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HomeMy WebLinkAboutFS 2008-11-18 Item 2D - Ordinances - Fire and Parks Impact Fees INFORl\1ATION l\1EMORANDUl\1 To: Finance and Safety Committee (action) Community Affairs and Parks (information) CC: Mayor Haggerton Rhonda Berry FROM: Lisa Verner, Mayor's Office Nick Olivas, Fire Chief Bruce Fletcher, Parks Director DATE: November 18, 2008 RE: Proposed Fire and Parks Impact Fees ISSUE Adopt an ordinance for Fire impact fees and an ordinance for Parks impact fees, both for funding of capital facilities needed by Fire services and Parks services due to anticipated new growth and development. BACKGROU1\TD The Administration is evaluating new sources of revenue for the City. One such source is "impact fees" through which new development helps to pay for capital facilities necessitated due to the new growth. Mayor Haggerton's goal is to analyze options and to adopt impact fees by the end of2008. The Growth Management Act allows impact fees for parks services and for fire services, in addition to the traffic impact fees the City has already enacted. In order to consider and adopt impact fees, the City needs to have adopted a Fire Master Plan and identified a level of service goal for fire services. The 2008 Fire Master Plan, the Mayor's recommendations on implementation, and the Level of Service for the Fire Department are scheduled for adoption by Council on December 1,2008. The City also needs to have an adopted Parks master plan and identified level of service. The Parks, Recreation and Open Space Plan was adopted in June, 2008. The Parks Level of Service is scheduled for adoption by the Council on November 17,2008. Additionally, RCW 82.02.050 (4) says, in part: Impactfees may be collected and spent only for the public facilities defined in RCW 82.02.090 which are addressed by a capital facilities element of a F&S, CAP Info Memo dtd 11-18-08 Page 2 comprehensive land use plan adopted pursuant to the provisions ofRCW 36.70A070.. . An ordinance to amend the Capital Facilities Element of the City's Comprehensive Plan is before the COW on November 10 for public hearing and discussion. It is scheduled for adoption on December 1. Among other things, the amendment will incorporate by reference the 2008 Fire Master Plan and the 2008 Parks, Recreation and Open Space Plan, as amended. The Parks LOS ordinance includes list of Parks capital projects (some of\vhich will be paid for through impact fees) amends the Parks Plan and is scheduled for discussion at the November 10 COW and for adoption on November 17. The Fire Master Plan, \vhich includes Fire capital projects (some of which will be paid for through impact fees) is scheduled for adoption on December 1. Then the City will be consistent with RCW 82.02.050 (4). A public hearing on impact fees is advertised for November 24, 2008. DISCUSSION The State Legislature authorized impact fees when it adopted the Growth Management Act in 1990 as one mechanism to help communities address growth. According to RCW 82.02.050 (1), it is the intent of the State Legislature: (a) To ensure that adequate facilities are available to serve ne\v growth and development; (b) To promote orderly growth and development by establishing standards by which counties, cities, and towns may require, by ordinance, that new gro\\rth and development pay a proportionate share of the cost of new facilities needed to serve new gro\\rth and development; and (c) To ensure that impact fees are imposed through established procedures and criteria so that specific developments do not pay arbitrary fees or duplicative fees for the same impact. Impact fees can be assessed for traffic, parks, fire and schools. The City already assesses a traffic impact fee. The Mayor is asking the Council to consider assessing a parks impact fee and a fire impact fee. None of the school districts which serve Tukwila have asked the City to collect a school impact fee on their behalf. Impact fees are used to provide funds for capital projects or capital facilities which are needed because of new gro\\rth. They are used to fund projects which maintain the same level of service for new growth as is provided for existing development. They may not be used for projects which are needed due to current deficiencies in public facilities serving existing development. In essence, impact fees are a mechanism for "growth to pay for growth." For consideration are two ordinances, one for impact fees for fire services and one impact fees for parks services. The text of the ordinances is similar. The ordinances address the fee formula, adjustments, credits, appeals, refunds and exemptions as well as use of the impact fees. F&S, CAP Info Memo dtd 11-18-08 Page 3 Also, each ordinance lncludes a spreadsheet for calculating an impact fee and a list of projects for which the impact fee would be collected. . Conceptually, the fee formula identifies the anticipated gro\"vth between 2009 and 2020 (12 years) in several land use categories and the cost of capital facilities needed to serve that gro\vth and divides the two. The variables include the request for service (either calls for fire/aid service per land use category or amount of parks needed per resident) and the growth anticipated in each land use category. Because the City has a strong track record of both residents and employees using park facilities and fire services, an impact fee for commercial/industrial uses as well as an impact fee for residential uses is proposed. Attached are two pages of Options for impact fees (kind of a sensitivity analysis). One is for parks (Attachment A) and one is for fire (Attachment B). At the bottom of each sheet is information on the relevant impact fees assessed by other jurisdictions. Each Options page compares differing project totals, differing City contributions, and differing impact fees for several different land use categories. For example, the Parks Impact Fee Options page shows $12,250,000 as the total amount ofprojects. Next it shows what the impact fees would generate over 12 years if impact fees paid for 90% of the total and what the City's 10% contribution would be. Belo\v that is shown the impact fee per single family house, per multi-family dwelling unit, per 1,000 gsf of office use, per 1,000 gsfretail use and per 1,000 gsf of industrial use. The next block to the right shows the results of impact fees generating 80% of the funds and the City contributing 20%. The block on the far right shows a 70%-30% split. Finally, the same 90%-10%/ 80%-20%/ 70%-30% splits are shown if$8,750,000 is the total amount of the projects. The same kind of comparison is offered on the Fire Impact Fee Options page. Council members may choose which impact fee/city contribution split results in acceptable levels of impact fees. RECOMMENDATION · Adopt an ordinance which authorizes assessment of impact fees for capital facilities for Fire services needed due to new grO\vth · Adopt an ordinance which authorizes assessment of impact fees for capital facilities for Parks services needed due to new growth Attachment A: Attachment B: Attachment C Parks Services Impact Fee Options Fire Services Impact Fee Options State Auditor's Impact Fee Performance Audit Report (Section on Parks & Fire Impact fees) Draft Ordinances Attachment D ATTACHMENT A PARKS Impact Fee OPTIONS Total Project Amount over 12 years (through 2020) Fees City Fees City Fees City 90% 10% 80% 20% 70% 30% $17,000,000 $15,300,000 $1,700,000 $13,600,000 $3,400,000 $11,900,000 $5,100,000 $2,235 SF $1,987 SF $1,739 SF $2,191 MF $1,948 MF $1,704 MF $3,203 Office $2,847 Office $2,491 Office $1,602 Retail $1,424 Retail $1,246 Retail $1,001 Industrial $890 Industrial $779 Industrial 90% 10% 80% 20% 70% 30% $12,250,000 $11,025,000 $1,225,000 $9,800,000 $2,450,000 $8,575,000 $3,675,000 $1,611 SF $1 ,432 SF $1,253 SF $1,579 MF $1,404 MF $1,228 MF $2,308 Office $2,052 Office $1,795 Office $1,154 Retail $1,026 Retail $898 Retail $721 Industrial $641 Industrial $561 Industrial 90% 10% 80% 20% 70% 30% $8,750,000 $7,875,000 $875,000 $7,000,000 $1,750,000 $6,125,000 $2,625,000 $1,151 SF SF SF $1,128 MF MF MF $1,649 Office Office Office $824 Retail Retail Retail $515 Industrial Industrial Industrial Key: Per Single Family SF Dwelling MF Per Multi-Family Dwelling Office Per 1,000 gsf Retail Uses Retail Per 1,000 gsf Office Uses Indust Per 1,000 gsf Industrial Uses Bonney Redmond Issaquah Renton lake Edgewood Kent* Parks (2006) (2008) (2008) (2008) (2008) Auburn Bellevue* Single Family $2,812.00 $6,168.70 $530.76 $2,893.00 $2,939.00 $3,500.00 Multi Family $2,261.00 $3,885.79 $354.51 $2,893.00 $2,939.00 $3,500.00 Office Retail Industrial $957.00 $420.00 $415.00 Awe Averages (2008) High $ Single Family 4,632.00 $ Multi-Family 3,912.00 Low * do not collect parks impact fees $ 316.00 $ 175.00 $14,4 79,500 $13,031,550 $1,447,950 $11,583,600 $2,895,900 $10,135,650 $4,343,850 $2,060 SF $1,831 SF $1,602 SF $2,683 MF $2,385 MF $2,082 MF $3,628 Office $3,225 Office $2,822 Office $1,297 Retail $1,153 Retail $1,009 Retail $283 Industrial $251 Industrial $220 Industrial ATTACHMENT B FIRE Impact Fee OPTIONS Total Project Amount over 12 years (through 2020) Fees 90% City 10% Fees 80% City 20% Fees 70% City 30% 90% 10% 30% $10,000,000 $9,000,000 $1,000,000 $8,000,000 $2,000,000 $7,000,000 $3,000,000 $1,423 SF $1,265 SF $1,107 SF $1,853 MF $1,647 MF $1,441 MF $2,506 Office $2,227 Office $1,949 Office $896 Retail $796 Retail $697 Retail $195 Industrial $174 Industrial $152 Industrial Key: SF MF Office Retail Industrial Per Single Family Dwelling Per Multi-Family Dwelling Per 1,000 gsf Office Uses Per 1,000 gsf Retail Uses Per 1,000 gsf Industrial Uses 80% 20% 70% Issaquah FIRE (2006) Renton Kent* Single Family $622.25 $488.00 Multi Family $853.42 $388.00 All Commercial $520.00 ** Office $200.00 Retail $640.00 Industrial $200.00 Hotel/Motel/Resort $280.00 Hospital/Nursing Home $9,610.00 Medical/Dental $6,680.00 Leisure Facilities $2,090.00 Restaurant/Lounge $6,090.00 Church/Non-profit $390.00 BeIJevue* Redmond (1999) Auburn*** $94.48 $132.73 $362.66 $383.09 $110.80 $126.76 $13.07 Education $810.00 Special Public Facil $3,120.00 AWe Averages Per (2008) Dwelling High Low Single Family $622.00 $104.00 Multi-Family $853.00 $104.00 * does not have Fire impact fees ** $0.52 per gsf *** no com'l assm't since 1/1/08; Fire Authority ATTACHMENT A PARKS Impact Fee OPTIONS Total Project Amount over 12 years (through 2020) Fees City Fees City Fees City 90% 10% 80% 20% 70% 30% $17,000,000 $15,300,000 $1,700,000 $13,600,000 $3,400,000 $11,900,000 $5,100,000 $2,235 SF $1,987 SF $1 ,739 SF $2,191 MF $1,948 MF $1,704 MF $3,203 Office $2,847 Office $2,491 Office $1,602 Retail $1 ,424 Retail $1,246 Retail $1,001 Industrial $890 Industrial $779 Industrial 90% 10% 80% 20% 70% 30% $12,250,000 $11,025,000 $1,225,000 $9,800;000 $2,450,000 $8,575,000 $3,675,000 $1,611 SF $1 ,432 SF $1,253 SF $1,579 MF $1,404 MF $1,228 MF $2,308 Office $2,052 Office $1,795 Office $1 ,1 54 Retail $1,026 Retail $898 Retail $721 Industrial $641 Industrial $561 Industrial 90% 10% 80% 20% 70% 30% $8,750,000 $7,875,000 $875,000 $7,000,000 $1,750,000 $6,125,000 $2,625,000 $1,151 SF SF SF $1,128 MF MF MF $1,649 Office Office Office $824 Retail Retail Retail $515 Industrial Industrial Industrial Key: Per Single Family SF Dwelling MF Per Multi-Family Dwelling Office Per 1,000 gsf Retail Uses Retail Per 1,000 gsf Office Uses Indust Per 1,000 gsf Industrial Uses Bonney Redmond Issaquah Renton lake Edgewood Kent* Parks (2006) (2008) (2008) (2008) (2008) Auburn Bellevue* Single Family $2,812.00 $6,168.70 $530.76 $2,893.00 $2,939.00 $3,500.00 Multi Family $2,261.00 $3,885.79 $354.51 $2,893.00 $2,939.00 $3,500.00 Office Retail Industrial $957.00 $420.00 $415.00 Awe Averages (2008) High $ Single Family 4,632.00 $ Multi-Family 3,912.00 Low * do not collect parks impact fees $ 316.00 $ 175.00 Issaquah FIRE (2006) Renton Kent* Single Family $622.25 $488.00 Multi Family $853.42 $388.00 All Commercial $520.00 ** Office $200.00 Retail $640.00 Industrial $200.00 Hotel/Motel/Resort $280.00 Hospital/Nursing Home $9,610.00 Medical/Dental $6,680.00 Leisure Facilities $2,090.00 Restaurant/Lounge $6,090.00 Church/Non-profit $390.00 Bellevue* Redmond (1999) $94.48 $132.73 $110.80 $126.76 $13.07 Auburn*** $362.66 $383.09 Education $810.00 Special Public Facil $3,120.00 AWe Averages Per (2008) Dwelling High Low Single Family $622.00 $104.00 Multi-Family $853.00 $104.00 * does not have Fire impact fees ** $0.52 per gsf *** no com'l assm't since 1/1/08; Fire Authority Performance Audit Report Use of Impact Fees in Federal Way, Olympia, Maple Valley, Redmond and Vancouver Report No. 1000014 October 14, 2008 Washington State Auditor Brian Sonntag, CGFM www.sao.wa.gov C he Puget Sound Region experienced an unprecedented building boom during this decade. Impact fees' purpose is to help offset the costs of services associated with new development, such as roads, schools, fire facilities and parks. We chose this audit to examine whether cities are effectively and efficiently using of this revenue source. We selected the five cities with the state's highest impact fee revenue from fiscal years 2004 to 2006 to Brian Sonntag, CGFM find out if: Washington State Auditor. Cities are collecting and administering impact fees appropriately and in accordance with state law. · The public is getting what it is paying for. Performance audits are conducted under the provisions of citizens Initiative 900. This audit was conducted on our behalf by Ernst & Young in accordance with Generally Accepted Government Auditing Standards. Cities have an opportunity to improve transparency and access to public information by posting their annual impact fee reports on their Web sites. While cities are required by state law to report the information annually, not all cities are posting the information on their Web sites. It is good policy to make that information readily available to citizens. We hope all cities and counties that impose imact fees will take advantage of the best practices identified in this audit. If you are interested in following up on the audit resolution or public hearings, please check our Web site at: http://www.sao.wa.gov/ PerformanceAuditjaudiCreports. htm. JiG What is an impact fee? A one-time fee to offset the cost of services associated with new development. Cities can collect four types of impact fees: School, fire, park and transportation impact fees. Impact fees are intended to supplement other funding sources and state law requires that they be spent on the facilities for which they are collected. How are they administered? State law allows municipalities that are required to or choose to plan under the Growth Management Act to assess impact fees. Cities set the rate for and collect the impact fees. Who pays impact fees? Impact fees are charged to builders as part of the building permit process. Impact fees are typically passed invisibly from the builder to the customer. Mission Statement The State Auditor's Office independently serves the citizens of Washington by promoting accountability, fiscal integrity and openness in state and local government. Working with these governments and with citizens, we strive to ensure the efficient and effective use of public resources. 1 Objectives The audit was designed to determine: 1. The method each city uses to calculate impact fees based on the direction in state law (RCW 82.20.050); 2. How each city demonstrates that these fees are appropriate; and 3. How effectively each city uses impact fees to pay for public facilities that: · Correspond to the demand for public facilities from new development. · Benefit new development proportionate to its share of the financing of new or expanded facilities; and are consistent with a comprehensive plan or a capital element of a comprehensive land use plan that has been adopted in accordance with state law. If the city does not meet these objectives, what are the resulting costs to all residents and what can be done to reduce those costs? Additionally, the audit addressed the nine elements contained in Initiative 900, outlined on page 5 of this summary. The audit cost $726,466. The complete text of Initiative 900 is available at www.sao.wa.gov/ PerformanceAudit/ PDFDocuments/i900. pdt. Legislature Several of the issues identified during the audit are caused by a lack of clarity in laws governing impact fees, particularly regarding the items cities may purchase with impact fee money. For instance, Olympia interpreted the law regarding road impact fees to allow it to spend the money on bike trails. Redmond interpreted the law regarding fire impact fees to allow the City to purchase fire trucks. The law states the fees can only be spent on fire "facilities;" however the law does not define a fire facility. The Legislature has an opportunity to empower cities to improve their performance and definitively comply with state law. Issues The audit identified three main conclusions regarding the five cities' collection and use of impact fees. · Lack of clarity in state law may be causing some cities to calculate and spend impact fees in a manner that could be inappropriate. · One city is charging builders higher impact fees than they should and their fees are not supported by a capital facilities plan as prescribed by law. We recommend that city discontinue charging the fees until they are supported. · New developments in some cities are receiving questionable benefits for the impact fees paid. Best Practices Identified for All Municipalities The audit identifies a number of best practices that streamline or improve the collection, assessment and use of impact fees in order to minimize the costs and maxiniize the benefits associated with them. Visit www. sao.wa.gov/ PerformanceAudit/ audiCreports.htm for: Full report Cities 'responses, action plans Public hearings Cities' annual status reports 2 Audit Issues Audit Recommendations Financial Impacts 1. Capital Facilities The Washington Legislature should amend $876,709 State law defines capital facilities for RCW 82.02.090 to better define capital fire, transportation, park and school facilities and the following terms: impact fees. However, the definitions are 1. "Fire protection facilities" ambiguous, resulting in cities applying 2. "Public streets and roads" varying interpretations of the term. 3. "School facilities" 4. Address whether transportation impact fees can be spent on multimodal transportation (i.e., biking, walking, etc.). 2. Fire Districts Washington cities should be aware of the A more accurate The City of Redmond Fire Department City of Redmond's leading practice in its allocation of costs has developed a leading practice in its relationship with Fire District 34 and attempt between a city and relationship with Fire District 34. The fire to institute a similar contract if that city has a related fire districts. department's method of allocating costs relationship with a neighboring fire district. of new capital facilities between the city and Fire District 34 should be evaluated for use by other cities and districts. 3. Park Zoning . Olympia should consider removing $36,974 Olympia may not be spending park impact the "one-half to one mile" and "10- to fees as effectively as it could, based on 20-minute walk" from its definition of a the results of a citizen survey and based "Neighborhood Park." on other cities' use of multiple park . Olympia should consider dividing the City zones. into two park zones to demonstrate a clear relationship between where impact fees are collected and spent. Two zones for park impact fees would appear to be reasonable, as the City is approximately six miles across. 4. Interest-Bearing Accounts 0 Cities should consider using technology e Using an . Each city uses a different method to similar to Vancouver's system that automated system allocate interest payments to impact allows for daily allocation of interest and will reduce staff fee general ledger accounts. minimizes manual data entry. time currently . The City of Vancouver's method . Cities should not allocate interest based used in manual of allocating interest is a leading on a rate that is not equal to actual processes. practice among the Cities. interest earned. . Accurately . The Legislature should consider modifying tracking interest RCW 82.02.070 to better define "separate income reduces interest-bearing accounts." the risk of errors or fraud. . Clarifying an ambiguous law will help cities. 5. School Impact Fee Interest Cities should allocate actual interest earnings $9,469 Olympia and Federal Way do not remit any on school impact fees collected and remit interest they earn on school impact those interest earnings to the appropriate fees to the school districts; therefore, school district{s) so the interest earned on the interest income is not spent on the impact fees can be spent in accordance with purpose for which the impact fee was state law. imposed, as required by state law. 3 - - - -- Audit Issues Audit Recommendations Financial Impacts 6. Fire Impact Fee Schedulej Calculation · Olympia's fire impact fee schedule/ calculation does not effectively demonstrate the connection between growth and system improvements. Olympia does not take into account the cost of public facilities necessitated by new development or the availability of other financing. · Redmond has developed a leading practice in its fire impact fee schedule/calculation, specifically the method it uses to take into account the impacts of fire and aid calls by land use type, projected growth by land use type and the fire Capital Facilities Plan. 7. School Impact Fee Schedulej Calculation Some cities that collect school impact fees are not consistently reviewing impact fee . calculations prepared by school districts. 8. Transportation Impact Fee SchedulejCalculation Redmond uses several leading practices in calculating, charging and maintaining its transportation impact fee. 9. Permit System · Redmond inputs collection, interest earnings, and expenditure of each impact fee in a database and in the City's cash receipt system. The City is · duplicating work by entering the same information twice. · Vancouver and Olympia integrated their permitting systems with their accounting systems. This is a leading practice that results in more effective internal controls and limits manual data entry. · Cities should be aware of Redmond's leading practice for the fire impact fees schedule/calculation. · The City of Olympia should revisit its fire impact fee schedule and consider if it is suitable to continue charging the fire impact fee. Specifically, Olympia should more effectively address RCW 82.02.050 and 82.02.060 in its calculation and demonstrate the fire impact fee it charges reasonably relates to system improvements that are reasonably attributable to growth. · Additionally, the City of Olympia should consider implementing a periodic review of its fire impact fee calculation and schedule to determine if the fee is still adequate, given the city's capital facility needs and anticipated growth. Cities should revisit their review process Cities benefit of the school impact fee calculation/schedule by having more and capital facilities plan, knowing they confidence that the may be involved if litigation results from the school impact fee they school impact fee assessed. charge is appropriate. · Cities should consider a construction cost · Impact fees will adjustment to align transportation impact more closely fees with the cost of projects they fund. match the costs · Cities that ~alculate impact fees based on they support. a short-term project list should consider · Cities may charge expanding that list to include projects a fee that better farther in the future that will be needed to represents the cost accommodate growth. of growth. · Cities should adopt a transportation · Developers will be impact fee schedule that allows able to calculate developers to easily determine the impact and understand fee to be paid upon building permit their transportation issuance. The transportation fee schedule impact fee should be based on typical land uses and without outside trips per land use. assistance. · Redmond should eliminate database $76,280 tracking of individual impact fee collection, expenditures, and interest allocation to save staff time. All cities should maintain a permit system that automatically interfaces with its accounting system. Leading practices are in place in Vancouver and Olympia. $185,565 - $345,313 Total financial impacts: $1.18 million to $1.34 million - - - - - - - 4 ii nitiative 900 requires the State Auditor's Office to identify best practices U during each performance audit. The following best practices were in place at the cities during the audit: Redmond · The City of Redmond Fire Department's method of allocating costs of new capital facilities between the City and Fire District 34 should be evaluated for implementation in other cities and districts. · The City of Redmond's fire impact fee calculation and schedule met all aspects of the related state laws and demonstrates a leading practice by taking the following items into consideration: · System improvements that are reasonably related to growth · The proportionate share of the costs of system improvements related to new development · Redmond employs several leading practices with respect to calculating, charging, and maintaining its transportation impact fee. These leading practices include: · Inflation indexing · Costs based on a long-range plan · Adopted fee schedules by land use Vancouver · The City of Vancouver uses the Emphasys SymPro system to assist in managing the city treasury function, including interest allocation. The system tracks investment earnings and interfaces with the city's general ledger to retrieve the daily balances for all accounts to which to allocate interest. Investment earnings are then allocated across the general ledger accounts based on their average daily balances. · The City of Vancouver's school impact fee review process is a leading practice, as the City demonstrates the most in-depth and comprehensive review of the school impact fee calculation and schedule. Vancouver and Olympia · The cities of Vancouver and Olympia integrated their permitting systems with their accounting systems. This was identified as a leading practice among the Cities due to the tighter internal controls and minimal manual entry. About Initiative 900 Washington voters approved Initiative 900 in November 2005, giving the State Auditor's Office the authority to conduct independent performance audits of state and local government entities on behalf of citizens to promote accountability and cost-effective uses of public resources. 1-900 directs the Office to address the following elements in each performance audit: 1. Identification of cost savings. 2. Identification of services that can be reduced or eliminated. 3. Identification of programs or services that can be transferred to the private sector. 4. Analysis of gaps or overlaps in programs or services and recommendations to correct them. 5. Feasibility of pooling auditee's information technology systems. 6. Analysis of the roles and functions of the auditee and recommendations to change or eliminate roles or functions. 7. Recommendations for statutory or regulatory changes that may be necessary for the auditee to properly carry out its functions. 8. Analysis of the auditee's performance data, performance measures and self-assessment systems. 9. Identification of best practices. Initiative 900 provides no penalties for auditees that do not follow recommendations in performance audit reports. The com plete text of the Initiative is available at: www.sao.wa.gov/ PerformanceAudit/ PDFDocuments/i900.pdf. 5 We made the following recommendations to the Washington Legislature: · Amend RCW 82.02.090 to better define capital facilities and alleviate ambiguity. · Consider modifying RCW 82.02.070 to better define "separate interest-bearing accounts." 'i nitiative 900 requires the legislative bodies for the governments in this report d to hold at least one public hearing to consider the audit results and receive comments from the public within 30 days of this report's issue. The corresponding legislative body must consider this report in connection with its spending practices. A report must be submitted by the legislative body by July 1 each year detailing the status of the legislative implementation of the State Auditor's recommendations. Justification must be provided for recommendations not implemented. Details of other corrective action must be provided as well. The state Legislature's Joint Legislative Audit and Review Committee (JLARC) will summarize any statewide issues that require action from the Legislature and will notify the appropriate fiscal and policy committees of public hearing agendas. Follow-up performance audits of any state or local government entity or program may be conducted when determined necessary by the State Auditor. Initiative 900 provides no penalties for state agencies or local governments that do not follow recommendations made in performance audit reports. JLARC posts its 1-900 public hearings and agendas at: http:// www.leg.wa.gov/ lLARC/i-900.htm To receive electronic notification of audit reports, sign up at: https://www.sao.wa.gov/applkations/ su bscri pti 0 n servi c.es/ 6 Washington State Auditor Brian Sonntag, CGFM Director of Performance Audit Linda Long, CPA, CGFM, CGAP sonntagb@sao.wa.gov (360) 902-0360 longl@sao.wa.gov (360) 902-0367 Communications Director Mindy Chambers chamberm@sao.wa.gov (360) 902-0091 To request a public record from the State Auditor's Office: Mary Leider, Public Records Officer leiderm@sao.wa.gov For general information from the State Auditor's Office: Main phone number Web site (360) 725-5617 (360) 902-0370 http://www.sao.wa.gov Toll-free hotline for reporting government waste and abuse (866) 902-3900 To find your legislator http://apps.leg.wa.gov/districtfinder To contact the City of Federal Way: Mayor Jack Dovey jack.dovey@cityoffederalway.com (253) 835-2401 To contact the City of Olympia: Mayor Doug Mah dmah@cLolympia.wa.us (360) 753-8447 To contact the City of Maple Valley: Mayor Laure Iddings council@cLmaple-valley.wa.us (425) 413-8800 To contact the City of Redmond: Mayor John Marchione mayor@redmond.gov (425) 556-2101 To contact the City of Vancouver: Mayor Royce Pollard mayor@cLvancouver.wa.us (360) 696-8211 / Americans with Disabilities In accordance with the Americans with Disabilities Act, this document will be made available in alternate formats. Please call (360) 902-0370 for more information. 7 State of Washington Performance Audit of Impact Fees ERNST &YOU Quality In Everything We Do State of Washington Performance Audit of Impact Fees AUDIT AREA 3 - PARK ZONING FINDING The use of multiple zones is seen as an effective way to reasonably relate the collection and expenditures of park impact fees to areas experiencing growth as discussed at the end of this page. Based on the use of one zone, the City of Olympia is potentially spending neighborhood park impact fees that are inconsistent with its definition of a neighborhood park and results of a citizen survey. Therefore, the City of Olympia may not be spending park impact fees as effectively as it could using multiple zones. BACKGROUND Original Finding Identification During Phase 1 of the performance audit, Ernst & Young noted that the City of Olympia and the City of Redmond use only one zone for the assessment, collection, and expenditure of park impact fees. The City of Vancouver uses multiple park zones in an effort to demonstrate a reasonable relationship between the fee charged to the developer and the park needs generated by growth in that zoning area. According to RCW 82.02.050 3 (a), impact fees "Shall only be imposed for system improvements that are reasonably related to the new development." While there are no requirements in Washington State law to have multiple park zones, Ernst & Young noted that other cities find zoning to be an effective way to make the impact fee relationship, a reasonable relationship. Audit Work Conducted During Phase 3 of the audit, Ernst & Young examined the potential finding further. First, Ernst & Young met with the City of Vancouver to gain an understanding of how multiple park zones work for Vancouver. Next, Ernst & Young met with the City Olympia to gain an understanding of why one zone was selected for assessing, collecting, and spending park impact fees in Olympia. Finally, Ernst & Young sampled some park impact fees that were collected to determine where they were potentially spent within the City of Olympia. Ernst & Young LLP Page 26 of 67 State of Washington Performance Audit of Impact Fees Vancouver's Rationale for Multiple Park Zones Ernst & Young noted that the City of Vancouver has chosen to implement ten different park zones (or districts) so as to provide a clear demonstration between where fees are spent and where fees are collected. The size of each zone is large enough so that an adequate amount of funding can be collected in each area. The ten park zones span the urban unincorporated area of the county, as the City of Vancouver and Clark County operate under the same parks department. If one were to look at the city limits of Vancouver, there would be approximately four park zones within the City limits. In addition to multiple zones effectively demonstrating the connection between where fees are spent and where they are collected, the City offered the following other benefits of having multiple park zones: · The impact fees assessed vary by zone to account for the differences in land value across the city. Therefore, a developer building a house in zone one, where land is more expensive, will pay a higher impact fee, where as a developer building a home in zone ten, where land is cheaper, will pay a smaller impact fee. · Multiple park zones allow the City to have the ability to not collect impact fees in a zone if the zone at some point contains all necessary parks to meet the level of service standards and there is not significant anticipated growth in the zone. The City of Vancouver did provide some disadvantages to having multiple park zones, which included the following: · Accounting is more difficult with multiple park zones. · There is less flexibility with spending the park impact fees collected. · Spending the impact fees within the six-year time period (as required by law) is more difficult. City of Olympia One Zone Research Ernst & Young met with the City of Olympia to gain an understanding of how one park zone works for the City and how effectively the single zone demonstrates the connection between where fees are collected and where they are spent. Ernst & Young noted that because the City operates its parks system as a single zone, Olympia may spend park impact fees collected in the City on any park within the City limits. Emst & Young LLP Page 27 of 67 State of Washington Performance Audit of Impact Fees Types of Parks in Olympia First, Ernst & Young noted that the City of Olympia develops the following types of parks using park impact fees, as per the City's Capital Facilities Plan9: · Neiqhborhood Parks: Neighborhood parks are a common gathering place for families and children, all within a 10-20 minute walk from home. · Community Parks: Community parks are places for organized recreation programs and sports activities. Community parks will include athletic fields and picnic shelters or other facilities for large-scale community use. · Special Use Parks: Special use parks offer unique features and are typically more special-interest oriented. Examples of these parks are the Japanese Garden and Heritage Fountain. These parks are used by the entire community and become treasured places in the community. · Open Space Parks: Open space is for passive use, nature trails, and wildlife habitat. Questions Regarding the Neighborhood Park Designation After gaining an understanding of the various types of parks, Ernst & Young became concerned about the neighborhood park designation. All other parks (community, special use, and open space) in the City of Olympia are built for use by the entire City (as per their definition shown above); thus, implementation of a single park zone appears reasonable, as the entire community benefits from the development of these parks regardless of where a home is built. However, neighborhood parks are built specifically for neighborhoods, as the definition in Olympia's capital facility plan indicates that they are a 10-20 minute walk from a home. Furthermore, Olympia's Park and Open Space Standards and Definitions documene describes neighborhood parks as n. . . generally small in size and serve an area of approximately one-half to one mile radius but serve all residents in the community." Based on this understanding, Ernst & Young noted that one park zone might allow a park impact fee to be collected on one side of the City, yet be spent on building a neighborhood park across town, outside of the City's own definition of neighborhood parks. In this scenario, the neighborhood park may not benefit the citizens and developers who paid the park impact fee, as the neighborhood park is built further than a 10-20 minute walk and further than one-half to one mile away. The City of Olympia's Justification for One Zone The City of Olympia implemented park impact fees in 1993 and has utilized one zone since its implementation. The justification for the City's determination to use one zone in 1993 is based Ernst & Young LLP Page 28 of 67 Slale of Washington Performance Audit of Impact Fees on reasoning similar to that identified by the City of Vancouver as disadvantageous to having multiple park zones (noted above). The City of Olympia further explained to Ernst & Young that the "reasonableness" of one zone can be understood based on the outcome of an Olympia citywide survey conducted in 2006.4 The survey was conducted by the City to assess residents' opinions and behaviors regarding City services. The survey included the following City government programs and services: . Communication with citizens . Garbage and recycling . Sewer . Drinking water . Storm and surface water . Parks . Public safety · Transportation services The survey selected 400 residents, at random, from a list of utility customers. The survey was conducted over the phone and has a margin of error of +/- 5% at the 95% confidence interval. The direct results of the parks portion of the survey included the following: · "39% visited a park in Olympia 12 or more times in the past year. · 7 in 10 were "very satisfied" with their park experiences. · Majorities were "definitely" willing to travel up to six miles to get to an open space area (59%) and a special use park (52%); 44% were "definitely" willing to travel to a community park. · 3 in 5 were "definitely" (36%) or "probably" (25%) willing to travel three miles to a neighborhood park. · 1 in 3 respondents (or someone in their household) had participated in a recreational activity provided by the City. · 9 in 10 agreed that art events are valuable to the quality of life in the City."4 Ernst & Young's Views on the Survey Results The survey results for the special use, open space, and community parks (bullet three above) do support the City's definition and plan for usage of these parks by citizens across the City in a single park zone. .However, the survey results (bullet four above) do not support the City's definition and/or implementation of a single park zone for neighborhood parks. The survey Ernst & Young LLP Page 29 of 67 State of Washington Performance Audit of Impact Fees shows that a total of 61 % of Olympia residents would "definitely" or "probably" travel up to three miles to visit a neighborhood park. The City of Olympia is approximately six miles across; therefore, survey results for neighborhood parks do not correlate to the City's approach of one zone. Testing of Park Impact Fees Collected Ernst & Young conducted an analysis of park impact fee collections during the audit period 2004 - 2006 and the expenditure of the 2004 and 2005 collections.. Ernst & Young found that although there were community, special use, or open space park systems located close to where the impact fees were gathered, roughly 96% of the neighborhood parks were not built within the one-half to one mile radius of where the impact fees were gathered. Ernst & Young also found that the average distance between the location where an impact fee was collected and the location where the impact fee was potentially used (the average distance of the impact fee collection to the three possible parks where the impact fee was spent) on a neighborhood park was approximately four and one-half miles. This four and one-half mile average shows that neighborhood parks are not built within the one-half to one mile radius or 10 to 20-minute walking distance from the location of the development, based on Olympia's definition of neighborhood parks. Given that neighborhood parks are constructed at locations that on average may be several miles from the impact fee collection development site, neighborhood parks are being developed in current neighborhoods lacking parks, raising the question of whether the single zone approach most effectively demonstrates the connection between the impact fees and the growth that paid them. System Approach to Parks in Olympia To support its neighborhood park definition, City planners in Olympia explained the one-half to one mile distance is a goal for the City's system of parks. This goal is based on a standard level of service of neighborhood park acres for 1,000 residents. Olympia has a goal of 1.44 acres per 1,000 residents. Olympia utilizes a 20-year plan for its parks system. In the next 20 years, the City hopes to realize its current definition of a neighborhood park. Olympia explained to Ernst & Young that its park planning utilizes a "systems approach." According to RCW 82.02.050 3(c) , Impact fees are permitted to be "used for system improvements that will reasonably benefit the new development." Olympia's parks may be considered appropriate improvements given the definition of System Improvements in RCW Ernst & Young LLP Page 30 of 67 State of Washington Performance Audit of Impact Fees 82.02.090: "public facilities that are included in the capital facilities plan and are designed to provide service to service areas within the community at large, in contrast to project improvements. " RECOMMENDATIONS Cities should consider the use of multiple zones to more effectively demonstrate a clear relationship between where impact fees are collected and spent. Ernst & Young recommends that the City of Olympia take both of the following actions in its approach to park planning: 1. Consider revising the "one-half to one mile" and "10-20 minute walk" statements from its definition of a "Neighborhood Park" if the City's intent is to build these neighborhood parks for the entire City rather than for a more localized neighborhood. 2. Consider dividing the City into two park zones to more effectively demonstrate a clear relationship between where impact fees are collected and spent. Two zones for park impact fees would appear to be reasonable, as the City is approximately six miles across and according to the survey: "3 in 5 were "definitely" (36%) or "probably" (25%) willing to travel three miles to a neighborhood park." If 61 % of the citizens are "definitely" or "probably" willing to travel three miles to a neighborhood park, then dividing the City into 2, three-mile wide zones would appear to be appropriate to meet the demands of the City residents. Note: The City of Redmond uses only one park zone as well; however, the audit focused on the City of Olympia because it exhibited the greatest opportunity during the Phase 1 planning process. No detailed performance audit work was conducted at the City of Redmond; however, the City of Redmond should consider the above recommendations as well. POTENTIAL COST SAVINGS AND/OR OTHER IMPACTS There is no direct potential cost savings associated with the recommendations above. However, with the current definition of a neighborhood park, Ernst & Young calculated the dollar amount of impact fees that were collected during the performance audit period (2004-2006) that Ernst & Young LLP Page 31 of 67 State of Washington Performance Audit of Impact Fees were potentially spent more than three miles away (Note: Ernst & Young used three miles, rather than one-half to one mile, due to the results of the survey discussed above). This dollar figure was calculated by performing the following steps: 1. Randomly selected a sample of 50 neighborhood park impact fees collected during the period (12% of the entire population). A total of 417 neighborhood park impact fees collected during the performance audit period have been expended. 2. Determined the distance between the address where the impact fee was collected and where the impact fee could have potentially been spent within the City on a neighborhood park. Ernst & Young used Google Maps to perform this function. 3. Out of 50 samples selected, Ernst & Young noted that 80% of impact fees were potentially spent on a neighborhood park more than three miles away. 4. Ernst & Young then extrapolated the results of the testing to the remaining 417 impact fees collected for the period by determining that 80% of the entire amount was potentially spent on neighborhood parks greater than three miles away. The total dollar figure came to $36,974. 5. Finally, Ernst & Young noted that park impact fees have been collected in the City of Olympia since 1993 under the same methods and park definitions. However, Ernst & Young did not obtain data outside of the performance audit period (Le., outside the scope of the audit) and was therefore unable to calculate the total dollar amount of park impact fees spent on neighborhood parks in areas that did not experience growth since the inception of the fee in 1993. Refer to Appendix E - Olympia Park Impact Fee Collection and Spending for a detailed map of the sample of 50 park impact fees tested. Exhibit 7 - Estimated Olympia Park Impact Fees Potentially Spent on Neighborhood Parks Greater Than Three Miles Away During the Performance Audit Period of 2004-2006 , ' . , 2004-2006 " , ,.' , Estimated Olympia Park Impact Fees Potentially Spent on Neighborhood Parks Greater Than Three Miles Away $36,974 Ernst & Young LLP Page 32 of 67 State of Washington Performance Audit of Impact Fees AUDIT AREA 6 - FIRE IMPACT FEE SCHEDULE/CALCULATION FINDING The City of Redmond has developed a leading practice in its fire impact fee schedule/calculation. Specifically, the schedule/calculation takes into account the impacts of fire and aid calls by land use type, projected growth by land use type and the fire Capital Facilities Plan (CFP). The City of Olympia's fire impact fee schedule/calculation does not appear to effectively demonstrate the fee's connection to system improvements related to growth, the cost of public facilities necessitated by new development or the availability of other financing. BACKGROUND Original Finding Identification During Phase 1 of the performance audit, Ernst & Young noted that the City of Olympia collects fire impact fees at a flat per-square-foot rate ($0.159 per square foot), regardless of the land use type. Therefore, a single-family home pays the same rate per square foot as a restaurant or manufacturing facility. The fire impact fee rate was determined by an outside consultant in 1994. Ernst & Young noted that the fire impact fee has not been updated since its adoption in 1994. During Phase 1, Ernst & Young noted that the City of Redmond assesses fire impact fees based on the type of land use. To determine the fire impact fee that each type of land use pays, the City of Redmond takes into consideration the number of historical fire and aid calls based on the type of land use (Le., multi-family vs. retail, etc.). Audit Work Conducted During Phase 3 of the performance audit, Ernst & Young spent more time working with the cities of Redmond and Olympia to gain a better understanding of how the impact fee calculation and schedule were determined. Ernst & Young LLP Page 41 of 67 State of Washington Performance Audit of Impact Fees Fire Impact Fees in the City Olvmpia City of Olympia Planning and Fire Deparlment Ernst & Young met with the City of Olympia's Fire Department and Planning Department to gain a better understanding of the impact fee calculation that what was prepared in 1994 to determine the reasoning behind a flat rate for all land uses. The City of Olympia was initially unable to explain how the calculation was determined in 1994, as there were no individuals currently within the City who were working when the calculation was determined. Further information was later provided by the City to speak to the independent study that was conducted in 1994 to determine the impact fee rate. The information provided explained how the City's approach was standards-driven, using prior years' costs against the total area of fire coverage to define a per-square-foot fee for any new development in the City to maintain that standard level of service. The City maintained that this method allows it to forecast the cost of new fire protection based on prior years' incurred expenses. However, the City did state that this method did not directly relate to its forecasted expenses for fire protection facilities in its capital facilities plan. The City of Olympia also explained to Ernst & Young that there have been very few (if any) developer complaints regarding the fire impact fee requiring a detailed explanation of the study. Rate Study Ernst & Young was able to obtain a copy of the fire impact fee study prepared for the City by an independent consultant in 19947. Ernst & Young reviewed the study to gain an understanding of how the calculation was prepared, and the rate was ultimately determined. Ernst & Young noted that the fire impact fee rate per square foot was calculated by the independent consultant using the following steps: 1. Determined the City of Olympia's fire protection facilities inventory as of June 1992 and the 1992 square feet of development served by the current inventory. Using these figures, a fire apparatus per square foot was determined for the City for 1992. See Exhibit 9 below. Emst & Young LLP Page 42 of 67 Exhibit 9 - Fire Apparatus per Square Foot of Developmene Stations Pum ers Rescue Units Aerial Units Hazardous Materials Units Number of Apparatuses 3 6 3 1 1 State of Washington Performance Audit of Impact Fees Square Feet of Development Served 38,171,851 38,171,851 38,171,851 38,171,851 38,171,851 Apparatus Per Square Foot .000000078 .000000157 .000000078 .000000026 .000000026 2. Next, the 1992 cost per inventory item was determined, as well as a cost per square foot. See Exhibit 10 below. Exhibit 10 - Capital Cost per Square Foot of Developmene Co. mponentApPClratusPer S Uare Foot Stations .000000078 Pum ers .000000157 Rescue Units .000000078 Aerial Units .000000026 Hazardous Materials Units .000000026 Total Cost/S Ft Cost Per. A aratus $ 1,684,000 275,000 55,000 400,000 80,000 Capital Cost Per S uare Foot $.131352 .043175 .00429 .0104 .00208 $ 0.191297 3. Previous years' expenditures for tire protection facilities were then determined. See Exhibit 11 below. Exhibit 11 - Previous Expenditures for Fire Protection Facilities' Year Expenditures 1985 $ 37,870 1986 285,940 1987 137,530 1988 47,120 1989 47,280 1990 42,460 1991 109,780 1992 28,308 1993 36,410 9- Year Total $772,698 4. An annual average of the nine-year total was calculated ($85,855). Using this number, along with the 1992 square feet of development (38,171,851), an annual average per square foot of development was computed: $0.0022491. Ernst & Young LLP Page 43 of 67 State of Washington Performance Audit of Impact Fees 5. Using a discount rate of 7%, the net present value of 27.5 years of future payments (at $0.0022491) will total $0.032157 per square foot. 6. Therefore, the impact fee rate is $0.159140 per square foot ($0.191297 (from Exhibit 14) minus $0.032157.)) Upon completion of reviewing Olympia's fire impact fee calculation to arrive at the $0.159 per square foot assessed to developers, Ernst & Young could not determine whether Olympia's rate study meets the following requirements by Washington State law: · "Should only be imposed for system improvements that are reasonably related to the new developmenf' (RCW 82.02.050). Furthermore, "system improvements" are defined in RCW 82.02.090 as ". . . public facilities that are included in the capital facilities plan and are designed to provide service to service areas within the community at large, in contrast to project improvements." · "Should not exceed a proportionate share of the costs of system improvements that are reasonably related to the new development" (RCW 82.02.050). · A schedule of impact fees adopted for each type of development activity subject to impact fees, including (RCW 82.02.060): ~ The amount of the impact fee to be imposed for each type of system improvement ~ The schedule should be based on a formula or other calculation method ~ The formula should take into account proportions including, but not limited to: 1. The cost of public facilities necessitated by new development 2. The methods by which public facilities were financed 3. The availability of other means of funding public facility improvements 4. An adjustment to the cost of the public facilities for past or future payments either made or anticipated to be made, including payments proratable to the system improvement, along with: a. User fees b. Debt service payments c. Taxes Ernst & Young noted that the City of Olympia's fire impact fee calculation does not appear to include all required considerations: Ernst & Young LLP Page 44 of 67 State of Washington Performance Audit of Impact Fees 1. System improvements that are needed due to growth (a requirement of RCW 82.02.050); rather, the calculation uses previous years' expenditures. 2. Proportionate share of the costs of system improvements related to new development (a requirement of RCW 82.02.050), as no such information related to new development is mentioned in the calculation. 3. The formula used to determine the fire impact fee amount does not appear to take the following items into consideration (a requirement of 82.02.060): · The cost of public facilities necessitated by new development · The methods by which public facilities have been financed · The availability of other means of funding public facility improvements 4. The calculation was conducted in 1994 and has not been revised or updated since implementation, even though costs and growth patterns have changed. 5. The calculation includes capital facilities that are currently ambiguous under RCW 82.02.090. As stated in Audit Area 1 of this report, RCW 82.02.090 defines the term capital facilities for fire, transportation, park and school impact fees. However, the definitions provided are ambiguous, resulting in the Cities applying varying interpretations of the definition of a "fire protection facility." Under the same guidelines as those defined in Audit Area 1 of this report, the City of Olympia's use of fire apparatus (Le., pumpers, rescue units, aerial units and hazardous materials units) as components to its fire impact fee calculation should be considered. Fire Impact Fees in the City of Redmond Next, Ernst & Young met with the City of Redmond to gain an understanding of the formula it used to calculate the City's fire impact fee schedule. Exhibit 12 below shows the City of Redmond's fire impact fee schedule for the performance audit period. Exhibit 12 - City of Redmond's Fire Impact Fee Schedule 1999-2006 Land Use Impact Fee SinQle-family $94.48 per residential unit Multi-family $132.73 per residential unit Office $0.11 per square foot Retail $0.13 per square foot Industrial $0.01 per square foot In order to develop the different rates for land use categories as shown above, the City of Redmond used historical data to determine the number of emergency (fire and aid) calls per Ernst & Young LLP Page 45 of 67 State of Washington Performance Audit of Impact Fees land use type. Ernst & Young noted that national emergency call data is available; however, it was important for Redmond to use Redmond data instead of national data, given that the jurisdiction has unique fire safety requirements. The City of Redmond determined its fire impact fee schedule (Exhibit 12) by performing the following calculation steps in 1999: 1. Determined the capital facility needs for the fire department as of 1999. Once the capital facility needs were identified, the City of Redmond determined the percentage of those needs that arose due to growth. 2. Obtained 1997 historical incident response (fire and aid) data from the City fire department. Response data is logged by the City of Redmond according to 13 land use categories. The land use incident response data was further organized into the following land use categories: a. Single-family b. Multi-family c. Office d. Retail e. Industrial 3. Determined the increase in annual incident responses due to growth, by land use type. 4. Allocated the capital facility needs by incident responses due to growth (calculated in step one above) to each land use type, based on the proportionate number of incident calls per land use type. 5. Calculated the anticipated growth per land use type over a 17-year period. 6. Determine the impact fee to be paid by each land use type (Exhibit 16) by dividing the capital costs allocated to each land use type (step four) by the anticipated growth per land use type (step five). Ernst & Young noted that the City of Redmond's fire impact fee calculation and schedule met all aspects of RCW 82.02.050 and 82.02.060 and demonstrates a leading practice. Redmond's fire impact fee calculation and schedule takes the following items into consideration: · System improvements that are reasonably related to growth · The proportionate share of the costs of system improvements related to new development Emst & Young LLP Page 46 of 67 State of Washington Performance Audit of Impact Fees Finally, the City of Redmond reviewed its fire impact fee schedule in 2006 and noted that updates were needed. Therefore, the schedule was updated in 2006, and new rates were charged for fire impact fees. RECOMMENDATION Other cities within the State of Washington should be aware of the City of Redmond's leading practice for the fire impact fees schedule/calculation. The City of Olympia should revisit its fire impact fee schedule and consider if it is suitable to continue charging the fire impact fee. Specifically, Olympia should more effectively address RCW 82.02.050 and 82.02.060 in its calculation and demonstrate that the fire impact fee charged reasonably relates to system improvements that are reasonably attributable to growth. Additionally, the City of Olympia should consider implementing a periodic review of its fire impact fee calculation and schedule to determine that the fee is still adequate, given the yearly changes in growth expectations and capital facility needs. POTENTIAL COST SAVINGS AND OTHER IMPACTS There are no direct potential cost savings associated with this finding and recommendation. However, Ernst & Young looked at and compared the City of Olympia's fire impact fee in two ways: 1. Scenario 1: Ernst & Young used the City of Redmond's calculation and growth data to project what the City of Olympia's fire impact fee schedule could have potentially been during the audit period, based on actual costs defined in the City of Olympia's 2003 capital facilities plan. 2. Scenario 2: Ernst & Young took the City of Olympia's current fire impact fee calculation and removed the capital facilities in question (Le., fire apparatus). Ernst & Young then took the above two scenarios and compared them to the amount of fire impact fees that were collected during the audit period. Ernst & Young LLP Page 47 of 67 State of Washington Performance Audit of Impact Fees Scenario 1: Fire Impact Fee Schedule Calculation Based on the City of Redmond's Calculation Ernst & Young used the City of Redmond's calculation, noted as a leading practice in our finding in this audit area, as a way to demonstrate what the City of Olympia's fire impact fee might have been if it was directly tied to its fire CFP. Ernst & Young also used the City of Redmond's growth data and historical statistical tire and aid response data to develop a potential tire impact fee schedule for the City of Olympia. To do this, Ernst & Young performed the following steps: 1. Used the City of Olympia's Fire CFP from 2003 as a basis for the needed capital facilities. (Note: Ernst & Young could not determine the capital facilities in the 2003 CFP that were due to growth; therefore, Ernst & Young used 100% of the tire capital facilities from the plan for purposes of this calculation.) 2. Inserted Olympia's CFP data into Redmond's calculation. Olympia did not have sufficient historical incident response data (determines the fee each land use type pays) or anticipated growth data to use in the calculation. Therefore, for purposes of this calculation, Ernst & Young used Redmond's historical incident response data and Redmond's anticipated growth with the following adjustments. Ernst & Young noted that the City of Redmond is a high-growth city, where as the City of Olympia is somewhat of a low-growth city; therefore, Ernst & Young did not use 100% of the City of Redmond's growth in the calculation for the City of Olympia. Rather, Ernst & Young looked at the population growth between the two cities during the period 2000-2007 and noted that the City of Olympia's growth was 36% of the City of Redmond's growth, based on population statistics. Therefore, Ernst & Young used 36% of Redmond's growth in the calculation and applied this to the growth rates by land use type noted below. Note: The City of Redmond's anticipated growth over the 17-year period varies by land use type. The information below details the City of Redmond's anticipated growth rate by land use type for the 17-year period and the City of Olympia's estimated growth rate by land use type at 36% of Redmond's anticipated growth. Land Use Type City of Redmond's City of Olympia's Estimated Forecasted Growth Forecasted Growth SinQle-familv 54% 19% Multi-family 63% 23% Office 133% 48% Retail 65% 23% Industrial 24% 9% Ernst & Young LLP Page 48 of 67 State of Washington Performance Audit of Impact Fees After performing the above steps, Ernst & Young estimated the potential fire impact fee schedule for the City of Olympia for the performance audit period. Exhibit 13 below shows the potential fire impact fee schedule for the City of Olympia. Exhibit 13 - Potential Olympia Fire Impact Fee Schedule Based on Anticipated Growth Equal to 36% of Redmond's Anticipated Growth Land Use .... ... .. . Impact Fee . SinQle-family $82.73 per residential unit Multi-family $116.22 per residential unit Office $97.02 per 1,000 sq. ft. Retail $110.99 per 1,000 sq. ft. Industrial $11.45 per 1,000 sq. ft. Next, Ernst & Young obtained a list of all fire impact fees collected for the performance audit period (2004-2006) (Note: A total of $491,036 in fire impact fees was collected for the period.) Using this data, Ernst & Young recalculated each fire impact fee collected. Using the above fire impact fee schedule, it shows that the City of Olympia under this scenario would have potentially collected $145,723 in fire impact fees, which is $345,313 less than what the City charged under its current calculation. Scenario 2: Recalculation of the City of Olympia's Fire Impact Fee Calculation Ernst & Young used the fire impact fee study prepared for the City by an independent consultant in 19947 to recalculate the fire impact fee schedule by removing the capital facility items in question (Le., fire apparatus, etc.). 1. Ernst & Young determined the City of Olympia's fire protection facilities inventory as of June 1992 and the 1992 square feet of development served by the current inventory. This was done by removing the capital facilities (Le., fire apparatus) in question, as seen in Exhibit 14 below. Ernst & Young LLP Page 49 of 67 State of Washington Performance Audit of Impact Fees Exhibit 14 - Fire Apparatus per Square Foot of Development" . Component Stations Pumpers RecQue Units Aerial Unitc Hazardous Materials Units ~quare Feet of Development Served 38,171,851 38,171,851 38, 171,851 38, 171,851 38, 171,851 Apparatus Per Square Foot .000000078 .000000157 .000000078 . 000000026 .000000026 2. Next, the 1992 cost per inventory item was determined, as well as a cost per square foot. See Exhibit 15 below. Exhibit 15 - Capital Cost per Square Foot of Development" Com poneflt Stations Capital Cost Per S uare Foot $.131352 $ 0.131352 3. Previous years' expenditures for fire protection facilities were then determined. See Exhibit 16 below (same as Exhibit 15 shown above). Exhibit 16 - Previous Expenditures for Fire Protection Facilities7 . Expenditures Year. 1985 $ 37,870 1986 285,940 1987 137,530 1988 47,120 1989 47,280 1990 42,460 1991 109,780 1992 28,308 1993 36,410 9- Year Total $772,698 4. An annual average of the nine-year total was calculated ($85,855). Using this number, along with the 1992 square feet of development (38,171,851), an annual average per square foot of development was computed as $0.0022491. 5. Using a discount rate of 7%, the net present value of 27.5 years of future payments (at $0.0022491) will total $0.032157 per square foot. Ernst & Young LLP Page 50 of 67 State ofWasnington Performance Audit of Impact Fees 6. Therefore, the fire impact fee rate is $0.099 per square foot ($0.131352 [from Exhibit 19] minus $0.032157).) Ernst & Young took the new fire impact fee calculation of $0.099 per square foot of development and recalculated under this scenario what should have been collected in fire impact fees over the audit period. Ernst & Young calculated that $305,470 would have been collected; which is $185,656 less than what the City charged under its current calculation. Comparison of Scenarios 1 and 2 above to the Actual Fire Impact Fees Collected Finally, Ernst & Young compared the above two fire impact fee calculations to the actual amount of fire impact fees collected by the City of Olympia during the audit period (2004-2006). Exhibit 17 - Comparison of Potential Fire Impact Fees Collected During the 2004-2006 Performance Audit Period Potential Fire ImpactFees Collected Under Scenario 2 Potential Fire Impact Fees Collected Based on Use of U dated CFP Actual Fire 1m pact Feesj:)otential. Fire 1m pact Collected by the Cjtyof . Fees Collected Under OlyrnpiaScenari01 . $ 491,036 Potential Overchar e Potential Underchar e $ 145,723 $ 345,313 $ 305,470 $ 185,565 ? In looking at the above table, the City of Olympia has potentially overcharged for fire impact fees anywhere from $185,565 to $345,313; however, please note the potential for an undercharge, as stated below in the final comments to this audit area. Lastly, Ernst & Young noted that the City of Olympia's fire impact fee schedule/calculation has been the same since its inception in 1994; however, since Ernst & Young only had fire impact fee collection data for the audit period, it was unable to calculate an overcharge for the life of the fire impact fee (Le., 1994 - 2008). Please note that this is simply an estimated fire impact fee schedule for the City of Olympia, as growth and historical fire and aid call data was not sufficient from the City. The City asserts it has undercharged the fire impact fee. Ernst and Young believes this assertion may be possible based on the fire impact fee calculation the City uses not being tied to its Capital Facilities Plan (CFP) and the City's CFP appears to not be up-to-date. The City is planning on building a new fire station that costs roughly $7.9 million; however, this facility was not included on the 2003 Ernst & Young LLP Page 51 of 67 State of Washington Performance Audit of Impact Fees CFP. Had the City tied its impact fee calculation to its CFP and updated its CFP, it is possible that the City may have undercharged, rather than overcharged. Although, the City provided Ernst & Young population statistics, fire and aid call data, and construction data, it was insufficient to validate the City's assertion. Ernst & Young LLP Page 52 of 67 ATTACHMENT D DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, ESTABLISHING THE ASSESSMENT OF PARKS IMPACT FEES ON NEW RESIDENTIAL, COMMERCIAL, AND INDUSTRIAL DEVELOPMENT IN THE CITY; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, pursuant to the Growth Management Act of the State of Washington and RCW 36.70A, the City of Tukwila has an adopted Comprehensive Plan, which includes provisions for parks facilities as part of its Capital Facilities Element; and WHEREAS, Rei^! 82.02.050 authorizes cities to impose impact fees on development activity as part of the financing for public facilities, including parks facilities; and WHEREAS, the Tukwila City Council desires to provide funding for parks facilities, as referenced in the Capital Facilities Element of the Comprehensive Plan, through the imposition of residential and non-residential development impact fees; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUIOVILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Findings. The City Council finds and determines that new growth and development in the City creates additional demand and need for public parks facilities in the City, and the City Council finds that new growth and development should pay its proportionate share of the costs for new parks facilities to serve new growth and development in the City. The City Council believes that this can be accomplished by the assessment of parks impact fees on new residential, commercial, and industrial development in the City. It is the Council's intent that the provisions of this ordinance be liberally construed in establishing the parks impact fee program. Section 2. Definitions. Terms or words not defined herein shall be defined pursuant to RCW 82.02.090 when given their usual and customary meaning. For the purposes of this ordinance, unless the context or subject matter clearly requires otherwise, the words or phrases defined in this section shall have the following meanings: 1. The" Act" means the Growth Management Act, Chapter 17, Laws of 1990, First Extraordinary Session, Chapter 36.70A RCW et seq. and Chapter 32, Laws of 1991, First Special Session, as now in existence or hereinafter amended. 2. "Building permit" means an official document or certification of the City of Tukwila issued by the City's building official which authorizes the construction, alteration, enlargement, conversion, reconstruction, remodeling, rehabilitation, erection, placement, demolition, moving, or repair of a building or structure. 3. "City" means the City of Tukwila, Washington, County of King. 4. "Development activity" means any construction of a building or structure that creates additional demand and need for parks facilities. 5. "Development approval" means any written authorization from the City, which authorizes the commencement of the "development activity." C:\Documents and Settings\A1I Use.-s\Desktop\Kelly\MSDATA \Ordinances\Parks Impact Fees.doc LV:ksn 11/13/2008 Page 1 of 5 6. "Encumber" means to reserve, set aside, or earmark the parks impact fees in order to pay for commitments, contractual obligations, or other liabilities incurred for the provision of parks services. 7. "Fee payer" is a person, corporation, partnership, an incorporated association or governmental agency, municipality, or similar entity commencing a land development activity, which requires a building permit and creates a demand for additional parks capital facilities. 8. "Impact fee" means the payment of money imposed by the City on development activity pursuant to this Ordinance as a condition of granting development approval.in order to pay for the parks facilities needed to serve new growth and development that is a proportionate share of the cost of parks capital facilities that is used for facilities that reasonably benefit new development. Impact fees do not include a reasonable permit fee, an application fee, and the administrative fee for collecting and handling parks impact fees or cost of revievving independent fee calculations. - 9. "Otvner" means the OV,'Tler of record of real property, as found in the records of King County, Washington, or a person with an unrestricted written option to purchase property; provided, that if the real property is being purchased under a recorded real estate contract, the purchaser shall be considered the owner of the property. 10. "Proportionate share" means that portion of the cost for parks facility improvements that are reasonably related to the service demands and needs of new development. 11. "Public facilities" means the folloV\ing capital facilities ovvned or operated by governmental entities: (1) public streets and roads; (2) publicly ovvned parks and open spaces and recreational facilities; (3) school facilities; (4) fire protection facilities not part of a fire district; and (5) police facilities and essential public facilities as defined by Chapter 36.70A RCW. Section 3. Parks Impact Fee Assessment. A. The City shall collect parks impact fees from applicants seeking development approvals from the City for any development activity in the City for which building permits are required. This will include the expansion of existing uses, which create the demand for parks services. B. Parks impact fees shall be assessed at the time of a technically-complete building permit application that complies with the City's zoning ordinances and building and development codes. Parks impact fees shall be collected from the fee payer at the time the building permit is issued. C. Except if otherwise exempt, the City shall not issue the required building permit unless or until the parks impact fees are paid. Section 4. Use of Parks Impact Fees. A. Pursuant to this Ordinance, parks impact fees shall be used for parks facilities that will reasonably benefit the City and its residents. B. Fees shall not be used to make up deficiencies in City facilities serving an existing development. C. Fees shall not be used for maintenance and operations, including personnel. D. Parks impact fees shall be used for but not limited to land acquisition, site improvements, engineering and architectural services, permitting, financing, administrative expenses and applicable mitigation costs, and capital equipment pertaining to parks facilities. C:\Dorumenls and Settings\All Users\Desktop\Kelly\WBDATA \Ordinances\Parks Impact Fees.doc LV:ksn 11/13/2008 Page 2 of 5 E. Parks impact fees may also be used to recoup public improvement costs incurred by the City to the extent that new growth and development will be served by the previously constructed improvement. F. In the event bonds or similar debt instruments are or have been issued for parks facility improvements, impact fees may be used to pay the principal on such bonds. Section 5. Parks Impact Fee Capital Facilities Plan. In order to collect parks impact fees, the City must first adopt a parks capital facilities plan as an element of the City's Comprehensive Plan. The City's capital facilities plan for parks services shall consist of the following elements: 1. The City's capacity over the next six years, based on an inventory of the City's parks facilities both existing and under construction; 2. The forecast of future needs for parks facilities based upon the City's population projections; 3. A six-year financial plan component, updated as necessary, to maintain at least a six-year forecast for financing needed within projected funding levels; 4. Application of the formula set forth in this Ordinance based upon the information in the capital facilities plan; and 5. City Council Action. No new or revised impact fee shall be effective until adopted by the City Council follov-.>ing a duly advertised public hearing to consider the City's capital facilities plan or plan update. Section 6. Parks Impact Fee Formula. The impact fee formula is based on the assumptions found in Tuk\\>ila Parks Impact Fees, 2008, Exhibit A, and Tukwila Parks Capital Facilities List, Exhibit A, attached hereto and by this reference fully incorporated herein. PARKS IMP ACT FEE CALCULATIONS Impact Fee Land Use Per Residential Unit I Per 1,000 Sq. Ft. GFA Single Family Multi-Family I Office Retail Industrial Section 7. Parks Impact Fee Adjustments. A. The City may adjust a parks impact fee at the time the fee is imposed to consider unusual circumstances in specific cases to ensure that impact fees are imposed fairly. B. In calculating the fee imposed on a particular development, the City shall permit consideration of studies and data submitted by a developer to adjust the amount of the fee. The developer shall submit an independent fee calculation study to the Director of Parks and Recreation, who shall review the study to determine that the study: 1. is based on accepted impact fee assessment practices and methodologies; 2. uses acceptable data sources and the data used is comparable ,-vith the uses and intensities planned for the proposed development activity; 3. complies ,-vith the applicable state laws governing impact fees; 4. is prepared and documented by professionals who are mutually agreeable to the City and the developer and are qualified in their respective fields; and 5. shows the basis upon which the independent fee calculation was made. C\Documenls and Settings\All Users\Desk!op \Kelly\MSDATA \Ordinances\Parks Impact Fees.doc LV:ksn 11/14/2008 Page 3 of 5 C. In reviewing the study, the Director of Parks and Recreation may require the developer to submit additional or different documentation. If an acceptable study is presented, the Director of Parks and Recreation may adjust the fee to that appropriate for the particular development activity. If an acceptable study is not presented, the developer shall pay the impact fees required prior to submitting the study. D. A developer requesting an adjustment or independent fee calculation may pay the impact fees imposed by this Ordinance to obtain a building permit while the City determines whether to partially reimburse the developer by making an adjustment or accepting the independent fee calculation. Section 8. Credits. A fee payer can request that a credit, or credits, be awarded to the fee payer for the value of dedicated land, improvements to, or new construction of any system improvements provided by the developer to facilities that are identified in the capital facilities plan and that are required by the City as a condition of approving the development activity. Section 9. Appeals. A. Any fee payer may pay the impact fees imposed by this Ordinance under protest in order to obtain a building permit. B. Appeals regarding parks impact fees imposed on any development activity may only be taken by the fee payer of the property where such development activity will occur. No appeal shall be permitted unless and until the impact fee at issue has been paid. C. Determinations of the City staff with respect to the applicability of parks impact fees to a given development activity, or the availability of a credit, can be appealed to the City's Hearing Examiner pursuant to this Section. D. An appeal shall be taken within 10 working days of payment of the impact fees under protest or 'within 10 working days of the City's issuance of a written determination of a credit or exemption decision by filing with the City Clerk a notice of appeal giving the reasons for the appeal with an accompanying appeal fee as set forth in the existing fee schedule for land use decisions. Section 10. Refunds. A. If the City fails to expend or encumber the impact fees within six years from the date the fees were paid, unless extraordinary circumstances or reasons exist, the current O\^lI1er of the property on which the irnpact fees were paid may receive a refund of such fees. B. The City shall notify potential claimants by first class mail that they are entitled to a refund. In determining whether impact fees have been expended or encumbered, impact fees shall be considered expended or encumbered on a first-in, first out basis. C. Ov.'Ilers seeking a refund must submit a written request for a refund of the fees to the City ,-vithin one year of the date the right to claim a refund arises or notice is given, whichever comes later. D. Any impact fees for which no application has been made within the one-year period shall be retained by the City and expended on appropriate parks facilities. E. Refunds of impact fees shall include any interest earned on the impact fees by the City. Section 11. Exemptions. The parks impact fees are generated from the formula for calculating the fees as set forth in this Ordinance. The amount of the impact fees is determined by the information contained in the adopted parks master plan and related documents, as appended to the City's Comprehensive Plan. All new development located in the City will be charged a parks impact fee; provided, that the following exemptions shall apply. Any development activity or project which has submitted a technically complete building permit application prior to the effective date of this C:\Documents and Setlings\AlI Users\Desktop\KelIy\MSDATA \Ordinances\Parks Impact Fees.doc LV:ksn 11/13/2008 Page 4 of 5 Ordinance shall be exempt from the payment of parks impact fees. The following shall be exempt from parks impact fees: 1. Replacement of a structure with a new structure having the same use, at the same site, and when such replacement is v..'ithin 12 months of demolition or destruction of the previous structure; 2. Alteration or expansion of or remodeling of an existing dwelling or structure where no new units are created and the use is not changed; 3. Construction of an accessory residential structure; 4. Miscellaneous improvements including, but not limited to, fences, walls, svdmming pools, and signs; 5. Demolition of or moving an existing structure within the City from one site to another; 6. Low-income housing developed by individuals, nonprofit corporations, or a housing authority may be exempted from impact fees at the discretion of City staff subject to: a. Fiscal impact analysis of the effect of impact fees upon low-income housing and how exempting housing from impact fees would forward the goals for low-income housing in the City and King County; b. That adequate documentation be provided that the housing will remain available for lmv-income persons for a 10-year period of time at affordable rents; and c. In the case of owner-occupied dwellings, that such housing will be sold or leased at affordable rates to low-income households for a period of 10 years; and d. The impact fee for exempt development shall be calculated as provided by this Ordinance and paid with public funds. Such payments may be made by including such amounts in the public share of the system improvements undertaken \\'ithin the City for parks services and facilities. Section 12. Authority Unimpaired. Nothing in this Ordinance shall preclude the City from requiring the fee payer to mitigate adverse and environmental affects of a specific development pursuant to the State Environmental Policy Act, Chapters 43.21C RCW and/ or Chapter 58.17 RCW, governing plats and subdivisions, provided that the exercise of this authority is consistent with Chapters 43.21C and 82.02 RCW. Section 13. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 14. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWlLA, WASHINGTON, at a Regular Meeting thereof this day of . 2008. ATTEST I AUTHENTICATED: Jim Haggerton, Mayor Christy O'Flaherty, City Clerk APPROVED AS TO FORM BY: Filed \\'ith the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Office of the City Attorney Attachment: Tukwila Parks Impact Fees, 2008, Exhibit A Tub\'i1a Parks Capital Facilities List, Exhibit B C,\Docurnenls and Settings\All Users\Desklop\Kelly\MSDATA \Ordinances\Parks Impact Fees.doc LV,ksn 1l/14/2(f38 Page 5 of 5 EXHIBIT A Tukwila Parks Impact Fees, 2008 TABLE 1: 2008 Park Impact Fee Calculations Land Use 2007 2007. 2007 Building 2020 Housing Housing Employment. Area -3 Units Units -1 2 2020 2020 Building Employme Area nt Single-familv 3,822 4,338 Multi-familv 4,107 6,491 Office 6,245 1,561,250 7,727 1,931,750 Retail 20,384 10,192,000 25,220 12,610,000 Industrial 20,343 16,274,400 25,169 20,135,200 TOTALS 7,929 46,972 28,027,650 10,829 58,116 34,676,950 1. OFM 2. PSRC 2007 Covered Emplooyment Estimates 3. Retail: 500gsfper emp; Office: 250gsfper emp; Industrial: 800gsfper emp; X emp growth 4. 43 SF du/yr; rest is MF from 2007 Buildable Lands Report 5. 90% of Buildable Lands Report estimates, at same % as 2007 employment 6. TulG",i1a ResidentINon- TulG",iIa resident breakdown based on 2000 census data In 2000, the number of residents who live and work in TulG",ila is 1 ,502, out of a population of 17,1 81 9% Net Growth, 2008 - 2020 Housing Units - Employment Building Employment: Employment: 4 -5 Area - 3 Tukwila Non-Tukwila Residents - Residents - 9%-6 91%-6 516 2,384 1,482 370,500 133 1,349 4,836 2,418,000 435 4,401 4,826 3,860,800 434 4,392 2,900 11,144 6,649,300 1,003 10,141 mDactee Persons per Hours per Total % Hours Cost Per Housing Per 1,000 Rounded Housing Unit Week Hours Allocation Unit GFA** 2.54 2.54 3,329 11. 78% $0 $0.00 $0 2.49 2.49 14,781 52.32% $0 $0.00 $0 1.00 1,349 4.77% $0 $0.00 $0 1.00 4,401 15.58% $0 $0.00 $0 1.00 4,392 15.55% $0 $0.00 $0 28,251 100.00% I F Note: $11,025,000 is 90% of$12,250,000 EXHIBIT B Tukwila Parks Capital Facilities List Project List - Impact Fees 2009 to 2015 Duwamish Riverbend Hill Trail Connections Tukwila Pond Southgate Park City of Tukwila Pool Boat Launch TOD Pedestrian Bridge Develop Phase II Green River Trail to Renton Black/Cedar River Development - Phase II Expand and Develop [Extend land lease]; expand features and services Christianson, Codiga, Fort Dent, Log Cabin Sounder Connection Total C:\Documents and SettingsWI Users\Deshop\KelIyIMSDATA\Ordinances\Parks Impact Exhibit Rdoc LV:ksn 11/1412008 Page 1 of 1 Project Cost 3,000,000 1,000,000 3,000,000 1,000,000 1,500,000 750,000 2,000,000 12,250,000 DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKvVILA, WASHINGTON, ESTABLISHING THE ASSESSMENT OF FIRE IMPACT FEES ON NEVv RESIDENTIAL, COMMERCIAL, AND INDUSTRIAL DEVELOPMENT IN THE CITY; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. .WHEREAS, pursuant to the Growth Management Act of the State of Washington and RCW 36.70A, the City of Tukwila has an adopted Comprehensive Plan, which includes provisions for fire protection facilities as part of its Capital Facilities Element; and vVHEREAS, RCW 82.02.050 authorizes cities to impose impact fees on development activity as part of the financing for public facilities, including fire protection facilities; and WHEREAS, the Tubvila City Council desires to provide funding for fire protection facilities, as referenced in the Capital Facilities Element of the Comprehensive Plan, through the imposition of residential and non-residential development impact fees; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASITh'J"GTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Findings. The City Council finds and determines that new growth and development in the City creates additional demand and need for public fire protection facilities in the City, and the City Council finds that new growth and development should pay its proportionate share of the costs for new fire service facilities to serve new growth and development in the City. The City Council believes that this can be accomplished by the assessment of fire impact fees on new' residential, commercial, and industrial development in the City. It is the Council's intent that the provisions of this ordinance be liberally construed in establishing the fire impact fee program. Section 2. Definitions. Terms or words not defined herein shall be defined pursuant to RCW 82.02.090 when given their usual and customary meaning. For the purposes of this ordinance, unless the context or subject matter clearly requires otherwise, the words or phrases defined in this section shall have the following meanings: 1. The "Act" means the Growth Management Act, Chapter 17, Laws of 1990, First Extraordinary Session, Chapter 36.70A RCVv et seq. and Chapter 32, Laws of 1991, First Special Session, as now in existence or hereinafter amended. 2. "Building permit" means an official document or certification of the City of Tukvvila issued by the City's building official which authorizes the construction, alteration, enlargement, conversion, reconstruction, remodeling, rehabilitation, erection, placement, demolition, moving, or repair of a building or structure.e 3. "City" means the City of Tubvila, Washington, County of King. 4. "Development activity" means any construction of a building or structure that creates additional demand and need for fire safety facilities. 5. "Development approval" means any v.nitten authorization from the City, which authorizes the commencement of the" development activity." C:\Documents and Settings\All Users\Desktop\Kelly\MSDATA \Ordinances\Fue Impact Fees.doc LV:ksn 11/14/200-8 Page 1 of 5 6. "Encumber" means to reserve, set aside, or earmark the fire impact fees in order to pay for commitments, contractual obligations, or other liabilities incurred for the provision of fire protective services. 7. "Fee payer" is a person, corporation, partnership, an incorporated association or governmental agency, municipality, or similar entity commencing a land development activity, which requires a building permit and creates a demand for additional fire capital facilities. 8. "Impact fee" means the payment of money imposed by the City on development activity pursuant to this Ordinance as a condition of granting development approval in order to pay for the fire facilities needed to serve new growth and development that is a proportionate share of the cost of fire capital facilities that is used for facilities that reasonably benefit new development. Impact fees do not include a reasonable permit fee, an application fee, and the administrative fee for collecting and handling fire impact fees or cost of reviewing independent fee calculations. 9. "Ovvner" means the owner of record of real property, as found in the records of King County, Vlfashington, or a person with an unrestricted written option to purchase property; provided, that if the real property is being purchased under a recorded real estate contract, the purchaser shall be considered the owner of the property. 10. "Proportionate share" means that portion of the cost for fire facility improvements that are reasonably related to the service demands and needs of new development. 11. "Public facilities" means the following capital facilities owned or operated by governmental entities: (1) public streets and roads; (2) publicly owned parks and open spaces and recreational facilities; (3) school facilities; (4) fire protection facilities not part of a fire district; and (5) police facilities and essential public facilities as defined by Chapter 36.70A RCW. Section 3. Fire Impact Fee Assessment. A. The City shall collect fire impact fees from applicants seeking development approvals from the City for any development activity in the City for which building permits are required. This will include the expansion of existing uses, which create the demand for fire protection services. B. Fire impact fees shall be assessed at the time of a technically-complete building permit application that complies with the City's zoning ordinances and building and development codes. Fire impact fees shall be collected from the fee payer at the time the building permit is issued. C. Except if othenvise exempt, the City shall not issue the required building permit unless or until the fire impact fees are paid. Section 4. Use of Fire Impact Fees. A. Pursuant to this Ordinance, fire impact fees shall be used for fire facilities that ,vill reasonably benefit the City and its residents. B. Fees shall not be used to make up deficiencies in City facilities serving an existing development. C. Fees shall not be used for maintenance and operations, including personnel. D. Fire impact fees shall be used for but not limited to land acquisition, site improvements, engineering and architectural services, permitting, financing, administrative expenses and applicable mitigation costs, and capital equipment pertaining to fire protection facilities. E. Fire impact fees may also be used to recoup public improvement costs incurred by the City to the extent that new growth and development will be served by the previously constructed improvement. C:\Documenls and Settings\All User.\Desktop\Kelly\MSDATA \Ordinances\Fire Impact Fees.doc LV:ksn 11/14/2008 Page 2 of 5 F. In the event bonds or similar debt instruments are or have been issued for fire facility improvements, impact fees may be used to pay the principal on such bonds. Section 5. Fire Impact Fee Capital Facilities Plan. In order to collect fire impact fees, the City must first adopt a Fire Capital Facilities Plan as an element of the City's Comprehensive Plan. The City's capital facilities plan for fire protection services shall consist of the follov;wg elements: 1. The City's capacity over the next six years, based on an inventory of the City's fire facilities both existing and under construction; 2. The forecast of future needs for fire facilities based upon the City's population projections; 3. A six-year financial plan component, updated as necessary, to maintain at least a six-year forecast for financing needed v\'ithin projected funding levels; 4. Application of the formula set forth in this Ordinance based upon the information in the capital facilities plan; and 5. City Council Action. No new or revised impact fee shall be effective until adopted by the City Council following a duly advertised public hearing to consider the City's capital facilities plan or plan update. Section 6. Fire Impact Fee Formula. The impact fee formula is based on the assumptions found in Tukwila Fire Impact Fees, 2008, Exhibit A, and Tukwila Fire Department Capital Facilities List, Exhibit B, attached hereto and by this reference fully incorporated herein. FIRE L\1P ACT FEE CALCULATIONS Impact Fee Land Use Per Residential Unit I Per 1,000 Sq. Ft. GFA Single family I Multi-family Office Retail Industrial Section 7. Fire Impact Fee Adjustments. A. The City may adjust a fire impact fee at the time the fee is imposed to consider unusual circumstances in specific cases to ensure that impact fees are imposed fairly. E. In calculating the fee imposed on a particular development, the City shall permit consideration of studies and data submitted by a developer to adjust the amount of the fee. The developer shall submit an independent fee calculation study to the Fire Chief who shall review the study to determine that the study: . 1. is based on accepted impact fee assessment practices and methodologies; 2. uses acceptable data sources and the data used is comparable with the uses and intensities planned for the proposed development activity; 3. complies with the applicable state laws governing impact fees; 4. is prepared and documented by professionals who are mutually agreeable to the City and the developer and are qualified in their respective fields; and 5. shows the basis upon which the independent fee calculation was made. C. In reviewing the study, the Fire Chief may require the developer to submit additional or different documentation. If an acceptable study is presented, the Fire Chief may adjust the fee to that appropriate for the particular development activity. If an acceptable study is not presented, the developer shall pay the impact fees required prior to submitting the study. C:\Docurnents and Settings\All Users\Desktop\Kell}'\MSDATA \Ordinances\FlIe Impact Fees.doc LV:ksn 11/14/2008 Page 3 of 5 D. A developer requesting an adjustment or independent fee calculation may pay the impact fees imposed by this ordinance to obtain a building permit while the City determines whether to partially reimburse the developer by making an adjustment or accepting the independent fee calculation. Section 8. Credits. A fee payer can request that a credit, or credits, be awarded to the fee payer for the value of dedicated land, improvements to, or new construction of any system improvements provided by the developer to facilities that are identified in the capital facilities plan and that are required by the City as a condition of approving the development activity. Section 9. Appeals. A. Any fee payer may pay the impact fees imposed by this Ordinance under protest in order to obtain a building permit. B. Appeals regarding fire impact fees imposed on any development activity may only be taken by the fee payer of the property where such development activity will occur. No appeal shall be permitted unless and until the impact fee at issue has been paid. C. Determinations of the City staff with respect to the applicability of fire impact . fees to a given development activity, or the availability of a credit, can be appealed to the City's Hearing Examiner pursuant to this Section. D. An appeal shall be taken within 10 working days of payment of the impact fees under protest or within 10 working days of the City's issuance of a written determination of a credit or exemption decision by filing with the City Clerk a notice of appeal giving the reasons for the appeal with an accompanying appeal fee as set forth in the existing fee schedule for land use decisions. Section 10. Refunds. A. If the City fails to expend or encumber the impact fees within six years from the date the fees were paid, unless extraordinary circumstances or reasons exist, the current OV-iller of the property on which the impact fees were paid may receive a refund of such fees. B. The City shall notify potential claimants by first class mail that they are entitled to a refund. In determining whether impact fees have been expended or encumbered, impact fees shall be considered expended or encumbered on a first-in, first out basis. C. Owners seeking a refund must submit a written request for a refund of the fees to the City within one year of the date the right to claim a refund arises or notice is given, whichever comes later. D. Any impact fees for which no application has been made within the one-year period shall be retained by the City and expended on appropriate fire facilities. E. Refunds of impact fees shall include any interest earned on the impact fees by the City. Section 11. Exemptions. The fire impact fees are generated from the formula for calculating the fees as set forth in this Ordinance. The amount of the impact fees is determined by the information contained in the adopted fire department master plan and related documents, as appended to the City's Comprehensive Plan. All new development located in the City v\Till be charged a fire impact fee; provided, that the following exemptions shall apply. Any development activity or project which has submitted a technically complete building permit application prior to the effective date of this Ordinance shall be exempt from the payment of fire impact fees. The follovving shall be exempt from fire impact fees: 1. Replacement of a structure v\Tith a new structure having the same use, at the same site, and when such replacement is v-.ithin 12 montl1S of demolition or destruction of the previous structure; C:\Documents and Settings\All Users\Desktop\Kelly\MSDATA \Ordinances\Fire Impact Fees.doc LV:ksn 11/14/2008 Page 4 of 5 2. Alteration or expansion of or remodeling of an existing dwelling or structure where no new units are created and the use is not changed; 3. Construction of an accessory residential structure; 4. Miscellaneous improvements including, but not limited to, fences, walls, swimming pools, and signs; 5. Demolition of or moving an existing structure within the City from one site to another; 6. Low-income housing developed by individuals, nonprofit corporations, or a housing authority may be exempted from impact fees at the discretion of City staff subject to: a. Fiscal impact analysis of the effect of impact fees upon low-income housing and how exempting housing from impact fees would forward the goals for low-income housing in the City and King County; b. That adequate documentation be provided that the housing will remain available for low-income persons for a 10-year period of time at affordable rents; and c. In the case of ov....ner-occupied d'wellings, that such housing will be sold or leased at affordable rates to low-income households for a period of 10 years; and d. The impact fee for exempt development shall be calculated as provided by this Ordinance and paid with public funds. Such payments may be made by including such amounts in the public share of the system improvements undertaken within the City for fire protection services and facilities. Section 12. Authority Unimpaired. Nothing in this ordinance shall preclude the City from requiring the fee payer to mitigate adverse and environmental affects of a specific development pursuant to the State Environmental Policy Act, Chapters 43.21C RCW and/ or Chapter 58.17 RCW, governing plats and subdivisions, provided that the exercise of this authority is consistent 'with Chapters 43.21 C and 82.02 ROV. Section 13. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutibnal for any reaSon by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 14. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY TIIE CITY COUNCIL OF TIIE CITY OF TUKiVILA, WASHINGTON, at a Regular Meeting thereof this day of . 2008. ATTEST/AUTHENTICATED: Jim Haggerton, Mayor Christy O'Flaherty, City Clerk APPROVED AS TO FORM BY: Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Office of the City Attomey Attachments: Exhibit A - Tubvila Fire Impact Fees, 2008 Exhibit B - Fire Department Capital Facilities List C:\Documenls and Sellings\All Users\Dasktop\KelIy\MSDATA \Ordinances\Hre Impact Fees.doc LV:ksn 11/14/20D8 Page 5 of 5 EXHIBIT A Tukwila Fire Impact Fees, 2008 TABLE 1. Tuk"WiIa Fire Impact Fee Calculation, 2008 Net Growth, 2008-2020 . Imnact Fee 2007 2007 Housing Building Employrne Per Land Use Housing Employme Residential Per GFA Per 1,000 Units-1 nt- 2 Units - 3 Area - 4 nt - 5 Unit Sq. Ft GFA Sin"le family 3 822 516 $0 Multi-familv 4,107 2,384 SO Office 6245 370,500 1,482 SO.OO $0 Retail 20,384 2,418,000 4,836 SO.OO $0 Industrial 20343 3,860,800 4,826 SO.OO $0 TOTALS 46 972 6,649,300 11,144 L OFM numbers 2. PSRC 2007 Covered Employment Estimates 3. 43 SF du/yr; rest is MF from 2007 Buildable Lands Report 4. Retail: 500gsfper emp; Office: 250gsfper emp; Industrial: 800gsfper emp; X emp growth 5. 90% of Buildable Lands Report estimates, at same % as 2007 emplo}ment TABLE 2. TukwiIa Fire Service Demand Calculation, 2008 2007 Responses Revised 2007 Responses Land Use Incident Responses % % Based on Net Total Proportion al Reallocatio n of II Other" Incident Responses 0/0 Incident Responses per 1,000 Units Incident Responses per 1,000 Employees Increase in Annual Incident Responses due to Growth Capital Costs Allocated hy Incident Responses due to Growth Incident Responses % Sinl'le family 619 13% 19% 249 868 19% 227 117 8% $0 Multi-family 866 19% 26% 349 1,215 26% 296 705 49% $0 Office 445 10% 13% 179 625 13% 100.0 148 10% $0 Retail 1039 22% 31% 418 1,458 31% 71.5 346 24% $0 Industrial 362 8% 11% 146 508 11% 25.0 120 8% $0 NET TOTAL 3332 71% 100% 1,341 4,673 100% 1,437 100% $0 Other 1341 29% TOTAL 4673 100% 100% 1,341 4,673 100% 100% Note: The $13,031,550 capital cost is 90% of$14,479,500 (the growth related fu~ capital cost). TABLE 3. 2007 Incident Responses by Property Type & Allocation to Impact Fee Categories IMPACT FEE CATEGORIES Fire Dept Land Fire Aid Total Sing1e- Mu1ti- Office Retail Industrial TOTAL Use Catel'ories familv familv Public Assemhly 12 42 54 54 Educational 18 30 48 48 Health Care" 27 90 117 70 47 Sinl'le-familv 159 460 619 619 Apartments 224 570 794 794 Boardinl' House 0 2 2 2 Hotels 102 203 305 305 Business"" 441 590 1.031 351 680 Industrial 12 2 14 14 Manufacturino- 57 47 104 104 Stora"e 81 163 244 244 SUBTOTAL 1 133 2,199 3 332 619 866 445 1,039 362 3,332 PERCEJI.'T OF 19% 26% 13% 31% 11% 100% SUBTOTAL SDecial ProDertv 275 855 1130 Unclassified 148 63 211 SUBTOTAL 423 918 1341 Reallocation of Special Property 249 349 179 418 146 1,341 & Unclassified TOTAL INCIDEJI.'T RESPONSES BY 868 1,215 625 1,458 508 4,673 IMP ACT FEE CATEGORY · split 60% Multi-family, 40% Office (Redmond) *. split 34% Office, 66% Retail (2007 Tukwila) EXHIBIT B Fire Department Capital Facilities List Capital Facility 1. Construct/build relocated Station 51 - 25,000 sf station; existing 15,000 sf station replacement due to growth, including bays for ladder truck and new aid car Purchase aid car for Station 51 (new) Purchase engine for Station 54 to replace aerial ladder truck Purchase land for relocated Station 52, if Station 51 is relocated Construct/build relocated Station 52, if Station 51 is relocated 2. 3. 4. 5. TOTAL 125,000 gsfbuilding x $400/psfbui1ding construction cost 2 ~ acre site (21,780 sf) x $25/psfland cost 37,500 gsfbui1ding x $400/psfbuilding construction cost C:\Documents and SettingsWI Users\Desl.'top\Kelly\MSDATA\OrdinanceslFire Exhbit B.doc L V:ksn 11/1412008 Cost $ 10,000,0001 $ 185,000 $ 750,000 $ 544,5002 $ 3,000,0003 $ 14,479,500 Page 1 of 1