Loading...
HomeMy WebLinkAboutFS 2013-11-05 COMPLETE AGENDA PACKETCity of Tukwila Finance and Safety Committee O Dennis Robertson, Chair O Verna Seal O De'Sean Quinn AGENDA Distribution: D. Robertson V. Seal D. Quinn K. Hougardy Mayor Haggerton D. Cline P. McCarthy C. O'Flaherty S. Kerslake K. Matej L. Humphrey M. Grisham C. Flores J. Pace V. Carlsen TUESDAY, NOVEMBER 5, 2013 — 5:30 PM CONFERENCE Room #3 (at east entrance of City Hall) Item Recommended Action Page 1. PRESENTATION(S) 2. BUSINESS AGENDA a. Accept grant from Washington State Military and a. Forward to 11/18 Consent Pg.1 Homeland Security for emergency management in the amount of $58,102.00. Agenda. Marty Grisham, Emergency Manager b. An Interlocal Agreement with the City of Kent for the b. Forward to 11/12 C.O.W. Pg.5 Regional Fire Training Consortium. and 11/18 Regular Mtg. Chris Flores, Acting Fire Chief c. An ordinance amending Tukwila Municipal Code c. Forward to 11/12 C.O.W. Pg.23 Section 2.68.026, setting the salary for the Municipal and 11/18 Regular Mtg. Court Judge. David Cline, City Administrator d. An ordinance amending the Revenue Generating d. Forward to 11/12 C.O.W. Pg.31 Regulatory License (RGRL) fee regarding rental housing. and 11/18 Regular Mtg. Jack Pace, Community Development Director e. Tax levy legislation: e. Forward to 11/12 C.O.W. Pg.37 (1) Levying general taxes for Public Hearing and (2) Tax levy increase discussion, and to 11/18 Vicky Carlsen, Deputy Finance Director Regular Mtg. f. Budget legislation: f. Forward to 11/12 C.O.W. (1) Capital Improvement Program (CIP) resolution for Public Hearing and Pg.45 (2) Budget amendment ordinance discussion, and to 12/2 Pg.75 Peggy McCarthy, Finance Director Regular Mtg. g. An ordinance (3 options) regarding the Ethics Code. g. Forward to 11/12 C.O.W. Pg.91 Shelley Kerslake, ay Attorney and 11/18 Regular Mtg. 3. ANNOUNCEMENTS 4. MISCELLANEOUS Next Scheduled Meeting: Tuesday, November 19, 2013 The City of Tukwila strives to accommodate those with disabilities. Please contact the City Clerk's Office at 206 - 433 -1800 (TukwilaCityClerk @TukwilaWA.gov) for assistance. City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Finance & Safety Committee FROM: Martin F. Grisham Emergency Manager DATE: October 10, 2013 SUBJECT: Emergency Management Performance Grant (EMPG) Acceptance ISSUE The City of Tukwila Emergency Management Division has been awarded an "Emergency Management Performance Grant" (EMPG) in the amount of $58,102.00. BACKGROUND This is the third year the city has been awarded this grant. The grant comes from the Washington State Military Department and US Department of Homeland Security. DISCUSSION • The grant is a 50/50 matching grant. We have met and exceeded the match. • The grant period runs from June 1, 2013 to August 31, 2014 • This is an annual grant that we apply for every year. • This grant award is approximately $24,000 less than last year, and will continue to decrease in 2014 and beyond. FINANCIAL IMPACT • The majority of this grant will be used to fund 50% of our CERT Coordinator /Public Educator, bringing the position to a FTE in 2014. • Rest of the grant will be used for equipment and supplies to support Emergency Management programs. RECOMMENDATION The Finance and Safety Committee is being asked to forward this item to the November 18, 2013 Regular Meeting Consent agenda. ATTACHMENTS "Face Sheet" of Washington State Military Department, Homeland Security Grant Agreement # E14 -122 1 2 Washington State Military Department ELAND SECURITY GRANT AGREEMENT FACE SHEET 1. Sub - grantee Name and Address: City of Tukwila 6200 Southcenter Blvd Tukwila, WA 98188 -2544 2. Grant Agreement Amount: $58,102 3. Grant Agreement Number: E14 -122 4. Sub - grantee Contact, phone /email: Martin Grisham, (206) 971 -8740 marty.grisham @tukwilawa.gov 5. Grant Agreement Start Date: June 1, 2013 6. Grant Agreement End Date: August 31, 2014 7. Department Program Manager, phone /email: Sierra Wardell, (253) 512 -7121 sierra.wardell @mil.wa.gov 8. Data Universal Numbering System (DUNS): 010207504 9. UBI # (state revenue): 179 - 000 -208 10. Funding Authority: Washington State Military Department (the "DEPARTMENT ") and the U.S. Department of Homeland Security (DHS) 11. Funding Source Agreement #: EMW- 2013 -EP- 00050 -S01 12. Program Index # & OBJ /SUB -OJ 733PT NZ 13. CFDA# & Title: 97.042 EMPG 14. TIN: 91- 6001519 15. Service Districts: (BY LEGISLATIVE DISTRICT): 11, 33, 37 (BY CONGRESSIONAL DISTRICT): 7, 9 16. Service Area by County(ies): King 17. Women /Minority- Certified ?: Owned, State X N/A • NO • YES, OMWBE # 18. Agreement Classification Services X Public /Local Gov't Other 19. Contract Type (check all that apply): X Grant (RCW 39.34) X Agreement • Personal Services • Client • Contract • Intergovernmental • Interagency • Collaborative Research • A/E • 20. Sub - Grantee Selection Process: X "To all who apply & qualify" Bidding 21. Sub - Grantee Type (check all that apply) Organization /Individual Organization /Jurisdiction X SUBRECIPIENT • Competitive • Private • For - Profit X Public • Sole Source • A/E RCW • N/A • Non - Profit • Filed w /OFM? • Advertised? • YES • NO • VENDOR • OTHER 22. PURPOSE: Provide U.S. Department of Homeland Security (DHS) Emergency Management Performance Grant (EMPG) funds to local jurisdictions and tribes with emergency management programs to support and enhance those programs as described in the Work Plan. IN WITNESS WHEREOF, the Department and Sub - Grantee acknowledge and accept the terms of this Grant Agreement, including all referenced Exhibits and Attachments which are hereby incorporated in and made a part hereof, and have executed this Grant Agreement as of the date and year written below. This Grant Agreement Face Sheet; Special Terms & Conditions (Exhibit A); General Terms and Conditions (Exhibit B); Work Plan (Exhibit C); Milestone Timeline (Exhibit D); Budget (Exhibit E); and all other documents, exhibits and attachments expressly referenced and incorporated herein contain all the terms and conditions agreed upon by the parties and govern the rights and obligations of the parties to this Grant Agreement. No other understandings, oral or otherwise, regarding the subject matter of this Grant Agreement shall be deemed to exist or to bind any of the parties hereto. In the event of an inconsistency in this Grant Agreement, unless otherwise provided herein, the inconsistency shall be resolved by giving precedence in the following order: 1. Applicable Federal and State Statutes and Regulations 2. Work Plan 3. Special Terms and Conditions 4. General Terms and Conditions, and, 5. Other provisions of the grant agreement incorporated by reference. WHEREAS, the parties hereto have executed this Grant Agreement on the day and year last specified below. FOR THE DEPARTMENT: FOR THE APPLICANT: Signature Dan Swisher, Chief Financial Officer Washington State Military Department BOILERPLATE APPROVED AS TO FORM: Brian E. Buchholz (signature on file) 9/16/2013 Assistant Attorney General Date Signature Date Jim Haggerton Mayor APPROVED AS TO FORM (if applicable): Applicant's Legal Review Date Form 10/27/00 kdb DHS - FEMA - EMPG -FFY 13 Page 1 of 28 City of Tukwila, E14 -122 3 4 City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Finance & Safety Committee FROM: Chris Flores, Acting Fire Chief DATE: October 28, 2013 SUBJECT: South King County Training Consortium, Interlocal Agreement ISSUE The Tukwila Fire Department seeks to enter into an Interlocal Agreement with the Kent Regional Fire Authority. This agreement pertains to the departmental relationship with the South King County Training Consortium for the purpose of defining the participation of the Tukwila Fire Department and of partnering and participating agencies, and which defines the funding /contribution level to be borne by the City of Tukwila. BACKGROUND The Tukwila Fire Department entered into the South King County Training Consortium in January of 2012. The relationship has proven to be extremely beneficial, and our department has gained much more than we could have possibly imagined or projected. It is important to note that through planning and execution, the consortium ensures that our members meet all applicable laws and standards associated with their job requirements. Previous to our participation, it would have been difficult to validate that same benchmark. Our original contribution was determined to be two .75 FTE's employees assigned to the consortium. Both of the Training Division Captains were reassigned, for the associated period and workload, to the Kent Regional Fire Authority Training Facility under the supervision of a KRFA Battalion Chief. While analyzing the first two years of our participation in the consortium the Kent Regional Fire Authority has determined that they had absorbed costs associated with the participation of our employees. They have proposed increasing the participation of both captains to .85 FTE, and have presented the case for a nominal charge to offset administrative and supply costs. DISCUSSION The Assistant City Attorney has reviewed the agreement and has indicated that the Interlocal Agreement is compliant and has recommended that it be moved forward for approval by the City Council. It is the opinion of the Tukwila Fire Administration that our participation in the consortium has affected some of the most positive changes in our organizational readiness than could be attributed to any single program or event in the past decade, and that our investment in this consortium has and will continue to help the department to meet goal four, that of being a high performing organization, of the city strategic plan. FINANCIAL IMPACT The Kent Regional Fire Authority has communicated a fee of $13,800.00. This fee will cover overhead and administrative costs that exceed our contribution of two .85 FTE's and whose calculated value totals $255,000.00, as demonstrated on the attached cover sheet. The formula for determining this calculation was applied to all participating agencies in a uniform manner. The agency cost to be contributed by the City of Tukwila can be charged to Account Number 000 11 522 400 49 00 within the confines of the 2014 budget, reference page 207 of the City of Tukwila 2013 -2014 Biennial Budget. 5 6 INFORMATIONAL MEMO Page 2 RECOMMENDATION The Council is being asked to approve the agreement, and consider this item at the November 12, 2013 Committee of the Whole meeting and subsequent November 18, 2013 Regular Meeting. ATTACHMENTS South King County Training Consortium (Interlocal Agreement) W:12013 Info Memos - Council \ILATraininginterlocal2014.doc SOUTH KING COUNTY FIRE TRAINING CONSORTIUM August 8, 2013 Chris Flores, Fire Chief Tukwila Fire Department 444 Andover Park East Tukwila, WA 98188 Dear Chief Flores: On behalf of the South King County Fire Training Consortium (SKCFTC), I want to thank you and your staff for participating in the Training Consortium in 2013. Your partnership is appreciated and recognized as a huge asset to the value and success of the Training Consortium. We have attached the South King County Fire Training Consortium Inter local Agreement (ILA) for approval. and signature by the Tukwila Fire Department. If there are legal questions relating to the ILA, please contract RFA Attorney Brian Snure at (206) 824-5630. The fiscal contribution by the Tukwila Fire Department to participate in the Training Consortium for 2014 as identified in the ILA Agreement breaks down as follows: 64 Members (Firefighters) • The credit given to jurisdictions for contribution of personnel is as follows: • .85 FTE - Captain $127,500 • .85 FTE - Captain $127,500 Total Contributions Credited $255,000 • Cost per Member $4,200 64 x $4,200 = $268,800 annual agency cost • Annual Agency Cost Contributions Credited Difference $268,800 $255,000 ($13,800) If the ILA is approved, the Tukwila Fire Department will pay the amount of $13,800 on or before February 1, 2014. If you would like someone from the Kent Fire Department RFA to attend the City Council meeting when you present the ILA, please let us know; we would be very open to assist in any way needed. 24523 116th Avenue SE, Kent, WA 98030 (253) 856-4330 7 8 South King County Training Consortium (Interlocal Agreement) This agreement is made and entered into by the Kent Fire Department Regional Fire Authority, "Kent RFA" and the undersigned municipal corporations, collectively referred to as "Agency" or "Agencies." RECITALS 1. This agreement is entered into in conformity with chapter 39.34 RCW, the Interlocal Cooperation Act. 2. The Agencies currently each maintain and operate their own fire departments to provide emergency responder services, including fire protection, fire suppression, and emergency medical services in their respective areas. 3. It is recognized that the Agencies have staffs that are performing similar tasks on a daily basis and that have varied talents, skills, and expertise; and by allowing the staff to coordinate and collaborate, the skills and abilities of the individuals could be used in a manner that increases the level and efficiency of training; 4. The Agencies desire to provide training at the highest possible level while managing the costs by eliminating duplication of effort and/or expenses where feasible and making the most effective use of combined resources; 5. The Agencies have concluded that collaboration based on equal participation would provide the highest level of training with the least duplication and cost and allow for the completion of functions not possible within current funding; AGREEMENT NOW, THEREFORE, in consideration of the mutual promises and benefits contained herein, it is agreed between the Agencies as follows: 1. Purpose and Scope of Agreement. The purpose and scope of this Agreement is to formally establish a Training Consortium to further implementation of joint training activities and operations. Each Agency shall retain full authority for and jurisdiction over fire protection, prevention and suppression, boundaries, elections, and budgets and all other matters not specifically addressed in this Agreement. 2. Governing Structure of Training Consortium 2.1. Administrative Board. (a) The Administrative Board shall be composed of the Fire Chief of each Agency to this Agreement. The Administrative Board shall be responsible for: (i) Overseeing administration of the fiscal arrangements as set forth in this Agreement ( "Fiscal Agent "); Training Consortium Interlocal Agreement —Page 1 9 (ii) Directing, guiding and overseeing the actions of the Operations Board. (iii) Implementing the recommendations of the Training Chief; and (iv) Communicating with the governing bodies of the Agencies to this Agreement. (b) The Administrative Board shall meet a minimum of twice per year. Each Chief shall have an equal vote on matters that come before the Administrative Board. Any decisions of the Administrative Board that involve the expenditure or obligation of an Agency's funds shall constitute a recommendation to the governing bodies of the Agencies and shall not be effective until the governing bodies of each Agency have approved such recommendation. 2.2. Operations Advisory Team "OAT" (a) The OAT shall be composed of the Consortium's Training Chief and the operations chiefs from each Agency to this Agreement. The OAT shall be responsible for: (i) Consulting and communicating with the Training Chief on matters involving Agency Operations. (ii) Work with the Training Chief to establish consistency in operations between the Agencies. (iii) Work with the Training Chief to insure the training curriculum is consistent with Agency operations. 2.3. Training Consortium Chief. (a) The Training Consortium Chief "Training Chief' shall be the Kent RFA Training Division Chief. The Training Chief shall be responsible for: (i) Recommending annual goals and objectives to the Administrative Board; (ii) Developing common operating guidelines for all Agencies; (iii) Developing common training programs, processes, and instructional materials for all Agencies (iv) Developing common training calendars for all Agencies; (v) Performing such other tasks as directed by the Administrative Board. (vi) Developing an annual Budget for the Training Consortium. (vii) Managing the Training Consortium on a day -to -day basis. 2.4. Firefighter Training Advisory Team "FTAT" (a) The FTAT shall be composed of firefighters and medics participating in the training consortium as appointed by the Training Chief in a manner that insures each Agency Training Consortium Interlocal Agreement —Page 2 10 is represented on the committee with representatives proportional to the number of the Agency's employees receiving training from the Consortium. The FTAT shall be responsible for: (i) Providing feedback and input to the Training Chief regarding the content of the training provided. (ii) Coordinate communications between the Training Chief and the employees receiving training from the Consortium 3. Joint Decision Making 3.1. This Agreement does not alter the current command structure and organizational responsibilities of any Agency. However, this Agreement will allow for joint decision - making by the Administrative Board to modify command structures and organization responsibilities relating to training within the Consortium. 3.2. Joint decision - making shall be exercised through the Administrative Board and shall apply only to those areas specifically identified by this Agreement. The Administrative Board shall make joint decisions using the following procedure. Joint decisions shall only be made at a meeting of the Administrative Board attended by all Agency representatives. Joint decisions shall be made by a simple majority vote. A Chief unable to attend a meeting may vote by proxy by either sending a designated representative or by notifying the Administrative Board of the Chief s vote via email or fax prior to the meeting or by providing a written proxy to another Chief attending the meeting. 4. Fiscal Arrangements 4.1. The Kent RFA shall be the entity that manages the finances of the Training Consortium as part of the Kent RFA's annual budget. 4.2. On or before August 1st of each year, the Administrative Board shall prepare an annual budget for the Consortium operations that identifies each Agencies personnel and financial responsibilities for the following year. The financial responsibilities will be based on a cost per member (based on having one FTE per 45 members) recommended by the Training Chief and approved by the Administrative Board using the following components. (a) FTE Cost. The cost of an FTE (regardless of rank) shall be based on the average fully burdened cost of a Kent RFA Battalion Chief, Captain and Firefighter. (b) Administrative Fee. An administrative fee of 13% of the FTE Cost designed to cover the Kent RFA's administrative costs in managing the Training Consortium including a portion of the cost of the Training Chief and necessary administrative staff support. (c) Supplies and Maintenance Fee. A supplies and maintenance fee of 13% of the FTE Cost designed to cover the Kent RFA's costs in purchasing consumable supplies and for maintaining the Kent RFA's training facilities and equipment. (d) Cost Per Member. FTE Cost +Administrative Fee + Supplies and Maintenance Fee /45 = Cost per Member. Training Consortium Interlocal Agreement —Page 3 11 (e) Cost per Non - Firefighter Member (Medic One) Eighty percent of Cost Per Member. (f) (g) Cost per Volunteer Member. Seventy percent of Cost Per Member. Annual Agency Cost. Cost per Member x Total Agency Members enrolled = Annual Agency Cost. Adjusted as necessary for Volunteer Members and Non - Firefighter Members (Medic One). (h) The Annual Agency Cost of each agency may be satisfied by contributions of personnel (at the FTE value established above), cash, property or other services as approved by the Administrative Board. 4.3. In the event the Administrative Board determines during the course of the year that additional expenditures or contributions from one or more participating Agencies are necessary, the Administrative Board shall make a recommendation/request to the appropriate Agency. 4.4. In the event an Agency satisfies its Annual Agency Cost with a cash payment, the full value of such cash payment shall be made to the Kent RFA on or before February 1St of each year. In the event an Agency that provides personnel or equipment is entitled to receive a cash payment in return, the Training Consortium shall make such cash payment to the Agency on or before February 1st of each year. 5. Resources: This Agreement allows for the collaborative acquisition, use, and management of property, equipment, or monies "Resources." Prior to commingling any Resources under this Agreement, all equipment and property with a value of more than $1,000.00 used in the performance of this Agreement shall be appropriately marked and inventoried by the contributing Agency. Ownership of Resources shall remain with the Agency that purchases or provides the Resource. Jointly owned resources, if any, may be purchased pursuant to a separate agreement by the Agencies, and shall be listed in EXHIBIT A to this Agreement "Joint Resources." The ownership and distribution of jointly owned resources shall be governed by the following paragraphs 5.1. The ownership of Joint Resources acquired after the execution of this agreement shall be documented on Exhibit A. Such Joint Resources shall be owned by the Agencies to this agreement in proportion to the financial and in -kind contribution of each Agency in the year of acquisition of such Resources "Ownership Share." 5.2. If this agreement is terminated as to all Agencies the depreciated value of the Joint Resources acquired under the terms of this agreement shall be divided in accordance with the Ownership Shares. 5.3. In the event an Agency withdraws from this Agreement, such Agency shall forfeit such Agency's Ownership Share in the Joint Resources. Training Consortium Interlocal Agreement —Page 4 12 6. Personnel. Each Agency shall cooperate with the Administrative Board and shall allow its employees and volunteers "Training Personnel" to perform the functions as assigned by the Training Chief exercising authority under this Agreement. 6.1. The Training Chief shall have the authority to determine the working location and conditions for Training Personnel when assigned to the Training Division. Through the joint decision making process as defined herein, the Agencies may be asked to fill positions or roles not currently staffed within any of the Agencies. Such assignments, if they do not create additional financial responsibilities or litigation impacts for an Agency, shall be controlled by the Administrative Board and shall not require further approval by any Agency. 6.2. Each Agency shall remain as the employer of its own Training Personnel and shall be responsible for establishing and paying Training Personnel compensation and benefits. The Administrative Board shall make recommendations and shall work with the various Agencies and bargaining units to develop uniformity in wages, benefits and working conditions. 6.3. It is understood by the Agencies that the services provided by Training Personnel pursuant to this Agreement will mutually benefit each Agency in proportion to the benefits received by that Agency. 6.4. The Administrative Board shall establish the chain of command for Training Personnel under this Agreement. However, the responsibility for hiring, evaluating, firing and disciplining Training Personnel shall remain with the employing Agency. An employing Agency may seek input from the Administrative Board in hiring, evaluating, firing or disciplining Training Personnel, but such guidance shall be optional and nonbinding on the Agency seeking guidance. 6.5. Training Personnel filling shared functional position will be provided an explanation of roles, responsibilities, duties and expectations of the shared position prepared by the Training Chief. 6.6. To the extent this Agreement would result in any personnel changes that affect the wages, benefits or working conditions of any represented employees, the Training Chief shall assist the governing body of the affected employing Agencies and the affected bargaining units to address such impacts prior to the implementation of the change. 7. Training Division Chief 7.1. The Kent RFA agrees to hire and staff the Training Consortium Chief position. The Agencies intend that the Kent RFA Training Division Chief will serve as the Training Consortium Chief as contemplated by this Agreement. In recognition of this understanding the parties agree to work cooperatively in accordance with the following provisions to assist Kent RFA in maintaining its Training Division Chief position. (a) Kent RFA shall be the employer of the Training Chief Accordingly, Kent RFA shall be solely responsible for all matters related to the Training Chiefs human resource management, performance appraisals, employee relations, work related practices, Training Consortium Interlocal Agreement —Page 5 13 performance effectiveness and responsiveness, conformance with Consortium expectations, and discipline. (b) Kent RFA shall be solely responsible for the salary and benefits of its Training Division Chief and the Training Division Chief shall be considered "Training Personnel" pursuant to Paragraph 6 of this Agreement. 8. Insurance 8.1. The Agencies shall each provide and maintain - suitable commercial general liability and auto liability insurance policies to protect it from casualty losses by reason of the activities contemplated by this Agreement. The limits of liability for each coverage shall be at least $5,000,000 each occurrence. Each Agency shall provide the other with a Certificate of Liability Insurance or Evidence of Coverage, provided that any Agency that is self - insured will provide a letter of self - insurance as evidence of coverage. 9. Indemnification 9.1. Each Agency shall be responsible for the wrongful or negligent actions of its employees while participating in this Agreement as their respective liability shall appear under the laws of the State of Washington and/or Federal Law and this Agreement is not intended to diminish or expand such liability. Each Agency shall execute all necessary facility use agreements, liability waivers or other releases required by third party owners /operators for the use of any training facilities by the Consortium and the Agency's employees. 9.2. To that end, each Agency promises to indemnify, defend and hold harmless all the other Agencies from any loss, claim or liability arising from or out of the negligent tortious actions or inactions of its employees, officers and officials. Such liability shall be apportioned among the Agencies or other at fault persons or entities in accordance with the laws of the State of Washington. Each agency shall be solely responsible for its own attorney fees and any litigation related costs. 9.3. Nothing herein shall be interpreted to: (a) Waive any defense arising out of RCW Title 51, provided; however, each Agency agrees that its obligations under this provision extend to any claim demand, and/or cause of action brought by or on behalf of any of its employees or agents. The foregoing indemnity is specifically and expressly intended to constitute a waiver of each Agency's immunity under Washington's Industrial Insurance Act, RCW Title 51, as respects to the other Agencies only, and only to the extent necessary to provide each Agency with a full and complete indemnity of claims made by the other Agency's employees. The Agencies acknowledge that these provisions were specifically negotiated and agreed upon by them. (b) Limit the ability of a participant to exercise any right, defense, or remedy which an Agency may have with respect to third party Agencies or the officer(s) whose action or inaction give rise to loss, claim or liability including but not limited to an assertion that the employee was acting beyond the scope of his or her employment. Training Consortium Interlocal Agreement —Page 6 14 (c) Cover or require indemnification or payment of any judgment against any individual or Agency for intentionally wrongful conduct outside the scope of employment of any individual or for any judgment for punitive damages against any individual or Agency. Payment of punitive damage awards, fines or sanctions shall be the sole responsibility of the individual against whom said judgment is rendered and/or his or her employer, should that employer elect to make said payment voluntarily. This agreement does not require indemnification of any punitive damage awards or for any order imposing fines or sanctions. 10. Dispute Resolution. 10.1. Prior to any other action, the Administrative Board shall meet and attempt to negotiate a resolution to such dispute. 10.2. If the parties are unable to resolve the dispute through negotiation, any party may demand mediation through a process to be mutually agreed to in good faith between the parties within 30 days. The parties shall share equally the costs of mediation and shall be responsible for their own costs in preparation and participation in the mediation, including expert witness fees and reasonable attorney's fees. 10.3. If a mediation process cannot be agreed upon or if the mediation fails to resolve the dispute then, within 30 calendar days, any party may submit the matter to binding arbitration according to the procedures of the Superior Court Rules for Mandatory Arbitration, including the Local Mandatory Arbitration Rules of the King County Superior Court, King County, Washington, as amended, unless the parties agree in writing to an alternative dispute resolution process. The arbitration shall be before a disinterested arbitrator with both parties sharing equally in the cost of the arbitrator. The location of the arbitration shall be mutually agreed or established by the assigned Arbitrator, and the laws of Washington will govern its proceedings. Each party shall be responsible for its own costs in preparing for and participating in the arbitration, including expert witness fees and reasonable attorney's fees. 10.4. Unless otherwise agreed in writing, this dispute resolution process shall be the sole, exclusive and final remedy to or for any party for any dispute regarding this Agreement, and its interpretation, application or breach, regardless of whether the dispute is based in contract, tort, any violation of federal law, state statute or local ordinance or for any breach of administrative rule or regulation and regardless of the amount or type of relief demanded. 11. Term of Agreement 11.1. In the event any Agency shall desire to renegotiate any of the provisions of this agreement, such Agency shall give one -year advance written notice to the other Agencies. The written notice shall specify the provision to be negotiated and the requested change. Such requests to renegotiate shall not be considered a notice of termination. 11.2. This agreement shall be effective on January 1, 2014 and shall continue for a term of three (3) years. It shall be renewed automatically thereafter for successive one- year terms. Training Consortium Interlocal Agreement —Page 7 15 12. Termination/Withdrawal 12.1. Any Agency may withdraw from this agreement at the end of the initial term or at the end of any one -year term by filing within the others a notice of termination by December 31st of the preceding year. In the event an Agency terminates its participation under this paragraph but the remaining Agencies continue the Agreement, the Agency that terminated its participation shall be considered a withdrawing Agency that is not entitled to any refund of its prior contributions or its share of any Jointly Owned Resource 12.2. This agreement may be terminated by consensus of a majority of the Agencies, effective the end of any calendar year, upon giving written notice thereof to the other Agencies by July 1 of the preceding year. In the event of a termination under this paragraph any Joint Resources shall be allocated among the parties in the manner specified in Paragraph 5. 12.3. If an Agency consolidates with another municipal or local government entity through merger, annexation, or through the creation of a Regional Fire Protection Authority, the consolidated entity shall become an Agency to this Agreement and a successor in interest to the Agency's interest on the effective date of the consolidation without any action by the remaining Agencies, unless otherwise required. 13. Additional Agencies. 13.1. Additional Agencies may join the South King County Training Consortium when approved by a majority vote of the Administrative Board and upon approval and execution of this Interlocal Agreement. 13.2. The Kent RFA may authorize one year "Associate Agency" Interlocal Agreements with municipal corporations for one year trial participation in the South King County Training Consortium. Such Associate Agencies shall be required to agree to the indemnification, insurance and personnel provisions of this Agreement and to contribute financially in accordance with the financial terms in Paragraph 4 but shall have interest in joint resources and no administrative or decision making authority. 14. Miscellaneous 14.1. Notices. All communications regarding this Agreement shall be sent to the parties at the addresses listed on the signature page of the Agreement, unless notified to the contrary. Any written notice hereunder shall become effective upon personal service or three (3) business days after the date of mailing by registered or certified mail, and shall be deemed sufficiently given if sent to the addressee at the address stated in this Agreement or such other address as may be hereafter specified in writing. 14.2. Benefits. This agreement is entered into for the benefit of the Agencies to this agreement only and shall confer no benefits, direct or implied, on any third persons. 14.3. Severability. If any provision of this agreement or its application is held invalid, the remainder of this agreement shall not be affected. 14.4. Amendments. This Agreement represents the entire agreement of the Agencies regarding the subjects addressed herein. Amendments to this Agreement may be proposed by the Training Consortium Interlocal Agreement —Page 8 16 Administrative Board or by any Agency to the Agreement. To become binding, Amendments must be made in writing and must be recommended for approval by the Administrative Board and approved by the unanimous consent of the Agencies to the Agreement. The Agencies agree, in the event that changes in federal or state law or changes in the boundaries of any or all Agencies that effect the performance of any Agency, to enter into good faith negotiations to insure continuation of the operations. 15. Execution. 15.1. This Agreement may be executed in any number of counterparts, each of which shall constitute an original, and all of which will together constitute this one Agreement. IN WITNESS WHEREFORE, the Agencies by the signatures of their authorized representatives have executed this agreement effective upon the date of signatures. SIGNATURE PAGES FOLLOW Training Consortium Interlocal Agreement —Page 9 17 KENT FIRE DEPARTMENT CITY OF TUKWILA REGIONAL FIRE AUTHORITY By: By: DATE: DATE: ATTEST: City Clerk APPROVED AS TO FORM: APPROVED AS TO FORM: Brian Snure, Attorney for RFA City Attorney NOTICES TO BE SENT TO: NOTICES TO BE SENT TO: gQ c-l-e.‘ Fire Chief 24611 116th Ave. S.E. Kent, WA 98030 18 f c� S Cest,ir Eta AJA 'I0 8-V Training Consortium Interlocal Agreement —Page 10 KING COUNTY FIRE PROTECTION NORTH HIGHLINE FIRE DISTRICT DISTRICT NO. 2 By: By: DATE: DATE: APPROVED AS TO FORM: APPROVED AS TO FORM: Brian Snure Attorney for District Attorney For District NOTICES TO BE SENT TO: NOTICES TO BE SENT TO: Training Consortium Interlocal Agreement —Page 11 19 KING COUNTY FIRE PROTECTION MAPLE VALLEY FIRE & RESCUE DISTRICT NO. 20 By: By: DATE: DATE: APPROVED AS TO FORM: APPROVED AS TO FORM: Attorney for District Attorney For District NOTICES TO BE SENT TO: NOTICES TO BE SENT TO: 20 Training Consortium Interlocal Agreement —Page 12 KING COUNTY MEDIC ONE By: DATE: APPROVED AS TO FORM: Attorney for King County Medic One NOTICES TO BE SENT TO: Training Consortium Interlocal Agreement —Page 13 21 EXHIBIT A JOINTLY OWNED RESOURCES Training Consortium Interlocal Agreement —Page 14 22 City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM TO: FINANCE AND SAFETY COMMITTEE FROM: Mayor Haggerton David Cline, City Administrator DATE: October 31, 2013 SUBJECT: Reappointment of Municipal Court Judge ISSUE The term of office for Judge Kimberly Walden will expire at the end of this year and it is my intent to appoint her for an additional 4 -year term commencing January 1, 2014. The Tukwila Municipal Code (TMC) 2.68.025 and the Revised Code of Washington (RCW) stipulate that the judge's salary shall be fixed by ordinance. BACKGROUND Judge Walden was first appointed to the Tukwila Municipal Court in 2003 to fill the unexpired term of Judge Peter Lukevich. Upon expiration of that term she was reappointed and has served Tukwila since March, 2003. DISCUSSION Judge Walden has served admirably since her appointment to the Tukwila Municipal Court. Under her direction the Court continues to be a professionally run organization implementing several innovative programs including the Jail Alternatives Program, a proactive Probation Division and several cost - cutting and efficiency producing procedures. An ordinance fixing the judge's salary is attached for your review. We propose to increase the Judge's position from a .75 FTE to a .85 FTE, an additional 4 hours per week. We also propose that we calculate Judge Walden's salary at .85 of the salary set for District Court Judges in the Salary Schedule adopted by the Washington Citizens' Commission on Salaries for Elected Officials adopted on an annual basis. Holidays and Healthcare /Dental benefits would also be prorated at 85 %. RECOMMENDATION The Council is being asked to consider this item at the November 12, 2013 Committee of the Whole meeting and the subsequent November 18, 2013 Regular meeting. ATTACHMENTS Ordinance in draft form with attachments 23 24 DRFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2261, AS CODIFIED AT TUKWILA MUNICIPAL CODE SECTION 2.68.026, REGARDING THE SETTING OF SALARY FOR THE MUNICIPAL COURT JUDGE; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City requires the services of a Municipal Court Judge who is appointed to a four -year term; and WHEREAS, the current Municipal Court Judge will be reappointed to a term commencing January 1, 2014, under the contract for Municipal Court Judge services attached hereto as Exhibit A; and WHEREAS, pursuant to RCW 3.50.080, the salary of the Municipal Court Judge shall be fixed by ordinance; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Ordinance Amended. Ordinance No. 2261 §2, as codified at Tukwila Municipal Code Section 2.68.026, is hereby amended to read as follows: 2.68.026 Municipal Judge Salary. The salary of the Municipal Court Judge shall be fixed by ordinance and set at the rate City Council of 85% of the District Court Judges Salary as set by the Salary Schedule adopted by the Washington Citizens' Commission on Salaries for Elected Officials on an annual basis. • Section 2. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. W: Word Processing \Ordinances\Municipal Judge Salary amended strike -thru 10 -31 -13 RT:bjs Page 1 of 2 25 Section 3. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 4. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force on January 1, 2014. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Shelley M. Kerslake, City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Exhibit A: Contract for Municipal Court Judge services W: Word Processing \Ordinances\Municipal Judge Salary amended strike -thru 10 -31 -13 RT:bjs 26 Page 2 of 2 Exhibit A MEMORANDUM OF UNDERSTANDING TO: Honorable Kimberly Walden, Municipal Court Judge FROM: Jim Haggerton, Mayor DATE: November 18, 2013 RE: Terms of Re- Appointment as Tukwila Municipal Court Judge This Memorandum of Understanding will re- confirm your appointment as the Municipal Court Judge for the City of Tukwila. This appointment covers the period from January 1, 2014 through December 31, 2017 and is pursuant to judicial and legal mandates governing such appointments (RCW 3.50.040 and TMC 2.68). The following wages and benefits are provided to you effective January 1, 2014, during the term of your appointment: WAGE: Salary set at 85% of the District Court Judges Salary as set in the Salary Schedule adopted by the Washington Citizens' Commission on Salaries for Elected Officials on an annual basis. The current schedule, adopted on May 22, 2013 is attached hereto. All taxes, social security and related deductions shall be made from your wages. BENEFITS: General Leave: You are entitled to accrue a general leave bank to use for sick leave and /or vacation, as you deem appropriate. This general leave shall accrue at the rate of 12 hours per month to a maximum accrual of 96 hours. Any hours over 96 that are not used are defaulted back to the City. Upon the ending of your appointment, any leave hours, up to a maximum of 96 hours will be paid off at the rate of $70.00 per hour. Holidays: You shall be entitled to the same holidays as the Non - Represented employee group, paid at a prorated rate of 85% commensurate with your hours on the bench. Healthcare /Dental: You have the option of participating in the City of Tukwila Medical /Dental self- insured plan, Group Health Cooperative or waiving this benefit. The City will pay 85% of the premium for you and your dependents. Payments by you will be a minimum of 15% and may be higher if the GHC plan is selected and premiums are higher than the City's self- insured plan. Your share of the premium will be made by payroll deduction. Please sign the attached Personnel Action Form (PAF) and the bottom of this memorandum to indicate agreement. Agreed to this day of November, 2013. Jim Haggerton, Mayor Kimberly Walden, Judge 27 28 2013 and 2014 Salary Schedule Adopted May 22, 2013 Executive Branch 166,891 166,891 93,948 97,000 116,950 116,950 116,950 125,000 116,950 116,950 151,718 151,718 116,950 116,950 121,618 124,050 Governor Lieutenant Governor Secretary of State Treasurer Auditor Attorney General Insurance Commissioner Supt. of Public Instruction Commissioner of Public Lands Supreme Court Justices Court of Appeals Judges Superior Court Judges District Court Judges Legislator Speaker of the House Senate Majority Leader House Minority Leader Senate Minority Leader 121,618 124,050 Judicial Branch 164,221 167,505 156,328 159,455 148,832 151,809 141,710 144,544 Legislative Branch 42,106 50,106 50,106 46,106 46,106 42,106 50,106 50,106 46,106 46,106 (479 total positions for whom we set salaries.) 166,891 97,000 116,950 125,000 116,950 151,718 116,950 127,772 124,050 172,531 164,238 156,363 148,881 42,106 50,106 50,106 46,106 46,106 The Final salary schedule was adopted at a public meeting on May 22, 2013. 29 30 City of Tukwila T{]: Jim Haggerton, Mayor INFORMATIONAL V��U�^�������U� uu�u ����n�nu�mu nx��x�m�uu~ x�uu~x�u��n���u�����o�n Mayor Haggerton Finance and Safety Committee FROM: Community Development Finance Department DATE: October 16, 2013 SUBJECT: Revenue Generating Regulatory License (RGRL) fee on Residential Rental Business Licenses ISSUE F7eviG8TK4C 5.04.02 to exempt residential rental properties with 1-4 units from the Revenue Generating Regulatory License (RGRL) fee; eliminate the existing RGRL exemption applicable to residential rental properties with gross annual receipts of Iess than $12.000. BACKGROUND In 3010. the City Clerk's Office processed and issued all business licenses. Residential rental property owners were required to have a business Iicense if they had five or more rental units. No RGRL fees were assessed at that time. In 2011. business licensing was transferred to the Finance Department and the RGRL was adopted as a new fee, the RGRL fee was assessed to all businesses licenses including residential rental business licenses regardless of how many units there were. In general, the RGRL fee is based on a calculation of employee hours worked with a minimum fee of $55. However, a residential rental property with less than $1 2,000 of annual gross receipts was exempted from the RGRL fee. The Code Enforcement Staff administers the residential rental license program, and the RGRL fee as it pertains to the residential rental licenses. As of January 1, 2011. an applicant was subject to a base license fee of either $50 or $100 depending on the # units in the property plus the RGRL fee based DO full-time equivalent employees. If gross annual revenue is $12.000 or more the RGRL fee of $0.034896 x annual FTE hours must be calculated and paid. This dual fee structure creates confusion to the applicant and requires staff explanation of the RGRL fee and time to address inquiries on how to calculate the amount due. AdditiVno||y, because of the complexity and time required, verification of eligibility for the $12'000 gross receipt exemption has not been undertaken. Of the 050 rental properties on record in 2012. 60Y6 or 393 claimed the exemption and paid no RGRL fee. DISCUSSION Changing the RGRL fee exemption from those residential rental properties with gross receipts of less than $12,000 to those residential rental properties with 1-4 units would reduce the Code Enforcement administrative efforts required to explain and follow-up on the fee and will also provide an exemption criterion that is easier to verify. A precedence was set before the RGRL fee was established whereby residential properties of 1-4 units were not treated as businesses. Of the 650 residential rental units on record in 2012, 590 units would fall underthis exemption. INFORMATIONAL MEMO Page 2 # of Units Count of Properties FEES Total License RGRL Inspection 1 510 $ 36,113 $ 25,400 $ 7,920 $ 2,800 2 17 1,650 850 660 140 3 21 3,020 1,050 990 980 4 42 4,410 2,100 1,925 385 Sub -total 590 45,193 29,400 11,495 4,305 5+ 60 11,980 6,000 4,895 1,085 TOTAL 650 $ 57,173 $ 35,400 $ 16,390 $ 5,390 Of the 590 properties with 1 -4 units, 387 or 66% claimed exemption to the RGRL fee and 198 or 34% paid the minimum RGRL fee of $55. FINANCIAL IMPACT Based on the 2012 results, an exemption of properties with 1 -4 units from the RGRL fee would reduce annual RGRL fee revenue by approximately $11,495. RECOMMENDATION Staff recommends omitting the RGRL fee on 1 -4 units and continuing to collect the RGRL fee on 5 or more units. This would reduce code enforcement staff time needed to explain the fee and assist with calculations and free up time to focus on the program's intent to protect the public health, safety and welfare, and proper maintenance of rental housing. The Council is being asked to approve the ordinance and consider this item at the November 12, 2013 Committee of the Whole meeting and subsequent November 18, 2013 Regular Meeting. ATTACHMENTS Ordinance in draft form 32 DR FT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING VARIOUS ORDINANCES, AS CODIFIED AT TUKWILA MUNICIPAL CODE SECTION 5.04.020, "APPLICATION AND FEES REQUIRED," TO AMEND THE FEE STRUCTURE ON RESIDENTIAL RENTAL BUSINESS LICENSES; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City desires to eliminate the Revenue Generating Regulatory License (RGRL) fee on residential rental business licenses for properties with fewer than five units; and WHEREAS, this policy change would reduce the administrative time spent managing the fee structure for residential rental business licensing and allow more time for the inspection component of the program; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. TMC Section 5.04.020 Amended. Ordinance Nos. 2381 §3, 2356 §2, 2333 §3 and 2315 §1 (part), as codified at Tukwila Municipal Code (TMC) Section 5.04.020, "Application and fees required," are hereby amended to read as follows: 5.04.020 Application and fees required A. Application Required. Any person desiring to establish or conduct any business enterprise or undertaking within the corporate limits of the City shall first apply to the Finance Department for a license to conduct such business. The application shall be upon a form furnished by the Finance Department on which the applicant shall state the company name and address; the nature of the business activity or activities in which he desires to engage; the place where the business will be conducted; the number of employees, whether full or part-time, on the payroll as of January 1, or, if a new business, the number to be employed on the opening date; the Washington State Unified Business Identifier (UBI) number; and other information pertaining to the business as required by the City. Owners of residential rental property are not subject W: Word Processing \Ordinances \Business license fee amended for Residental Rental strike -thru 10 -4 -13 CW:bjs Page 1 of 4 33 to the application requirements in this chapter but shall adhere to the application requirements in TMC Chapter 5.06. B. Fee - General. 1. The application must be accompanied by payment for the amount of the license fee. The license fee for the annual license issued under this chapter shall be $67.00 per full -time equivalent (FTE) employee, which consistsing of a $12.00 per FTE business license fee plus a $55.00 per FTE Revenue Generating Regulatory License (RGRL) fee. The annual license fee shall be calculated by multiplying the number of full -time equivalent employees that worked in Tukwila during the previous calendar year by the license fee. 2. For owners of residential rental properties with 5 or more units, the annual license fee shall be calculated by combining the total amounts from: a. Multiplying the number of full -time equivalent employees that worked in Tukwila during the previous calendar year by the RGRL fee, and, - b. The annual Residential Rental Business fee shall include a License fee as set forth in TMC Chapter Section 5.06.040. 3. It will be the responsibility of the business or residential rental property owner to determine the total number of FTE employees and, if required, demonstrate to the satisfaction of the Finance Director or his /her designee that the calculation and information is -are accurate. Employers without a full year of operating history shall estimate the number of FTE employees that will be employed in a 12 -month period. C. Minimum Fee. There shall be a minimum fee for an annual license of $67.00, which consistsing of a $12.00 business license fee and a $55.00 RGRL fee, except for an entity defined in TMC Section 5.04.090. 1. A business with less than $12,000.00 of annual gross receipts shall pay the minimum license fee. 2. A residential rental property with less than $12,000.00 of annual gross rcceipts fewer than 5 units shall be exempt from the RGRL fee, but shall be subject to the Residential Rental Business License fee requirements as set forth in TMC Section 5.06.040. 23. An entity engaging in some activities or functions that are exempt from the combined business license fee and some that are not exempt shall pay a license fee based on the number of full -time equivalent employees involved in the functions or activities that are not exempt. 3'1. An individual person operating more than one business as sole proprietorship or owning more than one residential rental property within the corporate limits of the City shall pay only one RGRL fee, at an amount equal to the highest RGRL fee for any one of the multiple businesses, if not otherwise exempt from paying the license fee pursuant to this chapter. TMC Section 5.04.020.C.34 shall not apply if any W: Word Processing \Ordinances \Business license fee amended for Residental Rental strike -thru 10 -4 -13 CW:bjs 34 Page 2 of 4 one of the businesses or properties owned by the sole proprietor has three or more full - time equivalent employees. 45. If a business has more than one location in Tukwila, the license fee calculation shall include at least the minimum fee for each location. 56. The license fee for a business required to be licensed under this chapter and not located within the City's corporate limits shall be calculated by multiplying the license fee by the number of FTE employees working within the City, but in no event shall the license fee be less than the minimum license fee set forth in this chapter. If the number of FTE employees is not known at the time of renewal, the business shall estimate the maximum number of FTE employees they anticipate working in Tukwila for the 12 -month period subject to licensure. 67. Businesses doing business in the City that have no employees physically working within the City shall pay the minimum fee required under this chapter. 78. Businesses or organizations eligible for a temporary business license pursuant to TMC Section 5.04.010 will be required to pay the minimum $67.00 business license fee unless the applicant is participating at a City- sponsored event or as part of an event held at the Tukwila Community Center. If an applicant is participating at a City- sponsored event or as part of an event held at the Tukwila Community Center, they will be required to complete all application requirements and approvals required by the City's Parks and Recreation Department. D. New Businesses. The license fee for a new business shall be based on the estimated number of FTE employees that will work in Tukwila for a 12 -month period. If, during the license year, the City determines the actual number of employees is significantly different than estimated, the amount of the license fee will be recalculated for the new business. If the revised annual license fee is higher, the business must pay the difference within 30 days after notification is sent by the City. E. Over - Reporting Number of Employees. A business may request that the City refund the license fee overpaid on the basis that the business miscounted the number of FTE employees by an error factor of more than 15 %. The request must be in writing and the City must receive the request and all supporting documentation no later than 60 days after the end of the calendar year in which the error was made. If the City is satisfied the licensee paid an excess business license fee, the City will refund the excess license fee paid by the licensee. F. Under - Reporting of Employees. If the City determines the number of employees was under - reported at the time of application or renewal by an error factor of more than 15 %, the business shall pay the balance of the applicable license fee together with a penalty of 20% of such balance due. The business shall also reimburse the City for any accounting, legal, or administrative expenses incurred by the City in determining the under - reporting or in collecting the additional amounts. The Finance Director shall mail written notice of the amount to be paid and the business shall pay said amount to the City within 30 days of the date written notice is mailed by the City. If W: Word Processing \Ordinances \Business license fee amended for Residental Rental strike -thru 10 -4 -13 CW:bjs Page 3 of 4 35 the City does not receive timely payment, an additional penalty shall be added, applying the schedule for late payments in this chapter. G. Payment by Draft or Check. Payment made by draft or check shall not be deemed a payment of the license fee unless and until the same has been honored in the usual course of business, nor shall acceptance of any such check or draft operate as a quittance or discharge of the fee unless and until the check or draft is honored. Any person who submits a license fee payment by check to the City pursuant to the provisions of this chapter shall be assessed an NSF fee set by the Finance Director if the check is returned unpaid by a bank or other financial institution for insufficient funds in the account or for any other reason. Section 2. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. Section 3. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 4. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: W: Word Processing \Ordinances \Business license fee amended for Residental Rental strike -thru 10 -4 -13 CW:bjs 36 Page 4 of 4 TO: Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Peggy McCarthy, Finance Director BY: Vicky Carlsen, Deputy Finance Director DATE: 10/30/13 SUBJECT: 2014 Property Tax Levy ISSUE Approval of ordinances increasing the regular levy from the previous year and adopting the general property tax levy for 2014 by November 29, 2013. BACKGROUND A Public Hearing for adoption of the 2014 property tax levy is required by RCW 84.55.120. The Hearing is scheduled for November 12, 2013. The City was notified on October 15, 2013 that the assessed value for Tukwila for 2014 is projected to be $4,707,092,379. The allowable levy projected by King County and documented on the Preliminary Levy Limit Worksheet -2014 Tax Roll is $14,043,979 representing the maximum 1% increase allowed by law. DISCUSSION Levy Amount The assessed value and the allowable levy are subject to change until final levy rate determination. A levy amount of $14,100,000 will be used for the ordinance. If the final allowable levy is less than the ordinance amount, King County Department of Assessments will adjust the ordinance amount to the final allowable levy amount and no further action by the Council will be required. If the final allowable levy is more than the ordinance amount, a revised ordinance will be presented to Council at the Regular Meeting on December 2, 2013 for approval. Levy Limit RCW 27.12.390 allows for a maximum statutory levy rate for cities at $3.60 Tess the actual regular levy made by a library district. RCW 41.16.060 also allows for an additional levy of $0.225 if a city has a firemen's pension fund. Prior to 2014, even though the City has had a firemen's pension fund for many years, this additional levy limit has not been reflected in the City's Levy Limit Worksheet. The County is now aware that the City does have a firemen's pension fund and will adjust the City's maximum statutory levy rate to $3.325 (City levy rate $3.60 Tess library district levy $0.50 plus firemen's pension levy rate $0.225). The increase in the levy rate gives the City additional capacity for future growth or levy lid lifts. The Levy Limit Worksheet received from King County estimates the City's preliminary levy rate for 2014 at $2.98358. 37 INFORMATIONAL MEMO Page 2 RECOMMENDATION The Council is being asked to approve the ordinance adopting the General Tax Levy and the ordinance adopting the Regular Tax Levy at the November 12, 2013 Committee of the Whole meeting and subsequent November 18, 2013 Regular Meeting. A public hearing has also been scheduled at the November 12, 2013 Committee of the Whole. ATTACHMENTS Draft Ordinances Preliminary Levy Limit Worksheet -2014 Tax Roll W: \1 Users \Vicky\Budget\2014 Info Memo Property Taxes.doc 38 DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, LEVYING THE GENERAL TAXES FOR THE CITY OF TUKWILA IN KING COUNTY FOR THE FISCAL YEAR COMMENCING JANUARY 1, 2014, ON ALL PROPERTY, BOTH REAL AND PERSONAL, IN SAID CITY, WHICH IS SUBJECT TO TAXATION FOR THE PURPOSE OF PAYING SUFFICIENT REVENUE TO CARRY ON THE SERVICES OF THE SEVERAL DEPARTMENTS OF SAID CITY FOR THE ENSUING YEAR, AS REQUIRED BY LAW; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City Council of the City of Tukwila has considered the City's anticipated financial requirements for 2014 and the amounts necessary and available to be raised by ad valorem taxes on real, personal and utility property; and WHEREAS, the final assessed valuation calculation has been determined; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Regular Tax Levy. A. There shall be and hereby is levied on all real, personal and utility property in the City of Tukwila, in King County, whose estimated assessed valuation is $4,707,092,379, current taxes for the ensuing year commencing January 2014, in the amount and at the rates specified below: Regular Tax Levy Amount $14,100,000 B. The said taxes herein provided for are levied for the purpose of payment upon the general bonded indebtedness of the City of Tukwila, the General Fund, and for the maintenance of the departments of the municipal government of the City of Tukwila for the fiscal year beginning January 1, 2014. W: Word Processing \Ordinances \General Tax Levy 10 -24 -13 VC:bjs Page 1 of 2 39 Section 2. Collection. This ordinance shall be certified to the proper County officials, as provided by law, and taxes here levied shall be collected to pay to the Finance Director of the City of Tukwila at the time and in the manner provided by the laws of the State of Washington for the collection of taxes for non - chartered code cities. Section 3. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. Section 4. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 5. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force and effect January 1, 2014. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Shelley M. Kerslake, City Attorney W: Word Processing \Ordinances \General Tax Levy 10 -24 -13 VC:bjs 40 Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Page 2 of 2 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, INCREASING THE CITY OF TUKWILA REGULAR LEVY FROM THE PREVIOUS YEAR, COMMENCING JANUARY 1, 2014, ON ALL PROPERTY, BOTH REAL AND PERSONAL, IN COMPLIANCE WITH RCW 84.55.120; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City of Tukwila has properly given notice of a public hearing held on November 12, 2013, pursuant to RCW 84.55.120; and WHEREAS, after hearing and duly considering all relevant evidence and testimony presented, the City Council has determined that in order to discharge its expected expenses and obligations the City requires an increase in property tax revenue from the previous year, in addition to the increase resulting from the addition of new construction and improvements to property and any increase in the value of State - assessed property; and WHEREAS, the City Council has determined it is in the City's best interest and necessary to meet its expenses and obligations for the property tax revenue to be increased for 2014, and the final assessed valuation calculation has been determined; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. An increase in the regular property tax levy, in addition to any amount resulting from the addition of new construction and improvements to property and any increase in the value of State - assessed property, is hereby authorized for the 2014 levy in the amount of $112,733, which is a percentage increase of 1.0% from the previous year. This increase is exclusive of additional revenue resulting from new construction, improvements to property, any increase in the value of State - assessed property, any annexations that have occurred and refunds made. W: Word Processing \Ordinances \Regular Tax Levy Increase 10 -24 -13 VC:bjs Page 1 of 2 Section 2. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. Section 3. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 4. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force and effect January 1, 2014. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, CMC, City Clerk APPROVED AS TO FORM BY: Shelley M. Kerslake, City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: W: Word Processing \Ordinances \Regular Tax Levy Increase 10 -24 -13 VC:bjs 42 Page 2 of 2 PRELIMINARY LEVY LIMIT WORKSHEET - 2014 Tax Roll TAXING DISTRICT: City of Tukwila The following determination of your regular levy limit for 2014 property taxes is provided by the King County Assessor pursuant to RCW 84.55.100. Annexed to Library District Using Limit Factor For District 13,827,003 1.0100 13,965,273 13,190,837 0 13,190,837 2.98778 39,411 14,004,684 (Note 1) Estimated Library rate: 0.50000 Calculation of Limit Factor Levy Levy basis for calculation: (2013 Limit Factor) (Note 2) x Limit Factor = Levy Local new construction + Increase in utility value (Note 3) = Total new construction x Last year's regular levy rate = New construction levy Total Limit Factor Levy Using Implicit Price Deflator 13, 827, 003 1.0314 14,261,171 13,190,837 0 13,190,837 2.98778 39,411 14,300,582 0 14,004,684 4,707,092,379 2.97523 0 0 Annexation Levy Omitted assessment levy (Note 4) Total Limit Factor Levy + new lid lifts = Regular levy assessed value less annexations = Annexation rate (cannot exceed statutory maximum rate) x Annexation assessed value = Annexation Levy 0 14,300,582 4,707,092,379 3.03809 0 0 0 14,004,684 14,004,684 39,295 14, 043, 979 Lid lifts, Refunds and Total + First year lid lifts + Limit Factor Levy = Total RCW 84.55 levy + Relevy for prior year refunds (Note 5) = Total RCW 84.55 levy + refunds Levy Correction: Year of Error ( +or -) 0 14,300,582 14,300,582 39,295 14,339,877 14, 043, 979 2.98358 13,852,540 112,733 0.81% ALLOWABLE LEVY (Note 6) Increase Information (Note 7) Levy rate based on allowable levy Last year's ACTUAL regular levy Dollar increase over last year other than N/C — Annex Percent increase over last year other than N/C — Annex 14,339,877 3.04644 13,852,540 408,631 2.95% Calculation of statutory levy Regular levy assessed value (Note 8) x Maximum statutory rate = Maximum statutory levy +Omitted assessments levy = Maximum statutory levy Limit factor needed for statutory levy 4,707,092,379 3.10000 14,591,986 0 14,591,986 0.0496 ALL YEARS SHOWN ON THIS FORM ARE THE YEARS IN WHICH THE TAX IS PAYABLE. Please read carefully the notes on the reverse side. 10/30/13 9:41 AM LevyLimitWS.doc 43 Notes: 1) Rates for fire districts and the library district are estimated at the time this worksheet is produced. Fire district and library district rates affect the maximum allowable rate for cities annexed to them. These rates will change, mainly in response to the actual levy requests from the fire and library districts. Hence, affected cities may have a higher or lower allowable levy rate than is shown here when final levy rates are calculated. 2) This figure shows the maximum allowable levy, which may differ from any actual prior levy if a district has levied less than its maximum in prior years. The maximum allowable levy excludes any allowable refund levy if the maximum was based on a limit factor. The maximum allowable levy excludes omitted assessments if the maximum was determined by your district's statutory rate limit. If your district passed a limit factor ordinance in the year indicated, that limit factor would help determine the highest allowable levy. However, if the statutory rate limit was more restrictive than your stated limit factor, the statutory rate limit is controlling. 3) Any increase in value in state - assessed property is considered to be new construction value for purposes of calculating the respective limits. State - assessed property is property belonging to inter - county utility and transportation companies (telephone, railroad, airline companies and the like). 4) An omitted assessment is property value that should have been included on a prior year's roll but will be included on the tax roll for which this worksheet has been prepared. Omits are assessed and taxed at the rate in effect for the year omitted (RCW 84.40.080 -085). Omitted assessments tax is deducted from the levy maximum before calculating the levy rate for current assessments and added back in as a current year's receivable. 5) Administrative refunds under RCW 84.69.020 were removed from the levy lid by the 1981 legislature. 6) A district is entitled to the lesser of the maximum levies determined by application of the limit under RCW 84.55 and the statutory rate limit. Levies may be subject to further proration if aggregate rate limits set in Article VII of the state constitution and in RCW 84.52.043 are exceeded. 7) This section is provided for your information, and to assist in preparing any Increase Ordinance that may be required by RCW 84.55.120. The increase information compares the allowable levy for the next tax year with your ACTUAL levy being collected this year. The actual levy excludes any refund levy and expired temporary lid lifts, if applicable. New construction, annexation and refund levies, as well as temporary lid lifts in their initial year, are subtracted from this year's allowable levy before the comparison is made. 8) Assessed valuations shown are subject to change from error corrections and appeal board decisions recorded between the date of this worksheet and final levy rate determination. 10/30/13 9:41 AM LevyLimitWS.doc 44 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Peggy McCarthy, Finance Director BY: Jennifer Ferrer -Santa Ines, Senior Fiscal Coordinator DATE: October 30, 2013 SUBJECT: 2014 -2019 Financial Planning Model & Capital Improvement Program ISSUE Adopt the 2014 -2019 Financial Planning Model & Capital Improvement Program by December 31, 2013. BACKGROUND The draft 2014 -2019 Financial Planning Model and Capital Improvement Program was presented to Council in a workshop meeting on August 28, 2013. Council committees, both utilities and transportation, also reviewed the draft document on September 16th and September 24th respectively. DISCUSSION The model is used to identify trends, assess the general financial health of the City and to determine amounts available for projects and other special purposes. Line 21 of Attachment A shows the amount of funds available for projects or special purposes after net expenditure for general government services and debt service. The Attachment A model has been updated with actual amounts for the years 2010, 2011 and 2012. The attached "Revisions to Draft CIP" provides a summary of changes since the initial presentation late last August. These reflect additional funding sources, funding needs, carry- overs to future years, and movement of projects to appropriate funds due to specific criteria. RECOMMENDATION The Council is being asked to approve these changes and approve the draft Resolution for the 2014 -2019 Financial Planning Model and Capital Improvement Program and consider this item at the November 12, 2013 Committee of the Whole meeting and subsequent December 2, 2013 regular meeting. ATTACHMENTS Revisions to Draft CIP 2014 -2019 Revised Financial Planning Model 2014 -2019, Attachment A Revised Financial Planning Model 2014 -2019, Debt Schedule Draft Resolution, Financial Planning Model and CIP 2014 -2019 45 46 Changes from Proposed 2014 -2019 CIP to Adopted CIP Page # 1 3 8 9 11 14 Fund 103 Cascade View Residential Street Fund 104 BAR Bridge IU Ave S 12 TUC Ped Bridge 13 BNSF 18 Overlay EMW 19 S 144th Phase 11 26 Tuk MIC Smart Street 33 Fund 301 No longer separating 44 Tukwila 205 Levee 44 Riverton Creek Flap 45 Lower Gilliam 59 Fund 401 67 Water Reservoir 71 Fund 402 73 CBD Sewer Rehab Residential Streets Increased funding as School District will be reimbursed for some grant funding. Increased funding from $500k to $750k in 2018 & 2019. Arterial Streets Bond for $2,500k Bond for $3,465k Bond of $5,965,000.00 City funding for $1,662k (portion may be interfund loan in future) Increased for $380k to $400k for Livability Study Increased from $1.2m to $1.8m as cost estimate came in higher ($1m grant) Changed City Revenue to Proposed Mitigation for Tukwila Village development Moved project to 2014 with successful construction grant of $482k Parks Endangered Species Act Projects Moved to 412 Surface Water Fund Moved to 412 Surface Water Fund Moved to 412 Surface Water Fund 81 Fund 412 82 Annual Small Drainage 87 Tukwila 205 Levee 93 Riverton Creek Flap 95 Lower Gilliam 97 NW Gilliam Storm Gilliam Creek Fish H: \CIP \CIP 2014 Changes from Proposed to Adopted.xlsx =--- See 412 Fund Water Changed from 5.1 million capacity to 1.5 million per Water Comp Plan Sewer Carryovered $820k from 2013 & increased funding for 2015 - 2018 Surface Water Added $120k in additional grant funding Moved from 301 Fund to 412 Surface Water Fund Moved from 301 Fund to 412 Surface Water Fund Moved from 301 Fund to 412 Surface Water Fund Added funding to Year 2019 Moved to 412 Surface Water Fund 47 CIP Page # PROJECT TITLE City of Tukwila CAPITAL IMPROVEMENT PROGRAM for 2014 - 2019 RESIDENTIAL STREETS 103 Fund **Other After Six 2014 2015 2016 2017 2018 2019 TOTAL Sources Years 2 42nd Ave S Phase III 260 2,900 0 0 0 0 3,160 0 4,360 3 Cascade View Safe Routes to School 324 0 0 0 0 0 324 324 839 4 Thorndyke Safe Routes to School 650 14 0 0 0 0 664 409 0 5 Small Roadway & Safety Improvements 110 70 0 0 0 0 180 0 240 6 53rd Ave S (S 137th St - S 144th St) 0 251 600 600 0 0 1,451 1,000 0 7 Neighborhood Traffic Calming Program 0 0 0 0 0 0 0 0 0 8 Residential Street Improvements 0 0 0 0 750 750 1,500 0 2,310 Grand Total 1,344 3,235 600 600 750 750 7,279 1,733 7,749 " Denotes other funding sources, grants, or mitigation. Changes from 2013 to 2014 CIP: Addition: 6 53rd Ave S (S 137th St - S 144th St), separate project from page 8, Residential Improvements 2014 - 2019 Capital Improvement Program 48 1 10/7/2013 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Cascacie View Safe Routes to School Project No 91210501 Construct an off-street, paved shared use path, sidewalks, and a trafflc circle at 33rd Ave S and S 140th St. DESCRIPTION: This route was identified in the Waiking Audit prepared for the Cascade View school zone. S140hExisone of the high priority missing sidewalk areas prioritized as part of the Walk and Roll Plan. Enhance safety for students waiking to Cascade View Elementary School and encourage transportation choices JUSTIFICATION: for Cascade View neighborhood residents. STATUS: Phase I is construction of an off-street, paved shared use path between S 137th St and S 140th St. Phase U includes a traffic circle at 33rd Ave S/S 140th St. Also includes sidewalks on the east side of 33rd Ave G between G14OthSt & S 144th St and the north side of S 140th St between Military Rd S and 34th Ave S. MAINT. IMPACT: New trail, traffic circle, and sidewalks will need to be maintained. WSDOT Safe Routes to School State grant for $428K for Phase I. Funding for Phase II in beyond will be part of a future grant application. COMMENT: FINANCIAL Through Estimated 2013 2014 2015 2016 2017 2018 2019 BEYOND TOTAL —' , EXPENSES Phase II Design 55 29 185 267 Land(R8VV) 78 78 ConeJ. Mgmi 45 126 171 Construction 250 530 780 TOTAL EXPENSES 0 133 324 0 0 0 0 0 839 1,296 FUND SOURCES Awarded Grant 133 295 428 School Dstrict Grant Portion 29 29 Proposed Grant 750 750 Mitigation Expected 0 City Oper. Revenue 0 0 0 D 0 0 0 0 89 89 TOTAL SOURCES 0 133 324 0 0 0 0 0 839 1.295 Project Location 2014 2019 Capital /mprovement Program 3 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Residential Street Improvements Project No. Varies DESCRIPTION: Select, design and construct residential streets and/or water and/or sewer projects. Neighborhood revitalization by improving residential streets. Program is project o ented to specific JUSTIFICATION: residential streets that require quick design and construction. STATUS: 37th Ave S (135- Tuk Intl BIvd) and 5 132nd St (Tuk Int'I BIvd - Military Road) are future candidates. MAINT. IMPACT: Reduce maintenance. Residential improvements have included 42nd Ave 5 (see page 2), G 150th St improvements have been COMMENT: included in Thorndyke Safe Routes to School (page 4), and 53rd Ave S (page 6). FINANCIAL Through Estimated 2 13 2014 2015 2016 2017 2018 2019 BEYOND TOTAL `— _ — — EXPENSES Design 750 750 700 2.200 Land (RNV) v Const. Mgmt. 210 210 Construction 1.400 1.400 TOTAL EXPENSES 0 0 0 0 0 0 750 750 2.310 3.810 FUND SOURCES Awarded Grant 0 Proposed Grant 0 Motor Vehicle Tax 0 Mitigation Expected 0 City Oper. Revenue 0 0 0 0 0 0 750 750 2.310 5.810 TOTAL SOURCES 0 0 0 0 0 0 750 750 2.310 3.810 oo/4-mo/e Capital Improvement Program 50 8 City of Tukwila CAPITAL IMPROVEMENT PROGRAM for 2013 - 2018 BRIDGES & ARTERIAL STREETS 104 Fund CIP Page # PROJECT TITLE 2014 * *Other After Six 2015 2016 2017 2018 2019 TOTAL Sources Years 10 Annual Bridge Inspections and Repairs 11 Boeing Access Rd Bridge Rehabilitation 12 TUC - Pedestrian /Bicycle Bridge * 13 BNSF Regional Center Access 14 Interurban Ave S (S 143 - Fort Dent) 15 Annual Overlay and Repair Program 16 Tukwila Urban Center - Transit Center 17 Andover Pk W (Tuk Pkwy - Strander) * 18 Overlay and Repair- E Marginal Wy S 19 S 144th St Phase II (42 Ave S - TIB) * 20 Annual Traffic Signal Program 21 ADA Improvements 22 Wetland & Environmental Mitigation 23 APE /Industry Dr Intersection 24 APE /Minkler Blvd Intersection 25 W Valley Hwy/ S 156 St Intersection 26 Tukwila MIC Smart Street Non - Motorized 27 E Marginal Way (BAR - S 112 St) 28 S 133 St/SR599 Intersection * 29 Macadam Rd & S 144 St Intersection * 30 Walk & Roll Program 31 Strander Blvd /SW 27th St Extension TUC /TOD Pedestrian Improvements Transportation Element of Comp Plan Minkler Blvd (APW - S/C Pkwy) Tukwila Intl Blvd Phase IV * Traffic Signal Interconnect Program * Southcenter Blvd (1 -5 - 61st Ave Br) Tukwila Intl Blvd /S 116th Wy /SR599 S 168 St (S /C Pkwy - APE) West Valley Hwy (1 -405 - Strander Blvd) Rockery Replacement Program S 180 St/Andover Pk W Intersection S 143 St (Interurban - Duwamish) S 134 St (S 133 St -48 Ave S) S 144th St Bridge - Sidewalks 270 1,145 1,400 400 10,700 1,500 5,308 2,376 1,950 458 100 63 20 100 120 75 622 50 20 17 0 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 270 11,100 7,485 0 0 1,550 0 0 0 1,480 105 63 20 0 0 0 0 0 0 0 140 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 270 0 0 0 0 1,560 0 0 0 0 115 63 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 270 0 0 0 0 1,650 0 0 0 0 115 63 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 335 0 0 0 0 1,670 0 0 0 0 120 63 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 335 0 0 0 0 1,725 0 0 0 0 120 63 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1,750 12,245 8,885 400 10,700 9,655 5,308 2,376 1,950 1,938 675 378 120 100 120 75 622 50 20 17 140 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 335 12,245 0 7,223 0 150 0 11,160 0 0 1,725 5,308 0 1,420 0 1,000 0 1,938 0 0 125 0 63 0 20 75 575 55 622 75 1,032 537 0 50 3,300 0 630 0 610 0 0 0 33,150 0 1,100 0 600 0 940 0 4,591 0 3,000 0 20,000 0 4,675 0 23,244 0 630 0 525 0 210 0 100 0 100 0 1,219 Grand Total 26,714 22,213 2,028 2,118 2,208 Changes from 2013 to 2014 CIP: Additions: 22 Wetland & Environmental Mitigation 26 Tukwila MIC Smart Street Non - Motorized 2,263 57,544 41,236 103,121 * Traffic Impact Fee List Projects (fees must be used within 10 years). ** Denotes other funding sources, grants, or mitigation. Deleted: Southcenter Parkway Extension, completed in 2013. S 178th St, completed by developer in 2013. Nelsen PI (S 158 St - S 156 St), no longer justified. 2014 - 2019 Capital Improvement Program Project sheets scheduled beyond 2019 can be found in the City's website under Public Works Capital Improvement Program. 9 10/29/2013 51 PROJECT: DESCRIPTION: JUSTIFICATION: STATUS: MAINT. IMPACT: COMMENT: CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 Boeing Access Rd over BNRR Bridge Rehabilitation Project No. 99410408 Rehabilitate the existing bridge with a 340' long concrete or steel bridge structure. |\ will be11O' wide curb to curb and have sidewalks on both sides. The existing bridge is structurally and seismically deficient. Several pedestais are leaning, have concrete spells, exposed rusty anchor bolts and reinforcements and some cracks. The existing railings do not meet current bridge standards. Type, size, and location draft report (specifically required for bridges) was completed in 2005. Federal grant applications were submitted in 2008 and 2010 and the bridge rehabilitation was successful for funding in 2012 for federal bridge funds. A Public Works Trust Fund (PVVTF) loan was denied in 2013. Maintenance will be reduced. Bridge will be rehab hatedinphauestoollowcontinuedtraffiousy.Fedem|bhdOagmn of $9,745,600 requires a 20% local match. A bond issue will be used for the City match. FINANCIAL Through Estimated 2013 2014 2015 2016 2017 2018 2019 BEYOND TOTAL ` . ' EXPENSES Design 53 255 1.045 1,353 Land(R8N) 100 100 Const. Mgmt. 1,400 1,400 Construction 9.700 9.700 TOTAL EXPENSES 53 255 1.145 11.100 0 0 0 0 0 12.553 FUND SOURCES Awarded Grant 800 8.945 9.745 Proposed Grant O Bond 2.500 2.500 Mitigation 0 City Oper. Revenue 53 255 (2.155) 2,155 0 0 0 0 0 308 TOTAL SOURCES 53 255 1.145 11.100 0 0 0 0 0 12.553 2014 - 2019 Capital Improvemen Program 52 11 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Interurban Ave S (S 143 St - Fort Dent Way) Project No. 90310402 DESCRIPTION: Design and construct sidewalks, pavement restoration, drainage, and lighting. Pedestrian traffic is forced to walk in traveled way, lighting is substandard, drainage is poor and JUSTIFICATION: pavement failure is accelerating. STATUS: Completed final design in 2013. Construction scheduled for 2014. MAINT. IMPACT: Reduce annual pavement repairs and increase pedestrian safety. Federal Hwy STP Grant of $389,000 for design. State TIB grant of $5m, Federal STP grant of $2.145m, and developer mitigation of $550,000. City Bond for $3.465m in 2014. FINANCIAL Through Estimated 's 2012 2013 2014 2015 2016 2017 2018 2019 BEYOND TOTAL . EXPENSES Design 460 349 815 Land (RAN) 111 111 Conet. Mgmt. 1.300 1.300 Construction 9,400 9,400 TOTAL EXPENSES 466 460 10J00 0 0 0 0 0 0 11.628 FUND SOURCES Awarded TIB Grant 389 5.000 5.888 Awarded STP Grant 2,145 2,145 Mitigation 550 550 Bond 3.465 3.465 City Oper. Revenue 77 400 (460) 0 0 0 O o 0 77 TOTAL SOURCES *86 460 10.700 0 0 0 0 0 0 11.626 Project Location 2014 2019 Capita/ Improvement Program 14 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Tukwila Urban Center - Pedestrian/Bicycle Bridge Project No. 90510403 DESCRIPTION: Construct a new pedestrian/bicycle bridge over the Green River. Pedestrian/bicycle connection between Tukwila's Urban Center and commuter rail/Amtrak station. JUSTIFICATION: Supports local and regional goals and policies regarding land use and transportation in Urban Center. Pedestrian System Report identified the optimal location for bridge crossing to be south of the Ramada Inn at STATUS: 15901 WestValley Hwy. Type, Size, and Location Reportwas was completed in 2011. Council approved a design of a twin-tied arch bridge with no accommodation for a future bridge crossing over West Valley Highway. MAINT. IMPACT: To be determined, Design grants: State Enhancement for $190k & $500k, Transit Oriented Development (TOD) planning grant of $55k, and Federal CMAQ grant of $751K. WSDOT Regional Mobility construction grant of $6.870M. COMMENT: Project is on Park lmpact Fee list with funding of$2 million with an8O%/2O% split for $1.8M.8 City Bond issue or interfund loan could be used for the City match. FINANCIAL Through Estimated 2016 2017 2018 2019 BEYOND TOTAL EXPENSES __ _ _- — Deign 585 748 300 1,633 Land(R88) 1.100 1.100 Const. Mgmt. 1.000 1,000 Construction 6,485 6,485 TOTAL EXPENSES 585 748 1,400 7,485 0 0 0 0 0 10.218 FUND SOURCES Awarded Grant 540 713 243 1.496 Awarded Reg Mobility 870 6.000 6.070 Park Impact Fees 35 55 55 145 Bnnd/|n1orfundLoon 0 City Oper. Revenue 45 0 232 1.430 0 0 0 0 0 1,707 TOTAL SOURCES 585 748 1.*00 7485 0 0 0 0 0 10.218 onw-oo/n Capital Improvement Program 54 12 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: BNSF Regional Center Access Project No. 99510409 DESCRIPTION: Identify alternative means for ingress /egress for the BNSF Intermodal Facility located in the Allentown neighborhood. Also analyze the impacts the Facility has to the community. JUSTIFICATION: Reduce truck traffic and other environmental effects experienced by adjacent residential community. Also identified as a 2013 City Priority relating to an improved environment for community livability. City Council approved funding to conduct a study which identifies impacts, provides data driven information, STATUS: and outlines potential options for mitigation leading to a reduction in the effects of intermodal operations onto the community. Council also expressed support to work with BNSF on cost estimates for alternative ingress /egress. MAINT. IMPACT: To be identified. Allentown residents have expressed ongoing concerns regarding the effects of intermodal operations for several COMMENT: years. Staff continues to work with the City's federal delegation to address the federal preemptive authority of railroads and local land use authority. FINANCIAL Through Estimated 2016 2017 2018 2019 BEYOND TOTAL EXPENSES Design 133 400 533 Land (R/W) 0 Const. Mgmt. 0 Construction 0 TOTAL EXPENSES 133 0 400 0 0 0 0 0 0 533 FUND SOURCES Awarded Grant 0 Proposed Grant 0 Mitigation Actual 0 Mitigation Expected 150 150 City Oper. Revenue 133 0 250 0 0 0 0 0 0 383 TOTAL SOURCES 133 0 400 0 0 0 0 0 0 533 2014 - 2019 Capital Improvement Program 13 55 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Overlay and Repair - East Marginal Way S Project No. 91210400 Construct pavement preparation and an asphalt overlay ofEast Marginal Way South between S Slst P1 DESCRIPTION: and 5 Norfolk Street, including new pavement markings. JUSTIFICATION: Preserve and maintain the street structure in a safe and useable state by resurfacing before failure. STATUS: Advertise for construction bids in late 2013. MAINT. IMPACT: Reduces annual maintenance. COMMENT: Federal grant funding available through P8RC2O12STP/CMAO for $1.000.00O. FINANCIAL Through Estimated 1 2017 2018 2019 BEYOND TOTAL ~~_ -- -- _' EXPENSES Design 125 125 Land (RAN) 0 Const. Mgmt. 150 150 Construction 1.800 1.800 TOTAL EXPENSES 0 125 1.850 0 0 0 0 0 0 2,075 FUND SOURCES Awarded Grant 0 Proposed Grant 1.000 1.000 Mitigation Actual 0 Impact Fees 0 City Oper. Revenue 0 125 850 0 0 0 0 0 0 1,075 TOTAL SOURCES 0 125 1.950 0 0 0 0 0 0 2,075 mo/4-oo/e Capital Improvement Program 56 18 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: S 144 St Phase II (42 Ave S - Tukwila Int'l Blvd)* Project No 99510402 Zone 3 DESCRIPTION: JUSTIFICATION: STATUS: MAINT. IMPACT: COMMENT: Construct oudb, gutter, sidewalk, bike lanes, pavement restoration, illumination, drainage and utility undergrounding from Tukwila Int'I BIvd to 42nd Ave S. Also add a signal at 42nd Ave 8. Provide pedestrian and vehicle safety, drainage and neighborhood revitalization. Phase 1 - Tukwila lnt'l Blvd to Military Rd, project completed in 2007 for $3.1 million with $1 million in grants. Phase 11 - 42 Ave S to Tukwila lnternational Blvd. Reduce pavement, drainage repairs, and maintenance costs. Proposed Transportation Improvement Board's Arterial Improvement Program (AIP) grant of $1 million. Project is on Impact Fee list. Design and construction related to the Tukwila Village project. FINANCIAL Through Estimated 16 2017 2018 2019 BEYOND TOTAL `..~...~' EXPENSES Design Land (RAN) Const. Mgmt. Construction TOTAL EXPENSES --- .- 0 __ — 0 418 40 458 180 1.500 1.480 0 0 0 0 0 418 40 180 1.300 1.838 FUND SOURCES Awarded Grant Proposed Grant Proposed Mitigation Traffic Impact Fees City Oper. Revenue 112 (112) 17 (17) 458 0 1.000 480 0 0 0 0 O 0 0 1.000 938 129 (129) Project Location 201* 2019 Capita Improvement Program 19 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Tukwila MIC Smart Street Non-Motorized Project Project No 91310406 Design and construct bicycle Ianes/facilities on the corridor of East Marginal Way S (Tuk lnYI BIvd DESCRIPTION: to Boeing Access Rd) and Airport Way (BAR to NCL). Manufacturing/Industrial Center (M|C). Non-motorized improvements are desired throughout the City to reduce traffic congestion and offer JUSTIFICATION: alternative modes oftravel. STATUS: New projec for the 2014 2019 CIP. MAINT. IMPACT: Minimal impact, additional pavement markings and minor asphalt widening to maintain. COMMENT: A federal CMAQ grant has been awarded for $104,838 in design funds and $482,047 for construction. FINANCIAL Through Estimated 's 2012 2013 2014 2015 2016 2017 2018 2019 BEYOND TOTAL ` ' EXPENSES Design 58 64 122 Land(R8A) 0 Const. Mgmt. 58 58 Construction 500 500 TOTAL EXPENSES 0 58 622 0 0 0 0 0 0 *80 FUND SOURCES Awarded Grant 50 537 587 Proposed Grant 0 Mitigation Actual 0 Traffic Impact Fees 0 City Oper. Revenue 0 8 85 0 0 0 0 O 0 93 TOTAL SOURCES 0 58 622 0 0 0 0 0 0 680 2014 2019 Capita Improvement Program 58 26 City of Tukwila CAPITAL IMPROVEMENT PROGRAM for 2014 - 2019 PARKS & RECREATION 301 Fund CIP Page # PROJECT TITLE 2014 2015 2016 2017 2018 2019 TOTAL Sources Years Parks and Trails 34 Duwamish Hill Preserve * 900 70 70 70 70 70 1,250 765 8,017 35 WRIA 9 Watershed Planning 12 12 12 12 12 12 72 0 12 36 Tukwila South Ped /Bicycle Bridge 2,000 0 0 0 0 0 2,000 2,000 0 37 Duwamish Gardens 1,700 800 0 0 0 0 2,500 2,469 0 38 Fort Dent Park 250 0 0 0 0 0 250 0 1,940 39 Parks, Recreation & Open Space Plan 75 0 0 0 0 0 75 0 125 40 Salmon Habitat Restoration 45 20 25 10 0 0 100 100 0 41 Multipurpose Trails 0 50 0 0 0 0 50 0 280 42 Black River Trail Connector * 23 0 0 0 37 67 127 66 1,240 Tukwila Pond * 0 0 0 0 0 0 0 0 7,637 Codiga Park 0 0 0 0 0 0 0 0 0 Hand Boat Launches 0 0 0 0 0 0 0 0 1,321 57th Ave S Park Extension 0 0 0 0 0 0 0 0 150 Ryan Hill Park 0 0 0 0 0 0 0 0 2,625 Macadam Winter Garden & Wetland 0 0 0 0 0 0 0 0 1,000 Southgate Park Improvements 0 0 0 0 0 0 0 0 1,050 Log House Park 0 0 0 0 0 0 0 0 212 Wilcox River Park 0 0 0 0 0 0 0 0 158 Open Space at 5800 S 152nd St 0 0 0 0 0 0 0 0 1,125 Nelson Salmon Habitat Side Channel 0 0 0 0 0 0 0 0 1,325 * *Other After Six Grand Total 5,005 952 107 92 119 149 6,424 5,400 28,217 * Park Impact Fee List Projects (fees must be used within 10 years). ** Denotes other funding sources, grants, or mitigation. Park Impact Fees were effective January 1, 2009, per Ordinance 2366 Changes from 2013 to 2014 CIP: Project sheets scheduled beyond 2019 New: can be found in the City's website under 40 Salmon Habitat Restoration Public Works Capital Improvement Program. Moved to Surface Water: Tukwila 205 Levee Certification Riverton Creek Flap Gate Removal Lower Gilliam Creek Channel Gilliam Creek Fish Barrier Removal 2014 - 2019 Capital Improvement Program 33 10/7/2013 59 CIP Highline water district intertie Water district 75 intertie Water district #75 intertie Page # PROJECT TITLE City of Tukwila CAPITAL IMPROVEMENT PROGRAM for 2014 - 2019 WATER ENTERPRISE FUND 401.98 * *Other After Six 2014 2015 2016 2017 2018 2019 TOTAL Sources Years 60 Interurban Water Reuse 25 25 25 25 25 25 150 0 0 61 Andover Park W /Strander New Water Main 1,389 0 0 0 0 0 1,389 0 0 62 58th Ave S Water Main Replacement 26 253 0 0 0 0 279 0 0 63 Water Pipeline Asset Management Program 15 0 0 0 0 0 15 0 0 64 Macadam Rd S Water Upgrade 0 750 1,005 0 0 0 1,755 0 0 65 53rd Ave S Water Main Replacement 0 75 542 543 0 0 1,160 0 0 66 Andover Park E Water Main Replacement 0 0 1,725 0 0 0 1,725 0 0 67 Water Reservoir 1.5 million Gallon Capacity 0 0 0 500 445 0 945 0 4,027 68 Martin Luther King Jr Way S Water Main 0 0 0 40 260 117 417 0 0 69 Water Comprehensive Plan 0 0 0 0 0 200 200 0 0 S 180th & W Valley Loop /Renton Turnover 0 0 0 0 0 0 0 0 1,000 Foster Area Water Upgrade 0 0 0 0 0 0 0 0 960 Minkler Blvd Water Looping 0 0 0 0 0 0 0 0 566 West Valley Hwy East Side Water Looping 0 0 0 0 0 0 0 0 1,010 West Valley Deep Water Main Replacement 0 0 0 0 0 0 0 0 360 65th Ave S Water Main Replacement 0 0 0 0 0 0 0 0 1,020 49th Ave S Water Main Replacement 0 0 0 0 0 0 0 0 770 S 180th St Water Main Replacement 0 0 0 0 0 0 0 0 462 Southcenter Blvd Water Main Replacement 0 0 0 0 0 0 0 0 480 Evans Black Dr Water Main Replacement 0 0 0 0 0 0 0 0 390 52nd Ave S Water Main Replacement 0 0 0 0 0 0 0 0 105 S 112 St Water Looping 0 0 0 0 0 0 0 0 602 S 153rd St Water Main Replacement 0 0 0 0 0 0 0 0 64 Minkler Blvd Water Main Replacement 0 0 0 0 0 0 0 0 250 Corporate Dr S Water Main Replacement 0 0 0 0 0 0 0 0 250 Poverty Hill - Water Revitalization 0 0 0 0 0 0 0 0 318 Foster Playfield Reclaimed Water Extension 0 0 0 0 0 0 0 0 1,020 Duwamish River Crossing Reclaimed Water 0 0 0 0 0 0 0 0 193 Crystal Springs Intertie with Highline WD 0 0 0 0 0 0 0 0 230 Grand Total 1,455 1,103 3,297 1,108 730 342 8,035 0 12,634 ** Denotes other funding sources, grants, or mitigation. Changes from 2013 to 2014 CIP: 67 Changed Water Reservoir from 5.1 million to 1.5 million gallon capacity Project sheets scheduled beyond 2019 can be found in the City's website under Public Works Capital Improvement Program. 2014 - 2019 Capital Improvement Program 60 59 10/7/2013 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Water Reservoir with 1.5 million Gallon Capacity Project No. 91240102 DESCRIPTION: Design and construct a new 1.5 million gallon water storage reservoir. JUSTIFICATION: The Department of Health is requiring that the City provide additional water storage in the 360 pressure zone. STATUS: MAINT. IMPACT: Additional staff will be needed to provide maintenance for the new reservoir. COMMENT: A siting study is scheduled for 2013 for $30,000.00. FINANCIAL Through Estimated • 2015 2016 2017 2018 2019 BEYOND TOTAL EXPENSES Design 30 500 530 Land (R/VV) 100 100 Const. Mgmt. 45 525 570 Construction 300 3,502 3,802 TOTAL EXPENSES 0 30 0 0 0 500 445 0 4,027 5,002 FUND SOURCES Awarded Grant 0 Proposed Grant 0 Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 0 30 0 0 0 500 445 0 4,027 5,002 TOTAL SOURCES 0 30 0 0 0 500 445 0 4,027 5,002 Location to be determined. 2014 - 2019 Capital Improvement Program 67 61 CIP Page # PROJECT TITLE City of Tukwila CAPITAL IMPROVEMENT PROGRAM for 2014 - 2019 SEWER ENTERPRISE FUND 402.98 2014 *Other After Six 2015 2016 2017 2018 2019 TOTAL Sources Years 72 Annual Sewer Repair Program 73 CBD Sanitary Sewer Rehabilitation 74 Sewer Lift Station No. 2 Upgrades 75 Sewer Repair West of Strander Blvd Bridge 76 Valley View West Hill Sewer Transfer Area 77 GIS Inventory of Sewer System 78 Future Sewer Lift Station No. 13 79 Southcenter Blvd Sewer Upgrade 80 Sewer Comprehensive Plan Sewer Lift Stations Nos. 3 & 4 Sewer Replacement at 14025 Interurban Ave Abandon Sewer Lift Station No. 9 Sewer Lift Station No. 12 APW Sewer connection to KC Metro Sewer Repair at 14438 59th Ave S Poverty Hill - Sewer Revitalization Ryan Hill - Sewer Revitalization 75 200 200 200 200 200 1,075 0 200 820 1,040 1,040 1,040 1,100 0 5,040 1,505 0 575 0 0 0 0 0 575 0 7,100 120 0 0 0 0 0 120 0 0 110 0 0 0 0 0 110 0 0 0 100 0 0 0 0 100 0 500 0 0 0 0 0 278 278 0 2,133 0 0 0 0 0 180 180 0 1,380 0 0 0 0 0 425 425 0 0 0 0 0 0 0 0 0 0 980 0 0 0 0 0 0 0 0 940 0 0 0 0 0 0 0 0 605 0 0 0 0 0 0 0 0 4,400 0 0 0 0 0 0 0 0 150 0 0 0 0 0 0 0 0 200 0 0 0 0 0 0 0 0 1,230 0 0 0 0 0 0 0 0 1,143 Grand Total 1,700 1,340 1,240 1,240 1,300 1,083 7,903 1,505 20,961 *' Denotes other funding sources, grants, or mitigation. Project sheets scheduled beyond 2019 can be found in the City's website under Public Works Capital Improvement Program. Changes from 2013 to 2014 CIP: Deletions: 55th Ave S Sanitary Sewer Line Repair, completed in 2013. Sewer Repair at 5700 Southcenter Blvd, combined into CBD Sewer Rehabilitation. Sewer Lift Station Locations Lift Station No. 1 - Master Telemetry Panel Lift Station No. 2 - Backup Dialer Lift Station No. 3 Lift Station No. 4 Lift Station No. 5 Lift Station No. 6 Lift Station No. 7 - Abandoned in 2011 Lift Station No. 8 Lift Station No. 9 Lift Station No. 10 Lift Station No. 11 Lift Station No. 12 Lift Station No. 13 600 Minkler Blvd. - Shops 1105 Andover Pk W (at Minkler Blvd) 550 Minkler Blvd 6790 Todd Blvd - Southcenter South 6830 Fort Dent Way (entrance to Park) 6820 Fort Dent Way (in Park) was at 14601 Interurban - replaced by gravity sewer 13359 56th Ave S - Foster Point (new in 2007) 12638 Interurban - Suburban Propane 12218 51st PI S - Allentown (new in 2007) 18799 Southcenter Pkwy (new in 2012) 255 Andover Park W - Key Bank parking lot at mall Future - Tukwila Pkwy & Andover Park W 2014 - 2019 Capital Improvement Program 62 71 10/24/2013 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: CBD Sanitary Sewer Rehabilitation Project No 91140203 DESCRIPTION: JUSTIFICATION: STATUS: MAINT. IMPACT: COMMENT: The asbestos concrete pipe in the CBD (commercial business district) is approximately 45 years old and becoming soft. Slip lining the pipe will reinforce the strength with little impact to roadways and minimal excavation, If the pipe collapses, the street will have to be excavated and the cost of the repairs will be significant. In the last five years we have had two major pipe failures on Andover Park West. A Public Works Trust Fund loan was successfully obtained in 2012 for construction. Reduced maintenance and repair costs. The Iimits of the 2013 project is APW to APE from Mink ler Blvd mG180th St and will now include the repair to the sewer under the railroad tracks. FINANCIAL Through Estimated 1 2014 2015 2016 2017 2018 2019 BEYOND TOTAL EXPENSES Design 160 20 20 20 20 00 320 Land(R8N) 0 Const. Mgmt. 10 100 120 120 120 120 590 Construction 10 700 800 900 300 300 4.310 TOTAL EXPENSES 0 180 820 1.040 1,040 1.040 1.100 0 0 5.220 FUND SOURCES Awarded Grant O PVVTF/PmpoeedPVVrF 45 705 800 1.550 Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 0 135 115 1.040 1.040 1.0*0 308 0 0 3.670 TOTAL SOURCES o 180 820 1,040 1,040 1,040 1,100 0 0 5,220 Project Location 2014 - 2019 Capital Improvement Program 73 GIP Page # PROJECT TITLE City of Tukwila CAPITAL IMPROVEMENT PROGRAM for 2014 - 2019 SURFACE WATER 412 Fund 2014 2015 * *Other After Six 2016 2017 2018 2019 TOTAL Sources Years 82 Annual Small Drainage Program 83 Storm Water Quality Retrofit Program 84 NPDES Program 85 East Marginal Wy S Storm Pipe Replacement 86 Surface Water Lift Station No. 15 87 Tukwila 205 Levee Certification 88 East Marginal Wy S Stormwater Outfalls 89 Gilliam Creek 42 Ave S Surface Water Culver 90 53rd Ave S Surface Water Drainage 91 Surface Water GIS Inventory 92 Lower Duwamish Surface Water Conveyance 93 Riverton Creek Flap Gate Removal 94 Soils Reclamation Facility 95 Lower Gilliam Creek Channel Improvements 96 Tukwila Pkwy /Gilliam Creek Outfalls 97 Northwest Gilliam Storm Drainage System S 146th St Pipe & 35th Ave S Drainage S 143rd Street Storm Drainage System Nelsen PI /Longacres Surface Water Phase II Duwamish Rvrbk Stabilization at S 104th St Surface Water Comprehensive Plan TUC Surface Water Conveyance Gilliam Creek Fish Barrier Removal 485 485 685 685 685 685 3,710 220 685 110 110 110 110 110 110 660 0 110 50 50 50 50 50 50 300 0 50 2,350 0 0 0 0 0 2,350 0 0 0 0 0 0 0 0 0 0 0 450 0 0 0 0 0 450 315 0 120 120 271 644 0 0 1,155 120 0 0 660 0 0 0 0 660 0 0 0 293 1,264 0 0 0 1,557 0 0 0 0 100 0 60 0 160 0 0 0 0 0 310 85 0 395 0 0 0 0 30 700 0 0 730 500 0 0 0 0 175 1,200 0 1,375 0 0 0 0 0 0 22 248 270 0 0 0 0 0 0 0 230 230 0 0 0 0 0 0 0 940 940 0 0 0 0 0 0 0 0 0 0 882 0 0 0 0 0 0 0 0 1,096 0 0 0 0 0 0 0 0 345 0 0 0 0 0 0 0 0 595 0 0 0 0 0 0 0 0 175 0 0 0 0 0 0 0 0 541 0 0 0 0 0 0 0 0 745 Grand Total 3,565 1,718 2,510 2,674 2,212 2,263 14,942 1,155 5,224 Changes from 2013 to 2014 CIP: Additions: 85 East Marginal Wy S Storm Pipe Replacement Moved from 301 Parks Fund: 87 Tukwila 205 Levee Certification 93 Riverton Creek Flap Gate Removal 95 Lower Gilliam Creek Channel Improvements Gilliam Creek Fish Barrier Removal Deletions: Christensen Rd Surface Water Pipe, project no longer needed. ** Denotes other funding sources, grants, or mitigation. Project sheets scheduled beyond 2019 can be found in the City's website under Public Works Capital Improvement Program. Surface Water Lift Station Locations Storm Lift Station No. 15 Storm Lift Station No. 16 Storm Lift Station No. 17 Storm Lift Station No. 18 Storm Lift Station No. 19 5880 S 180th St - Claim Jumper 7420 S 180th St (underpass) 530 Strander Blvd - Bicentennial Park 4225 S 122nd St - Allentown Fort Dent Park (Parks Dept.) 2014 - 2019 Capital Improvement Program 64 81 10/8/2013 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Annual SmaII Drainage Program Project No. Varies DESCRIPTION: Select, design, and construct small drainage projects throughout the Cfty. Provide drainage corrections for existing/ongoing drainage problems throughout the City, including culvert JUSTIFICATION: nap|ooaments, drain extensions, and pavement upgrades. STATUS: Projects for this annual program are taken from SmaII Drainage Project List. MAINT. IMPACT: Reduces maintenance. Ongoing project, only one year shown in first column. Construction expenses may occur over two calendar COMMENT: years. Budget for 2014 includes $270k for Thorndyke Safe Routes to School (S 150th St). Grants from State Municipal Stormwater Capacity Grants, FINANCIAL Through Estimated 2014 2015 2016 2017 2018 2019 BEYOND TOTAL `--_` EXPENSES _-- Design 174 80 80 80 80 80 80 80 80 814 Land(R8A) 0 Const. Mgmt. 135 65 80 80 80 80 80 80 80 760 Construction 694 500 525 525 325 325 525 525 525 4.469 TOTAL EXPENSES 1.003 645 685 685 485 485 685 685 885 6.043 FUND SOURCES Awarded Grant 20 45 170 235 Proposed Grant U Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 983 600 515 685 485 485 085 605 685 5.808 TOTAL SOURCES 1,003 645 685 685 485 485 685 685 685 6,043 Project Location: Entire System 2014 2019 Capita Improvement Program 82 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Tukwila 205 Levee Certification Project No. 91330102 DESCRIPTION: Obtain Ievee certification for the Tukwila 205 Levee. The US Army Corps of Engineers no longer provides levee certification services to federally authorized levees. The existing certification expired in August of 2013. Certification is required for the Federal JUSTIFICATION: Emergency Management Agency to accreditation the levee system as providing a 1 00-year level of flood protection. STATUS: New project for 2014 2019 CIP. Existing levee certification expired in August 2013. Certification process may lead to additional levee repair projects that are required to meet the MA|NT IMPACT: ' certifimmiuncrda,io. Only consultant costs for levee certification are shown. Additional construction costs may be required. COMMENT: Certification is valid for a 10-year period. King County Flood Control Districts Opportunity Grant program with $45,000 per year will offset costs. FINANCIAL Through Estimated 2015 2016 2017 2018 2019 BEYOND TOTAL ^—_-- EXPENSES Design 450 450 Land (RAN) 0 Const. Mgmt. 0 Construction 0 TOTAL EXPENSES 0 0 450 0 0 0 0 0 0 *50 FUND SOURCES King County Flood Control 45 45 45 45 45 45 45 315 Proposed Grant 0 Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 0 0 405 (45) (45) (45) (45) (45) (45) 135 TOTAL SOURCES 0 0 450 0 0 0 0 0 0 450 foot Mire System m 2014 2019 Capita Improvement Program 66 87 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Riverton Creek FIap Gate Removal Project No 98830103 Remove two culverts and flap gates at Duwamish River; install pipe arch, create open channel confluence, DESCRIPTION: install trail bridge over new channel, restore/revegetate 200 feet of creek channel and 450 ft of pond shoreline. Increase available salmonid rearing habitat and increase flood refuge in lower Duwamish River. Improve JUSTIFICATION: fish access to Riverton Creek and enhance saimon rearing and resting area. Design at 70% completion in 2011 with a Salmon Recovery Funding Board grant of $42,500 and $30,000 STATUS: from People for Puget Sound. Construction is grant dependent. MAINT. IMPACT: Expected to increase maintenance. COMMENT: Proposed grants include State & Federal habita grants. FINANCIAL Through Estimated 2014 2015 2016 2017 2018 2019 BEYOND TOTAL EXPENSES Design 112 30 142 Land (R/W) 0 Const. Mgmt. 100 100 Construction 600 600 TOTAL EXPENSES 112 0 0 0 30 700 0 0 0 842 FUND SOURCES Awarded Grant 72 72 Proposed Grant 500 500 Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 40 0 0 0 30 200 0 0 0 270 TOTAL SOURCES 112 0 0 0 30 700 0 0 0 042 2014 2019 Capita improvement Program 93 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Lower Gilliam Creek Channel Improvements Project No 30330116 Widen stream channel downstream of 1-5 crossing, install large woody debris and reparian vegetation, DESCRIPTION: and increase habitat complexity. JUSTIFICATION: Increase habitat diversity and juvenile Coho rearing productivity. STATUS: MAINT. IMPACT: COMMENT: WSDOT 1-405 improvements may impact the riparian area at this site and the project layout. The Corps of Engineers plan improvements to lower Gilliam Creek that includes this area. FINANCIAL Through Estimated 2012 2013 2014 2015 2016 2017 2018 2019 BEYOND TOTAL ' EXPENSES Design 22 22 Land (RNV) 0 Const. Mgmt. 32 32 Construction 216 216 TOTAL EXPENSES 0 0 0 0 0 0 22 248 0 270 FUND SOURCES Awarded Grant 0 Proposed Grant 0 Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 0 0 0 0 0 0 22 248 0 270 TOTAL SOURCES 0 0 0 0 0 0 22 248 0 270 °cation Sg 2014 - 2019 Capita Improvement Program 68 95 CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Gilliam Creek Fish Barrier Removal Project No 99830105 Construct fish ladder leading to existing flap gate location and replace flap gate with self-regulating ' oESCRpTK]N ~ ' tide gate to accommodate salmonid passage. JUSTIFICATION: Enable fish access to lower Gilliam Creek under wider range of flow conditions. Analysis of lower Gilliam Creek may be conducted m determine best solution for fish passage and STATUS: to address potential flooding. MAINT. IMPACT: Expected to have no change in maintenance. COMMENT: WSDOT may include this project in the 1-405 improvements. FINANCIAL Through Estimated 14 2015 2016 2017 2018 2019 BEYOND TOTAL -' __ EXPENSES Design 110 110 Land (R884 0 Const. Mgmt. 85 85 Construction 550 550 TOTAL EXPENSES 0 0 0 0 0 0 0 0 745 745 FUND SOURCES Awarded Grant 0 Proposed Grant 500 500 Mitigation Actual 0 Mitigation Expected 0 City Oper. Revenue 0 0 0 0 0 0 0 0 245 245 TOTAL SOURCES 0 0 0 0 0 0 0 0 745 745 ()Jac Location 2014 2019 Capita Improvement Program ** CITY OF TUKWILA CAPITAL PROJECT SUMMARY 2014 to 2019 PROJECT: Northwest Gilliam Basin Storm Drainage System Project No 90341206 Upgrade existing storm drainage system. Provide water quality treatment manholes at the downstream DESCRIPTION: end of the retrofitted drainage systems. Provide asphalt overlay and extruded asphalt curb for all streets. Reduces right-of-way and private property flooding by increasing the hydraulic capacity of the existing JUSTIFICATION: storm drainage system. Water quality manholes remove sediment and oil from street runoff. STATUS: S 146th St was completed in 2009 and S 150th is scheduled for 2014 with the Annual Small Drainage Program. MAINT. IMPACT: Expected to decrease maintenance. COMMENT: Where feasible, combine with future overlay project to reduce costs and construction impact. FINANCIAL Through Estimated 1 2014 2015 2016 2017 2018 2019 BEYOND TOTAL `-- — EXPENSES Design 100 100 Land (R/W) 0 Const. Mgmt. 40 40 Construction 800 800 TOTAL EXPENSES 0 0 0 0 0 0 0 940 0 940 FUND SOURCES Awarded Grant 0 Proposed Grant 0 Mitigation Actual 0 Mitigation Expected 0 Utility Revenue 0 0 0 0 0 0 0 940 0 940 TOTAL SOURCES O 0 0 0 0 0 0 940 0 e40 Project Location Replace Exisling Storm Drainage SysRm Provide WO Treatment Manhole Replace Existing I is. Storm Drainage System. 1 Provide Asphalt Overlay —7.1* and Extruded Curb. , 2014 2019 Capita Improvement Program 70 97 Provide WU Treatment tolanliore 1 2 3 4 s 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 30 31 32 33 CITY OF TUKWILA ATTACHMENT A REVENUES & EXPENDITURES GOVERNMENTAL FUNDS 2014 - 2019 Analysis in 000's Reserve fund balance $ 1,458 $ 1,458 3,000 $ 5,203 $ 5,206 $ 5,325 $ 5,470 $ 5,620 $ 5,620 620 Sales and Use Taxes - includes retail sales and use tax, natural gas use tax and criminal justice sales tax Gambling and other taxes - includes gambling tax, admission tax and leasehold excise tax Licenses & permits - includes business licenses, residential rental licenses, building and other permits Intergovernmental - includes streamlined sales tax mitigation, grants, state shared revenues and entitlements Dedicated Revenues (Capital) - includes REET, Greenbelt property tax levy, parking tax, motor vehicle tax, investment income earned in the capital funds One -time revenue - represents the LID bond proceeds in 2013 and sale of land currently used for storage by utility funds in 2016 Arterial Street - 2014 and 2015 net revenue derives from Tukwila Village; 2016 and 2017 net revenue derives from urban renewal property sales. 2014 - 2019 Financial Planning Model 10/2 ?f313 -- - -- - - - - - - -- - 6 Year Plan - - - - -- _ -- _ -_ - -' REVENUES (See A -1) HISTORICAL ESTIMATES PROJECTIONS Totals 2014 -2019 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 General Revenues Sales and Use Taxes $ 15,609 $ 16,114 $ 15,674 $ 16,299 $ 16,770 $ 17,263 $ 17,771 $ 18,293 $ 18,832 $ 19,386 $ 108,315 Property Taxes 13,189 13,427 13,830. 13,814 14,160 14,514 14,876 15,248 15,630 16,020 90,448 Utility Taxes 4,064 4,052 4,001 4,018 4,087 4,169 4,252 4,338 4,424 4,513 25,784 Interfund Utility Tax 1,498 1,372 1,535 1,486 1,586 1,665 1,748 1,835 1,927 2,024 10,784 Gambling and other taxes 2,693 2,038 3,045 2,709 2,819 2,876 2,933 2,992 3,052 3,113 17,785 RGRL - 1,641 1,756 1,750 1,768 1,812 1,857 1,903 1,951 2,000 11,290 Licenses & permits 1,619 1,833 1,605 1,867 1,896 1,949 2,004 2,060 2,118 2,178 12,206 SCL Agreement 2,071 2,110 2,147 2,206 2,250 2,307 2,364 2,424 2,484 2,546 14,375 Intergovernmental 2,405 2,646 2,663 ' 2,545 2,102 2,121 2,141 2,161 2,181 2,202 12,907 Charges for Services 2,471 2,614 2,438 2,954 3,036 3,127 3,221 3,317 3,417 3,519 19,637 Indirect cost allocation 1,696 1,903 1,775 2,036 2,085 2,137 2,191 2,246 2,302 2,359 13,320 One -time revenue - - - 8,500 - 1,500 1,500 Sub - total 47,314 49,751 50,468 60,185 52,559 53,939 56,859 56,818 58,317 59,860 338,351 Dedicated Revenues (Capital) 1,045 1,024 1,613 900 857 882 909 936 964 993 5,540 TOTAL REVENUES 48,359 50,775 52,082 61,085 53,415 54,822 57,767 57,753 59,282 60,853 343,892 EXPENDITURES Operating & Maintenance (see Attachment B) 44,740 43,701 45,291 47,742 48,524 50,312 51,570 52,859 54,180 55,534 312,979 Debt Service 2,307 2,569 3,075 5,964 3,426 3,414 3,187 3,189 3,183 3,322 19,722 Reserve Fund 566 - 1,500 2,200 3 119 146 150 150 2,768 Operating transfers 160 1,078 225 475 675 323 329 316 283 283 2,209 Aden /Engineering 552 516 641 414 429 440 451 463 474 474 2,731 Subtotal Available 600 2,344 2,849 4,990 (1,839) 329 2,111 780 1,011 1,090 3,482 Capital Projects (Attachment C) Residential Street 300 0 108 1 276 625 3,221 100 100 750 750 5,546 Arterial Street 294 6,089 7,668 3,713 1,958 5,733 2,028 2,118 2,208 2,263 16,308 Land & Park Acquisition 272 98 938 (1) 716 117 42 37 41 71 1,024 Governmental Facilities 13 9 15 245 (3,170) (1,320) (2,695) (1,700) - - (8,885) General Government 517 830 667 303 200 200 200 200 200 200 1,200 Fire Improvements - (158) (34) (80) (50) (50) (50) (50) (50) (50) (300) Sub total Capital 1,396 6,869 9,362 4,456 279 7,901 (375) 705 3,149 3,234 14,893 Change in fund balance (796) (4,524) (6,512) 534 (2,118) (7,572) 2,486 75 (2,138) (2,144) (11,411) Beginning fund balance 26,759 25,963 21,439 14,926 15,460 13,341 5,769 8,256 8,331 6,193 15,460 Ending Fund Balance $ 25,963 $ 21,439 $ 14,927 $ 15,460 $ 13,341 $ 5,769 $ 8,256 $ 8,331 $ 6,193 $ 4,049 $ 4,049 Reserve fund balance $ 1,458 $ 1,458 3,000 $ 5,203 $ 5,206 $ 5,325 $ 5,470 $ 5,620 $ 5,620 620 Sales and Use Taxes - includes retail sales and use tax, natural gas use tax and criminal justice sales tax Gambling and other taxes - includes gambling tax, admission tax and leasehold excise tax Licenses & permits - includes business licenses, residential rental licenses, building and other permits Intergovernmental - includes streamlined sales tax mitigation, grants, state shared revenues and entitlements Dedicated Revenues (Capital) - includes REET, Greenbelt property tax levy, parking tax, motor vehicle tax, investment income earned in the capital funds One -time revenue - represents the LID bond proceeds in 2013 and sale of land currently used for storage by utility funds in 2016 Arterial Street - 2014 and 2015 net revenue derives from Tukwila Village; 2016 and 2017 net revenue derives from urban renewal property sales. 2014 - 2019 Financial Planning Model 10/2 ?f313 CITY OF TUKWILA ATTACHMENT A DEBT SERVICE 2014 - 2019 Analysis in 000's (a) Amount is net of tax credit. 72 ----- ------ ------ - - -' 6 Year Plan -----__=-------- - - - - -- Operating Transfer: ESTIMATES PROJECTIONS TOTAL DEBT SERVICE Use of Debt Proceeds 2013 2014 2015 2016 2017 2018 2019 2014 -2019 LTGO 2003 Golf course club house $ 3,380 $ - $ - $ - $ - $ - $ - $ - LTGO 2003 Refunding Community center and Fire station 491 488 - - - - - 488 #53 '1 CC 3t },3 91 3171. .1 .. 9S 43 8 LTGO 2008 Refunding City Hall Annex, 6300 bldg, and 737 812 811 811 809 809 811 » 4,863 Urban revitalization - Tukwila Village; 12 /1/2019 3.32 365 >64 10:3 1 ukw;Li Vi13 z, 40::; i -1' l37 34 445 445 446 2,675 LTGO 2010 Southcenter Parkway Extension, emergency management; 518 518 520 520 520 519 520 3,117 12/1/2024 (a) r ,7t,31iti H: c'FSiY:'T � i�t� 1,. 1.iX >t S141s 3�1 .�.., )4) �vit , >«� >t{.1 *rii. ;35) 3`11. 351. 2,200 •_ 133 ? t 1_ .3 13,,9; 29 � lr 139 �.. i . '1 139 831 LTGO 2011 Refunding Arterial street portion of 2003 bond — South Park bridge transaction; 12/1/2023 168 548 546 548 552 549 552 3,295 SCORE 2009 South County Corretional Entity, SCORE Jail facility; 1/1/2039 430 431 431 431 431 429 429 2,582 Valley Com 2010 Refunding Valley Communications Center operating facility 241 229 229 458 LTGO 2014, proposed Arterial Street Projects, 2024 477 477 477 477 477 2,386 1.i'xii ^rs €115 %311 r' A4 E' '7(71tii:, 33 455m ,2 ", "r 277 77 277 277 1,105 Boeing .\C?z1FC1i kY 1cl.,t, 32, 543 200 20&' 2111) 00 201) 1.,1)00 1' edeSt ian 5001)1 LTGO 2014, proposed Urban Renewal 400 400 400 400 400 533 2,533 TOTAL Estimate / Projections $ 5,964 $ 3,426 $ 3,414 $ 3,187 $ 3,189 $ 3,183 $ 3,322 $ 19,722 (a) Amount is net of tax credit. 72 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, ADOPTING THE 2014 -2019 FINANCIAL PLANNING MODEL AND THE CAPITAL IMPROVEMENT PROGRAM FOR GENERAL GOVERNMENT AND THE CITY'S ENTERPRISE FUNDS. WHEREAS, when used in conjunction with the biennial City budget, the Capital Improvement Program (CIP) and the Financial Planning Model for the period 2014 -2019 are resource documents to help plan directions the City will consider for the future; and WHEREAS, the Financial Planning Model and Capital Improvement Program are not permanent fixed plans, but are guidelines or tools to help reflect future goals and future resources at the time budgets are being planned; and WHEREAS, the commitment of funds and resources can only be made through the budget process; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. The City Council hereby adopts the 2014 -2019 Financial Planning Model and accompanying Capital Improvement Program, incorporated by this reference as if fully set forth herein. Section 2. A copy of the 2014 -2019 Financial Planning Model and accompanying Capital Improvement Program shall be kept on file in the City Clerk's Office. Section 3. The assumptions, revenues and expenditures will be reviewed and updated biennially, or as necessary, by the City Council. Section 4. The detail of Capital Improvement Program projects will be reflected in the published Financial Planning Model and Capital Improvement Program 2014 -2019. W: \Word Processing- City \Resolutions \Financial Planning Model & CIP 10 -28 -13 PM:bjs Page 1 of 2 73 PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk Kathy Hougardy, Council President APPROVED AS TO FORM BY: Filed with the City Clerk: Passed by the City Council: Resolution Number: Shelley M. Kerslake, City Attorney Attachment: Financial Planning Model and Capital Improvement Program 2014 -2019 W: \Word Processing- City \Resolutions \Financial Planning Model & CIP 10 -28 -13 PM:bjs 74 Page 2 of 2 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Peggy McCarthy, Finance Director DATE: October 30, 2013 SUBJECT: 2013 -2014 Mid - Biennial Budget Amendments ISSUE Approve the 2013 -2014 mid - biennial budget amendments before December 31, 2013. BACKGROUND Budget amendments are proposed for the following situations and reasons: • Approve changes to the salary plan specified in the adopted budget. • Approve budget re- allocation within and among funds and general fund dep • Approve additional budget appropriations to ensure departmental and remain within budget authority on an annual and biennial basis. Within the biennial budget structure, Council approval is not required for line item However for the purpose of clarity and transparency, the 2013 carryovers have the proposed 2013 -2014 budget amendments. DISCUSSION The proposed amendments have been categorized by type as follows: 1. New - New proposals 2. Over budget -- Expenditures exceeding budget artments. fund expenditures budget carryovers. been included with 4. Revenue Backed - Revenue backed expenditures 5. Accounting - Accounting changes, budget reallocation, fund balance adjustment, non - discretionary costs 3. Approved - Council decisions / 6. Carryover - Budget carried over to approvals, including CIP 2014 and outlying years The proposed amendments are documented in two attachments. The Budget Amendment Summary (narrative) describes the amendments in narrative format and organizes them by amendment type. The Budget Amendment Detail (spreadsheet) lists the amendments in line item format, by fund and department. The majority of the budget amendments represent matters that have been previously addressed by Council or that are administrative in nature. Of note are the "New" and "Over budget" amendment categories. The five largest additions to General Fund departmental budgets and information on the position upgrades are listed below. 75 INFORMATIONAL MEMO Page 2 Five Largest Additions to Departmental Budgets, in Thousands (000) (additions are offset by a reduction in Dept 20 expenditure budget - transfers -out) Dept Description 2013 2014 Biennium Fire Overtime, Trakit fire permit module implementation $200 $50 $250 Council Salary, benefits, meeting facilitation, travel 15 80 95 ** Park Public utility services, primarily water 40 45 85 Court Compensation for Judge's services 25 30 55 DCD Staffing, professional services for comprehensive plan, other 45 45 Position Upgrades Recreation Analyst and Court Administrator 9 20 $29 Information Technology Assistant and Database Administrator 1 11 12 ** $50K of increase results from Affordable Care Act (ACA) mandates; amount excludes $15K Department of Revenue charge for former employee. Budget has been added to the General fund revenues and General fund expenditures for the $1 M bond proceeds received on behalf of, then loaned to, the MPD for the capital improvement project. Otherwise, increases to the departmental budgets have been offset by a reduction in the budget for transfers out to capital funds of $922K (see line 34, column G of the Budget Amendment Detail). A reduction in transfers to the capital funds is possible for three reasons; (1) certain capital project activity has been moved to later years, (2) certain costs came in lower than budgeted (i.e. Howard Hanson Dam flood response) and (3) additional resources are available in the capital project funds due to favorable 2012 results ($1.75M fund balance budget has been added to these funds). Budget added to General Fund revenue accounts (with the exception of the $1 M addition for the bond proceeds) has been offset by a reduction in utility tax revenue of $366K (see line 33, column F of the Budget Amendment Detail). This offset keeps the budget for General Fund revenue at a level similar to the adopted budget, consistent with the City's conservative budgeting policy. FINANCIAL IMPACT General Fund. The net financial impact of the budget amendments consists of the $2.2M increase in budgeted fund balance reflecting the favorable 2012 actual results (Line 38 column H of the Budget Amendment Detail). Hotel /Motel Tax Fund. The budgeted fund balance is reduced by $100K for the satellite visitor center at Westfield's Southcenter Mall. Capital Project Funds. A total of $1.75M was added to the capital project fund balances (Residential Street $300K, Arterial Street fund $250K, General Government Improvements fund $700K and Land & Park Acquisition fund $500K) to reflect actual 2012 results. Other amendments relate to changes in the Capital Improvement Program (CIP) previously reviewed by the Council. Water and Sewer Funds. Fund balance budget is increased by $2M and $1 M respectively reflecting 2012 favorable actual results. RECOMMENDATION The Finance and Safety Committee is being asked to approve the 2013 -2014 mid - biennial budget amendments. This item is scheduled for the November 12, 2013 Committee of the Whole, and December 3, 2013 Regular Council Meeting. ATTACHMENTS Draft Ordinance Draft Ordinance Detail 2013 -2014 Budget Amendment Summary (narrative) 2013 -2014 Budget Amendment Detail (spreadsheet) 76 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2389, WHICH ADOPTED THE CITY OF TUKWILA'S BIENNIAL BUDGET FOR THE 2013 -2014 BIENNIUM, TO ADOPT AN AMENDED MID - BIENNIUM BUDGET; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, on November 26, 2012, the City Council of the City of Tukwila adopted Ordinance No. 2389, which adopted the 2013 -2014 biennial budget of the City of Tukwila; and WHEREAS, a mid - biennium budget amendment was presented to the City Council in a timely manner for their review, in accordance with RCW 35A.34.130; and WHEREAS, on November 12, 2013, following required public notification, the City Council conducted a public hearing on the proposed mid - biennium budget amendment; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Ordinance Amended. Tukwila Ordinance No. 2389 is hereby amended with the City Council's adoption of the document entitled "City of Tukwila 2013 -2014 Mid - Biennium Budget Amendment," attached hereto and incorporated by this reference as if fully set forth herein, in accordance with RCW 35A.33.075. Section 2. Estimated Revenues and Appropriations. The totals of the estimated revenues and appropriations for each separate fund and the aggregate totals are as follows: FUND EXPENDITURES REVENUES 000 General $122,930,819 $122,930,819 101 Hotel /Motel Tax $3,532,082 $3,532,082 103 Residential Street $2,600,000 $2,600,000 104 Arterial Street $41,577,820 $41,577,820 105 Contingency $5,278,632 $5,278,632 W: Word Processing \Ordinances \Budget amendment - 2013 -2014 mid - biennium 10 -28 -13 JF /PM:bjs (continued...) Page 1 of 2 77 FUND EXPENDITURES REVENUES 206 LID Gurantee $680,000 $680,000 301 Land & Park Acquisition $5,607,000 $5,607,000 303 General Governmental Improvements $2,623,684 $2,623,684 401 Water $18,814,000 $18,814,000 402 Sewer $15,401,000 $15,401,000 Section 3. Copies on File. A complete copy of the final budget for 2013 -2014, as adopted, together with a copy of this amending ordinance, shall be kept on file in the City Clerk's Office, and a copy shall be transmitted by the City Clerk to the Division of Municipal Corporations of the Office of the State Auditor and to the Association of Washington Cities. Section 4. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. Section 5. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 6. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force and effect five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Attachment: City of Tukwila 2013 -2014 Mid - Biennium Budget Amendment W: Word Processing \Ordinances \Budget amendment - 2013 -2014 mid - biennium 10 -28 -13 JF /PM:bjs 78 Page 2 of 2 City of Tukwila 2013 -2014 Mid - Biennial Budget Amendment Ordinance Detail A B C D E F G H A +C +D B +F +G Fund #I Fund Description 2013 -2014 ADOPTED BUDGET AMENDMENTS 2013 -2014 AMENDED BUDGET Total Revenues Total Expenditures Begnning Fund Balance Revenue 2013 -2014 Revenues Total 2013 -2014 Expenses Expenditures Ending Fund Balance Total Total Revenues Total Expenditures 000 General $ 119,730:819 S 119.730,819 $ 2,200 000 $` 1,000,000 33.200,000. $ 1,000,000 $: 2,200.000 33;200.000 $122,930,819 '`$122,930,819 101 Hotel /Motel 3,712;082 3;712,082 - (180,000) (180,000) (80.000) (100,000) (180,000) 3,532,082 3,532,082 103 City Street 2.300;000 2.300.000 300,000 300.000 110:000 190,000 300,000 2,600,000 2,600,000 104 Arterial Street 48.887,820 48,887.820 250,000 (7.560,000) (7,310,000) (8,640,000) 1.330,000 (7,310,000) 41,577,820 41,577,820 105 Contingency 5,203,632 5,203,632 75;000' 75,000 - 75.000 75,000', 5,278,632! 5,278,632 107 Fire Equipment Cumulative Reserve 1,030,000 1,030,000 - - 1,030,000 1,030,000 109 Drug Seizure Fund 472.000 472,000 - - 75,000 (75,000) - 472,000 472,000 206 LID 33 bonds 2013 680,000 680,000 680,000 680,000 680,000 680,000 209 Limited Tax G.O. Bonds 2003 3,379,788 3.379,788 - - 3,379,788 3,379,788 210 Limited Tax G.O. Refunding Bonds, 2003 979,750 979,750 - - 979,750 979,750 211 Limited Tax G.O. Refunding Bonds, 2008 1.550,000 1.550.000 - - 1,550,000 1,550,000 212 Limited Tax G.O. Bonds, 2009 - SCORE 865,000 865,000 - - 865,000 865,000 214 Limited Tax G.O. Bonds, 2010 1.172,114 1,172.114 - - 1,172,114 1,172,114 216 Limited Tax G.O. Ref Bonds, 2010 - Valley Co 472.000 472;000 - - 472,000 472,000 217 2011 Refunding Bonds 717.000 717,000 - - 717,000 717,000 233 2013 LID 1,707,400 1,707,400 - - 1,707,400 1,707,400 301 Land Acquisition, Recreation &Park Devl. 4,577,000 4,577,000 500,000 530.000 1;030,000 1,080,000 (50,000) 1.030.000 5,607,000 5,607,000 302 Facility Replacement 6,366,204 6,366.204 - - 6,366,204 6,366,204 303 General Government Improvements 2.173.684 2,173,684 700,000 (250,000) 450,000 (250:000) 700,000 450,000 2,623,684 2,623,684 304 Fire Improvements 400,200 400.200 - 60,000 (60,000) - 400,200 400,200 401 Water 16,814,000 16,814.000 2,000,000 2,000,000 - 2,000.000 2.000,000 18,814,000 18,814,000 402 Sewer 14,401,000 14,401.000 1,000,000 1;000,000 1,000.000 1;000,000 15,401,000 15,401,000 411 Foster Golf Course 4,033.594 4,033,594 - - - 4,033,594 4,033,594 412 Surface Water 13,288.800 13,288,800 - - 13,288,800 13,288,800 501 Equipment Rental 10,660.360 10.660,360 - - 10,660,360 10,660,360 502 Insurance Fund 13,818,784 13.818,784 - - 13,818,784 13,818,784 503 Insurance - LEOFF 1 Fund 1,606,680 1,606.680 - - 1,606,680 1,606,680 611 Firemen's Pension 1,537,300 1,537.300 - - 1,537,300 1,537,300 Total All Funds Combined $ 281.857,011 3 281;857,011 $ 6,950.000 $ (5,705,000) $ 1,245,000 $(6.645,000) $ 7,890,000 $1,245,000 $283,102,011 $283,102,011 80 2013 -2014 BUDGET AMENDMENT SUMMARY (Amounts provided below represent biennial changes) GENERAL FUND 000 New proposals Community Development (DCD). An additional $45K in extra labor and professional services has been budgeted to assist with the comprehensive plan update and to provide plan review services in response to increased building activity. Court (CRT). An additional $55K in budget authority has been added to reflect increased workload and hours needed for the judge of the Tukwila Municipal Court. The 2014 employment agreement renewal will change the judge's compensation from .75 FTE paid on an hourly basis to .85 FTE paid as an exempt employee. Information Technology (IT). Council approval is required for any changes to the salary plan specified in the adopted budget. The two Information Technology department position upgrades contemplated through the amendment process are (1) upgrade the help desk technician position from Technology Assistant to Technology Specialist to allow for broader coverage and assistance to all departments, but especially Police and Fire; (2) upgrade the Database Administrator position to a higher pay grade to attract qualified candidates. When the Database Administrator position was advertised earlier in 2013 at the existing salary level, no candidates applied. A position study, undertaken as a result of this recruitment effort, supports the position upgrade. The biennial budget impact of the position upgrades, combined, is $12K. Fire (FIRE). The Fire Department will be implementing the fire permitting module of the new Trakit permit system in 2014. Budget of $50K has been added for this endeavor. Expenditures exceeding budget Fire (FIRE). The Fire Department experienced a staffing shortage as a result of several disability leaves, the retirement of four firefighters, and staff participation in special assignments. Overtime was necessary to maintain standard staffing levels. The staffing issues have improved but six staff remain on leave for jury duty, FMLA and disability. The Fire department budget cannot absorb the additional overtime costs and an additional $200K budget has been appropriated. Overtime will be monitored closely for the remainder of the year and in 2014. Parks (PRK). Expenditure budget of $85K is added for public utility costs comprised mainly of water and some power charges; these costs have historically been under budgeted. The situation is noted and will be rectified with next biennial budget. Council Decisions /Approvals Council (CNCL). Additional budget has been added for compensation and benefits ($60K), meeting facilitation ($30K) and travel ($5K). A salary increase was approved by Council (see legislative documentation for details) and the Councilmembers' benefit plan will change effective 2014 as a result of the Affordable Care Act. Meeting facilitation was used for the 2013 Council retreat and is planned for the 2014 retreat; additional travel budget was added to provide more flexibility to Councilmembers in carrying out their responsibilities. City Clerk (CLRK). In support of the new Trakit permit system, the Administrative Support Coordinator position has been increased from .75 FTE to 1 FTE to expand the digital record services provided by this position. The additional $37K of salary and benefits will be offset by a $17K reduction in outside digital recording service costs. The new permit technology fee is structured to fund a portion of this position as well. Recreation (REC). Additional revenue of $46K and expenditures of $66K have been budgeted for the Preschool program which is scheduled to open at the Tukwila Community Center in 2014. 81 Recreation and Court (REC), (CRT). Additional salary and benefits have been budgeted for position upgrades for the Recreation Analyst, $14K, and Court Administrator, $15K, following Council direction and in connection with the 2012 compensation study. Revenue Backed Expenditures Finance (FIN). Budget of $40K for LID administration will be funded by the .5% additional interest charge to LID property owners with outstanding assessment balances; revenue is estimated at $64K. Court (CRT). Computer equipment of $4.6K was purchased for Court operations with funding from an AOC grant (Administrative Office of the Courts). Department 20 (Dpt20). Bonds were issued in 2013 for the Tukwila Metropolitan Park District capital improvement project; however this transaction was budgeted in 2012. Budget of $1M is established both for receipt of the bond proceeds and for the subsequent lending of the bond proceeds to the Tukwila Metropolitan Park District. Accounting Changes Council (CNCL). The Department of Retirement Systems charged the City $15K for the cost of PERS benefits associated with excess wages paid to a former employee. Human Services (HS). The accounting for the $250K CDBG grant was moved to the Mayor's department, Human Services Division, from a capital project fund because these expenditures do not constitute capital transactions. There is no net budgetary effect. Police (POL). The urban renewal budget of$800K is moved from the Police Department to Department 20- transfers out. The funds will be used for the Tukwila International Boulevard motel acquisition activities in conjunction with the Crime Reduction and Urban Renewal Initiative. There is no net budgetary effect. Public Works (PM. Budget of $60K will be reallocated within the Public Works department to fund the purchase of replacement emergency mobile radios. The radio replacement is necessary to maintain compatibility and functionality with the Puget Sound Emergency Radio Network. There is no net budgetary effect. Department 20 (Dpt20). The budgeted 2013 beginning fund balance was increased by $2.2M to reflect actual 2012 results. Additions to other departmental budgets are offset by a reduction to Dept 20 transfers out to capital project funds. Carryover Human Resources (HR). The $30K compensation study for Teamster positions will be undertaken in 2014 rather than 2013. Police (POL). Unused budget of $63K and $19K for purchase of a vehicle and canine unit will be moved from 2013 to 2014. 82 FUNDS OTHER THAN GENERAL FUND Council Decisions /Approvals Hotel /Motel Fund 101. Budget of $100K is appropriated for the establishment of a satellite Seattle Southside visitor center at Westfield's Southcenter mall. Other revenue and expenditure budget changes net to zero and reflect the diminished participation by the City of Kent in the tourism consortium. LID Guarantee Fund 206. Budget establishes the LID Guarantee fund; funds will be transferred in from the Arterial Street fund in an amount equal to 10% of bond proceeds or approximately $680K. Capital Project Funds * *. Budget amendments reflect changes made in the 2014 — 2019 Capital Improvement Program (CIP). Budget is added to the Fire Equipment Fund 304 for costs associated with land acquired through the Tukwila South development agreement for a new fire station; costs include $50K LID assessment and $10K for surface water charges. Accounting Changes Capital Project Funds. Budgeted 2013 beginning fund balances are adjusted for actual 2012 results for the Residential Street Fund 103 by $300K, Arterial Street Fund 104 by $250K, Land & Park Acquisition Fund 301 by $500K, and General Government Improvements Fund 303 by $700K. Contingency Fund 105 and Drug Seizure Fund 109. Budget for the Police records system set -aside of $75K is moved to the Contingency fund from the Drug Seizure Fund. General Governmental Improvements Fund 303. CDBG grant budget of $250K is moved from this capital project fund to the Human Services division of the Mayor's department because these expenditures are operating in nature and do not constitute capital transactions. Water Fund 401 and Sewer Fund 402. Budgeted 2013 beginning fund balances are adjusted for actual 2012 results for the Water Fund 401 by $2M and Sewer Fund 402 by $1 M. Carryover Golf Fund 411 and Equipment Rental & Replacement Fund 501. Unused budget for capital expenditures of $40K and $157K respectively is moved to 2014. ** Capital project funds comprise Residential Street Fund 103, Arterial Street Fund 104, Land & Park Acquisition Fund 301, Facilities Fund 302, General Government Improvements Fund 303, and Fire Equipment Reserve Fund 304. 83 84 2013 -2014 MID - BIENNIUM BUDGET AMENDMENT DETAIL Type :Dept /;Fund Acct Desc P Explanation BFB 2013 BegFdBal Revenue Expense Increase I Increase Increase (Decrease) (Decrease) (Decrease) Revenue Expense Increase Increase (Decrease) (Decrease) 2013 -2014 EFB Revenue Expense EndFdBal Increase Increase Increase (Decrease) (Decrease) (Decrease) tice 1 Accounting CNCL 000 PERS PERS on excess wages paid to employee 2 Approved CNCL 000 SALARY & BENEFITS $200 monthly salary increase for four Council members in 2014; healthcare benefit estimate of $600 per month for 7 Council members - change results from Affordable Care Act. — 3 Approved CNCL 000 PROFESSIONAL Berk meeting facilitation for Council retreat / SERVICES workshops. 4 Approved CNCL 000 TRAVEL increase to 2007 -2010 level 60,000 (60000) 1.5,000 5 Accounting HS — 000 MINOR HOME REPAIR- Record CDBG grant in General Fund instead of capital CDBG project fund 6 Accounting HS 000 MINOR HOME REPAIR Record CDBG grant in General Fund instead of capital project fund 7 Approved CLRK 000 SALARY & BENEFITS Reinstate .25 FTE for the Admin Support Coordinator (Digital Records Center) beginning 1/1/2014. 125,000 125,000 250.000 250,000 37,271 (37,271)'; 8 Approved Clrk 000 MISCELLANEOUS— — Reduction in costs for external digital record services; supplanted by in -house add'I .25 FTE for the Admin Supp Coord 9 Carryover HR 000 PROFESSIONAL Compensation study will be undertaken in 2014 SERVICES instead of 2013 10 Revenue FIN 000 LID ADMIN FEE .5% of bond issue Backed 11 Revenue FIN 000 EXTRA LABOR Backed Extra labor for LID administration 12 Approved REC 000 SALARY & BENEFITS Preschool program to start 2014; 13 Approved REC 000 SUPPLIES Preschool program to start 2014; 14 Approved REC 000 PROGRAM REVENUE Preschool program to start 2014 15 Approved REC 000 SALARY & BENEFITS Rec Analyst position upgrade 250,000 7,27 0,000 33,500 40,000 (40,000) 56,200 , (56,200) 0,200 46,460 46,460 9,300;, 16 New DCD 000 EXTRA LABOR Comprehensive plan update and increased plan review activity. 17 New DCD 000 PROFESSIONAL Comprehensive plan update and increased plan SERVICES review activity. 18 Approved CRT 000 SALARY & BENEFITS Court Administrator position upgrade approved through non -rep compensation analysis completed in December 2012 19 Revenue CRT 000 SMALL EQUIPMENT AOC purchase authorization and reimbursement of Backed computer equipment 0,00 14,100 25,000 20,000 (10,200) 46,460 (14,100)', 20 Revenue CRT 000 AOC INFORMATION AOC purchase authorization and reimbursement of Backed TECHNOLOGY EQUIP computer equipment GRANT 000 SALARY &- BENEFITS — Judge's FTE revised to .85 from .75 CO 01 21 New CRT 4,300 0,800 4,660 15,100 (15,100)', 4,660 ` (4 660)i 4.660 25,000 0,000 4,660 000 (55 000, f 5 • 2013 -2014 MID- BIENNIUM BUDGET AMENDMENT DETAIL Type Dept /;Fund( Acct Desc PRJ ; ; 22 Accounting POL 000 MISCELLANEOUS - ADMIN 23 Carryover POL 000 CAPITAL 24 Carryover POL 000 CAPITAL — — 25 Over Fire 000 SUPPRESSION budget OVERTIME J — 26 New Fire 000 PROFESSIONAL _ ----- — — S.ERYIC S 27 New IT 000 SALARY & BENEFITS 28 New IT 000 SALARY & BENEFITS — V _ 29 Accounting PW 000 EQUIPMENT Explanation Record Urban Renewal budget as transfer out to Facilities or debt service rather than Police budget BFB 2013 BegFdBal Revenue Expense Increase I Increase Increase Decrease); (Decrease) (Decrease 2014 2013 -2014 EFB Revenue Increase (Decrease) Expense Increase (Decrease Revenue Expense EndfdBal Increase Increase 1 Increase (Decrease) (Decrease); (Decrease Move funding for vehicle purchase to 2014 Move funding for canine purchase to 2014 Long term vacancies and illnesses created need for overtime to fully staff Trakit Phase II, digitize records (400 000) 63,000 (800,000 IT Help Desk position upgrade IT database administrator position upgrade Replacement of mobile, emergency radios required for compatibility with Puget Sound Emergency Radio Network (PSERN) mobile system. 30 Accounting PW 000 UNALLOCATED BUDGET Dept not in danger of going overbudget; budget ADJUSTMENT reallocation for radio replacement funding 31 Over Prk 000 PUBLIC UTILITY public utility costs have been underbudgted in the budget SERVICES past; actual expenditures through Sept 30 exceed budget by %9 — — 32 Accounting Dpt 20 000 TRANSFER OUT Record Urban Renewal budget as transfer out (Facilities or debt service) rather than Police budget 33 Accounting 00 UTILI 200,000 200,000 200,000) 0, 00fi 50,000 1,100 S 400 6,500 ; (6,500) 5,700 - 5,700 (5,700)? 0000,' 0,000) 60,000 (60,000) (60,000)1 60,000 000 45;000 400,000 400,000 TAX REVENUE Revenue budget increases are offset with a decrease in utility tax revenue 34 Accounting Dpt 20 000 UNALLOCATED BUDGET ADJUSTMENT — 35 Revenue Dpt 20 000 GO BOND PROCEEDS Backed 36 Revenue Dpt 20 000 INTERGVTL -GO BOND Backed MPD POOL 37 Accounting Dpt 20 000 BEGINNING FUND BALANCE 38 TOTAL GENERAL FUND 000 39 Approved (202,760) (365,920) 800,000 ( (800,000)' ) (365,920) Dept 20 can absorb additional costs; changes in capital project costs and revenues reduce need for GF transfers; $550K savings in HHD mitigation MPD bond proceeds for capital improvements to pool. Advancement of bond proceeds to MPD for capital improvements Adjust BFB based on actual results OFFICE SUPPLIES _ Equipment & Supplies Satellite VIC Setup 40 Approved — 101 EXTR—A-LA—BOR-ii — Staffing VIC with temparary part time and temp agency staff same hrs. Mall is open 41 Approved 101 COMMUNICATIONS Internet /Phones /Arrival & Departure Subscription — _ 42 Approved 101 MEDIA BUY Vinyl Wall Beauty Shots /Posters _ _ T __ ^ _._ _ _ — _ SPONSORSHIPS_ _ _43 Approved — _ __ _101 MISC. _ — _ — 4 _ — Contingency _ — w 42.860 922,460) 1,000,000 000,000 000,000 00,000 000,0001 (1,000,000; 2 200, 2! 00 00( 0 2.200.000_ ,000,000 1,000,000 ; 2,200,000 9.063 7,000 72,000 ; (72,000 800 1,600 00 (2,300) (1600); 2 of 5 2013 -2014 MID - BIENNIUM BUDGET AMENDMENT DETAIL Type ' Dept /;Fund; Acct Desc PRJ I I 44 Approved Explanation 2013 Revenue Expense Increase Increase Decrease) (Decrease Revenue Increase Decrease) Expense Increase Decrease) 2013 -2014 Revenue Expense Increase Increase Decrease) (Decrease) 45 Approved 101 KENTREVENUE 46 Approved 101 MEDIA BUY SPONSORSHIPS_ _ 47 Approved 101 MARKETING _ _ MAGAZINES & _ 48 Approved 101 MARKETING SPECIAL __.__ _ PROJECTS 49 Approved 101 MARKETING GENERAL 50 Approved 101 SEATAC SPECIAL __—__ Y — _ PROJECT _ _ 51 Approved 101 SEATAC COMMUNITY SERVICES 52 Approved 101 PROFESSIONAL SERVICES 53 TOTAL MOTEL /HOTEL TAX FUND 101 54 Approved - CV 103 PROJECT COSTS CIP 55 Approved - CV 103 STATE GRANT-CASCADE CIP VIEW _ 56 Approved - Sm r 103 PROJECT COSTS CIP Road 57 Accounting 103 BEGINNING FUND BALANCE 58 TOTAL RESIDENTIAL STREET FUND 103 59 Accounting 104 BEGINNING FUND BALANCE _ _ 60 Approved IU 104 BOND PROCEEDS _ CIP _ _ 61 Approved - IU _ CIP _ _ 62 Approved - IU T — _ CIP _ _ _ _ 63 Approved - 144th 104 CONCURRENCY FEES 104 PWTF INTERURBAN AVE S 104 FEDERAL GRANT T _ CIP _ _ _ 64 Approved - Ped _ CIP _ _ _ 65 Approved - Ped — _ CIP _ _ 66 Approved - TC 104 FEDERAL GRANT 164 CONSTRUCTION MGTM 104 KING COUNTY GRANT CIP 67 Approved - TC 104 REGIONAL MOBILITY CIP GRANT 68 Approved - TC 104 CONSTRUCTION MGTM CIP Share of Citywide Allowable Costs 6.2% of VIC Expenses _ _ _ ILA Terminated (60,000)" (120,000); ower membership in Seattle Sports Commission Vacation Planner Printing without Redesign Ad Campaigns, PR Projects — _ — _ — _ _ _ Online & Print Ads Conversion Study moved from 2013 into 2014 Conversion Study moved from 2013 into 2014 (9,000 27,000 24,000 9,000', 27 000)', H EFB EndFdBal Increase (Decrease) {5;837)': (180,000); 8,000 18;000 54 000) 54,000 6,000) 56,000 2,000); 52,000 15,000 Conversion Study and other small projects delayed moved from 2013 into 2014 (25,000 25,004 (75,000): (72,100), (105,000) (7,900) {180,000) (80,000), (100,000) Cascade View - Transfer budget to 2014 from 2013 90,000 Cascade View - Transfer budget to 2014 from 2014 295,000 Small roadways - New project, barrier on 42nd Ave Allentown _ — _ __ _ Adjust BFB based on actual results ffftqlv Adjust BFB based on actual results Interurban- GO bond proceeds — _ Interurban - PWTFL Interurban reduced grant funding 5144th Phase II 110,000 (110,000) 00,000' I 300,000 300,000 = (295,000)_ (590,00 295,000 700,00 110,000 190,000 ': 3.400.000 Pedestrian Bridge - Carryover to 2013 (243,000), (2,100,000) (905,000) 458,000 243,000 250,000 3,400,000 2,500,000)'; (905,000), 458,000' Pedestrian Bridge - Carryover to 2014 Transit Center, New KC FTA Grant Transit Center - Carryover to 2011 Transit Center - Carryover to 2014 300,000 00,000 1.187.000 87,000 550,00 5 2013 -2014 MID - BIENNIUM BUDGET AMENDMENT DETAIL Type ° Dept J Fund< Acct Desc PR1 , E Explanation A BFB 2013 BegFdBal Revenue Expense Increase Increase Increase Decrease) ; (Decrease) (Decrease) 2014 2013 -2014 EFB Revenue Expense ? Revenue Expense • EndFdBal Increase Increase Increase Increase ( Increase (Decrease) (Decrease) (Decrease) (Decrease) (Decrease 69 Approved - TC 104 CONSTRUCTION Transit Center Carryover to 2014 CIP -7-0 ved _ 70 - EMW 104 CONSTRUCTION MGTM East Marginal Way Overlay - Carryover to 2014 CIP 71 Approved - EMW 104 CONSTRUCTION East Marginal Way Overlay - Carryover to 2014 _ CIP — _ _ _ _ — 72 Approved - APW 104 TIB GRANT Andover Park West - Carryover to 2012 CIP 73 Approved - APW 104 CONSTRUCTION MGTM Andover Park West - Carryover to 2014 CIP 74 Approved - APW 104 CONSTRUCTION _ — Andover Park West - Carryover to 2014 CIP 75 Approved - BAR 104 BOND PROCEEDS Boeing Access Road Bridge - GO bond CIP 76 Approved - BAR 104 BAR BRIDGE PWTF Boeing Access Road bridge - PWTFL 4,664,0013 {150,000 1,200,000 4,664,000' 150,000 ,200, 0 0 6300 9O0i _ CIP 77 Approved - BAR 104 CONSTRUCTION MGTM Boeing Access Road Bridge - Carryover to 2014 2,220,000 2,500,000 2,500,000) __CIF — — - -- — 78 Approved - BAR 104 CONSTRUCTION v — Boeing Access Road Bridge - Carryover to 2014 045,000) 1,04 CIP 79 Approved - BAR 104 CONSTRUCTION Boeing Access Road Bridge - Construction Carryover 00,000; 100;0 CIP — _ to 2015 80 Approved - BAR 104 FEDERAL GRANT Boeing Access Road Bridge - Federal Grant carryover _ CIP _ _ _ _ _ _ _ to 2015 _ _ _ _ _ 81 Approved - BSNF 104 DESIGN — — — BNSF Regional Center Access CIP 82 TOTAL ARTERIAL STREET FUND 104 3 Accounting 105 TRANSFER IN 84 Accounting 109 TRANSFER OUT Fund Police records software rese rom Police budget rather than _ Dept 20 _ _ _ _ _ Fund Police records software reserve from Police — budget rather than Dept 21 85 _Approved__ _ _206 TRANSFER IN _ LID Guarantee fund 86 TOTAL CONTINGENCY FUND 105, DRUG SEIZURE FUND 109 AND LID GUARANTEE FUND 206 87 Accounting 1 BEGINNING FUND Adjus BFB based on actual results BALANCE — 88 Approved - Ft 301 DESIGN — — — Ft Dent Paving - Addition CIP Dent 89 Approved - Ft 301 CONSTRUCTION MGTM Ft Dent Paving - Addition CIP — _ Dent 90 Approved - Ft 301 CONSTRUCTION — ^ Ft Dent Paving - Addition _ CIP Dent 91 Approved - DHP 301 DESIGN Duwamish Hill Preserve - Addition __CIP-_-___ ___ _ _ _ _ _ _ _ _ _ _ _-_ _ 92 Approved - DHP 301 CONSTRUCTION MGTM Duwamish Hill Preserve - Addition CIP ,120,000),; ,020,0 - (9,020,000). 9,020 (8,080 000) (9,200,000) 80, 250,000, ? (7,548,000 9,768,001 2,000): 380,000); 00 (7,560,000) (8,640,000)1 1,330,000' 75,000 75,000' 680,000 755,000 ; 75,000 680,000 75,000 ; (75,000) ° 680,000 755,000 75,000 ; 680,000' 500,000 20,000 - 20,000 , (20,000)', 30,000 30,0001 (30,000) 00,000 - 200,000 ; (200,000) 70 000 - 370,000 (370,000) 5,000 15,000 (15,000 4 of 5 2013 -2014 MID - BIENNIUM BUDGET AMENDMENT DETAIL Type Dept / ,Fund; Acct Desc Explanation ' PRJ € 93 Approved - DHP 301 CONSTRUCTION Duwamish Hill Preserve - Addition CIP _ _ _ _ 94 Approved - DHP 301 GRANT Duwamish Hill Preserve - Addition CIP _ _ 95 Approved - DHP 301 GRANT Duwamish Hill Preserve - Addition CIP 96 TOTAL LAND & PARK ACQUISITION FUND 301 BFB 20 BegFdBal Revenue Increase I Increase Decrease) ; (Decrease) 3 Expense Increase (Decrease) 2014 2013 -2014 EFB Revenue Increase (Decrease) 30,000 500,000 Expense Increase (Decrease 4 Revenue Expense EndFdBal Increase Increase I Increase (Decrease) (Decrease) ; (Decrease 30,000 500,000 445,000, I (445,000) 0,000 500'.000 500,000 ) 530,000 ' ,1,080,000 530,000 = ,1,080,000' 1 (50,000) 97 Accounting 98 Accounting 99 Accounting 303 MINOR HOME REPAIR- Record CDBG grant in General Fund instead of capita CDBG _ _ project fund _ 303 MINOR HOME _ REPAIR _ Record CDBG grant in General Fund instead of capital project fund 303 BEGINNING FUND Adjust BFB based on actual results BALANCE (250,000), 250,000 (250,000); 700',000 (125,000r (250,000) '; 100 TOTAL GENERAL GOVERNMENT IMPROVEMENTS FUND 303 700,000 700,000 (125,000):S 000) (125,000)' 1125,000; (250,000) (250,000), 700;000: 101 Approved 102 Accounting 103 Accounting 104 Carryover 304 VARIOUS 0 New Fire Station costs - LID assessment for 2013, surface water charges for both years 401 BEGINNING FUND Adjust BFB based on actual results BALANCE _ __ _ __ 402 BEGINNING FUND Adjust BFB based on actual results _ BALANCE _ 411 CAPITAL 55,000; 5,000 60,000 (60,000) 7 2,000,00 Move $401( capital expenditure to 2014 105 TOTAL. WATER FUND 401, SEWER FUND 402 AND GOLF COURSE FUND 411 (40,000) 3,1700,000 40,000 Pffl, 5:4 Carryover 501 CAPITAL Move funding for Command car 107 Carryover 501 CAPITAL Addtl funding for pumpers in 2014 108 TOTAL EQUIPMENT RENTAL & REPLACEMENT FUND 501 57,000 6000 71,000 157,000 5 of 5 90 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Shelley Kerslake, City Attorney DATE: October 30, 2013 SUBJECT: Amendments to Tukwila Municipal Code 2.95 — Code of Ethics Option 1. 5 member Board Comprised of Commission Chairs — Adjudication of Complaints by the City Council. At the Finance and Safety Committee meeting of October 22, 2013, the Committee reviewed an ordinance amending the City's Ethics Code which included the creation of an ethics Board which would receive ethics complaints and make an initial determination regarding sufficiency of the complaint. After review, the Committee requested that three separate ordinances be created for consideration: (1) Creation of an Ethics Board comprised of the chairs of the City's current commissions who would render a sufficiency determination, cause and investigation to occur and forward the matter to the City Council for adjudication of the complaint; (2) Creation of an Ethics Board comprised of the chairs of the City's current commissions who would render a sufficiency determination and adjudicate the complaint and (3) Creation of an Ethics Board appointed by the Mayor and Council, with rigorous qualifications. This Board would render a sufficiency determination and adjudicate the complaint. The ordinance attached to this memo represents Option 1. In this ordinance an Ethics Board is created and the membership is comprised of the commission chairs from the City's five standing commissions. Under this model, the Board will make an initial determination of complaint sufficiency. If the complaint is found to be initially sufficient, the Board will cause an investigation to be completed. The investigator will make findings of fact but will not draw any conclusions. Upon receipt of the investigation, the Board will forward the findings to the Council. The Council will then determine whether an ethics violation has occurred and render the appropriate penalty, if necessary. This process will apply to all elected officials and appointed board and commission members. ATTACHMENTS Ordinance — Ethics Code — Option 1 91 92 R FT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, REPEALING ORDINANCE NOS. 2127 AND 2068, AS CODIFIED IN TUKWILA MUNICIPAL CODE CHAPTER 2.95, "CODE OF ETHICS;" ADOPTING A NEW TUKWILA MUNICIPAL CODE CHAPTER 2.95, "CODE OF ETHICS;" PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City adopted a Code of Ethics by Ordinance No. 2068 on November 15, 2004 and amended the same by Ordinance No. 2127 on August 7, 2006; and WHEREAS, the City Council desires to repeal the current Code of Ethics codified in Tukwila Municipal Code Chapter 2.95 and enact a new Tukwila Municipal Code Chapter 2.95 to address issues related to elected officials and to provide for a Board of Ethics; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Repealer. Ordinance Nos. 2127 and 2068, as codified in Tukwila Municipal Code (TMC) Chapter 2.95, "Code of Ethics," are hereby repealed in their entirety. Section 2. New TMC Chapter 2.95, "Code of Ethics," Adopted. A new Tukwila Municipal Code Chapter 2.95, "Code of Ethics," is hereby adopted to read as follows: CHAPTER 2.95 CODE OF ETHICS Sections: 2.95.010 Purpose 2.95.020 Definitions 2.95.030 Prohibited Conduct 2.95.040 Board of Ethics 2.95.0450 Complaint Process 2.95.050 Penalties for Noncompliance 2.95.060 Where to Seek Review W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs Page 1 of 11 93 94 Section 3. TMC Section 2.95.010 is hereby established to read as follows: 2.95.010 Purpose A. It is the policy of the City of Tukwila to uphold, promote and demand the highest standard of ethics from all of its employees and officials, whether elected, appointed or hired. City officers and employees shall maintain the utmost standards of personal integrity, truthfulness, honesty and fairness in carrying out their public duties; they shall avoid any improprieties in their roles as public servants, including the appearance of impropriety; and they shall never use their City positions or powers for improper personal gain. B. It is the intention of the City Council that TMC Chapter 2.95 be liberally interpreted to accomplish its purpose of protecting the public against decisions that are affected by undue influence, conflicts of interest, or any other violation of this Code of Ethics. In interpreting TMC Chapter 2.95, City officers and employees should be guided by common sense and practicality. This Code of Ethics is supplemental to Washington State law, RCW 42.23. Section 4. TMC Section 2.95.020 is hereby established to read as follows: 2.95.020 Definitions As used in TMC Chapter 2.95, these words shall have the following meanings, unless the context clearly indicates otherwise: 1. "Appearance of impropriety" refers to a situation which to a reasonable person without knowledge of the specific circumstances might seem to raise ethical issues. An example of such conduct could be when a person regularly and reliably collects money for his or her employer in his or her personal wallet and later gives it to his or her employer. By putting it in his or her personal wallet, it may look improper and give rise to suspicion. 2. "Adverse to the interests of the City" means taking action which could damage or prejudice the interests of the City or its citizens. 34. "Business" means any corporation, partnership, sole proprietorship, firm, enterprise, franchise, association, organization, self-employed individual, consultant, holding company, joint stock company, receivership, trust, or any legal entity organized for profit. 42. "City officer or employee" means every individual elected, appointed, hired, or otherwise selected to an office or position with the City, or any subdivision thereof, whether such individual is paid or unpaid. 53. "Compensation" means payment in any form, for real or personal property or services of any kind. W: Word Processing\Ordinances \Code of Ethics-Option 1 strike-thru 10-29-13 SK:bjs Page 2 of 11 95 96 64. "Gift" means a voluntary transfer of real or personal property of any kind, or the voluntary rendition of services of any kind, without consideration of equal or greater value, but not including any reasonable hosting, including travel expenses, entertainment, meals, or refreshments expenses incurred furnished in connection with appearances, ceremonies, and occasions reasonably related to official City business, where otherwise permitted by law. 75. "Hearing Examiner" shall mean the duly appointed and qualified Hearing Examiner for the City of Tukwila, or his/her designee. 86. "Immediate family" shall mean spouses, dependents, anyone residing in the person's household, and anyone within three generations by blood or marriage of the person or the person's spouse.; within three degrees of relationship by blood or marriage. 97. "Person" means any individual, or corporation, business or other entity, however constituted, organized or designated. Section 5. TMC Section 2.95.030 is hereby established to read as follows: 2.95.030 Prohibited Conduct The following shall constitute violations of this Code of Ethics: 1. General Prohibition Against Conflicts of Interest. In order to avoid becoming involved or implicated in a conflict of interest or impropriety, or an appearance of conflict of interest or impropriety, no current City officer or employee should be involved in any activity that might be seen as conflicting with the conduct of official City business or as adverse to the interests of the City. Even the appearance of the conduct prohibited in TMC Section 2.95.030 alone may be sufficient to constitute a violation of this Code of Ethics. 2. Beneficial Interests in Contracts Prohibited. No City officer or employee shall participate in his/her capacity as a City officer or employee in the making of a contract in which she/he has a financial interest, direct or indirect. This shall include any contract for sale, lease or purchase, with or for the use of the City, or the acceptance directly or indirectly of any compensation, gratuity or reward from any other person beneficially interested therein. Except, that this prohibition shall not apply where the City officer or employee has only a remote interest in the contract, and where the fact and extent of such interest is disclosed and noted in the official minutes or similar records of the City prior to formation of the contract, and thereafter the governing body authorizes, approves or ratifies the contract in good faith, by a vote of its membership sufficient for the purpose without counting the vote(s) of the officer(s) having the remote interest. For purposes of TMC Chapter 2.95, a "remote interest" means: a. That of a non-salaried officer of a nonprofit corporation; b. That of an employee or agent of a contracting party where the compensation of such employee or agent consists entirely of fixed wages or salary; W: Word Processing\Ordinances\Code of Ethics-Option 1 strike-thru 10-29-13 SK:bjs Page 3 of 11 97 98 c. That of a landlord or tenant of a contracting party; or d. That of a holder of less than one percent of the shares of a corporation, a limited liability company, or other entity, which is a contracting party. 3. Beneficial Influence in Contract Selection Prohibited. No City officer or employee shall influence the City's selection of, or its conduct of business with, a corporation, person or firm having or proposing to do business with the City, if the City officer or employee has a financial interest in or with the corporation, person or firm, unless such interest is a remote interest and where the fact and extent of such interest is disclosed and noted in the official minutes or similar records of the City prior to formation of the contract., as defined in TMC 8.21.020. 4. Representation of Private Person at City Proceeding Prohibited. No City officer or employee shall appear on behalf of a private person, other than him /herself or an immediate family member, or except as a witness under subpoena, before any regulatory governmental agency or court of law in an action or proceeding to which the City or a City officer in an official capacity is a party, or accept a retainer or compensation that is contingent upon a specific action by the City. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right to appear and /or testify in a legal proceeding on behalf of a labor organization representing employees or seeking to represent employees of the City. 5. Certain Private Employment Prohibited. No City officer or employee shall engage in or accept private employment from — or render services for — any private interest, when such employment or service is incompatible with the proper discharge of official duties or would tend to impair independence of judgment or action in the performance of official duties. This provision shall not interfere with an employee's right to engage in off duty employment that is authorized pursuant to a collective bargaining agreement and /or Tukwila Police Department General Orders. 6. Beneficial Interest in Legislation Prohibited. No City officer or employee, in appearing before the City Council or when giving an official opinion before the City Council, shall have a financial interest in any legislation coming before the City Council or participate in discussion with or give an official opinion to the City Council, unless such interest is a remote interest and where the fact and extent of such interest is disclosed and noted on the record of the Council or similar records of the City, prior to consideration of the legislation by the City Council. 7. Disclosure of Confidential Information Prohibited. No City officer or employee shall disclose or use any confidential, privileged or proprietary information, gained by reason of his /her official position, for a purpose which is other than a City purpose; provided, that nothing shall prohibit the disclosure or use of information which is a matter of public knowledge, or which is available to the public upon request. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right of a labor organization to utilize and disclose properly obtained information that the City deems confidential, privileged, or proprietary. W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs Page 4 of 11 99 8. Improper Use of Position Prohibited. No City officer or employee shall knowingly use his /her office or position to secure personal benefit, gain or profit, or use his /her position to secure special privileges or exceptions for him /herself, or for the benefit, gain or profit of any other persons. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right to negotiate agreements that address the wages, hours, and working conditions of employees of the City. 9. Improper Use of City Personnel Prohibited. No City officer or employee shall employ or use any person under the officer's or employee's official control or direction for the personal benefit, gain or profit of the officer or employee, or another. This section does not apply to off -duty employment relationships, which are mutually negotiated. 10. Improper Use of City Property Prohibited. No City officer or employee shall use City owned vehicles, equipment, materials, money or property for personal or private convenience or profit. Use is restricted to such services as are available to the public generally, for the authorized conduct of official City business, and for such purposes and under such conditions as are approved by administrative order of the Mayor; provided, the use of a City vehicle by a City officer or employee participating in a carpooling program established by the City, and for a purpose authorized under such program, shall not be considered a violation of TMC Chapter 2.95 or of any other provision of the TMC Tukwila Municipal Code. 11. Acceptance of Compensation, Gifts, Favors, Rewards or Gratuity Prohibited. No City officer or employee may, directly or indirectly, give or receive, or agree to give or receive, any compensation, gift, favor, reward or gratuity, for a matter connected with or related to the officer's or employee's services with the City of Tukwila; except this prohibition shall not apply to: a. Attendance of a City officer or employee at a hosted meal when it is provided in conjunction with a meeting directly related to the conduct of City business, or where official attendance by the officer or employee as a City representative is appropriate; b. An award publicly presented in recognition of public service; Of c. Any gift valued at $100.00 or less, which cannot reasonably be presumed to influence the vote, action or judgment of the officer or employee, or be considered as part of a reward for action or inaction -. or d. An employee serving as a representative of a labor organization and /or an employee receiving compensation, gifts, or rewards from a labor organization of which he /she is a member. 12. Impermissible Conduct After Leaving City Service. a. Disclosure of Privileged, Confidential, or Proprietary Information Prohibited. No former officer or employee shall disclose or use any privileged, confidential or proprietary information gained because of his /her City employment. W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs 100 Page 5 of 11 b. Participation in City Matters Prohibited. No former officer or employee shall, during the period of one year after leaving City office or employment: 1. Assist any person in matters involving the City if, while in the course of duty with the City, the former officer or employee was officially involved in the matter, or personally and substantially participated in the matter, or acted on the matter; 2. Represent any person as an advocate in any matter in which the former officer or employee was involved while a City officer or employee; or 3. Participate as or with a bidder, vendor or consultant in any competitive selection process for a City contract in which s /he assisted the City in determining the project or work to be done, or the process to be used. c. Duty to Inform. Whenever a City officer or employee wishes to contract with a former City officer or employee for expert or consultant services within one year of the latter's leaving City service, advance notice shall be given to the Mayor about the proposed agreement. d. Exceptions. The prohibitions of TMC subsections 2.95.030(12)(b)(1) and (2), shall not apply to a former officer or employee acting on behalf of a governmental agency, unless such assistance or representation is adverse to the interest of the City. Section 6. TMC Section 2.95.040 is hereby established to read as follows: 2.95.040 Board of Ethics A. There is created a Board of Ethics for the City of Tukwila. The purpose of this Board of Ethics is to review ethics complaints for an initial determination of sufficiency before an investigation is initiated and to provide advisory opinions when requested. B. The Board of Ethics shall be composed of five members. The Board shall be comprised of the Chairs of the City's five standing committees — the Planning Commission, the Arts Commission, the Park Commission, the Equity and Diversity Commission and the Civil Service Commission. Should the chair of any commission be unable or unwilling to serve on the Board of Ethics, the most senior member of the commission shall be selected. C. The Chair of the Board shall be elected by the Board members and shall serve as Chair for one year, at which time a new election shall occur. D. A majority of the Board of Ethics shall constitute a quorum. The Board shall meet as frequently as it deems necessary and in accordance with the provisions of the Tukwila Municipal Code. The Board shall adopt procedures consistent with the provisions of the Tukwila Municipal Code governing the conduct of its meetings. The Board shall be supported by outside counsel if the complaint is against an elected official and by the City Attorney's Office if the complaint is against an employee. W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs Page 6 of 11 101 E. The powers of the Ethics Board include rendering sufficiency determinations as described in TMC Section 2.95.045 and responding to requests from City - elected officials for advisory opinions regarding the application of the Code of Ethics to the prospective conduct of such person. Section 7. TMC Section 2.95.045 is hereby established to read as follows: 2.95.0450 Complaint Process A. A complaint that this Code of Ethics has been violated may be filed with any one of the following officers, or his /her designee(s): 1. Mayor; or 2. City Attorney 3. City Clerk. - B. No person shall knowingly file a false complaint or report of violation of this Code of Ethics. C. Any individual receiving a complaint that this Code of Ethics has been violated has an obligation to promptly forward the complaint, in writing, to the Mayor.to the Board of Ethics for a sufficiency determination. After reviewing the complaint, the Board may take any of the following actions and inform the complainant, the respondent and the City Attorney or Mayor, as appropriate: 1. Determine that the facts stated in the complaint, even if true, would not constitute a violation of the Code of Ethics. 2. Determine that the facts stated in the complaint, even if true, would not constitute a material violation of the Code of Ethics because any potential violation was inadvertent or minor or has been adequately cured, such that further proceedings on the complaint would not serve the purposes of the Code of Ethics. 3. Make a preliminary determination that the facts stated in the complaint, if true, could potentially constitute a violation of the Code of Ethics such that further proceedings are warranted. D. The Board shall submit a written report with its findings within 10 days of its receipt of the written complaint. The Board's determination of sufficiency is final and binding and no appeal is available. If the Board finds the complaint sufficient, then the complaint shall be investigated as set forth below. E. For all sufficient complaints, the City Attorney_The Mayor shall promptly designate an individual to conduct an investigation of the complaint. However, if the complaint Attorney, who shall designate an individual to conduct an investigation. W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs 102 Page 7 of 11 DF. Upon receipt of a complaint regarding an elected official or an appointed member of a board or commission, the City Attorney shall forward a confidential memorandum to all Councilmembers informing them that a complaint has been made. €G. The individual designated to conduct the investigation shall notify the subject of the complaint that a complaint has been made. The designated investigator shall ;then complete the investigation and prepare written findings and conclusions within 60 days of the date the complaint is deemed sufficient receivcd by the Mayor, unless an extension is granted in writing by the Mayor-co--City Attorney, . However, if the complaint is against an elected official, the investigator is to only find facts and make no conclusions regarding whether the Code of Ethics has been violated. A copy of the written investigation findings and conclusions shall be provided to the Mayor or City Attorney. -as FH. Within 5 business days of receipt of the investigator's written findings and conclusions, the Mayor or City Attorney, as appropriatc, shall forward a copy of the investigation to the Department Head or Mayor, as appropriate, if the complaint is against an employee and to the Council President if the complaint is against an elected official or appointed board or commission member. the complaint. Copies of the - e"' - - - - - - - - investigation conclusionsshall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. dcsignee, and the person(s) responsible for acting on the recommended disposition. The requested. GI. When the complaint is against an elected official or appointed board or commission member, the investigative findings and conclusions as discussed in TMC Section 2.95.0450( FH), as well as the recommended disposition, shall be placed on the next regularly scheduled Council meeting agenda for discussion and disposition pursuant to TMC Section 2.95.050, by majority vote of the Council., for informational purposcs only. 4J. The party complained against may, within 10 business days following the date of athe recommended disposition, which that finds a violation of this Code of Ethics, request in writing a formal hearing before the Hearing Examiner. A request for a formal hearing shall be in writing. Except for good cause shown, the hearing shall be scheduled to take place not sooner than 20 days nor later than 60 days from the date the appeal is filed. 1K. Within 30 days after the conclusion of the a formal hearing, the Hearing Examiner shall, based upon a preponderance of the evidence, prepare findings of fact, conclusions of law, and his /her order. Copies of the Hearing Examiner's findings, conclusions and order shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies of the findings, conclusions and order shall be forwarded to the investigator, the City Attorney or the City Attorney's designee, and the person(s) responsible for acting on the Hearing Examiner's order. In the case of a complaint against an elected official or appointed board or W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs Page 8of11 103 commission member, the Hearing Examiner's findings wi41 -shall be forwarded to the City Council and placed on the next regularly scheduled Council meeting agenda, for informational purposes only. Section 8. TMC Section 2.95.050 is hereby established to read as follows: 2.95.050 Penalties for Noncompliance A. Any person, other than an employee covered by a collective bargaining agreement,, found by a preponderance of the evidence to have violated any provision of this Code of Ethics; may be subject t en one or more of the following penalties: 1. A cease and desist order as to violations of this Code of Ethics; 2. An order to disclose any reports or other documents or information requested_ 3. An order to pay to the City a civil penalty of up to $1,000.00, where it is determined disciplinary measures are not appropriate under the circumstances; 4. Discipline, up to and including termination or removal from any position whether paid or unpaid, excluding elected positions, only after notice and hearing as provided by law. The pre - disciplinary procedures set forth in the provisions of the Tukwila Municipal Code and applicable personnel policies shall be followed for regular City employees, in the Classified City Scrvico; 5. Exclusion from bidding on City contracts for a period of up to 5 years; and /or 6. Termination or invalidation of contract(s) entered into in violation of the Code of Ethics, only if such contract(s) provide for termination in the event of a Code of Ethics violation. B. Any allegation that an employee who is covered by a collective bargaining agreement has violated any provision of this Code of Ethics shall be investigated in accordance with the applicable collective bargaining agreement and Department Policies, Procedures, or General Orders. For any proven violation of this Code of Ethics, an employee may be disciplined up to and including termination in accordance with the applicable collective bargaining agreement. Any such discipline may be appealed in accordance with the applicable collective bargaining agreement or Civil Service Rules. C. If the complaint is against an elected or appointed official, the Council may take any of the following actions by a majority vote of the Council: 1. Admonition. An admonition shall be a verbal non - public statement made by the Council President, or his or her designee, to the individual. The action of the Council shall be final and not subject to further review; W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs 104 Page 9of11 2. Reprimand. A reprimand shall be administered to the individual by letter. The letter shall be prepared by the Council. The action of the Council shall be final and not subject to further review;. - 3. Censure. A censure shall be a written statement administered personally to the individual. The individual shall appear at a time and place directed by the Council to receive such censure. Notice shall be given at least 20 days before the scheduled appearance at which time a copy of the proposed censure shall be provided to the individual. Within 5 days of receipt of the notice, the individual may file a request for review of the content of the proposed censure with the City Council. Such a request will stay the administration of the censure. The City Council shall review the proposed censure in light of the investigator's recommendation and the request for review, and may take whatever action appears appropriate under the circumstances. The action of the Council shall be final and not subject to further review. If no such request is received, the censure shall be administered at the time and place set. It shall be given publicly, and the individual shall not make any statement in support of or in opposition to or in mitigation thereof. A censure shall be deemed administered at the time it is scheduled whether or not the individual appears as required; or, 4. Removal. If the individual against whom the complaint has been filed is a member of a City board or commission, the City Council may, by majority vote, remove the individual from such board or commission; provided however, that nothing in this section authorizes the City Council to remove the Mayor and /or a Councilmember from his or her office. Section 9. TMC Section 2.95.060 is hereby established to read as follows: 2.95.060 Where to Seek Review A. Cease and Desist Order. If ordered to cease and desist violating this Code of Ethics, an affected party may seek review by writ of review from the King County Superior Court pursuant to RCW 7.16, or other appropriate legal action. B. Public Disclosure. If ordered to disclose any documents or papers pursuant to this Code of Ethics, an affected party may seek review by writ of review from the King County Superior Court pursuant to RCW 7.16, or other appropriate legal action. C. Civil Penalty. If ordered to pay a civil penalty, an appeal may be taken in the form of a trial de novo in the Tukwila Municipal Court, which shall hear the case according to the Civil Rules for Courts of Limited Jurisdiction and applicable local rules of the Tukwila Municipal Court. This appeal shall be taken by filing in the Tukwila Municipal Court a notice of appeal within 14 days of the date of the final written order. The person filing the appeal shall also, within the same 14 days, serve a copy of the notice of appeal on the person who issued the final written order and the City Attorney, or his /her designee, and file an acknowledgment or affidavit of service in the Tukwila Municipal Court. D. Discipline or Removal. If an employee or officer is disciplined or removed from office, then the person disciplined or removed from office may seek whatever remedies may be available at law or in equity. W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs Page 10 of 11 105 E. Exclusion from Public Bidding. If ordered to be excluded from bidding on public contracts and the exclusion actually occurs, the person excluded may seek whatever remedies exist at law or in equity. F. Termination of Contract(s). If termination of contract(s) is ordered, the person whose contract(s) was /were terminated may seek whatever remedies exist at law or in equity. Section 10. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. Section 11. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 12. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: W: Word Processing \Ordinances \Code of Ethics - Option 1 strike -thru 10 -29 -13 SK:bjs 106 Page 11 of 11 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Shelley Kerslake, City Attorney DATE: October 30, 2013 SUBJECT: Amendments to Tukwila Municipal Code 2.95 — Code of Ethics Option 2. 5 member Board Comprised of Commission Chairs — Adjudication of Complaints by the Board. At the Finance and Safety Committee meeting of October 22, 2013, the Committee reviewed an ordinance amending the City's Ethics Code which included the creation of an ethics Board which would receive ethics complaints and make an initial determination regarding sufficiency of the complaint. After review, the Committee requested that three separate ordinances be created for consideration: (1) Creation of an Ethics Board comprised of the chairs of the City's current commissions who would render a sufficiency determination, cause and investigation to occur and forward the matter to the City Council for adjudication of the complaint; (2) Creation of an Ethics Board comprised of the chairs of the City's current commissions who would render a sufficiency determination and adjudicate the complaint and (3) Creation of an Ethics Board appointed by the Mayor and Council, with rigorous qualifications. This Board would render a sufficiency determination and adjudicate the complaint. The ordinance attached to this memo represents Option 2. In this ordinance an Ethics Board is created and the membership is comprised of the commission chairs from the City's five standing commissions. Under this model, the Board will make an initial determination of complaint sufficiency. If the complaint is found to be initially sufficient, the Board will cause an investigation to be completed. The investigator will make findings, conclusions and a recommendation. Upon receipt of the investigation, the Board will determine that a violation of the ethics code did not occur; that it needs more information to make a determination and hold a hearing which is limited in scope; or determine that a violation occurred. The Board will draft a recommendation to the Council related to the recommended disposition. This process will apply to all elected officials and appointed board and commission members. ATTACHMENTS Ordinance — Ethics Code — Option 2 107 108 CRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, REPEALING ORDINANCE NOS. 2127 AND 2068, AS CODIFIED IN TUKWILA MUNICIPAL CODE CHAPTER 2.95, "CODE OF ETHICS;" ADOPTING A NEW TUKWILA MUNICIPAL CODE CHAPTER 2.95, "CODE OF ETHICS;" PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City adopted a Code of Ethics by Ordinance No. 2068 on November 15, 2004 and amended the same by Ordinance No. 2127 on August 7, 2006; and WHEREAS, the City Council desires to repeal the current Code of Ethics codified in Tukwila Municipal Code Chapter 2.95 and enact a new Tukwila Municipal Code Chapter 2.95 to address issues related to elected officials and to provide for a Board of Ethics; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Repealer. Ordinance Nos. 2127 and 2068, as codified in Tukwila Municipal Code (TMC) Chapter 2.95, "Code of Ethics," are hereby repealed in their entirety. Section 2. New TMC Chapter 2.95, "Code of Ethics," Adopted. A new Tukwila Municipal Code Chapter 2.95, "Code of Ethics," is hereby adopted to read as follows: CHAPTER 2.95 CODE OF ETHICS Sections: 2.95.010 Purpose 2.95.020 Definitions 2.95.030 Prohibited Conduct 2.95.040 Board of Ethics 2.95.0450 Complaint Process 2.95.050 Penalties for Noncompliance 2.95.060 Where to Seek Review W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs Page 1 of 12 109 110 Section 3. TMC Section 2.95.010 is hereby established to read as follows: 2.95.010 Purpose A. It is the policy of the City of Tukwila to uphold, promote and demand the highest standard of ethics from all of its employees and officials, whether elected, appointed or hired. City officers and employees shall maintain the utmost standards of personal integrity, truthfulness, honesty and fairness in carrying out their public duties; they shall avoid any improprieties in their roles as public servants, including the appearance of impropriety; and they shall never use their City positions or powers for improper personal gain. B. It is the intention of the City Council that TMC Chapter 2.95 be liberally interpreted to accomplish its purpose of protecting the public against decisions that are affected by undue influence, conflicts of interest, or any other violation of this Code of Ethics. In interpreting TMC Chapter 2.95, City officers and employees should be guided by common sense and practicality. This Code of Ethics is supplemental to Washington State law, RCW 42.23. Section 4. TMC Section 2.95.020 is hereby established to read as follows: 2.95.020 Definitions As used in TMC Chapter 2.95, these words shall have the following meanings, unless the context clearly indicates otherwise: 1. "Appearance of impropriety" refers to a situation which to a reasonable person without knowledge of the specific circumstances might seem to raise ethical issues. An example of such conduct could be when a person regularly and reliably collects money for his or her employer in his or her personal wallet and later gives it to his or her employer. By putting it in his or her personal wallet, it may look improper and give rise to suspicion. 2. "Adverse to the interests of the City" means taking action which could damage or prejudice the interests of the City or its citizens. 34. "Business" means any corporation, partnership, sole proprietorship, firm, enterprise, franchise, association, organization, self-employed individual, consultant, holding company, joint stock company, receivership, trust, or any legal entity organized for profit. 42. "City officer or employee"means every individual elected, appointed, hired, or otherwise selected to an office or position with the City, or any subdivision thereof, whether such individual is paid or unpaid. 53. "Compensation" means payment in any form, for real or personal property or services of any kind. W: Word Processing \Ordinances\Code of Ethics-Option 2 strike-thru 10-30-13 SK:bjs Page 2 of 12 1 1 1 112 64. "Gift" means a voluntary transfer of real or personal property of any kind, or the voluntary rendition of services of any kind, without consideration of equal or greater value, but not including any reasonable hosting, including travel-expenses, entertainment, meals, or refreshments expenses incurred furnished in connection with appearances, ceremonies, and occasions reasonably related to official City business, where otherwise permitted by law. 75. "Hearing Examiner" shall mean the duly appointed and qualified Hearing Examiner for the City of Tukwila, or his/her designee. 86. "Immediate family" shall mean spouses, dependents, anyone residing in the person's household, and anyone within three generations by blood or marriage of the person or the person's spouseT fe.g., within three degrees of relationship by blood or marriage). 97. "Person" means any individual, or corporation, business or other entity, however constituted, organized or designated. Section 5. TMC Section 2.95.030 is hereby established to read as follows: 2.95.030 Prohibited Conduct The following shall constitute violations of this Code of Ethics: 1. General Prohibition Against Conflicts of Interest. In order to avoid becoming involved or implicated in a conflict of interest or impropriety, or an appearance of conflict of interest or impropriety, no current City officer or employee should be involved in any activity that might be seen as conflicting with the conduct of official City business or as adverse to the interests of the City. Even the appearance of the conduct prohibited in TMC Section 2.95.030 alone may be sufficient to constitute a violation of this Code of Ethics. 2. Beneficial Interests in Contracts Prohibited. No City officer or employee shall participate in his/her capacity as a City officer or employee in the making of a contract in which she/he has a financial interest, direct or indirect. This shall include any contract for sale, lease or purchase, with or for the use of the City, or the acceptance directly or indirectly of any compensation, gratuity or reward from any other person beneficially interested therein. Except, that this prohibition shall not apply where the City officer or employee has only a remote interest in the contract, and where the fact and extent of such interest is disclosed and noted in the official minutes or similar records of the City prior to formation of the contract, and thereafter the governing body authorizes, approves or ratifies the contract in good faith, by a vote of its membership sufficient for the purpose without counting the vote(s) of the officer(s) having the remote interest. For purposes of TMC Chapter 2.95, a "remote interest" means: a. That of a non-salaried officer of a nonprofit corporation; b. That of an employee or agent of a contracting party where the compensation of such employee or agent consists entirely of fixed wages or salary; W: Word Processing \Ordinances\Code of Ethics-Option 2 strike-thru 10-30-13 SK:bjs Page 3 of 12 113 114 c. That of a landlord or tenant of a contracting party; or d. That of a holder of less than one percent of the shares of a corporation, a limited liability company, or other entity, which is a contracting party. 3. Beneficial Influence in Contract Selection Prohibited. No City officer or employee shall influence the City's selection of, or its conduct of business with, a corporation, person or firm having or proposing to do business with the City, if the City officer or employee has a financial interest in or with the corporation, person or firm, unless such interest is a remote interest and where the fact and extent of such interest is disclosed and noted in the official minutes or similar records of the City prior to formation of the contract, as defined in TMC 8.24.020. 4. Representation of Private Person at City Proceeding Prohibited. No City officer or employee shall appear on behalf of a private person, other than him /herself or an immediate family member, or except as a witness under subpoena, before any regulatory governmental agency or court of law in an action or proceeding to which the City or a City officer in an official capacity is a party, or accept a retainer or compensation that is contingent upon a specific action by the City. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right to appear and /or testify in a legal proceeding on behalf of a labor organization representing employees or seeking to represent employees of the City. 5. Certain Private Employment Prohibited. No City officer or employee shall engage in or accept private employment from — or render services for — any private interest, when such employment or service is incompatible with the proper discharge of official duties or would tend to impair independence of judgment or action in the performance of official duties. This provision shall not interfere with an employee's right to engage in off duty employment that is authorized pursuant to a collective bargaining agreement and /or Tukwila Police Department General Orders. 6. Beneficial Interest in Legislation Prohibited. No City officer or employee, in appearing before the City Council or when giving an official opinion before the City Council, shall have a financial interest in any legislation coming before the City Council or participate in discussion with or give an official opinion to the City Council, unless such interest is a remote interest and where the fact and extent of such interest is disclosed and noted on the record of the Council or similar records of the City, prior to consideration of the legislation by the City Council. 7. Disclosure of Confidential Information Prohibited. No City officer or employee shall disclose or use any confidential, privileged or proprietary information, gained by reason of his /her official position, for a purpose which is other than a City purpose; provided, that nothing shall prohibit the disclosure or use of information which is a matter of public knowledge, or which is available to the public upon request. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right of a labor organization to utilize and disclose properly obtained information that the City deems confidential, privileged, or proprietary. W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs Page 4 of 12 115 8. Improper Use of Position Prohibited. No City officer or employee shall knowingly use his /her office or position to secure personal benefit, gain or profit, or use his /her position to secure special privileges or exceptions for him /herself, or for the benefit, gain or profit of any other persons. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right to negotiate agreements that address the wages, hours, and working conditions of employees of the City. 9. Improper Use of City Personnel Prohibited. No City officer or employee shall employ or use any person under the officer's or employee's official control or direction for the personal benefit, gain or profit of the officer or employee, or another. This section does not apply to off -duty employment relationships, which are mutually negotiated. 10. Improper Use of City Property Prohibited. No City officer or employee shall use City owned vehicles, equipment, materials, money or property for personal or private convenience or profit. Use is restricted to such services as are available to the public generally, for the authorized conduct of official City business, and for such purposes and under such conditions as are approved by administrative order of the Mayor; provided, the use of a City vehicle by a City officer or employee participating in a carpooling program established by the City, and for a purpose authorized under such program, shall not be considered a violation of TMC Chapter 2.95 or of any other provision of the TMC Tukwila Municipal Code. 11. Acceptance of Compensation, Gifts, Favors, Rewards or Gratuity Prohibited. No City officer or employee may, directly or indirectly, give or receive, or agree to give or receive, any compensation, gift, favor, reward or gratuity, for a matter connected with or related to the officer's or employee's services with the City of Tukwila; except this prohibition shall not apply to: a. Attendance of a City officer or employee at a hosted meal when it is provided in conjunction with a meeting directly related to the conduct of City business, or where official attendance by the officer or employee as a City representative is appropriate; b. An award publicly presented in recognition of public service; er c. Any gift valued at $100.00 or less, which cannot reasonably be presumed to influence the vote, action or judgment of the officer or employee, or be considered as part of a reward for action or inaction, -; or d. An employee serving as a representative of a labor organization and /or an employee receiving compensation, gifts, or rewards from a labor organization of which he /she is a member. 12. Impermissible Conduct After Leaving City Service. a. Disclosure of Privileged, Confidential, or Proprietary Information Prohibited. No former officer or employee shall disclose or use any privileged, confidential or proprietary information gained because of his /her City employment. W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs 116 Page 5 of 12 b. Participation in City Matters Prohibited. No former officer or employee shall, during the period of one year after leaving City office or employment: 1. Assist any person in matters involving the City if, while in the course of duty with the City, the former officer or employee was officially involved in the matter, or personally and substantially participated in the matter, or acted on the matter; 2. Represent any person as an advocate in any matter in which the former officer or employee was involved while a City officer or employee; or 3. Participate as or with a bidder, vendor or consultant in any competitive selection process for a City contract in which s /he assisted the City in determining the project or work to be done, or the process to be used. c. Duty to Inform. Whenever a City officer or employee wishes to contract with a former City officer or employee for expert or consultant services within one year of the latter's leaving City service, advance notice shall be given to the Mayor about the proposed agreement. d. Exceptions. The prohibitions of TMC subsections 2.95.030(12)(b)(1) and (2), shall not apply to a former officer or employee acting on behalf of a governmental agency, unless such assistance or representation is adverse to the interest of the City. Section 6. TMC Section 2.95.040 is hereby established to read as follows: 2.95.040 Board of Ethics A. There is created a Board of Ethics for the City of Tukwila. The purpose of this Board of Ethics is to review ethics complaints for an initial determination of sufficiency before an investigation is initiated, adjudicate ethics complaints against elected and appointed officials and provide advisory opinions for elected officials, when requested. B. The Board of Ethics shall be composed of five members. The Board shall be comprised of the Chairs of the City's five standing committees — the Planning Commission, the Arts Commission, the Park Commission, the Equity and Diversity Commission and the Civil Service Commission. Should the chair of any commission be unable or unwilling to serve on the Board of Ethics, the most senior member of the commission shall be selected. C. The Chair of the Board shall be elected by the Board Members and shall serve as Chair for one year, at which time a new election shall occur. D. A majority of the Board of Ethics shall constitute a quorum. The Board shall meet as frequently as it deems necessary and in accordance with the provisions of the Tukwila Municipal Code. The Board shall adopt procedures consistent with the provisions of the Tukwila Municipal Code governing the conduct of its meetings. The Board shall be supported by outside counsel if the complaint is against an elected official and by the City Attorney's Office if the complaint is against an employee. W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs Page 6 of 12 117 E. The powers of the Ethics Board include rendering sufficiency determinations as described in TMC Section 2.95.045, adjudicating ethics complaints against elected and appointed officials and responding to requests from City - elected officials for advisory opinions regarding the application of the Code of Ethics to the prospective conduct of such person. Section 7. TMC Section 2.95.045 is hereby established to read as follows: 2.95.0450 Complaint Process A. A complaint that this Code of Ethics has been violated may be filed with any one of the following officers, or his /her designee(s): 1. Mayor; ar 2. City Attorney 3. City Clerk- B. No person shall knowingly file a false complaint or report of violation of this Code of Ethics. C. Any individual receiving a complaint that this Code of Ethics has been violated has an obligation to promptly forward the complaint, in writing, to the Mayor.to the Board of Ethics for a sufficiency determination. After reviewing the complaint, the Board may take any of the following actions and inform the complainant, the respondent and the City Attorney or Mayor, as appropriate: 1. Determine that the facts stated in the complaint, even if true, would not constitute a violation of the Code of Ethics. 2. Determine that the facts stated in the complaint, even if true, would not constitute a material violation of the Code of Ethics because any potential violation was inadvertent or minor or has been adequately cured, such that further proceedings on the complaint would not serve the purposes of the Code of Ethics. 3. Make a preliminary determination that the facts stated in the complaint, if true, could potentially constitute a violation of the Code of Ethics such that further proceedings are warranted. D. The Board shall submit a written report with its findings within 10 days of its receipt of the written complaint. The Board's determination of sufficiency is final and binding and no appeal is available. If the Board finds the complaint sufficient, then the complaint shall be investigated as set forth below. E. For all sufficient complaints, the City Attorney_The Mayor shall promptly designate an individual to conduct an investigation of the complaint. However, if the complaint Attorney, who shall designate an individual to conduct an investigation. W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs 118 Page 7 of 12 DF. Upon receipt of a complaint regarding an elected official or an appointed member of a board or commission, the City Attorney shall forward a confidential memorandum to all Councilmembers informing them that a complaint has been made. €G. The individual designated to conduct the investigation shall notify the subject of the complaint that a complaint has been made. The designated investigator shall ;then complete the investigation and prepare written findings and conclusions within 60 days of the date the complaint is deemed sufficient - - - - e • - - e , unless an extension is granted in writing by the Mayor or City Attorney,-as-appropriate. A copy of the written investigation findings and conclusions shall be provided to the Mayor or City Attorney. -as aPlafolariate FH. Within 5 business days of receipt of the investigator's written findings and conclusions, the Mayor or City Attorney, as appropriate, shall forward a copy of the investigation to the Department Head or Mayor, as appropriate, if the complaint is against an employee and to the Chair of the Ethics Board, if the complaint is against an elected official or appointed board or commission member. disposition of the complaint. Copies of the recommended disposition and investigation findings and conclusions shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies of the City Attorney's designee, and the person(s) responsible for acting on the recommended disposition. i-equcsting a formal hearing, pursuant to TMC 2.95.040(H), has lapsed and no such hearing has been requested. GI. When the complaint is against an elected official or appointed board or commission member, the investigative findings and conclusions as discussed in TMC Section 2.95.0450(FH), as well as the recommended disposition, shall be forwarded to the Chair of the Ethics Board. Within 10 business days of receipt of the investigator's report, the Board shall convene and review the complaint, findings, conclusions and recommended disposition. As soon as practicable after giving due consideration to the complaint, the Board shall take any action or combination of actions that it deems appropriate and for which it is lawfully empowered to take including, but not limited to, the following: placed on the next regularly scheduled Council meeting agenda, for informational-purposes only. 1. Determine that no violation of the Code of Ethics has occurred. 2. Determine that a violation of the Code of Ethics has occurred. 3. If the Board determines that it needs more information to make a determination as to whether the Code of Ethics has been violated, it may convene a hearing to take such additional evidence as required by the Board. The scope of evidence requested by the Board should be strictly construed. At such hearing, the Board may call additional witnesses or consider additional documentary evidence. After final deliberations on the investigator's findings, as well as any additional testimony, statements, or documents presented at the hearing, the Board shall determine whether or not a violation of the Code of Ethics has occurred. W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs Page 8 of 12 119 4. After the Board has made its final determination under TMC Section 2.95.045, subsection I, (1), (2) or (3), the Board shall issue its written findings of fact and conclusions of law, along with its recommended disposition, if applicable. The Board's conclusions shall be based on the preponderance of evidence standard. The Board may recommend and the City Council may impose upon any elected or appointed official the penalties set forth in TMC Section 2.95.050. 5. Copies of the written findings of fact, conclusions and recommended disposition of the Board shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies shall be forwarded to the investigator, the City Attorney (or independent legal counsel), and the City Council for matters involving a City - elected official, a commission member or board member. J. Ex Parte Communications. After a complaint has been filed and during the pendency of a complaint before the Board, no member of the Board may communicate directly or indirectly with any party or other person about any issue or fact or law regarding the complaint, except that members of the Board may obtain legal advice with the assigned independent outside counsel. IK. The party complained against may, within 10 business days following the date of at-he recommended disposition, which that finds a violation of this Code of Ethics, request in writing a formal hearing before the Hearing Examiner. A request for a formal hearing shall be in writing. Except for good cause shown, the hearing shall be scheduled to take place not sooner than 20 days nor later than 60 days from the date the appeal is filed. IL. Within 30 days after the conclusion of the a formal hearing, the Hearing Examiner shall, based upon a preponderance of the evidence, prepare findings of fact, conclusions of law, and his /her order. Copies of the Hearing Examiner's findings, conclusions and order shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies of the findings, conclusions and order shall be forwarded to the investigator, the City Attorney or the City Attorney's designee, and the person(s) responsible for acting on the Hearing Examiner's order. In the case of a complaint against an elected official or appointed board or commission member, the Hearing Examiner's findings will-shall be forwarded to the City Council and placed on the next regularly scheduled Council meeting agenda, for informational purposes only. Section 8. TMC Section 2.95.050 is hereby established to read as follows: 2.95.050 Penalties for Noncompliance A. Any person, other than an employee covered by a collective bargaining agreement, found by a preponderance of the evidence to have violated any provision of this Code of Ethics, may be subject to any or a combination of the following penalties: W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs 120 Page 9 of 12 1. A cease and desist order as to violations of this Code of Ethics; 2. An order to disclose any reports or other documents or information requested_ 3. An order to pay to the City a civil penalty of up to $1,000.00, where it is determined disciplinary measures are not appropriate under the circumstances; 4. Discipline, up to and including termination or removal from any position whether paid or unpaid, excluding elected positions, only after notice and hearing as provided by law. The pre - disciplinary procedures set forth in the provisions of the Tukwila Municipal Code and applicable personnel policies shall be followed for regular City employees, in the Classified City Service; 5. Exclusion from bidding on City contracts for a period of up to 5 years; and /or 6. Termination or invalidation of contract(s) entered into in violation of the Code of Ethics, only if such contract(s) provide for termination in the event of a Code of Ethics violation. B. Any allegation that an employee who is covered by a collective bargaining agreement has violated any provision of this Code of Ethics shall be investigated in accordance with the applicable collective bargaining agreement and Department Policies, Procedures, or General Orders. For any proven violation of this Code of Ethics, an employee may be disciplined up to and including termination in accordance with the applicable collective bargaining agreement. Any such discipline may be appealed in accordance with the applicable collective bargaining agreement or Civil Service Rules. C. If the complaint is against an elected or appointed official, the Council may take any of the following actions by a majority vote of the Council: 1. Admonition. An admonition shall be a verbal non - public statement made by the Council President, or his or her designee, to the individual. The action of the Council shall be final and not subject to further review; 2. Reprimand. A reprimand shall be administered to the individual by letter. The letter shall be prepared by the Council. The action of the Council shall be final and not subject to further review;. - 3. Censure. A censure shall be a written statement administered personally to the individual. The individual shall appear at a time and place directed by the Council to receive such censure. Notice shall be given at least 20 days before the scheduled appearance at which time a copy of the proposed censure shall be provided to the individual. Within 5 days of receipt of the notice, the individual may file a request for review of the content of the proposed censure with the City Council. Such a request will stay the administration of the censure. The City Council shall review the proposed censure in light of the investigator's recommendation and the request for review, and may take whatever action appears appropriate under the circumstances. The action of the Council shall be final and not subject to further review. If no such request is received, the W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs Page 10 of 12 121 censure shall be administered at the time and place set. It shall be given publicly, and the individual shall not make any statement in support of or in opposition to or in mitigation thereof. A censure shall be deemed administered at the time it is scheduled whether or not the individual appears as required; or 4. Removal. If the individual against whom the complaint has been filed is a member of a City board or commission, the City Council may, by majority vote, remove the individual from such board or commission; provided however, that nothing in this section authorizes the City Council to remove the Mayor and /or a Councilmember from his or her office. Section 9. TMC Section 2.95.060 is hereby established to read as follows: 2.95.060 Where to Seek Review A. Cease and Desist Order. If ordered to cease and desist violating this Code of Ethics, an affected party may seek review by writ of review from the King County Superior Court pursuant to RCW 7.16, or other appropriate legal action. B. Public Disclosure. If ordered to disclose any documents or papers pursuant to this Code of Ethics, an affected party may seek review by writ of review from the King County Superior Court pursuant to RCW 7.16, or other appropriate legal action. C. Civil Penalty. If ordered to pay a civil penalty, an appeal may be taken in the form of a trial de novo in the Tukwila Municipal Court, which shall hear the case according to the Civil Rules for Courts of Limited Jurisdiction and applicable local rules of the Tukwila Municipal Court. This appeal shall be taken by filing in the Tukwila Municipal Court a notice of appeal within 14 days of the date of the final written order. The person filing the appeal shall also, within the same 14 days, serve a copy of the notice of appeal on the person who issued the final written order and the City Attorney, or his /her designee, and file an acknowledgment or affidavit of service in the Tukwila Municipal Court. D. Discipline or Removal. If an employee or officer is disciplined or removed from office, then the person disciplined or removed from office may seek whatever remedies may be available at law or in equity. E. Exclusion from Public Bidding. If ordered to be excluded from bidding on public contracts and the exclusion actually occurs, the person excluded may seek whatever remedies exist at law or in equity. F. Termination of Contract(s). If termination of contract(s) is ordered, the person whose contract(s) was /were terminated may seek whatever remedies exist at law or in equity. Section 10. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs 122 Page 11 of 12 Section 11. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 12. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: W: Word Processing \Ordinances \Code of Ethics - Option 2 strike -thru 10 -30 -13 SK:bjs Page 12 of 12 123 124 TO: City of Tukwila Jim Haggerton, Mayor INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Shelley Kerslake, City Attorney DATE: October 30, 2013 SUBJECT: Amendments to Tukwila Municipal Code 2.95 — Code of Ethics Option 3. Appointed 5 Member Board — Rigorous Standards for Appointment — Adjudication of Complaints by the Board. At the Finance and Safety Committee meeting of October 22, 2013, the Committee reviewed an ordinance amending the City's Ethics Code which included the creation of an ethics Board which would receive ethics complaints and make an initial determination regarding sufficiency of the complaint. After review, the Committee requested that three separate ordinances be created for consideration: (1) Creation of an Ethics Board comprised of the chairs of the City's current commissions who would render a sufficiency determination, cause and investigation to occur and forward the matter to the City Council for adjudication of the complaint; (2) Creation of an Ethics Board comprised of the chairs of the City's current commissions who would render a sufficiency determination and adjudicate the complaint and (3) Creation of an Ethics Board appointed by the Mayor and Council, with rigorous qualifications. This Board would render a sufficiency determination and adjudicate the complaint. The ordinance attached to this memo represents Option 3. In this ordinance an Ethics Board is created and the membership is appointed by the Mayor and Council. There are rigorous standards for board member qualification. There is also a provision which allows for non- resident appointment under certain circumstances. Under this model, the Board will make an initial determination of complaint sufficiency. If the complaint is found to be initially sufficient, the Board will cause an investigation to be completed. The investigator will make findings, conclusions and a recommendation. Upon receipt of the investigation, the Board will determine that a violation of the ethics code did not occur; that it needs more information to make a determination and hold a hearing which is limited in scope; or determine that a violation occurred. The Board will draft a recommendation to the Council related to the recommended disposition. This process will apply to all elected officials and appointed board and commission members. ATTACHMENTS Ordinance — Ethics Code — Option 3 125 126 D'AFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, REPEALING ORDINANCE NOS. 2127 AND 2068, AS CODIFIED IN TUKWILA MUNICIPAL CODE CHAPTER 2.95, "CODE OF ETHICS;" ADOPTING A NEW TUKWILA MUNICIPAL CODE CHAPTER 2.95, "CODE OF ETHICS;" PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City adopted a Code of Ethics by Ordinance No. 2068 on November 15, 2004 and amended the same by Ordinance No. 2127 on August 7, 2006; and WHEREAS, the City Council desires to repeal the current Code of Ethics codified in Tukwila Municipal Code Chapter 2.95 and enact a new Tukwila Municipal Code Chapter 2.95 to address issues related to elected officials and to provide for a Board of Ethics; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Repealer. Ordinance Nos. 2127 and 2068, as codified in Tukwila Municipal Code (TMC) Chapter 2.95, "Code of Ethics," are hereby repealed in their entirety. Section 2. New TMC Chapter 2.95, "Code of Ethics," Adopted. A new Tukwila Municipal Code Chapter 2.95, "Code of Ethics," is hereby adopted to read as follows: CHAPTER 2.95 CODE OF ETHICS Sections: 2.95.010 Purpose 2.95.020 Definitions 2.95.030 Prohibited Conduct 2.95.040 Board of Ethics 2.95.0450 Complaint Process 2.95.050 Penalties for Noncompliance 2.95.060 Where to Seek Review W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs Page 1 of 12 127 128 Section 3. TMC Section 2.95.010 is hereby established to read as follows: 2.95.010 Purpose A. It is the policy of the City of Tukwila to uphold, promote and demand the highest standard of ethics from all of its employees and officials, whether elected, appointed or hired. City officers and employees shall maintain the utmost standards of personal integrity, truthfulness, honesty and fairness in carrying out their public duties; they shall avoid any improprieties in their roles as public servants, including the appearance of impropriety; and they shall never use their City positions or powers for improper personal gain. B. It is the intention of the City Council that TMC Chapter 2.95 be liberally interpreted to accomplish its purpose of protecting the public against decisions that are affected by undue influence, conflicts of interest, or any other violation of this Code of Ethics. In interpreting TMC Chapter 2.95, City officers and employees should be guided by common sense and practicality. This Code of Ethics is supplemental to Washington State law, RCW 42.23. Section 4. TMC Section 2.95.020 is hereby established to read as follows: 2.95.020 Definitions As used in TMC Chapter 2.95, these words shall have the following meanings, unless the context clearly indicates otherwise: 1. 'Appearance of impropriety" refers to a situation which to a reasonable person without knowledge of the specific circumstances might seem to raise ethical issues. An example of such conduct could be when a person regularly and reliably collects money for his or her employer in his or her personal wallet and later gives it to his or her employer. By putting it in his or her personal wallet, it may look improper and give rise to suspicion. 2. 'Adverse to the interests of the City" means taking action which could damage or preiudice the interests of the City or its citizens. 34. "Business" means any corporation, partnership, sole proprietorship, firm, enterprise, franchise, association, organization, self-employed individual, consultant, holding company, joint stock company, receivership, trust, or any legal entity organized for profit. /12. "City officer or employee"means every individual elected, appointed, hired, or otherwise selected to an office or position with the City, or any subdivision thereof, whether such individual is paid or unpaid. 53. "Compensation" means payment in any form, for real or personal property or services of any kind. W: Word Processing\Ordinances\Code of Ethics-Option 3 strike-thru 10-31-13 SK:bjs Page 2 of 12 129 130 4. "Gift" means a voluntary transfer of real or personal property of any kind, or the voluntary rendition of services of any kind, without consideration of equal or greater value, but not including any reasonable hosting, including travel expenses, entertainment, meals, or refreshments expenses incurred furnished in connection with appearances, ceremonies, and occasions reasonably related to official City business, where otherwise permitted by law. M. "Hearing Examiner" shall mean the duly appointed and qualified Hearing Examiner for the City of Tukwila, or his/her designee. N. "Immediate family" shall mean spouses, dependents, anyone residing in the person's household, and anyone within three generations by blood or marriage of the person or the person's spouseT le.g., within three degrees of relationship by blood or marriage. 97. "Person" means any individual, or corporation, business or other entity, however constituted, organized or designated. Section 5. TMC Section 2.95.030 is hereby established to read as follows: 2.95.030 Prohibited Conduct The following shall constitute violations of this Code of Ethics: 1. General Prohibition Against Conflicts of Interest. In order to avoid becoming involved or implicated in a conflict of interest or impropriety, or an appearance of conflict of interest or impropriety, no current City officer or employee should be involved in any activity that might be seen as conflicting with the conduct of official City business or as adverse to the interests of the City. Even the appearance of the conduct prohibited in TMC Section 2.95.030 alone may be sufficient to constitute a violation of this Code of Ethics. 2. Beneficial Interests in Contracts Prohibited. No City officer or employee shall participate in his/her capacity as a City officer or employee in the making of a contract in which she/he has a financial interest, direct or indirect. This shall include any contract for sale, lease or purchase, with or for the use of the City, or the acceptance directly or indirectly of any compensation, gratuity or reward from any other person beneficially interested therein. Except, that this prohibition shall not apply where the City officer or employee has only a remote interest in the contract, and where the fact and extent of such interest is disclosed and noted in the official minutes or similar records of the City prior to formation of the contract, and thereafter the governing body authorizes, approves or ratifies the contract in good faith, by a vote of its membership sufficient for the purpose without counting the vote(s) of the officer(s) having the remote interest. For purposes of TMC Chapter 2.95, a "remote interest" means: a. That of a non-salaried officer of a nonprofit corporation; b. That of an employee or agent of a contracting party where the compensation of such employee or agent consists entirely of fixed wages or salary; We Word Processing\Ordinances \Code of Ethics-Option 3 strike-thru 1 0-31 -13 SK:bjs Page 3 of 12 131 132 c. That of a landlord or tenant of a contracting party; or d. That of a holder of less than one percent of the shares of a corporation, a limited liability company, or other entity, which is a contracting party. 3. Beneficial Influence in Contract Selection Prohibited. No City officer or employee shall influence the City's selection of, or its conduct of business with, a corporation, person or firm having or proposing to do business with the City, if the City officer or employee has a financial interest in or with the corporation, person or firm, unless such interest is a remote interest and where the fact and extent of such interest is disclosed and noted in the official minutes or similar records of the City prior to formation of the contract, 1_1 _ , t 4. Representation of Private Person at City Proceeding Prohibited. No City officer or employee shall appear on behalf of a private person, other than him /herself or an immediate family member, or except as a witness under subpoena, before any regulatory governmental agency or court of law in an action or proceeding to which the City or a City officer in an official capacity is a party, or accept a retainer or compensation that is contingent upon a specific action by the City. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right to appear and /or testify in a legal proceeding on behalf of a labor organization representing employees or seeking to represent employees of the City. 5. Certain Private Employment Prohibited. No City officer or employee shall engage in or accept private employment from — or render services for — any private interest, when such employment or service is incompatible with the proper discharge of official duties or would tend to impair independence of judgment or action in the performance of official duties. This provision shall not interfere with an employee's right to engage in off duty employment that is authorized pursuant to a collective bargaining agreement and /or Tukwila Police Department General Orders. 6. Beneficial Interest in Legislation Prohibited. No City officer or employee, in appearing before the City Council or when giving an official opinion before the City Council, shall have a financial interest in any legislation coming before the City Council or participate in discussion with or give an official opinion to the City Council, unless such interest is a remote interest and where the fact and extent of such interest is disclosed and noted on the record of the Council or similar records of the City, prior to consideration of the legislation by the City Council. 7. Disclosure of Confidential Information Prohibited. No City officer or employee shall disclose or use any confidential, privileged or proprietary information, gained by reason of his /her official position, for a purpose which is other than a City purpose; provided, that nothing shall prohibit the disclosure or use of information which is a matter of public knowledge, or which is available to the public upon request. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right of a labor organization to utilize and disclose properly obtained information that the City deems confidential, privileged, or proprietary. W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs Page 4 of 12 133 8. Improper Use of Position Prohibited. No City officer or employee shall knowingly use his /her office or position to secure personal benefit, gain or profit, or use his /her position to secure special privileges or exceptions for him /herself, or for the benefit, gain or profit of any other persons. This provision shall not preclude an employee from exercising rights protected by the Public Employees Collective Bargaining Act, including the right to negotiate agreements that address the wages, hours, and working conditions of employees of the City. 9. Improper Use of City Personnel Prohibited. No City officer or employee shall employ or use any person under the officer's or employee's official control or direction for the personal benefit, gain or profit of the officer or employee, or another. This section does not apply to off -duty employment relationships, which are mutually negotiated. 10. Improper Use of City Property Prohibited. No City officer or employee shall use City owned vehicles, equipment, materials, money or property for personal or private convenience or profit. Use is restricted to such services as are available to the public generally, for the authorized conduct of official City business, and for such purposes and under such conditions as are approved by administrative order of the Mayor; provided, the use of a City vehicle by a City officer or employee participating in a carpooling program established by the City, and for a purpose authorized under such program, shall not be considered a violation of TMC Chapter 2.95 or of any other provision of the TMC Tukwila Municipal Code. 11. Acceptance of Compensation, Gifts, Favors, Rewards or Gratuity Prohibited. No City officer or employee may, directly or indirectly, give or receive, or agree to give or receive, any compensation, gift, favor, reward or gratuity, for a matter connected with or related to the officer's or employee's services with the City of Tukwila; except this prohibition shall not apply to: a. Attendance of a City officer or employee at a hosted meal when it is provided in conjunction with a meeting directly related to the conduct of City business, or where official attendance by the officer or employee as a City representative is appropriate; b. An award publicly presented in recognition of public service; Of c. Any gift valued at $100.00 or less, which cannot reasonably be presumed to influence the vote, action or judgment of the officer or employee, or be considered as part of a reward for action or inaction. -; or d. An employee serving as a representative of a labor organization and /or an employee receiving compensation, gifts, or rewards from a labor organization of which he /she is a member. 12. Impermissible Conduct After Leaving City Service. a. Disclosure of Privileged, Confidential, or Proprietary Information Prohibited. No former officer or employee shall disclose or use any privileged, confidential or proprietary information gained because of his /her City employment. W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs 134 Page 5 of 12 b. Participation in City Matters Prohibited. No former officer or employee shall, during the period of one year after leaving City office or employment: 1. Assist any person in matters involving the City if, while in the course of duty with the City, the former officer or employee was officially involved in the matter, or personally and substantially participated in the matter, or acted on the matter; 2. Represent any person as an advocate in any matter in which the former officer or employee was involved while a City officer or employee; or 3. Participate as or with a bidder, vendor or consultant in any competitive selection process for a City contract in which s /he assisted the City in determining the project or work to be done, or the process to be used. c. Duty to Inform. Whenever a City officer or employee wishes to contract with a former City officer or employee for expert or consultant services within one year of the Tatter's leaving City service, advance notice shall be given to the Mayor about the proposed agreement. d. Exceptions. The prohibitions of TMC subsections 2.95.030(12)(b)(1) and (2), shall not apply to a former officer or employee acting on behalf of a governmental agency, unless such assistance or representation is adverse to the interest of the City. Section 6. TMC Section 2.95.040 is hereby established to read as follows: 2.95.040 Board of Ethics A. There is created a Board of Ethics for the City of Tukwila. The purpose of this Board of Ethics is to review ethics complaints for an initial determination of sufficiency before an investigation is initiated, adjudicate ethics complaints against elected and appointed officials and provide advisory opinions for elected officials, when requested. B. The Board of Ethics shall be composed of five members, two to be appointed by the Mayor and three to be appointed by the City Council. The terms of the Board members shall be three years. The first three members shall be appointed for one, two and three year terms respectively. C. Board member qualifications. Board members should be selected on the basis of their concern for the welfare of the City, their interest in ethical matters, and their reputation in the community and among their peers for integrity and mature judgment. Experience in adjudication and /or ethics review is preferred. In filling a vacancy or making a nomination for membership on the Board of Ethics, the Mayor and Council shall strive to select persons with diverse perspectives and areas of expertise appropriate to the review of ethical matters. For proposed nominees who are nonresidents, the Mayor or Council shall state the reasons that contributed to the decision to nominate a nonresident, including, but not limited to, particular expertise of the person to review ethics matters and /or a desire to have a person or persons serve on the Board who, as a nonresident, is less likely to have some personal, social or business relationship with whomever may be the subject of an ethics complaint. W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs Page 6 of 12 135 D. The Chair of the Board shall be elected by the Board members and shall serve as Chair for one year, at which time a new election shall occur. E. A majority of the Board of Ethics shall constitute a quorum. The Board shall meet as frequently as it deems necessary and in accordance with the provisions of the Tukwila Municipal Code. The Board shall adopt procedures consistent with the provisions of the Tukwila Municipal Code governing the conduct of its meetings. The Board shall be supported by outside counsel if the complaint is against an elected official and by the City Attorney's Office if the complaint is against an employee. F. The powers of the Ethics Board include rendering sufficiency determinations as described in TMC Section 2.95.045, adjudicating ethics complaints against elected and appointed officials and responding to requests from City- elected officials for advisory opinions regarding the application of the Code of Ethics to the prospective conduct of such person. Section 7. TMC Section 2.95.045 is hereby established to read as follows: 2.95.0450 Complaint Process A. A complaint that this Code of Ethics has been violated may be filed with any one of the following officers, or his /her designee(s): 1. Mayor -er 2. City Attorney 3. City Clerk, B. No person shall knowingly file a false complaint or report of violation of this Code of Ethics. C. Any individual receiving a complaint that this Code of Ethics has been violated has an obligation to promptly forward the complaint, in writing, to the Mayor.to the Board of Ethics for a sufficiency determination. After reviewing the complaint, the Board may take any of the following actions and inform the complainant, the respondent and the City Attorney or Mayor, as appropriate: 1. Determine that the facts stated in the complaint, even if true, would not constitute a violation of the Code of Ethics. 2. Determine that the facts stated in the complaint, even if true, would not constitute a material violation of the Code of Ethics because any potential violation was inadvertent or minor or has been adequately cured, such that further proceedings on the complaint would not serve the purposes of the Code of Ethics. 3. Make a preliminary determination that the facts stated in the complaint, if true, could potentially constitute a violation of the Code of Ethics such that further proceedings are warranted. W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs 136 Page 7 of 12 D. The Board shall submit a written report with its findings within 10 days of its receipt of the written complaint. The Board's determination of sufficiency is final and binding and no appeal is available. If the Board finds the complaint sufficient, then the complaint shall be investigated as set forth below. E. For all sufficient complaints, the City Attorney_The Mayor shall promptly designate an individual to conduct an investigation of the complaint. However, if the complaint DF. Upon receipt of a complaint regarding an elected official or an appointed member of a board or commission, the City Attorney shall forward a confidential memorandum to all Councilmembers informing them that a complaint has been made. €G. The individual designated to conduct the investigation shall notify the subject of the complaint that a complaint has been made. The designated investigator shall ;then complete the investigation and prepare written findings and conclusions within 60 days of the date the complaint is deemed sufficient - - :: • - i4. e , unless an extension is granted in writing by the Mayor or City Attorney repriate. A copy of the written investigation findings and conclusions shall be provided to the Mayor or City Attorney. as aPPreiariate €H. Within 5 business days of receipt of the investigator's written findings and conclusions, the Mayor-Of-City Attorney, as appropriate, shall forward a copy of the investigation to the Department Head or Mayor, as appropriate, if the complaint is against an employee and to the Chair of the Ethics Board if the complaint is against an elected official or appointed board or commission member. disposition of the complaint. Copies of the recommended disposition and investigation findings and conclusions shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies of the disposition. requesting a formal hearing, pursuant to TMC 2.95.0,10(H), has lapsed and no such I. When the complaint is against an elected official or appointed board or commission member, the investigative findings and conclusions as discussed in TMC Section 2.95.0450(FH), as well as the recommended disposition, shall be forwarded to the Chair of the Ethics Board. Within 10 business days of receipt of the investigator's report, the Board shall convene and review the complaint, findings, conclusions and recommended disposition. As soon as practicable after giving due consideration to the complaint, the Board shall take any action or combination of actions which it deems appropriate and for which it is lawfully empowered to take including, but not limited to, the following: placed on the next regularly scheduled Council meeting agenda, for informational purposes only. W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs Page 8 of 12 137 1. Determine that no violation of the Code of Ethics has occurred. 2. Determine that a violation of the Code of Ethics has occurred. 3. If the Board determines that it needs more information to make a determination as to whether the Code of Ethics has been violated, it may convene a hearing to take such additional evidence as required by the Board. The scope of evidence requested by the Board should be strictly construed. At such hearing, the Board may call additional witnesses or consider additional documentary evidence. After final deliberations on the investigator's findings, as well as any additional testimony, statements, or documents presented at the hearing, the Board shall determine whether or not a violation of the Code of Ethics has occurred. 4. After the Board has made its final determination under TMC Section 2.95.045, subsection I, (1), (2) or (3), the Board shall issue its written findings of fact and conclusions of law, along with its recommended disposition, if applicable. The Board's conclusions shall be based on the preponderance of evidence standard. The Board may recommend and the City Council may impose upon any elected or appointed official the penalties set forth in TMC Section 2.95.050. 5. Copies of the written findings of fact, conclusions and recommended disposition of the Board shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies shall be forwarded to the investigator, the City Attorney (or independent legal counsel), and the City Council for matters involving a City - elected official, a commission member or board member. J. Ex Parte Communications. After a complaint has been filed and during the pendency of a complaint before the Board, no member of the Board may communicate directly or indirectly with any party or other person about any issue or fact or law regarding the complaint, except that members of the Board may obtain legal advice with the assigned independent outside counsel. MK. The party complained against may, within 10 business days following the date of athe recommended disposition hich that finds a violation of this Code of Ethics, request in writing a formal hearing before the Hearing Examiner. A request for a formal hearing shall be in writing. Except for good cause shown, the hearing shall be scheduled to take place not sooner than 20 days nor later than 60 days from the date the appeal is filed. IL. Within 30 days after the conclusion of the-a formal hearing, the Hearing Examiner shall, based upon a preponderance of the evidence, prepare findings of fact, conclusions of law, and his /her order. Copies of the Hearing Examiner's findings, conclusions and order shall be forwarded by certified mail to the complaining party and the party complained against at their last known addresses. Additional copies of the findings, conclusions and order shall be forwarded to the investigator, the City Attorney or the City Attorney's designee, and the person(s) responsible for acting on the Hearing Examiner's order. In the case of a complaint against an elected official or appointed board or commission member, the Hearing Examiner's findings wilt- -shall be forwarded to the City Council and placed on the next regularly scheduled Council meeting agenda, for W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs 138 Page 9 of 12 informational purposes only. Section 8. TMC Section 2.95.050 is hereby established to read as follows: 2.95.050 Penalties for Noncompliance A. Any person, other than an employee covered by a collective bargaining agreement, found by a preponderance of the evidence to have violated any provision of this Code of Ethics, may be subject to any or a combination of the following penalties: 1. A cease and desist order as to violations of this Code of Ethics; 2. An order to disclose any reports or other documents or information requested_ 3. An order to pay to the City a civil penalty of up to $1,000.00, where it is determined disciplinary measures are not appropriate under the circumstances; 4. Discipline, up to and including termination or removal from any position whether paid or unpaid, excluding elected positions, only after notice and hearing as provided by law. The pre - disciplinary procedures set forth in the provisions of the Tukwila Municipal Code and applicable personnel policies shall be followed for regular City employees_ in the Classified City Service; 5. Exclusion from bidding on City contracts for a period of up to 5 years; and /or 6. Termination or invalidation of contract(s) entered into in violation of the Code of Ethics, only if such contract(s) provide for termination in the event of a Code of Ethics violation. B. Any allegation that an employee who is covered by a collective bargaining agreement has violated any provision of this Code of Ethics shall be investigated in accordance with the applicable collective bargaining agreement and Department Policies, Procedures, or General Orders. For any proven violation of this Code of Ethics, an employee may be disciplined up to and including termination in accordance with the applicable collective bargaining agreement. Any such discipline may be appealed in accordance with the applicable collective bargaining agreement or Civil Service Rules. C. If the complaint is against an elected or appointed official, the Council may take any of the following actions by a majority vote of the Council: 1. Admonition. An admonition shall be a verbal non - public statement made by the Council President, or his or her designee, to the individual. The action of the Council shall be final and not subject to further review; 2. Reprimand. A reprimand shall be administered to the individual by letter. The letter shall be prepared by the Council. The action of the Council shall be final and not subject to further review;- W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs Page 10 of 12 139 3. Censure. A censure shall be a written statement administered personally to the individual. The individual shall appear at a time and place directed by the Council to receive such censure. Notice shall be given at least 20 days before the scheduled appearance at which time a copy of the proposed censure shall be provided to the individual. Within 5 days of receipt of the notice, the individual may file a request for review of the content of the proposed censure with the City Council. Such a request will stay the administration of the censure. The City Council shall review the proposed censure in light of the investigator's recommendation and the request for review, and may take whatever action appears appropriate under the circumstances. The action of the Council shall be final and not subject to further review. If no such request is received, the censure shall be administered at the time and place set. It shall be given publicly, and the individual shall not make any statement in support of or in opposition to or in mitigation thereof. A censure shall be deemed administered at the time it is scheduled whether or not the individual appears as required; or 4. Removal. If the individual against whom the complaint has been filed is a member of a City board or commission, the City Council may, by majority vote, remove the individual from such board or commission; provided however, that nothing in this section authorizes the City Council to remove the Mayor and /or a Councilmember from his or her office. Section 9. TMC Section 2.95.060 is hereby established to read as follows: 2.95.060 Where to Seek Review A. Cease and Desist Order. If ordered to cease and desist violating this Code of Ethics, an affected party may seek review by writ of review from the King County Superior Court pursuant to RCW 7.16, or other appropriate legal action. B. Public Disclosure. If ordered to disclose any documents or papers pursuant to this Code of Ethics, an affected party may seek review by writ of review from the King County Superior Court pursuant to RCW 7.16, or other appropriate legal action. C. Civil Penalty. If ordered to pay a civil penalty, an appeal may be taken in the form of a trial de novo in the Tukwila Municipal Court, which shall hear the case according to the Civil Rules for Courts of Limited Jurisdiction and applicable local rules of the Tukwila Municipal Court. This appeal shall be taken by filing in the Tukwila Municipal Court a notice of appeal within 14 days of the date of the final written order. The person filing the appeal shall also, within the same 14 days, serve a copy of the notice of appeal on the person who issued the final written order and the City Attorney, or his /her designee, and file an acknowledgment or affidavit of service in the Tukwila Municipal Court. D. Discipline or Removal. If an employee or officer is disciplined or removed from office, then the person disciplined or removed from office may seek whatever remedies may be available at law or in equity. E. Exclusion from Public Bidding. If ordered to be excluded from bidding on public contracts and the exclusion actually occurs, the person excluded may seek whatever remedies exist at law or in equity. W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs 140 Page 11 of 12 F. Termination of Contract(s). If termination of contract(s) is ordered, the person whose contract(s) was /were terminated may seek whatever remedies exist at law or in equity. Section 10. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section /subsection numbering. Section 11. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 12. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of , 2013. ATTEST /AUTHENTICATED: Christy O'Flaherty, MMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: W: Word Processing \Ordinances \Code of Ethics - Option 3 strike -thru 10 -31 -13 SK:bjs Page 12 of 12 141 142