,000 10,000 19,064 (9,064) 1,247,860 1,392,860 1,321,879 70,981 (15,860) (105,860) (78,018) 27,842 8,403 8,403 8,403 8,403 (15,860) (105,860) (69,615) 36,245 632,964 919,721 919,721 - $ 617,104 $ 813,861 $ 850,106 $ 36,245 102 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL STREET SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: INTERGOVERNMENTAL $ 300,000 $ 300,000 $ 267,705 $ (32,295) INVESTMENT EARNINGS 10,000 10,000 5,148 (4,852) TOTAL REVENUES 310,000 310,000 272,853 (37,147) EXPENDITURES: CAPITAL OUTLAY: TRANSPORTATION 400,000 400,000 300,000 (100,000) TOTAL EXPENDITURES 400,000 400,000 300,000 100,000 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES (90,000) (90,000) (27,147) 62,853 NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING (90,000) (90,000) (27,147) 62,853 317,000 317,000 634,793 317,793 $ 227,000 $ 227,000 $ 607,646 $ 380,646 103 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL CONTINGENCY SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: INVESTMENT EARNINGS $ 18,000 $ 18,000 $ 4,008 $ (13,992) TOTAL REVENUES 18,000 18,000 4,008 (13,992) EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES 18,000 18,000 4,008 (13,992) NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING 18,000 18,000 4,008 (13,992) 874,187 874,187 885,462 11,275 $ 892,187 $ 892,187 $ 889,470 $ (2,717) 104 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL FIRE EQUIPMENT CUMULATIVE RESERVE SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: INVESTMENT EARNINGS $ 10,000 $ 9,000 $ 2,282 $ (6,718) INTERGOVERNMENTAL - 101,645 101,645 MISCELLANEOUS - - 134 134 TOTAL REVENUES 10,000 9,000 104,061 95,061 EXPENDITURES: CURRENT: PUBLIC SAFETY 2,000 2,000 2,000 CAPITAL OUTLAY: PUBLIC SAFETY - - 713 (713) TOTAL EXPENDITURES 2,000 2,000 713 1,287 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES 8,000 7,000 103,348 96,348 NET CHANGE IN FUND BALANCES 8,000 7,000 103,348 96,348 FUND BALANCES - BEGINNING 427,000 420,000 641,542 221,542 FUND BALANCES - ENDING $ 435,000 $ 427,000 $ 744,890 $ 317,890 105 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL DRUG SEIZURE SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2010 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: INVESTMENT EARNINGS $ $ - $ 2,373 $ 2,373 FINES AND FORFEITURES - 200,000 160,027 (39,973) TOTAL REVENUES 200,000 162,400 (37,600) EXPENDITURES: CURRENT: PUBLIC SAFETY 2,000 7,914 (5,914) CAPITAL OUTLAY: PUBLIC SAFETY 105,000 59,570 45,430 TOTAL EXPENDITURES 107,000 67,484 39,516 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES 93,000 94,916 1,916 NET CHANGE IN FUND BALANCES 93,000 94,916 1,916 FUND BALANCES - BEGINNING 184,647 221,108 36,461 FUND BALANCES - ENDING $ $ 277,647 $ 316,024 $ 38,377 106 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS Debt Service Funds Debt Service Funds are used to account for payment of principal and interest on general obligation long -term debt. The City maintains Debt Service Funds to provide debt service payments on General Obligation Bonds both voted and councilmanic. Limited Tax G.O. 2003 This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the City of Tukwila's Arterial Street program. Revenues are provided by allocation of sales tax proceeds. Limited Tax G.O. Refunding 2003 This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the refunded Limited Tax G.O. 1994 Bonds for the construction of a new Community Center and replacement Fire Station. Revenues are provided by allocation of sales tax proceeds. Limited Tax G.O. Refunding 2008 This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the refunded Limited Tax G.O. 1999 Bonds for the purchase of an additional City Hall Annex and economic revitalization projects. Revenues are provided by allocation of sales tax proceeds. Limited Tax G.O. 2009A This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the City's portion of the construction of a correctional facility along with six other cities. Taxable Build America Bonds 2009B This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the City's portion of the construction of a correctional facility along with six other cities. Taxable Build America Bonds 2010A and 2010B This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for bonds issued for the construction and realignment of Southcenter Parkway in the Tukwila South Annexation area and for the cost of emergency preparedness capital and other equipment. Limited Tax G.O. Refunding 2010 This fund provides payment to Valley Communications Center for principal and interest on bonds issued in April 2010 to refund bonds that were originally issued in 2000 to pay for the new Valley Communications Center. This debt reflects Tukwila's share with four other cities. Each of the five cities is responsible for one -fifth of the annual debt service. 107 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR DEBT SERVICE FUNDS DECEMBER 31, 2010 Page 1 of 2 LIMITED TAX LIMITED TAX LIMITED TAX LIMITED TAX G.O. REFUNDING G.O. BONDS G.O. BONDS G.O. BONDS BONDS 2003 1999 2000 2003 (REF 1994) ASSETS: CASH AND CASH EQUIVALENTS $ 503 $ 70 $ 153 $ 1,457 TOTAL ASSETS $ 503 $ 70 $ 153 $ 1,457 LIABILITIES AND FUND BALANCES: FUND BALANCES: UNRESERVED $ 503 $ 70 $ 153 $ 1,457 TOTAL FUND BALANCES 503 70 153 1,457 TOTAL LIABILITIES AND FUND BALANCES $ 503 $ 70 $ 153 $ 1,457 108 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES Page 2 of 2 LIMITED TAX TOTAL LIMITED TAX TAXABLE BUILD G.O. REFUNDING NONMAJOR BONDS G.O. AMERICA BONDS 2010 DEBT SERVICE BONDS 2010A BONDS 2010B (REF 2000) FUNDS $ 37 $ 17 $ 814 $ 3,051 $ 37 $ 17 $ 814 $ 3,051 $ 37 $ 17 $ 814 $ 3,051 37 17 814 3,051 $ 37 $ 17 $ 814 $ 3,051 109 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR DEBT SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 Page 1 of 2 LIMITED TAX G.O. LIMITED TAX LIMITED TAX LIMITED TAX REFUNDING G.O. BONDS G.O. BONDS G.O. BONDS BONDS 2003 1999 2000 2003 (REF 1994) REVENUES: TAXES $ 796,702 $ 101,009 $ 578,227 $ 474,571 INVESTMENT EARNINGS 503 292 236 356 OTHER TAXES - - - TOTAL REVENUES 797,205 101,301 578,463 474,927 EXPENDITURES: DEBT SERVICE INTEREST 301,302 9,200 PRINCIPAL 515,000 184,000 TOTAL EXPENDITURES 816,302 193,200 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 260,921 325,028 94,700 395,000 585,949 489,700 (19,097) (91,899) (7,486) (14,773) OTHER FINANCING SOURCES (USES): GENERAL OBLIGATION BONDS ISSUED PAYMENT TO FISCAL AGENT TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING (19,097) (91,899) (7,486) (14,773) 19,600 91,969 7,639 16,230 FUND BALANCES - ENDING $ 503 $ 70 $ 153 $ 1,457 110 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES Page 2 of 2 TAXABLE LIMITED TAX TOTAL BUILD G.O. NONMAJOR LIMITED TAX AMERICA REFUNDING DEBT G.O. BONDS BONDS BONDS 2010 SERVICE 2010A 2010B (REF 2000) FUNDS $ 134,680 $ 41,952 $ 38 17 - 22,589 47,000 $ 2,174,141 - 1,442 - 22,589 134,718 64,558 47,000 2,198,172 19,681 64,541 115,000 21,186 771,531 21,000 1,555,028 134,681 64,541 42,186 2,326,559 37 17 4,814 (128,387) 1,065,000 1,065,000 (1,069,000) (1,069,000) (4,000) (4,000) 37 17 814 (132,387) 135,438 $ 37 $ 17 $ 814 $ 3,051 111 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 112 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS Capital Projects Funds Capital Projects Funds account for the acquisition or development of major capital facilities, except those projects financed by proprietary funds. Sources of revenue to these funds include general obligation bond proceeds, federal and state grants, general property taxes, real estate excise taxes, sales taxes, interest earnings, and transfers from other funds. Facility Replacement Fund This fund was established in 1988 for the replacement of existing general government facilities. General Government Improvements This fund was established in 1992 to provide funding for minor capital improvements not related to parks, land acquisition, or major building replacements. Fire Improvements This fund is to be used for the acquisition of land, development of land, and construction of fire facilities. Source of revenue from this fund comes primarily from fire impact fees. 113 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR CAPITAL PROJECTS FUNDS DECEMBER 31, 2010 GENERAL TOTAL NONMAJOR FACILITY GOVERNMENT FIRE CAPITAL PROJECTS REPLACEMENT IMPROVEMENTS IMPROVEMENTS FUNDS ASSETS: CASH AND CASH EQUMALENTS $ 2,058,699 $ 319,008 $ 156,018 $ 2,533,725 RECEIVABLES: TAXES 46,697 46,697 DUE FROM OTHER GOVERNMENTAL UNITS 40,803 - 40,803 CURRENT ASSETS RESTRICTED: CASH AND CASH EQUIVALENTS 1,151,650 1,151,650 TOTAL ASSETS $ 2,058,699 $ 1,558,158 $ 156,018 $ 3,772,875 LIABILITIES AND FUND BALANCES: CURRENT PAYABLES: ACCRUED WAGES AND BENEFITS $ 52 $ 5,140 $ - $ 5,192 TOTAL LIABILITIES 52 5,140 5,192 FUND BALANCES: UNRESERVED 2,058,647 1,553,018 156,018 3,767,683 TOTAL FUND BALANCES 2,058,647 1,553,018 156,018 3,767,683 TOTAL LIABILFFIES AND FUND BALANCES $ 2,058,699 $ 1,558,158 $ 156,018 $ 3,772,875 114 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR CAPITAL PROJECTS FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 GENERAL TOTALNONMAJOR FACILITY GOVERNMENT FIRE CAPITAL PROJECTS REPLACEMENT IMPROVEMENTS IMPROVEMENTS FUNDS REVENUES: TAXES $ 205 $ 220,171 $ $ 220,376 CHARGES FOR SERVICES - 142,383 142,383 INTERGOVERNMENTAL 85,633 - 85,633 FINES AND FORFEITURES 2,500 - - 2,500 INVESTMENT EARNINGS 6,505 1,940 289 8,734 MISCELLANEOUS 457 457 TOTAL REVENUES 9,667 307,744 142,672 460,083 EXPENDITURES: CURRENT: GENERAL GOVERNMENT PHYSICAL ENVIRONMENT DEBT SERV ICE INTEREST AND OTHER COSTS CAPITAL OUTLAY GENERAL GOVERNMENT PHYSICAL ENVIRONMENT TOTAL EXPENDTIURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 44,163 44,163 12 122,455 122,467 20,684 - 20,684 405,387 405,387 24,926 36,870 61,796 24,938 629,559 - 654,497 (15,271) (321,815) 142,672 (194,414) OTHER FINANCING SOURCES (USES): TRANSFERS OUT (Note 5) GENERAL OBLIGATION BONDS ISSUED PREMIUM ON GENERAL OBLIGATION BONDS TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING (65,000) - (65,000) 1,564 ,297 1,564,297 29,887 29,887 1,529,184 1,529,184 (15,271) 1,207,369 142,672 1,334,770 2,073,918 345,649 13,346 2,432,913 $ 2,058,647 $ 1,553,018 $ 156,018 $ 3,767,683 115 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 116 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR PROPRIETARY FUNDS Internal Service Funds The City Internal Service Funds are used to account for the financing of special services performed by designated organizations within the City of Tukwila to other organizations within the City. They provide a service and then generate revenue by billing the organization for which the service was provided. Equipment Rental Fund Accounts for the costs of maintaining and replacing all City vehicles and auxiliary equipment except for major fire apparatus. All equipment costs, including depreciation, are factors in calculating the rates which are charged to each user department. Insurance Fund Accounts for the costs of the City's self- insured medical plan. Medical and dental costs for covered employees are charged to the respective user departments. All premiums, medical and dental costs and ancillary charges are included. The LEOFF I retiree portion of this program was split off into a separate Insurance Fund to accommodate new reporting regulations as of January 1, 2004. Insurance LEOFF I Fund This fund was created to account for the City's self- insured medical plan for LEOFF I retirees. This fund receives contributions on behalf of retired LEOFF I employees through their respective organization units. Medical, dental and prescription claims and program administrative fees are expensed in this fund. 117 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENTS OF NET ASSETS INTERNAL SERVICE FUNDS DECEMBER 31, 2010 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFF I FUNDS ASSETS: CURRENT ASSETS: CASH AND CASH EQUIVALENTS $ 3,324,596 $ 2,237,187 $ 1,449,860 $ 7,011,643 INVESTMENTS - 3,441,658 207,190 3,648,848 RECEIVABLES: CUSTOMER ACCOUNTS 32,113 32,113 INTEREST ON INVESTMENTS 5,435 - 5,435 INVENTORY OF MATERIALS AND SUPPLIES 13,535 - 13,535 TOTAL CURRBVT ASSETS 3,338,131 5,716,393 1,657,050 10,711,574 NONCURRENT ASSETS: CAPITAL ASSETS: MACHINERY AND EQUIPMENT 9,216,522 - 9,216,522 LESS: ACCUMULATED DEPRECIATION (6,466,430) (6,466,430) TOTAL CAPITAL ASSETS (NET OF A /D) 2,750,092 2,750,092 TOTAL NONCURRENT ASSETS 2,750,092 2,750,092 TOTAL ASSETS 6,088,223 5,716,393 1,657,050 13,461,666 LIABILITIES: ACCOUNTS PAYABLE 7,498 7,498 ACCRUED WAGES AND BENEFITS 16,147 - 16,147 OTHER CURRENT LIABILITIES - 1,155,647 70,300 1,225,947 TOTAL LIABILITIES 16,147 1,163,145 70,300 1,249,592 NET ASSETS: INVESTED IN CAPITAL ASSETS, NET OF RELATED DEBT UNRESTRICTED 2,750,092 2,750,092 3,321,984 4,553,248 1,586,750 9,461,982 TOTAL NET ASSETS $ 6,072,076 $ 4,553,248 $ 1,586,750 $ 12,212,074 118 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFF I FUNDS OPERATING REVENUES: CHARGES FOR SERVICES $ 1,502,877 $ 5,520,775 $ 577,001 $ 7,600,653 OTHER OPERATING REVENUE - 612 454 1,066 TOTAL OPERATING REVENUES 1,502,877 5,521,387 577,455 7,601,719 OPERATING EXPENSES: OPERATIONS & MAINTENANCE 1,123,845 4,304,231 250,410 5,678,486 DEPRECIATION/AMORTIZATION 774,232 774,232 TOTAL OPERATING EXPENSES OPERATING INCOME (LOSS) 1,898,077 4,304,231 250,410 6,452,718 (395,200) 1,217,156 327,045 1,149,001 NON - OPERATING REVENUE (EXPENSE): INVESTMENT EARNINGS 23,352 (45,599) 8,344 (13,903) SALE OF CAPITAL ASSETS 22,891 22,891 TOTAL NON - OPERATING REVENUE (EXPENSE) INCOME (LOSS) BEFORE CONTRIBUTIONS & TRANSFERS 46,243 (45,599) 8,344 8,988 (348,957) 1,171,557 335,389 1,157,989 OTHER FINANCING SOURCES (USES): TRANSFERS IN (Note 5) TRANSFERS OUT (Note 5) 158,095 158,095 (199,734) (199,734) CHANGE IN NET ASSETS (390,596) 1,171,557 335,389 1,116,350 TOTAL NET ASSETS BEGINNING OF YEAR 6,462,672 3,381,691 1,251,361 11,095,724 TOTAL NET ASSETS END OF YEAR $ 6,072,076 $ 4,553,248 $ 1,586,750 $ 12,212,074 119 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 Page 1 of 2 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFFI FUNDS CASH FLOWS FROM OPERATING ACTIVITIES: CASH RECEIVED FROM USERS $ 1,502,877 $ 5,488,662 $ 577,002 $ 7,568,541 CASH PAID TO SUPPLIERS (580,379) (4,304,231) (250,410) (5,135,020) CASH PAID FOR INVENTORY (62,292) (62,292) CASH PAID TO EMPLOYEES (485,049) (485,049) OTHER CASH RECEIVED (PAID) - (3,994) (26,647) (30,641) NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES 375,157 1,180,437 299,945 1,855,538 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: TRANSFERS IN TRANSFERS OUT 158,095 - - 158,095 (199,734) - (199,734) NET CASH PROVIDED (USED) BY NON - CAPITAL FINANCING ACTIVITIES (41,639) (41,639) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: PROCEEDS FROM SALE OF EQUIPMENT 22,891 - 22,891 PURCHASE OF CAPITAL ASSETS (378,003) (378,003) NET CASH PROVIDED (USED) FOR CAPITAL AND RELATED FINANCING ACTIVITIES (355,112) - (355,112) CASH FLOW FROM INVESTING ACTIVITIES: PROCEEDS FROM SALE OF INVESTMENTS - 2,100,320 303,047 2,403,367 PURCHASE OF INVESTMENTS 100,000 (4,934,841) (207,190) (5,042,031) INTEREST RECEIVED 24,631 (50,227) 9,151 (16,445) NET CASH PROVIDED (USED) IN INVESTING ACTIVITIES 124,631 (2,884,748) 105,008 (2,655,109) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS 103,037 (1,704,311) 404,953 (1,196,321) CASH AND CASH EQUIVALENTS- BEGINNING OF YEAR 3,221,559 3,941,498 1,044,907 8,207,964 CASH AND CASH EQUIVALENTS -END OF YEAR $ 3,324,596 $ 2,237,187 $ 1,449,860 $ 7,011,643 CASH AT END OF YEAR CONSISTS OF: CASH AND CASH EQUIVALENTS TOTAL CASH $ 3,324,596 $ 2,237,187 $ 1,449,860 $ 7,011,643 $ 3,324,596 $ 2,237,187 $ 1,449,860 $ 7,011,643 120 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 Page 2 of 2 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFFI FUNDS RECONCILIATION OF NET OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES OPERATING INCOME (LOSS) $ (395,200) $ 1,217,156 $ 327,045 $ 1,149,001 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: DEPRECIATION 774,232 - - 774,232 ASSET (INCREASES) DECREASES: MISCELLANEOUS NR- REVENUE (32,113) - (32,113) INVENTORY (4,504) (4,504) LIABILITY INCREASES (DECREASES) : ACCOUNTS & VOUCHERS PAYABLE 629 (4,606) (27,100) (31,077) TOTAL ADJUSTMENTS 770,357 (36,719) (27,100) 706,538 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES $ 375,157 $ 1,180,437 $ 299,945 $ 1,855,539 SCHEDULE OF NONCASH INVESTING, CAPITAL AND FINANCING ACTIVITIES INCREASE (DECREASE) IN FAIR VALUE OF INVESTMENT (320) (81,567) 1,508 (80,379) TOTAL NON CASH INVESTING, CAPITAL AND FINANCING ACTIVITIES $ (320) $ (81,567) $ 1,508 $ (80,379) 121 CITY OF TUKWILA: 2010 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 122 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION City of Tukwila STATISTICAL SECTION December 31, 2010 Financial Trends Information Financial trends schedules are intended to provide users with information to assist them in understanding and assessing how the City's financial position has changed over time. Schedule 1 Net Assets by Component 124 Schedule 2 Changes in Net Assets 126 Schedule 3 Fund Balances, Governmental Funds 128 Schedule 4 Changes in Fund Balances, Governmental Funds 130 Schedule 5 General Governmental Tax Revenues by Source 133 Revenue Capacity Information The objective of providing revenue capacity information is to help users understand and assess the factors affecting the City's ability to generate its most significant local source revenues. Schedule 6 Property Tax Levies and Collections 133 Schedule 7 Assessed and Estimated Actual Value of Taxable Property 134 Schedule 8 Property Tax Rates - Direct and Overlapping Governments 135 Schedule 9 Principal Property Taxpayers 136 Schedule 10 Retail Sales Tax Collections by Sector 138 Schedule 11 Sales Tax Rate Direct and Overlapping Governments 140 Debt Capacity Information Debt capacity information is intended to assist users to understand and assess the City's current levels of outstanding debt and ability to issue additional debt in the future. Schedule 12 Ratios of Outstanding Debt by Type 142 Schedule 13 Ratios of General Bonded Debt Outstanding 144 Schedule 14 Computation of Direct and Overlapping Debt 145 Schedule 15 Legal Debt Margin Information 146 Schedule 16A Revenue Bond Coverage- Water and Sewer Bonds 148 Schedule 16B Revenue Bond Coverage- Surface Water Bonds 149 Demographic and Economic Information These Schedules offer demographic and economic information to assist users in understanding certain aspects of the environment within which the City operates and to provide information that facilitates comparisons of financial statement information over time and across governmental units. Schedule 17 Demographic Statistics 150 Schedule 18 Principal Employers 151 Operating Information These Schedules contain service and infrastructure data to help users understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Schedule 19 Staffing Levels by Department 152 Schedule 20 Operating Indicators by Function 153 Schedule 21 Capital Assets by Function 154 123 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 1 NET ASSETS BY COMPONENT(a) LAST NINE FISCAL YEARS (b) page 1 of 2 2002 2003 2004 2005 Governmental activities: Invested in capital assets, net of related debt Restricted Unrestricted $ 102,619,488 389,322 23,825,950 $ 118,950,364 809,002 24,341,822 $ 123,038,903 1,107,362 25,873,104 $ 129,855,251 1,305,239 25,289,571 Total governmental activities net assets $ 126,834,760 $ 144,101,188 $ 150,019,369 $ 156,450,061 Business -type activites: Invested in capital assets, net of related debt Restricted Unrestricted $ 29,032,974 1,311,344 8,785,499 $ 29,807,787 887,398 9,070,664 $ 30,848,350 960,485 9,664,654 $ 31,370,812 577,587 9,909,896 Total business -type activities net assets $ 39,129,817 $ 39,765,849 $ 41,473,489 $ 41,858,295 Primary government: Invested in capital assets, net of related debt Restricted Unrestricted $ 131,652,462 1,700,666 32,611,449 $ 148,758,151 1,696,400 33,412,486 $ 153,887,253 2,067,847 35,537,758 $ 161,226,063 1,882,826 35,199,467 Total primary government net assets $ 165,964,577 $ 183,867,037 $ 191,492,858 $ 198,308,356 Notes: (a) All amounts are reported on the accrual basis (b) Amounts presented from year of implementation of GASB -34 (2002) forward Source: Tukw ila Finance Department 124 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION page 2 of 2 2006 2007 2008 2009 2010 $ 133,129,382 $ 136,053,013 $ 136,742,368 $ 155,847,012 $ 177,078,793 1,305,239 1,233,234 19,720,546 16,360,097 23,005,792 29, 506, 541 35, 520, 681 18,476, 837 16, 031,473 12,119, 923 $ 163,941,162 $ 172,806,928 $ 174,939,751 $ 188,238,582 $ 212,204,508 $ 34,017,190 $ 36,083,972 $ 36,071,402 $ 38,052,488 $ 44,759,489 435,995 441,073 439,100 438,619 430,444 12,070,451 11,267,171 13,335,836 10,987,162 11,158,081 $ 46,523,636 $ 47,792,216 $ 49,846,338 $ 49,478,269 $ 56,348,014 $ 167,146,572 $ 172,136,985 $ 172,813,770 $ 193,899,500 $ 221,838,282 1,741,234 1,674,307 20,159,646 16,798,716 23,436,236 41,576,992 46,787,852 31,812,673 27,018,635 23,278,004 $ 210,464,798 $ 220,599,144 $ 224,786,089 $ 237,716,851 $ 268,552,522 125 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 2 CHANGES IN NET ASSETS (') 2004 (b) Expenses Governmental Activities General Government Public Safety Physical Environment Transportation Economc Environment Mental and Physcial Health Culture and Recreation Interest on Long Term Debt Total Governmental Activities Business Type Activities Water /Sew er Utility Foster Golf Course Surface Water Utility Total Business Type Activities Total Primary Government Expenses Program Revenues Governmental Activities Charges for Services General Government Public Safety Physical Environment Transportation Economic Environment Cultural and Recreation Mental & Physical Health Interest on Long Term Debt Operating Grants and Contributions Capital Grants and Contributions Total Governmental Activities Program Revenues Business Type Activities Charges for Services Water /Sew er Utility Foster Golf Course Surface Water Utility Operating Grants and Contributions Capital Grants and Contributions Total Business Type Activities Program Revenues Total Primary Government Program Revenues Net (Expense) /Revenue Governmental Activities Business Type Activities Total Primary Government Net Expense General Revenues and Other Changes in Net Assets Governmental Activities Taxes Property Tax Retail Sales and Use Tax Natural Gas Use Tax HoteVMotel Tax Utility Tax Business Tax Excise Tax State Entitlements Unrestricted Investment Earnings Gain /Loss on Sale of Capital Assets Transfers Total Governmental Activities Business Type Activities Retail Sales and Use Taxes Unrestricted Investment Interest Gain /Loss on Sale of Capital Assets Transfers Total Business Type Activities Total Primary Government Change in Net Assets Governmental Activities Business Type Activities Total Primary Government $ 6,167,738 18,769,074 1,442, 209 4,962,043 3,469,673 Page 1 of 2 2005 2006 • $ 6,421,839 20,300,709 1,363,049 4,171,173 3,404,605 3,680,402 3,887,871 1,034, 841 1,012,239 $ 7,402,398 21, 839, 070 2,734,592 5,335,214 3,600,158 3,683 4,234,889 981,573 39, 525, 980 6,774,102 1,670,400 1,625,579 40,561,485 46,131,577 7,105,020 1,751,709 1,685,663 7,354,876 1,832,303 1,642,204 10,070,081 10, 542, 392 10, 829, 383 $ 49,596,061 $ 51,103,877 $ 56,960,960 $ 781,653 $ 1,376,749 $ 1,243,936 937,873 1,328,369 538,576 5,005 12,400 10,000 102,614 122,201 247,026 1,977,676 1,027,812 1,756,240 894,681 693,857 758,385 1,607,688 1,525,579 1,897,543 3,705,424 3,060,960 5,675,493 10,012,614 9,147,927 12,127,199 7,620,572 7,604,711 7,354,876 1,239,274 1,434,933 1,832,303 1,819,703 1,839,760 1,642,204 588,891 319,439 1,255,360 11, 268,440 11,198,843 12,084, 743 21,281,054 20,346,770 24,211,942 (29,513,366) (31,413,558) (34,004,378) 1,198,359 656,451 2,031,638 $ (28,315,007) $ (30,757,107) $ (31,972,740) $ 10,336,366 16,492,528 29,667 390,221 2,309,787 1,614, 587 4,100, 309 191,589 416,483 (450,000) 35,431,537 228,458 188,242 450,000 866,700 $ 36,298,237 $ 10,631,036 16,887,846 381,706 443,605 2,646,356 1,732,739 3,229,155 192,816 768,097 106,776 824,118 37,844,250 241,723 310,750 (824,118) (271,645) $ 37,572,605 $ 10,973,030 18,236,733 415,652 501,478 2,930,332 2,097,082 4,941,461 185,475 1,923,171 467,510 1,372,652 44,044,576 645,473 539,463 1,250,000 2,434,936 $ 46,479,512 $ 5,918,171 $ 6,430,692 $ 7,491,102 2,065,059 384,806 4,580,734 $ 7,983,230 $ 6,815,498 $ 12,071,836 Notes: (a) All amounts are reported on the accrual basis (b) Amounts presented from year of implementation of GASB -34 forward (2004 for capital assets) Source: Tukw ila Finance Department 126 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION Page 2 of 2 Of 1•: 11•• • • $ 7,456,335 21,726,932 2,764,373 5,310,247 3,890,845 4,204 4,506,223 896,215 46,555,374 7,046,603 1,849,542 1,920,194 $ 4,723,103 24,147, 992 2,862,487 5,864,297 5,017,935 4,173 4,797,856 1,844,224 49,262,067 7,293,362 1,968,595 1,762,417 $ 6,689,659 26,959,352 2,575,405 5,541,367 4,637,531 4,332 4,914,256 753,904 52,075,806 9,293,434 2,050,172 2,299,394 10, 816, 339 11,024 ,11,024,374 13, 643, 000 $ 7,052,717 26,088,644 2,533,394 6,015,197 4,579,338 4,539 4,756,676 1,061,419 52, 091, 924 9,343,368 1,935,014 2,476,170 13,754,552 $ 57,371,713 $ 60,286,441 $ 65,718,806 $ 65,846,476 $ 1,590,553 425,241 25,341 133,500 2,319,634 777,484 1,692,766 3,746,743 10,711,262 8,272,647 1,272,425 2,208,549 347,416 12,101, 037 22,812,299 $ 895,966 1,184, 530 1,200 130,637 2,476,501 711,542 1,325,163 2,282,592 9,008,131 8,621,909 1,563,681 2,642,325 756,400 13,584,315 22,592,446 $ 1,136,642 572,094 103,311 1,001,511 647,354 3,386,269 14,784,074 21,631,255 10,124,653 1,424,595 2,641,313 515,633 14, 706,194 36,33 /,449 $ 1,080,801 819,043 6,200 571,110 1,787,274 811,679 2,139,029 23,992,563 31,207,699 9,665,095 1,425,327 3,029,630 7,390,545 21,510,597 52,718,296 (35,844,111) (40,253,937) (30,444,551) (20,884,225) 1,284,700 2,559,941 1,063,194 7,756,045 $(34,559,411) $ (37,693,996) $ (29,381,357) $ (13,128,180) $ 11,302,099 19,355,867 344,748 583,232 3,666,079 2,236,675 4,127, 360 217,600 1,727,879 13,652 1,134, 683 44,709,874 $ 11,656,979 18,009,297 643,037 587,216 5,136,444 2,497,705 983,078 874,046 801,847 (186, 663) 1,383, 774 42,386,760 500,000 500,000 618,563 377,955 (1,383,774) (505,819) $ 41,880,941 (1,134,683) (16,120) $ 44,693,754 $ 11,901,072 $ 13,363,096 14, 588, 297 14,669,328 748,772 533,811 489,806 458,092 7,390,860 5,600,683 3,196,178 4,205,574 367,198 507,798 2,233,445 1,951,936 246,287 108,929 980,267 1,601,200 1,399,310 43,743,382 42,798,557 327,999 106,032 (264,093) (1,601,200) (1,431,262) $ 42,312,120 329,527 85,942 97,541 (1,399,310) (886,300) $ 41,912,257 $ 8,865,765 $ 2,132,823 $ 13,298,831 $ 21,914,332 1,268,580 2,054,122 (368,068) 6,869,745 $ 10,134,345 $ 4,186,945 $ 12,930,763 $ 28,784,077 127 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 3 FUND BALANCES, GOVERNMENTAL FUNDS LAST NINE FISCAL YEARS (1) (MODIFIED ACCRUAL BASIS OF ACCOUNTING) Page 1 of 2 2002 2003 2004 2005 2006 General Fund Reserved $ 12,700 $ 613,000 $ 557,690 $ 557,690 $ 13,250 Unreserved 3,380,158 6,247,054 8,533,639 8,408,104 8,693,215 Total general fund $ 3,392,858 $ 6,860,054 $ 9,091,329 $ 8,965,794 $ 8,706,465 All other governmental funds Reserved $ 15,300 $ 765,300 $ 720,860 $ 705,560 $ Unreserved, reported in: Special revenue funds 11,021,202 8,939,830 6,933,242 5,669,921 8,500,342 Debt service funds 389,322 809,012 1,107,362 1,305,239 1,075,347 Capital Projects funds 2,321,088 3,888,305 4,092,179 5,677,953 7,245,827 Total all other governmental funds $ 13,746,912 $ 14,402,447 $ 12,853,643 $ 13,358,673 $ 16,821,516 Note: (1) Information available for 2002 -2010 only due to new accounting and reporting standards beginning 2002 with GASB Statement No. 34. Source: Tukw ila Finance Department $35,000,000 $30,000,000 $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 $- Fund Balances 2002 2003 2004 2005 2006 2007 2008 2009 2010 fAll Other Governmental ■II■GeneralFund 128 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION Page 2 of 2 2007 2008 2009 2010 $ 12,650 $ 17,800 $ 17,900 $ 17,900 10,504,748 7,687,515 7,371,530 5,739,140 $ 10,517,398 $ 7,705,315 $ 7,389,430 $ 5,757,040 10,834,781 12,943,487 9,123,401 14,461,546 1,233,234 1,248,901 135,438 3,051 8,113,739 6,831,634 7,101,258 8,541,195 $ 20,181,754 $ 21,024,022 $ 16,360,097 $ 23,005,792 129 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 4 CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS (a) LAST TEN FISCAL YEARS page 1 of2 2001 2002 2003 2004 Revenues Taxes $ 22,019,850 $ 28,156,041 $ 31,986,222 $ 34,148,173 Licenses and Permits 921,809 822,810 785,823 808,821 Intergovernmental 959,350 16,689,193 15,005,227 6,306,463 Charges for Services 1,232,149 1,201,080 1,796,946 2,919,115 Fines and Forfeitures 285,000 338,484 245,585 147,137 Investment Income 632,537 859,765 222,460 356,625 Miscellaneous 411,614 489,806 1,066,247 993,386 Total Revenues 26,462,309 48,557,179 51,108,510 45,681,724 Expenditures General Government 5,390,820 5,648,745 5,892,912 Public Safety 16,056,801 16,711,088 17,532,136 Physical Environment 805,029 1,228,774 1,509,946 Transportation 1,135,903 2,202,888 4,779,885 Economic Environment 2,349,462 2,974,513 3,429,674 Mental & Physical Health Culture and Recreation 2,110,344 2,457,973 2,985,083 Debt Service Principal 718,000 754,000 Interest 925,414 924,964 Bond Issuance Costs 112,363 Capital Outlay 524,309 17,306,146 15,636,782 Total Expenditures 28,372,668 50,173,541 53,557,745 Excess (Deficiency) of Revenues (1,910,359) (1,616,362) (2,449,235) Over (Under) Expenditures 5,982,594 18,393,514 883,914 2,620,038 3,461,092 3,187,113 804,000 1,057,974 8,057,070 44,447,309 1,232,411 Other Financing Sources (Uses) Transfers In 1,706,973 5,513,212 350,000 Transfers Out (175,000) (1,845,331) (5,288,570) (900,000) Capital Leases - - Sale of Capital Assets 1,646 177,995 General Obligation Bonds Issued 6,277,500 General Obligation Refunding Bonds Issued 4,195,000 - Premium on General Obligation Debt 65,392 Premium on General Obligation Refunding Debt - - 248,672 - Issuance Costs on General Obligation Refunding Debt Payment to Refunded Bond Escrow Agent - - (4,439,240) - Total Other Financing Sources (Uses) (173,354) 39,637 6,571,966 (550,000) Net Change in Fund Balances $ (2,083,713) $ (1,576,725) $ 4,122,731 $ 682,411 Ratio of Debt Service Expenditures 5.3% 5.0% 5.4% To Total Non - Capital Expenditures Note: (a) All amounts are reported on the modified - accrual basis Source: Tukw ila Finance Department 130 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION page 2 of 2 2010 $ 34,624,875 $ 37,801,814 $ 39,660,792 $ 37,412,569 $ 37,167,281 $ 37,267,918 1,002,683 1,273,228 1,827,709 2,022,851 1,283,463 1,618,830 5,672,810 7,083,032 6,403,217 5,697,598 17,596,486 14,525,872 2,649,678 2,345,931 2,024,892 2,569,381 1,443,680 2,366,174 116,737 221,097 266,188 259,991 301,761 390,079 638,196 1,159,971 1,425,423 926,913 282,604 144,258 1,000,775 1,397,585 1,751,145 816,054 701,957 891,307 45,705,754 51,282,658 53,359,366 49,705,357 58,777,232 57,204,438 6,136,540 6,882,594 7,034,602 7,992,286 8,574,563 8,387,317 19,604,151 20,953,226 21,038,810 22,878,689 25,576,932 24,676,370 788,105 2,139,959 2,196,422 2,255,880 2,058,913 1,724,147 1,705,692 2,447,096 2,413,390 2,783,077 2,334,298 2,332,178 3,384,928 3,539,657 3,878,658 4,995,514 4,601,391 4,541,845 - 3,683 4,204 4,173 4,332 4,539 3,358,583 3,687,580 3,938,779 4,293,658 4,365,023 4,163,503 851,000 888,000 930,000 972,000 1,316,297 1,555,028 1,033,474 1,006,161 914,584 872,224 778,018 849,148 7,344,326 6,540,452 7,243,879 6,089,703 16,860,362 11,513,976 38,070,259 48,088,408 49,593,328 53,137,204 66,470,129 59,748,051 1,498,955 3,194,250 4,036,039 (3,431,846) (7,692,894) (2,543,613) 150,000 2,143,581 2,266,349 2,515,982 3,865,744 2,461,806 (1,305,000) (2,430,769) (1,131,666) (1,107,543) (2,234,444) (1,020,857) - - 110,509 35,600 296,451 100 53,592 1,014,608 27,308 - - 6,935,000 6,180,000 6,947,574 - 112,151 483,599 - - (108,326) - (6,555,273) (6,880,397) (1,069,000) (1,119,400) 9,263 1,134,783 1,462,031 2,713,085 7,556,917 $ 379,555 $ 3,203,513 $ 5,170,822 $ (1,969,815) $ (4,979,809) $ 5,013,304 5.4% 4.8% 4.6°% 4.1% 131 4.4% 5.2% Fiscal Year Roperty Sales & Use Utilityo) Excise Business Othee') Total Taxes I CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULES GENERAL GOVERNMENTAL TAX REVENUES BY SOURCE LAST TEN FISCAL YEARS 2001 $ 9,326,336 $ 16,345,134 $ - $ 2,445,379 $ 383,025 $ 444,655 $ 28,944,529 2002 9,487,241 15,494,343 - 2,406,132 390,725 377,600 28,156,041 2003 9,854,007 16,171,756 1,591,922 3,500,318 431,188 437,031 31,986,222 2004 10,493,728 16,293,960 2,309,787 4,068,110 530,725 451,863 34,148,173 2005 10,627,410 16,887,845 2,646,356 3,222,936 408,798 831,530 34,624,875 2006 11,018,846 17,591,260 2,930,332 4,938,515 402,784 920,077 37,801,814 2007 11,177,532 19,355,867 3,666,079 4,124,168 405,973 931,173 39,660,792 2008 11,245,973 17,709,319 3,934,210 3,003,438 475,500 1,089,344 37,457,785 2009 12,190,219 14,585,015 6,172,569 2,824,407 738,341 656,730 37,167,281 2010 13,188,942 14,251,312 6,134,494 2,488,357 727,151 301,867 37,092,122 change 2001- 2010 41.4% -12.8% 285.4% 1.8% 89.8% -32.1% 28.1% Notes: Utility taxes enacted beginning in 2003 for electric, natural gas, cable and telephone utilities. A utility fax was added in 2009 for solid waste along with a utility tax on the City's water, sewer and stormwater utilities. roi "Other Taxes" include penalties and interest on delinquent faxes and other miscellaneous tax revenues. Source: Tukw ila Finance Department $50,000,000 - $40,000,000 $30,000,000 $20,000,000 - $10,000,000 - Tax Revenue by Source $- - I 1 l hill l 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 • Other ■ Business Tax • Excise Tax • Utilty Tax ■ Sales& Use Tax • Property Tax 132 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 6 PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS Taxes Levied for Fiscal Year Fiscal Year Collected Within the Fiscal Year of the Levy Total Collections to Date Amount Collections in of Levy Subsequent Years Amount % of Levy 2001 $ 9,362,284 $ 9,218,994 98.47% $ 102,095 $ 9,321,089 99.56% 2002 9,843,102 9,526,236 96.78% 115,859 9,642,095 97.96% 2003 10,136,315 9,924,909 97.91% 175,949 10,100,858 99.65% 2004 10,489,114 10,345,276 98.63% 278,064 10,623,340 101.28% 2005 10,731,724 10,593,753 98.71% 134,345 10,728,098 99.97% 2006 10,973,030 10,844,728 98.83% 237,003 11,081,731 100.99% 2007 11,177,532 10,994,127 98.36% 115,199 11,109,326 99.39% 2008 11,411,293 11,194,247 98.10% 132,633 11,326,880 99.26% 2009 12,283,193 12,017,213 97.83% 143,156 12,160,369 99.00% 2010 13,234,489 13,446, 596 101.60% 141,268 13,587,864 102.67% Source: King County Office of Finance 133 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 7 ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS Fiscal Year Total Assessed Total Direct Real Property Personal Property Public Utilities Value Tax Rate 2001 $ 2,544,588,267 $ 606,806,225 $ 192,651,250 $ 3,344,045,742 $ 2.94537 2002 2,715,355,120 604,479,409 169,870,128 3,489,704,657 2.91064 2003 2,832,422,720 471,448,140 80,219,849 3,384,090,709 3.10754 2004 2,916,855,190 447,099,099 77,169,236 3,441,123,525 3.11712 2005 3,091,233,279 457,546,448 61,779,040 3,610,558,767 3.03706 2006 3,399,709,737 482,100,071 66,123,704 3,947,933,512 2.84033 2007 3,853,680,774 509,151,926 87,410,974 4,450,243,674 2.56911 2008 4,470,042,539 595,268,205 110,399,231 5,175,709,975 2.37324 2009 4,122,961,628 746,710,751 112,779,972 4,982,452,351 2.66345 2010 3,950,829,851 717,795,417 119,827,058 4,788,452,326 2.82566 Note: *Real, personal, and state public service property have been assessed at 100% of the estimated value. Source: King County Department of Assessments $6,000,000,000 $5,000,000,000 $4,000,000,000 $3,000,000,000 $2,000,000,000 $1,000,000,000 Assessed Value By Type 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 134 ii1 Public Utilities o Personal Property id Real Property CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION SCHEDULE 8 PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS (PER $1,000 OF ASSESSED VALUATION) LAST TEN FISCAL YEARS CITY OF TUKWILA Emergency Tukw ila King Port of Medical School Dist Flood Hospital Fiscal Year General Levy Special Levy Total WA State County() Seattle Service #406 Control District #1 Total 2001 $ 2.94537 $ 2002 2.91064 2003 3.10754 2004 3.11712 2005 3.03706 2006 2.84033 2007 2.56911 2008 2.37324 2009 2.66345 2010 2.82566 Note: 0> Includes King County Library District tax. Source: King County Department of Assessments $2.94537 $2.98946 $ 1.97530 $0.18956 $ 0.25000 $ 5.11395 $ 0.04665 $ 0.09643 $13.60672 2.91064 2.89680 1.34948 0.25895 0.24143 4.85812 0.04688 0.09254 12.65484 3.10754 2.75678 1.96799 0.25402 0.23717 5.05267 0.04669 0.09200 13.51486 3.11712 2.68951 1.91484 0.25321 0.23182 5.04535 0.04658 0.09039 13.38882 3.03706 2.49787 1.86293 0.23330 0.21982 5.01637 0.04482 0.59000 13.50217 2.84033 2.32535 1.75139 0.23158 0.20621 4.78874 0.04212 0.55652 12.74224 2.56911 2.13233 1.66106 0.22359 0.30000 4.73164 0.10000 0.50854 12.22627 2.37324 1.96268 1.51508 0.19700 0.27404 4.12360 0.09123 0.47141 11.00828 2.66345 2.22253 1.74587 0.21597 0.30000 3.89183 0.10514 0.53290 11.67769 2.82566 2.27990 1.90797 0.22366 0.30000 5.03380 0.10976 0.55753 13.23828 $3.50000 $3.00000 $2.50000 $ 2.00000 $1.50000 $1.00000 $0.50000 $- Direct Property Tax Rates • • • • • • • • • ■ • • • • • • • • ■ • • '■ ■ • • • I • • 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 135 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 9 PRINCIPAL PROPERTY TAXPAYERS CURRENT YEAR AND NINE YEARS AGO Name Type of Businesn Percent of Percent of 2010 Total 2001 Total 2010 Assessed Assessed 2001 Assessed Assessed Valuation Valueial Valuation Valuee> Boeing Company Airplane company $ 475,982,216 9.94% $ 493,225,181 14.7% WEA Southcenter LLC Department Stores 303,396,501 6.34% 101,401,938 3.0% La Ranta LP /Segale Properties Commercial Properties 142,469,187 2.98% 70,160,652 2.1% KIRTukw ila 050 LLGKIMCO Commercial Roperties 80,284,983 1.68% 73,284,500 2.2% Rreef America Reit II Corporation Commercial Properties 69,955,400 1.46% Walton CWWA Eproperty Tax Incorporated (McElroy) Investment Property 62,809,300 1.31% 16,254,800 Boeing Employees Credit Union Credit Union 41,707,218 0.87% 48,422,542 1.4% Jorgensen Forge Corporation Steel Manufacturer 39,556,325 0.83% 9,713,349 0.3% Sterling Realty Organization Commercial Properties 34,984,800 0.73% Sea -Tuk Warehouse LLC Food Distribution 34,871,500 0.73% 18,260,562 Wig Properties LLC (JC Fenney) Department Stores 31,314,290 0.65% 12,996,929 0.4% Federated Department Stores(Macys) Department Stores 30,160,200 0.63% 29,397,756 0.9% Anne Arundel Apartments LLC (Group Health) Apartments 26,710,200 0.56% BRCP Riverview Raza LLC Commercial Properties 26,154,200 0.55% Southcenter Corporate Square Hair Loss Center 24,897,400 0.52% Puget Sound Energy /Gas - Bectric Electric /Gas Utility 24,196,815 0.51% 21,277,860 0.6% Merrill Creek Holding LLC (Kenworth Motors) Truck Manufacturer 20,112,600 0.42% 23,148,100 0.7% Koar - Seatac Partners LP Lodging 19,476,090 0.41% 0.0% Harnish Group Incorporated Truck Equipment 16,848,958 0.35% 9,623,900 0.3% CHA Southcenter LLC(Doubletree Inn) Lodging 14,865,856 0.31% 65,961,600 2.0% Lowe's HM/ Incorporated Home Improvement 14,004,333 0.29% 17,322,767 0.5% Qw est Corporation (US West Communications) Telephone Utility 11,311,315 0.24% 17,191,503 0.5% Hill lnvestmentCompany ConmercialProperties 6,914,900 0.14% 7,118,000 0.2% AMB Institutional Alliance Commercial Properties 44,979,000 1.3% Group Health Cooperative Healthcare Adrniin 25,843,280 0.9% Nelson, James, & Frohmuth Investment Property 21,207,700 0.7% Pacific Gulf Properties Property Management 14,564,900 0.5% TOTALS $ 1,552,984,587 32.43% $ 1,141,356,819 33.3% Notes: Ie) In 2010 the total assessed property value in the City of Tukwila was $4, 788,452,326. !al In 2001 the total assessed property value in the City of Tukwila was $3,344,045,742. Source: King County Department of Assessments 136 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION 137 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 10 RETAIL SALES TAX COLLECTIONS BY SECTOR LAST TEN FISCAL YEARS page 1 of 2 Major Industry Sector 2001 2002 2003 2004 Construction and Contracting $ 2,104,156 $ 991,702 $ 1,119,595 $ 958,758 Finance, Insurance & Real Estate 108,262 57,919 54,992 82,794 Manufacturing 596,052 563,919 520,474 446,965 Transportation, Communications & Utilities 360,441 350,258 377,596 387,148 Wholesale - Durable /Non - durable Goods 1,470,187 1,374,271 1,761,749 1,862,528 Retail Trade - General Merchandise 2,591,680 2,570,883 2,545,631 2,574,671 Retail Trade - Furniture /Home Furnishings 1,862,336 1,815,168 2,304,037 2,405,967 Retail Trade - Miscellaneous 2,115,104 2,044,562 1,723,147 1,735,045 Retail Trade - Clothing & Accessories 1,134,102 1,175,074 1,197,591 1,247,109 Retail Trade - Restaurants 900,496 887,103 933,886 1,031,625 Retail Trade - Automotive /Gas 770,063 768,664 847,864 982,413 Retail Trade - Building Materials 627,140 712,723 763,013 850,109 Service Industries - Business 493,806 824,497 530,833 488,857 Service Industries - Hotels 418,051 357,940 361,789 355,514 Service Industries - Other 386,590 373,911 507,935 486,215 All Other Categories 70,289 296,953 292,827 288,169 Total Retail Sales Tax Collections $ 16,008,755 $ 15,165,547 $ 15,842,959 $ 16,183,887 Notes: (a) Effective March 2005, the Department of Revenue changed reporting retail sales industries from using the Standard Industrial Classification (SIC) code to use of the North American Industry Classification System (NAICS). Retail sales tax collections prior to the time of this change have not been adjusted. By State law, the City of Tukwila is prohibited from reporting individual sales tax payers. Sources: Tukw ila Finance Department and Washington State Department of Revenue. 138 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION page 2 of 2 2005(a) 2006 2007 2008 2009 2010 $ 676,427 $ 1,166,088 $ 2,018,058 $ 1,967,785 $ 869,640 $ 917,250 102,130 93,747 121,879 118,780 119,121 99,975 503,778 450,138 590,455 375,263 246,429 387,234 384,703 436,260 483,419 492,960 440,206 441,822 2,337,018 2,048,517 2,457,437 1,760,449 1,436,045 1,346,750 2,563,103 2,667,481 2,571,601 2,231,745 2,072,356 2,068,263 2,342,553 2,531,049 2,399,347 1,830,576 1,304,234 1,380,407 1,497,474 1,642,722 1,766,853 1,718,898 1,473,496 1,521,741 1,636,183 1,704,213 1,838,646 2,103,630 2,017,904 2,018,304 1,072,275 1,119, 859 1,158,424 1,312,603 1,292,252 1,342,964 980,006 1,053,184 1,026,778 1,066,183 748,482 664,310 815,379 855,243 777,870 619,657 589,341 499,383 979,752 1,141,632 1,198,690 1,129,380 868,260 882,012 406,547 453,376 531,836 548,962 453,657 428,450 278,041 278,777 294,869 318,696 283,319 215,045 188,540 205,644 179,421 185,312 208,467 366,925 $ 16,763,909 $ 17,847,930 $ 19,415,583 $ 17,780,879 $ 14,423,209 $ 14,580,835 139 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 11 SALES TAX RATE DIRECT AND OVERLAPPING GOVERNMENTS LAST TEN FISCAL YEARS 2001(0) 2002 2003 2004 2005 2006 2007(d) 2008 (e) 2009 if> 2010 BASIC SALES TAX RATES City of Tukw ila 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% Washington State 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% King County 0.15% 0.15% 0.15% 0.15% 0.15% 0.15% 0.15% 0.25% 0.25% 0.25% Regional Transit Authority 0.40% 0.40% 0.40% 0.40% 0.40% 0.40% 0.40% 0.40% 0.90% 0.90% Metro 0.80% 0.80% 0.80% 0.80% 0.80% 0.80% 0.90% 0.90% 0.90% 0.90% Crintinal Justice 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% Department of Revenue Administration Fee 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% Total Basic Combined Sales Tax Rate 8.80% 8.80% 8.80% 8.80% 8.80% 8.80% 8.90% 9.00% 9.50% 9.50% SPECIAL SALES TAX RATES Restaurants lb) Motor Vehicles I °> 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.00% 0.00% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% Notes: (al Effective April 1, 2001 King County increased the local sales & use tax rates two- tenths of one percent (.002). This increase was the result of a vote by King County voters to increase funding for public transit systems. (b) King County Food & Beverage tax is in addition to the combined sales tax rate for restaurants, taverns and bars. The funds are used to finance the professional baseball stadium in Seattle. (c) Effective July 1, 2003, all retail sales, leases and transfers of motor vehicles are subject to the additional sales tax of three - tenths of one percent (.003). The funds are used to finance transportation improvements. 1'1 Effective April 1, 2007, King County increased the local sales & use tax rate one -tenth of one percent (.001). The tax will be used for transportation purposes. (e) Effective April 1, 2008, King County increased the local sales & use tax rate one -tenth of one percent (.001). The tax will be used for chemical dependency or mental health treatment services. t0 Effective April 1, 2009, the Regional Transit Authority Tax increased five- tenths of one percent (.005). The tax will be used to expand and coordinate light -rail, commuter -rail, and express bus service, and improve access to transit facilities in King, Pierce, and Snohomish Counties. Source: Washington State Department of Revenue Local Sales and Use Tax Rates. 140 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION 141 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 12 RATIOS OF OUTSTANDING DEBT BY TYPE LAST TEN FISCAL YEARS Page 1 of 2 2001 20020> 2003 2004 2005 GOV ERNM ENTAL ACTIVITIES General Obligation Bonds (d) $ 16,565,000 $ 15,847,000 $ 21,628,591 $ 20,806,553 $ 19,775,262 Special Assessments - - - - Leases - - - Total Governmental Activities 16,565,000 15,847,000 21,628,591 20,806,553 19,775,262 BUSINESS -TYPE ACTIVITIES General Obligation Bonds - 5,772,500 5,382,500 4,972,500 Revenue Bonds 5,015,000 4,568,782 4,168,910 3,710,438 3,143,360 Public Works Trust Fund Loans 650,245 573,234 1,032,364 2,924,739 4,911,253 Leases - - - 108,818 Compensated Absences - 160,661 167,212 190,139 203,940 Total Business -Type Activities 5,665,245 5,302,677 11,140,986 12,207,816 13,339,871 TOTAL PRIMARY GOVERNMENT) $ 22,230,245 $ 21,149,677 $ 32,769,577 $ 33,014,369 $ 33,115,133 Population (°) 17,230 17,270 17,270 17,240 17,110 Per Capita Personal Income (c) $ 43,734 $ 44,153 $ 44,704 $ 49,533 $ 48,789 Percentage of Personal Income 2.95% 2.77% 4.24% 3.87% 3.97% Debt Per Capita $ 1,290 $ 1,225 $ 1,897 $ 1,915 $ 1,935 Notes: (a) For years 1999 through 2002, premiums and discounts were omitted on all bonds. (b) Details regarding the City's outstanding debt can be found in the Notes to the Financial Statements section. (c) Reference SCHEDULE 17, Demographic Statistics, for population and personal income data. " "" Data not available at time of publication. (d) Includes amounts Due to Other Governments. Sources: City of Tukw ila Finance Dept., Department of Community Development, and Office of the City Clerk. $50,000,000 $40, 000,000 $30,000,000 $20,000,000 $10,000,000 $- Total Debt 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 142 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION Page 2 of 2 2006 2007 2008 2009 2010 $ 18,881,798 $ 17,946,335 $ 17,261,348 $ 22,453,003 $ 26,763,975 40,184 18,881,798 17,946,335 17,261,348 22,453,003 26,804,159 4,547,500 4,102,500 3,642,500 3,423,797 3,238,825 5,824,452 5,470,162 5,112,231 4,790,000 4,395,000 9,781,151 9,378,506 9,021,951 8,405,397 7,788,843 77,947 45,587 11,666 207,367 205,504 199,081 233,938 275,323 20,438,417 19,202, 259 17, 987,429 16,853,132 15, 697, 991 $ 39,320,215 $ 37,148,594 $ 35,248,777 $ 39,306,135 $ 42,502,150 17,930 18,000 18,080 18,170 19,107 $ 52,655 $ 57,409 $ 58,141 $ 56,904 * ** 4.16% 3.59% 3.35% 3.80% * ** $ 2,193 $ 2,064 $ 1,950 $ 2,163 $ 2,224 143 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 13 RATIOS OF GENERAL BONDED DEBT OUTSTANDING LAST TEN FISCAL YEARS Debt Payable Ratio of Net Net from Bonded Debt Bonded Fiscal Gross Bonded Less Debt Enterprise Net Bonded to Assessed Debt per Year Population Assessed Value Debt Service Funds Revenues() Debt Value Capita 2001 17,230 $ 3,344,045,742 $ 16,565,000 $ 410,844 $ $ 16,154,156 0.48% $ 938 2002 17,270 3,489,704,657 15,847,000 389,322 15,457,678 0.44% 895 2003 17,270 3,384,090,709 27,168,000 809,012 5,772,500 20,586,488 0.61% 1,192 2004 17,240 3,441,123,525 25,974,000 1,107,362 5,382,500 19,484,138 0.57% 1,130 2005 17,110 3,610,558,767 24,713,000 1,305,239 4,972,500 18,435,261 0.51% 1,077 2006 17,930 3,947,933,512 25,648,290 1,075,347 4,547,500 20,025,443 0.51% 1,117 2007 18,000 4,450,243,674 24,421,474 1,233,234 4,102,500 19,085,740 0.43% 1,060 2008 18,080 5,175,709,975 23,125,007 1,250,275 3,642,500 18,232,231 0.35% 1,008 2009 18,170 4,973,984,133 25,876,800 135,438 3,423,797 22,317,565 0.45% 1,228 2010 19,107 4,809,486,786 29,950,150 3,050 3,238,825 26,708,275 0.56% 1,398 Note: (a) These amounts are the general obligation bonds that are being repaid by the Foster Golf Course Fund. Sources: State of Washington Office of Financial Management King County Department of Assessments Tukw ila Finance Department $30,000,000 $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 $- Net Bonded Debt 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 144 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 14 COMPUTATION OF DIRECT AND OVERLAPPING DEBT AS OF DECEMBER 31, 2010 Jurisdiction Net General Percentage Estimated Obligation Debt Applicable to Applicable to Outstanding Tukw ila Tukw ila Direct: City of Tukw ila $ 32,886,878 100.00% $ 32,886,878 Overlapping: King County King County Library Port of Seattle Tukw ila School District #406 Hospital District #1 Total Overlapping Debt: 1,140,426,000 131,901,411 335,500,000 28,246,703 37,255,000 1,673,329,114 Total Direct and Overlapping Debt: $ 1,706,215,992 Sources: King County Office of Finance King County Office of Assessments 1.40% 2.20% 1.40% 90.00% 5.00% 15,965,964 2,901,831 4,697,000 25,422,033 1,862,750 50,849,578 $ 83,736,456 100% 90% 80% 70% 60% 50% 40% 30% — 20% -I 10% 0% Direct and Overlapping Debt • City of Tukwila • King County • King County Library • Port of Seattle • Tukwila School District • Hospital District 145 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 15 LEGAL DEBT MARGIN INFORMATION LAST TEN FISCAL YEARS Page 1 of 2 2001 2002 2003 2004 2005 Debt Limit Total net debt applicable to limit Legal debt margin Total net debt applicable to the limit as a percentage of debt limit $ 250,803,432 $ 261,727,848 $ 16,154,156 15,457, 678 $ 234,649,276 $ 246,270,170 $ Assessed Value as of December 31, 2010 Debt Limit (7.5% of assessed value) Debt applicable to limit: General obligation bonds Other long -term debt Less: Amount set aside for repayment of general obligation debt and contracts payable Total net debt applicable to limit 6.44% 5.91% Legal debt margin Source: Tukwila Finance Department 146 253,806,804 $ 258,084,264 $ 270,791,907 26,358,988 24,866,638 23,407,761 227,447,816 $ 233,217,626 $ 247,384,146 10.39% $ 4, 809, 486, 786 360,711,509 29,950,150 2,976,912 32,927,062 (7,939) 32,919,123 $ 327,792,386 9.64% 8.64% CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION Page 2 of 2 2006 2007 2008 2009 2010 $ 296,095,014 $ 333,768,277 $ 388,178,248 $ 373,048,810 $ 360,711,509 24,494,996 23,188,240 21,881,765 28,291,920 32,919,123 $ 271, 600, 018 $ 310, 580, 037 $ 366, 296,483 $ 344, 756, 890 $ 327, 792, 386 8.27% 6.95% 5.64% 7.58% 9.13% 147 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 16A REVENUE BOND COVERAGE - WATER AND SEWER BONDS LAST TEN FISCAL YEARS Net Revenue Fiscal Gross Operating Available for Debt Average Annual Debt Service Requirements Times Year Revenue) Expenses(b) Service Principal Interest Total Coverages °> 2001 $ 6,944,496 $ 5,143,551 $ 1,800,945 $ 363,200 $ 148,711 $ 511,911 3.52 2002 7,108,468 5,808,561 1,299,907 358,214 139,047 497,261 2.61 2003 7,308,831 5,784,330 1,524,501 352,692 129,354 482,046 3.16 2004 7,746,252 5,876,411 1,869,841 345,000 119,647 464,647 4.02 2005 7,804,815 6,161,436 1,643,379 334,091 110,015 444,106 3.70 2006 8,052,850 6,418,607 1,634,243 285,162 116,973 402,135 4.06 2007 8,574,512 6,774,625 1,799,887 273,920 113,819 387,739 4.64 2008 8,854,566 6,099,295 2,755,271 271,337 105,850 377,187 7.30 2009 10,196,365 8,384,852 1,811,513 267,144 97,348 364,492 4.97 2010 9,833,857 8,196,277 1,637,580 261,612 88,884 350,496 4.67 Notes: (a) Includes operating and non - operating revenue.Excludes capital contributions. (b) Includes operating expenses and non - operating expenses exclusive of depreciation, amortization and interest charges. l0 Bond financing requirements are that the average annual coverage is at least 1.25 times the average annual debt service for Water and Sewer revenue bonds. Sources: Tukw ila Finance Department 8.00 6.00 Cove rage Ratio 4.00 2.00 Water and Sewer Revenue Bonds 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 148 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 16B REVENUE BOND COVERAGE - SURFACE WATER BONDS LAST FIVE FISCAL YEARS Net Revenue Fiscal Gross Operating Available for Debt Average Annual Debt Service Requirements Times Year Revenueea) Expenses(b) Service Principal Interest Total Coverage) 2006 $2,434,657 $ 1,185,799 $ 1,248,858 $ 18,171 $ 9,501 $ 27,672 45.13 2007 2,393,067 1,335,256 1,057,811 19,080 9,976 29,056 36.41 2008 2,765,320 1,133,871 1,631,449 19,453 9,614 29,067 56.13 2009 2,672,554 1,670,565 1,001,989 19,800 9,263 29,063 34.48 2010 3,141,153 1,833,245 1,307,908 20,153 8,902 29,055 45.01 Notes: (a) Includes operating and non - operating revenue. Excludes capital contributions. (b) Includes operating expenses and non - operating expenses exclusive of depreciation, amortization and interest charges. (c) Bond financing requirements are that the average annual coverage is at least 1.25 times the average annual debt service for Surface Water revenue bonds. No revenue bond coverage for surface water bonds prior to 2006. Source: Tukw ila Finance Department 100.00 80.00 Coverage 60.00 Ratio 40.00 20.00 Surface Water Revenue Bonds 2006 2007 2008 2009 2010 149 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 17 DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS Per Capita Number of Number of Tukw ila School Fiscal Personal Personal Single - Family Multi - Family District Unemployment Year Population Income 0) Income (b) Homes Units Enrollment Rate (') 2001 17,230 $ 43,734 $ 753,537 3,371 4,196 2,410 2002 17,270 44,153 762,522 3,433 4,196 2,474 2003 17,270 44,704 772,038 3,468 4,196 2,568 2004 17,240 49,533 853,949 3,732 4,107 2,628 2005 17,110 48,789 834,780 3,791 4,107 2,650 2006 17,930 52,655 944,104 3,838 4,107 2,698 2007 18,000 57,409 1,033,362 3,864 4,107 2,862 2008 18,080 58,141 1,051,189 3,884 4,107 2,769 2009 18,170 56,904 1,033,946 3,885 4,107 2,795 2010 19,107 ' "" 3,892 4,107 2,907 6.9% 8.3% 8.4% 7.0% 6.4% 5.7% 5.0% 5.9% 10.9% 11.7% Notes: (a) Per Capita Personal Income data shown is for King County. Specific data for City of Tukwila is not available. (b) Personal Income estimates are calculated by multiplying Tukwila population by the Per Capita Personal Income estimates for Tukwila and are based on a revised methodology that provides for more accuracy. See also Footnote (a). (c) Unemployment rates are listed and estimated using the census -share method. "' Data not available at time of publication. Sources: Tukw ila Panning Division, Department of Community Development State of Washington Office of Financial Management Washington State Employment Security Department Tukw ila School District #406 US Bureau of Economic Analysis Unemployment Rate 14.0% 12.0% 10.0% 8.0% 6.0% 4.0% 2.0% 0.0% 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 150 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 18 PRINCIPAL EMPLOYERS CURRENT YEAR AND NINE YEARS AGO Name of Company /Employer Product or Business 2010 Full & Percentage of Part -Time Total City Employment Employees 2001 Full & Percentage of Part -Time Total Gay Employment Employees Boeing Company Group Health Cooperative King County Metro Costco Wholesale Macy's Carlisle Interconnect Technologies Nordstrom, Inc. Boeing Employees Credit Union United Parcel Service J.C. Penney Sub -total - Major Employers All Other Employment Airplane company Data Ctr /Lab /Pharmacy /Mfg. Transit operating base Cash /carry Warehouse Department Store Wire /Cable Connectors Department Store Banking /Credit Union Postal Delivery Service Department Store 7,319 1,782 631 566 532 496 493 418 394 371 13,002 29,327 17.29% 4.21% 1.49% 1.34% 1.26% 1.17% 1.16% 0.99% 0.93% 0.88% 12,121 350 700 380 347 235 375 499 222 390 15,619 30,850 TOTAL EMPLOYMENT 42,329 46,469 Source: Tukw ila City Clerk's Office - Business Licenses 151 26.08% 0.75% 1.51% 0.82% 0.75% 0.5196 0.8196 1.07% 0.48% 0.84% CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 19 STAFFING LEVELS BY DEPARTMENT LAST TEN FISCAL YEARS 2001 2002 2003 2004 2005 2006 2007 2008 2009 1 2010 1 DEPARTM ENT Administrative Services (a) 22.25 21.75 21.75 21.75 22.75 23.75 26.75 19.75 Council 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 Mayor (b) 9.50 10.50 9.50 11.50 11.00 11.00 12.00 11.00 16.00 17.00 Human Resources e) - - - - - - 4.00 4.00 Finance 12.00 12.00 12.00 13.00 12.00 11.00 11.00 12.00 12.00 13.00 Recreation 23.75 17.75 20.50 20.25 22.00 22.50 23.50 23.50 22.50 20.75 Community Development 21.25 19.88 20.88 19.88 20.88 20.88 20.25 24.25 24.25 23.00 Court (a) - - - - - 9.75 8.75 Police 85.50 86.50 81.50 78.00 81.00 83.00 80.00 83.00 82.00 80.00 Fire 63.00 64.00 64.00 63.00 67.00 65.00 66.00 64.00 63.00 65.00 Information Technology (a) - - - - - - 7.00 8.00 8.00 Public Works 34.00 37.00 35.00 35.00 35.00 34.00 32.00 33.00 32.00 30.00 Parks 8.50 8.50 9.50 9.50 10.50 10.25 7.50 7.50 7.50 7.50 Street 9.00 9.00 10.00 11.00 11.00 10.00 11.00 12.00 12.00 11.00 Water 6.00 6.00 5.00 5.00 6.00 7.00 7.00 7.00 7.00 7.00 Sewer 3.00 3.00 3.00 3.00 3.00 3.00 3.00 2.00 2.00 1.00 Golf 9.50 9.50 9.50 9.50 9.50 9.25 9.25 9.75 9.75 10.00 Surface Water 6.00 5.00 5.00 5.00 7.00 7.00 7.00 8.00 8.00 7.00 Equipment Rental 4.00 4.00 4.00 4.00 4.00 5.00 4.00 5.00 5.00 5.00 TOTAL 324.25 321.38 318.13 316.38 329.63 329.63 327.25 335.75 331.75 325.00 Notes: Based on filled positions not budgeted positions. r) The departments for Human Resources, Court, City Clerk and Information Technology were previously reported under Administrative Services. 0) The department of City Clerk began reporting to the Mayor's department in 2009. Sources: Tukw ila Finance Department Public Works Information Technology Fire Staffing Levels by Department Surface Water Golf Sewer Water Street Parks Equipment Rental Council Mayor Human Resources Finance Recreation Police Community Development Court 152 2002 2004 2005 2008 2009 201f%I CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 20 OPERATING INDICATORS BY FUNCTION LAST TEN FISCAL YEARS 1 FUNCTION Police Number of Calls for Service Fire Number of Responses Total Fire Loss Total Inspections 30,671 30,106 31,000 30,032 32,922 33,686 33,985 35,816 33,095 32,889 3,865 4,100 4,250 4,229 4,710 4,921 4,673 4,824 4,654 4,574 $1,995,850 $485,765 $910,655 $910,655 $1,414,741 $2,982,265 $3,065,005 $2,300,685 $1,934,596 $1,655,571 5,866 4,516 5,549 5,855 5,482 4,705 4,845 6,787 6,787 (8 1,550 Parks and Recreation Class Participants 60,000 61,000 61,000 64,000 64,000 64,000 98,087 109,273 103,603 85,693 Community Ctr Admissions 43,600 35,500 30,800 35,150 33,750 34,850 90,141 117,533 134,183 134,275 Rounds of Golf Flayed 60,311 57,490 I'I 35,764 53,070 54,449 55,195 55,446 53,565 53,800 50,445 Pool Attendance `* ** 42,917 59,996 72,778 72,963 57,624 59,077 80,727 101,128 Street Niles 77 77 79 79 79 79 79 79 79 79 Hours Maintaining * 13,425 14,587 13,706 15,243 16,970 17,540 19,840 22,140 20,360 Signalized Intersections 59 59 61 61 61 61 63 63 59 59 Fours Maintaining * 6,388 6,855 6,445 9,054 7,642 7,540 7,540 6,700 6,925 Water Utility Services Total Customers 2,027 2,027 2,079 2,107 2,164 2,117 2,113 2,109 2,112 2,100 Total Gallons/Water(in thousands) 693,116 683,065 702,364 765,000 886,000 789,981 680,649 660,915 731,469 630,755 Sanitary Sewer Total Customers 1,622 1,622 1,671 1,698 1,710 1,720 1,718 1,684 1,694 1,699 Surface Water Total Customers 5,019 5,019 5,015 5,064 5,100 5,107 5,156 5,164 5,204 5,207 Licenses Business Licenses 2,159 2,247 2,262 2,292 2,286 2,354 2,350 2,523 2,422 2,454 Amusement Licenses 18 18 22 22 19 21 22 22 24 23 Permits Building Permits 415 401 353 364 430 422 425 423 265 290 Mechanical Permits 218 238 183 182 193 239 238 256 159 160 Electrical Permits WA WA WA WA WA WA 758 1,533 821 955 Flumbing Permits WA WA N/A N/A WA 192 306 264 145 163 Public Works Permits 134 114 83 97 112 144 136 154 131 138 Libraries Number of Libraries 2 2 2 3 3 3 3 3 3 2 Total Circulation 140,680 143,150 121,468 215,115 215,115 320,794 306,001 303,665 318,991 327,004 Notes: (el Construction of new clubhouse completed and opened in 2003. ml Due to information system and data program transitioning, this total does not include fire prevention staff inspections at this time as reported in prior years. * Information not available. ** Pool facilities acquired from King County in 2003. Sources: Tukw ila Departments, King County Library System 153 CITY OF TUKWILA: 2010 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 21 CAPITAL ASSETS BY FUNCTION LAST TEN FISCAL YEARS 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 FUNCTION General Government Total City Area (Square Miles) Public Safety Police: Number of Vehicle Units 8.6 8.6 8.6 8.6 8.6 8.6 8.6 8.6 9.7 9.7 57 63 59 63 64 64 64 67 70 76 Fire: Number of Fire Stations 4 4 4 4 4 4 4 4 4 4 Number of Engines /Rescue Trucks /Ladders 8 8 8 8 8 9 9 9 9 8 Number of Medical Aid Vehicles 2 2 2 2 2 2 2 2 2 2 Number of Hazardous Materials Trailer Units N/A N/A N/A N/A 1 1 2 2 2 2 Transportation Paved Streets (lane miles) 163 163 163 163 163 163 163 163 178 178 Sidewalks (miles) 54 54 54 54 54 54 54 54 56 56 Number of Traffic Signals 55 55 55 55 55 55 57 57 59 59 Number of Streetlights Owned by Seattle City Light 1,180 1,180 1,180 1,180 1,180 1,180 1,180 1,180 1,180 1,335 Number of Streetlights Ow ned by Puget Sound Energy 670 670 670 670 670 670 670 670 696 696 Culture and Recreation Parks Acreage (0 140 143 158 158 158 161 160 162 162 162 Number of Parks 12 13 15 15 15 16 18 18 18 18 Golf Course Acreage 67 67 67 67 67 67 67 67 67 67 Maintained Trails (miles) 11 11 11 11 11 11 11 11 15 15 Number of Playgrounds 11 11 13 13 13 13 13 13 11 11 Swimming Pool N/A N/A 1 1 1 1 1 1 1 1 Visitor Center 1 1 1 1 1 1 1 1 1 1 Community Center /Recreation Facilities 1 1 1 1 1 1 1 1 1 1 Number of Libraries 2 2 2 3 3 3 3 3 3 2 Water Water Distribution Mains (miles) 45 45 45 45 45 45 47 47 41 41 Maximum Daily Capacity (millions of gallons) 10 10 10 10 10 10 10 10 10 10 Number of Fire Hydrants (Ow ned by City of Tukw ila) 509 509 513 527 533 537 555 572 541 542 Vehicles 6 6 7 6 7 7 8 8 8 8 Sewer Sanitary Sewers (miles) 33 33 33 33 33 33 37 37 37 37 Maximum Daily Treatment Capacity (millions of gallons) 6.33 6.33 6.33 6.33 6.33 6.33 6.33 6.33 6.33 6.33 Vehicles 3 3 3 3 3 5 5 6 6 6 Surface Water Storm Drains (miles) (b) 57 57 58 59 60 62 67 67 69 69 Vehicles 4 4 4 5 5 4 4 4 4 4 Notes: (a) Reflects the correct reporting of data for Culture and Recreation - Parks Acreage for the years 2001 through 2006. Parks acreage previously reported included golf course acreage. (b) Reflects the correct reporting of data for Surface Water - Storm Drains (miles) for the years 2001 through 2006. Miles previously reported were incorrect data estimates. Sources: Various Departments-Tukw ila 154