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HomeMy WebLinkAboutCOW 2010-07-12 COMPLETE AGENDA PACKET 134 h, Tukwila City Council Agenda 714 c o 4� COMMITTEE OF THE WHOLE 0 Jim Haggerton, Mayor Councilmembers Joe Duffie Joan Hernandez Steve Lancaster, City Administrator Allan Ekberg Verna Seal 90: Dennis Robertson, Council President Kathy Hougardy De'Sean Quinn Monday, July 12, 2010, 7:00 PM Tukwila City Hall Council Chambers 1. CALL TO ORDER PLEDGE OF ALLEGIANCE 2. SPECIAL a. A proclamation recognizing the recipient of the 2010 "Treasures of Tukwila" PRESENTATIONS award. b. A proclamation recognizing Parks and Recreation Month. Pg. 1 3. CITIZEN At this time, you are invited to comment on items not included on this agenda COMMENT (please limit your comments to five minutes per citizen). To comment on an item listed on this agenda, please save your comments until the issue is presented for discussion. 4. SPECIAL a. A bond ordinance for Southcenter Parkway construction. Pg.3 ISSUES b. Budget issues: Pg.43 (1) Options for decreasing expenditures and increasing revenue to the City to include but not limited to revenue generating regulatory license fee implementation, utility tax changes, business license fee changes, and permitting fee changes. Discussion shall include consideration of the amount and timing of implementation of any new fees or changes to existing fees and /or taxes. (Discussion in public meeting format.) (2) Forward ordinances regarding revenue generating regulatory license, utility tax changes, business license fee changes to the next Regular Meeting. c. An amendment to the Doak settlement agreement. Pg.69 d. An ordinance updating and expanding the Sign Code. Pg.101 Please bring your 6/28/10 C.O. W, packet and Sign Code binder, e. An ordinance adopting the State Building Code. Pg.123 f. A resolution establishing a Seattle Southside Visitors Center Change Fund. Pg.137 5. REPORTS a. Mayor b. City Council c. Staff d. City Attorney e. Intergovernmental 6. MISCELLANEOUS 7. EXECUTIVE SESSION 8. ADJOURNMENT Tukwila City Hall is wheelchair accessible. Reasonable accommodations are available at public hearings with advance notice to the City Clerk's Office (206- 433- 1800/TDD 206 248 2933). This notice is available at www.ci.tukwila.wa.us, and in alternate formats with advance notice for those with disabilities. Tukwila Council meetings are audio taped. HOW TO TESTIFY If you would like to address the Council, please go to the podium and state your name and address clearly for the record. Please observe the basic rules of courtesy when speaking and limit your comments to five minutes. The Council appreciates hearing from citizens, but may not be able to take immediate action on comments received until they are referred to a Committee or discussed under New Business. COUNCIL MEETINGS No Council meetings are scheduled on the fifth Monday of the month unless prior public notification is given. Regular Meetings: The Mayor, elected by the people to a four -year term, presides at all Regular Council meetings held on the first and third Mondays of each month at 7 PM. Official Council action in the form of formal motions, adopting of resolutions and passing of ordinances can only be taken at Regular Council meetings. Committee of the Whole Meetings: Council members are elected for a four -year term. The Council president is elected by the Council members to preside at all Committee of the Whole meetings for a one year term. Committee of the Whole meetings are held the second and fourth Mondays at 7 PM. Issues discussed are forwarded to the Regular Council meeting for official action. GENERAL INFORMATION At each Council meeting citizens are given the opportunity to address the Council on items that are not included on the agenda during Citizen Comment. Please limit your comments to five minutes. Special Meetings may be called at any time with proper public notice. Procedures followed are the same as those used in Regular Council meetings. Executive Sessions may be called to inform the Council of pending legal action, financial or personnel matters. PUBLIC HEARINGS Public Hearings are required by law before the Council can take action of matters affecting the public interest such as land -use laws, annexations, rezone requests, public safety issues, etc. Section 2.04.150 of the Tukwila Municipal Code states the following guidelines for Public Hearings: 1. The proponent shall speak first and is allowed 15 minutes for a presentation. 2. The opponent is then allowed 15 minutes to make a presentation. 3. Each side is then allowed 5 minutes for rebuttal. 4. Citizens who wish to address the Council may speak for 5 minutes each. No one may speak a second time until everyone wishing to speak has spoken. 5. After each speaker has spoken, the Council may question the speaker. Each speaker can respond to the question, but may not engage in further debate at this time. 6. After the Public Hearing is closed, the Council may discuss the issue among themselves without further public testimony. Council action may be taken at this time or postponed to another date. WHEREAS, parks and recreation programs across the country positively impact the social and economic health and environmental quality of our communities; and WHEREAS, parks and recreation activities provide opportunities for young people to grow and develop into contributing members of their community, and offer enriching experiences and create lifelines for older community members; and WHEREAS, America has celebrated July as the nation's official Park and Recreation Month since 1985, and for 2010 the National Recreation and Park Association has chosen the theme "Celebrate, Advocate, Recreate! and WHEREAS, parks and recreation programs provide outlets for physical activities, socialization and stress reducing experiences, which aid in the prevention of chronic disease and improve the mental and emotional health of the citizens of our community; and WHEREAS, our parks, nature trails, open spaces, historic sites, golf course, aquatic center, community center and festivals make Tukwila an attractive and desirable place to live, work, play and visit, which in turn contribute to its economic vitality through increased business activity, property values and tourism; and WHEREAS, parks and natural recreation areas are fundamental to Tukwila's environmental well-being by providing a habitat for wildlife, improving air quality, and providing vegetative buffers to development; and WHEREAS, the City of Tukwila is proud of its parks and recreation programs, events and facilities, and recognizes their contribution toward providing healthy places to recreate, learn and grow, and build confidence and self esteem; NOW, THEREFORE, I, Jim Haggerton, Mayor of the City of Tukwila, do hereby proclaim July 2010: Office of the Mayor Tukwila, Washington PROCLAMATION 2 Fund Source: Comments. MTG. DATE I 7/12/10 EXPENDITURE REQUIRED 7/19/10 COUNCIL AGENDA SYNOPSIS Initials Meetznn Date Prepared by May d`iem _council review 07/12/10 SH 7- wit/re 07/19/10 SH ITEM INFORMATION ORIGINAL AGENDA DATE: JULY 12, 2010 ITEM NO. Li 4, CAS NUMBER: 10-079 AGENDA ITEM TITLE Ordinance authorizing the issuance of general obligation bonds for the construction of Southcenter Parkway in the recently annexed area located in Tukwila South, and for the purchase of capital and other equipment for emergency preparedness. CATEGORY Discussion Motion Resolution Ordinance Bzd Award Public Hearing Other Mtg Date 7/12/10 Mtg Date Mtg Date Mtg Date 7/19/10 Mtg Date Mtg Date Mtg Date SPONSOR Council Mayor Adm Svcs DCD Finance Fire Legal P Police PW SPONSOR'S City Council is being asked to approve an ordinance authorizing issuance of general SUMMARY obligation bonds for the construction of Southcenter Parkway in the Tukwila South development area, as well as the purchase of capital and other equipment for emergency preparedness and response. This item is scheduled for Council consideration at the 7/12/10 COW and 7/19/10 Regular Council meetina. REVIEWED BY COW Mtg. CA &P Cmte F &S Cmte Transportation Cmte n Utilities Cmte Arts Comm. Parks Comm. Planting Comm. DA I.E: 07/07/2010 RECOMMENDATIONS: SPONSOR /ADMIN. Mayor's Office COMMIT TEE Unanimous approval Forward to COW COST IMPACT L FUND SOURCE AMOUNT BUDGETED RECORD OF COUNCIL ACTION APPROPRIATION REQUIRED MTG. DATE ATTACHMENTS 7/12/10 Informational Memorandum dated 7/1/2010 Bond Ordinance Southcenter Parkway spreadsheet, from 4/12/10 COW packet Emergency Preparedness Capital Asset List, dated 6/30/10 Summary Table Minutes from the 6/8/10 and 7/7/10 Finance and Safety Committee Meetings 4 City of Tukwila INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Finance and Safety Committee FROM: Shawn Hunstock, Finance Director DATE: July 1, 2010 SUBJECT: Bond Ordinance ISSUE BACKGROUND DISCUSSION Jim Haggerton, Mayor At the June 8, 2010 Finance and Safety Committee meeting, Council members asked staff for additional information regarding the specific capital equipment that was included in the draft ordinance. Council members also asked for information regarding the possibility of splitting the ordinance into two parts, one for the Tukwila South construction project and one for the emergency preparedness and response equipment. The City Council, at its May 17, 2010 meeting, approved the acceptance of nearly $12 million in state grant funding related to Tukwila South. The state funding, in addition to nearly $3.7 million in federal funding, will be used along with bonded indebtedness to fund realignment and construction of Southcenter Parkway. In addition to providing bond funding for the Southcenter Parkway project, the administration is proposing purchase equipment related to flood planning, response and mitigation. An updated equipment listing is included with this Information Memorandum. The departments were asked to again review the equipment list and provide background and justification for why the equipment was needed, if we would otherwise purchase it if it was not funded through bond proceeds, and if so, what the funding source would be. As you can see from the updated list, some items were removed and the quantity of some items was changed. In all cases, the equipment was something not currently budgeted for by the department, and no other identifiable funding was known at this time. Changes to the list decreased the amount of equipment to be bonded for from $1,544,231 to $1,530,965. Regarding the possibility of splitting the bond ordinance into two separate ordinances, we inquired about the implications of doing so with Hugh Spitzer at Foster Pepper and 5 6 INFORMATIONAL MEMO Page 2 Lindsay Sovde at Seattle Northwest Securities. They both recommended against splitting the bond ordinance. Doing so would require two separate smaller bond series, both of which could be sold as either taxable or tax exempt, or both, creating potentially four bond series. This would result in a bond series too small for them to market. The smaller bond series would also result in higher interest costs to the City. Over the life of the 15 year bonds, an increase in the interest rate of only 0.25% would result in an increase in the interest costs of over $135,000. The separate smaller bond issues would also increase issuance costs. They estimated the costs to be 5% higher, which if the total issuance costs are $200,000, the resulting increase would be about $10,000. Both Hugh and Lindsay recommended having the discussion about the capital items and make any necessary changes to the list, but leaving the ordinance as is. Lindsay also indicated that a short delay would not necessarily increase costs, but going over 30 days would more than likely require us to pay Moody's for a second rating fee, which would be about $5,000. Selling the bonds on July 19th, if approved at the Regular Council meeting that night, would be within that thirty day window. A ratings presentation for the City was conducted on June 1, 2010 with Moody's Investors Service. The presentation went very well, and Moody's showed particular interest in the City's recently adopted reserve policy. Moody's affirmed our existing credit rating based on the amount of fund balance and other reserves available to the City. The bonds are currently scheduled for pricing on July 19, 2010. RECOMMENDATION The Council is being asked to approve the ordinance providing for issuance of the new bonds, and authorizing the Mayor to execute a continuing disclosure agreement. This item is scheduled to be discussed at the July 7, 2010 Finance and Safety Committee meeting, the July 12 Committee of the Whole meeting, and the July 19 Regular meeting. ATTACHMENTS Bond Ordinance Information Memo, dated June 3, 2010, from Shawn Hunstock Southcenter Parkway spreadsheet, from April 12, 2010 C.O.W packet Emergency Preparedness Capital Asset List, dated June 30, 2010 Minutes from the June 8, 2010 Finance and Safety Committee Meeting W InfoMemos \BondOrdinance07072010.doc Bonds. W. Word Processing Ordinances \General Obligation Bonds.docx KS:ksn 06 /02/2010 DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, RELATING TO CONTRACTING INDEBTEDNESS; PROVIDING FOR THE ISSUANCE OF $1,600,000 PAR VALUE OF LIMITED TAX GENERAL OBLIGATION BONDS, SERIES 2010A, AND $4,400,000 PAR VALUE LIMITED TAX GENERAL OBLIGATION BONDS, SERIES 2010B (TAXABLE BUILD AMERICA BONDS DIRECT PAYMENT), OF THE CITY FOR GENERAL CITY PURPOSES TO PROVIDE FUNDS WITH WHICH TO PAY THE COST OF SOUTHCENTER PARKWAY IMPROVEMENTS AND EMERGENCY RESPONSE CAPITAL EQUIPMENT; FIXING THE DATE, FORM, MATURITIES, INTEREST RATES, TERMS AND COVENANTS OF THE BONDS; ESTABLISHING A BOND REDEMPTION FUND AND PROJECT FUNDS; PROVIDING FOR THE PURCHASE OF BOND INSURANCE; AND APPROVING THE SALE AND PROVIDING FOR THE DELIVERY OF THE BONDS TO SEATTLE NORTHWEST SECURITIES CORPORATION OF SEATTLE, WASHINGTON; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City of Tukwila, Washington (the "City is in need of carrying out the "Projects" (as that term is hereinafter defined), the estimated cost of which is $6,000,000 and the City does not have available sufficient funds to pay the cost; and WHEREAS, the City Council deems it to be in the best interest of the City to borrow money by the issuance of limited tax general obligation bonds (the "Bonds authorized herein for general City purposes, to provide funds to carry out the Projects and to pay the costs of issuance of the Bonds; and WHEREAS, Seattle- Northwest Securities Corporation has offered to purchase the Bonds authorized herein under the terms and conditions set forth in this ordinance in the form of a bond purchase contract; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Definitions. For the purposes of this ordinance the words or phrases defined in this section shall have the following meanings: 1. "Bond Fund" means the Limited Tax General Obligation Bond Fund, 2010, created by this ordinance for the payment of the Bonds. 2. "Bond Register" means the books or records maintained by the Bond Registrar containing the name and mailing address of the owner of each Bond and the principal amount and number of Bonds held by each owner. 3 "Bond Registrar" means the Fiscal Agent. 4. "Bonds" means, collectively, the Series 2010A Bonds and the Series 2010B 5 "City" means the City of Tukwila, Washington, a municipal corporation duly organized and existing under and by virtue of the laws of the state of Washington. 6. "Code" means the United States Internal Revenue Code of 1986, as amended, and applicable rules and regulations promulgated thereunder Page 1 of 13 7 8 7. `DTC" means The Depository Trust Company, New York, New York. 8 "Finance Director" means the Finance Director of the City 9. "Fiscal Agent" means the fiscal agent of the State of Washington, as the same may be designated by the State from time to time. 10. "Letter of Representations" means the Blanket Issuer Letter of Representations dated October 18, 1999, between the City and DTC, as it may be amended from time to time. 11 "MSRB" means the Municipal Securities Rulemaking Board. 12. "Projects" means Southcenter Parkway Improvements and Emergency Response Capital Equipment. 13 "Project Funds" means, collectively, the Southcenter Parkway Construction Fund, the Strander Boulevard Construction Fund and the Emergency Capital Fund, each created by this ordinance. 14. "Rating Agency" means the nationally recognized rating agency or agencies, if any, at the time rating the Bonds at the request of the City. 15 "SEC" means the United States Securities and Exchange Commission. 16 "Series 2010A Bonds" means the $1,600,000 par value Limited Tax General Obligation Bonds, Series 2010A, of the City issued pursuant to and for the purposes provided in this ordinance. 17 "Series 2010B Bonds" means the $4,400,000 par value Limited Tax General Obligation Bonds, Series 2010B (Taxable Build America Bonds Direct Payment), of the City issued pursuant to and for the purposes provided in this ordinance. Section 2. Debt Capacity. The assessed valuation of the taxable property within the City as ascertained by the last preceding assessment for City purposes for the calendar year 2010 is $4,982,452,351, and the City has outstanding general indebtedness evidenced by limited tax general obligation bonds, notes, leases or conditional sales contracts in the principal amount of $25,876,800 incurred within the limit of up to 1- 1/2% of the value of the taxable property within the City permitted for general municipal purposes without a vote of the qualified voters therein, has no outstanding unlimited tax general obligation bonds issued pursuant to a vote of the qualified voters of the City; and the amount of indebtedness for which the Bonds are authorized herein to be issued is $6,000,000. Section 3. Authorization of Bonds. The City shall borrow money on the credit of the City and issue negotiable limited tax general obligation bonds evidencing that indebtedness in the aggregate principal amount of $6,000,000 for general City purposes to provide the funds to pay the cost of the Projects and to pay the costs of issuance and sale of the Bonds (the "costs of issuance The general indebtedness to be incurred shall be within the limit of up to 1 -1/2% of the value of the taxable property within the City permitted for general municipal purposes without a vote of the qualified voters therein. Section 4. Description of Bonds. A. The Series 2010A Bonds shall be called Limited Tax General Obligation Bonds, Series 2010A, of the City and shall be issued in the aggregate principal amount of $1,600,000. The Series 2010B Bonds shall be called Limited Tax General Obligation Bonds, Series 2010B (Taxable Build America Bonds Direct Payment), of the City and shall be issued in the aggregate principal amount of $4,400,000 The Bonds shall be dated the date of their initial delivery; shall be in the denomination of $5,000 or any integral multiple thereof within a single series and maturity; shall be numbered separately in the manner and with any additional designation as the Bond Registrar deems necessary for purposes of identification, shall bear interest (computed on the basis of a 360 -day year of twelve 30 -day months) payable semiannually on each June 1 and December 1, commencing June 1, 2010, to the maturity or earlier redemption of the W: \Word Processing\ Ordinances General Obligation Bonds docx KS:ksn 06/02/2010 Page 2 of 13 Bonds; and shall mature on December 1 in years and amounts and bear interest at the rates per annum as follows: Series 2010A Bonds Series 2010B Bonds Maturity Interest Maturity Interest Years Amounts Rates Years Amounts Rates 2010 2011 2012 2013 2014 2015 B The life of the capital facilities financed with the proceeds of the Bonds exceeds the term of the Bonds. Section 5. Registration and Transfer of Bonds. A. The Bonds shall be issued only in registered form as to both principal and interest and shall be recorded on the Bond Register The Bond Register shall contain the name and mailing address of the owner of each Bond and the principal amount and number of each of the Bonds held by each owner B. Bonds surrendered to the Bond Registrar may be exchanged for Bonds in any authorized denomination of an equal aggregate principal amount and of the same series, interest rate and maturity Bonds may be transferred only if endorsed in the manner provided thereon and surrendered to the Bond Registrar Any exchange or transfer shall be without cost to the owner or transferee. The Bond Registrar shall not be obligated to exchange or transfer any Bond during the 15 days preceding any principal payment or redemption date. C. The Bonds initially shall be registered in the name of Cede Co., as the nominee of DTC. The Bonds so registered shall be held in fully irr mobilized form by DTC as depository in accordance with the provisions of the Letter of Representations. Neither the City nor the Bond Registrar shall have any responsibility or obligation to DTC participants or the persons for whom they act as nominees with respect to the Bonds regarding accuracy of any records maintained by DTC or DTC participants of any amount in respect of principal of or interest on the Bonds, or any notice which is permitted or required to be given to registered owners hereunder (except such notice as is required to be given by the Bond Registrar to DTC) D For as long as any Bonds are held in fully immobilized form, DTC, its nominee or its successor depository shall be deemed to be the registered owner for all purposes hereunder and all references to registered owners, bondowners, bondholders or the like shall mean DTC or its nominee and, except for the purpose of the City's undertaking herein to provide continuing disclosure, shall not mean the owners of any beneficial interests in the Bonds. Registered ownership of such Bonds, or any portions thereof, may not thereafter be transferred except: 1. to any successor of DTC or its nominee, if that successor shall be qualified under any applicable laws to provide the services proposed to be provided by it; 2. to any substitute depository appointed by the City or such substitute depository's successor; or 3 to any person if the Bonds are no longer held in immobilized form. E. Upon the resignation of DTC or its successor (or any substitute depository or its successor) from its functions as depository, or a determination by the City that it no longer wishes to continue the system of book entry transfers through DTC or its successor (or any substitute depository or its successor), the City may appoint a substitute depository Any such substitute depository shall be qualified under any applicable laws to provide the services proposed to be provided by it. W: \Word Processing Ordinances General Obligation Bonds.docx KS:ksn 06/02/2010 Page 3 of 13 9 10 F. If 1) DTC or its successor (or substitute depository or its successor) resigns from its functions as depository, and no substitute depository can be obtained, or 2) the City determines that the Bonds are to be in certificated form, the ownership of Bonds may be transferred to any person as provided herein and the Bonds no longer shall be held in fully immobilized form. Section 6. Payment of Bonds. Both principal of and interest on the Bonds shall be payable in lawful money of the United States of America. Interest on the Bonds shall be paid by checks or drafts of the Bond Registrar mailed on the interest payment date to the registered owners at the addresses appearing on the Bond Register on the 15th day of the month preceding the interest payment date or, if requested in writing by a registered owner of Bonds prior to the applicable record date, by wire transfer on the interest payment date, provided that costs of the electronic transfer will be paid by the requesting registered owner. Principal of the Bonds shall be payable upon presentation and surrender of the Bonds by the registered owners to the Bond Registrar. Notwithstanding the foregoing, for as long as the Bonds are registered in the name of DTC or its nominee, payment of principal of and interest on the Bonds shall be made in the manner set forth in the Letter of Representations. Section 7. Redemption Provisions and Open Market Purchase of Bonds. A. Optional Redemption. The Series 2010A Bonds shall be issued without the right or option of the City to redeem the Series 2010A Bonds prior to their stated maturity dates. The City reserves the right and option to redeem the Series 2010B Bonds maturing on or after December 1, 2020, prior to their stated maturity dates at any time on or after December 1, 2019, as a whole or in part, at a price equal to the principal amount to be redeemed, without premium, plus accrued interest to the date fixed for redemption. B. Extraordinary Optional Redemption. The City additionally reserves the right and option to redeem the Series 2010B Bonds prior to their stated maturity dates at any time prior to December 1, 2019, as a whole or in part, upon the occurrence of an Extraordinary Event, at the Extraordinary Optional Redemption Price. 1 An "Extraordinary Event" will have occurred if the City determines that a material adverse change has occurred to Section 54AA or Section 6431 of the Code or there is any guidance published by the Internal Revenue Service or the United States Treasury with respect to such Sections or any other determination by the Internal Revenue Service or the United States Treasury, which determination is not the result of any act or omission by the City to satisfy the requirements to qualify to receive the 35% cash subsidy payment from the United States Treasury, pursuant to which the City's 35% cash subsidy payment from the United States Treasury is reduced or eliminated. 2. "Extraordinary Optional Redemption Price" means the greater of: a) 100% of the principal amount of the Series 2010B Bonds to be redeemed; or b) the sum of the present values of the remaining scheduled payments of principal of and interest to the stated maturity date on the Series 2010B Bonds to be redeemed, discounted to the date on which such Series 2010B Bonds are to be redeemed on a semi- annual basis, assuming a 360 -day year consisting of twelve 30 -day months, at the Treasury Rate plus 100 basis points, plus, in each case, accrued interest on the Series 2010B Bonds to be redeemed to the date fixed for redemption. 3 "Treasury Rate" means, with respect to any date fixed for redemption for a particular Series 2010B Bond, the yield to maturity as of such date of United States Treasury securities with a constant maturity (excluding inflation indexed securities, and as compiled and published in the most recent Federal Reserve Statistical Release H.15 (519) that has become publicly available as of the first business day that is at least two business days prior to such date or, if such Statistical Release is no longer published, any publicly available source of similar market data) most nearly equal to the period from such date to the stated maturity date of such Series 2010B Bond. W Word Processing \Ordinances \General Obligation Bonds.doc, KS:ksn 06/02/2010 Page 4 of 13 4. At the request of the Bond Registrar, the Extraordinary Optional Redemption Price shall be determined by an independent accounting firm, investment banking firm or financial advisor retained by the City at the City's expense. Absent manifest error, such determination shall be conclusive and binding on the City, the Bond Registrar and the Registered Owners, and neither the City nor the Bond Registrar shall be liable for relying on such determination. C. Mandatory Redemption. 1. The Series 20105 Bonds maturing in 20_ and 20_ are Term Bonds and, if not redeemed under the optional or extraordinary optional redemption provisions set forth above or purchased in the open market under the provisions set forth below, shall be called for redemption randomly (in such manner as the Bond Registrar shall determine) at par plus accrued interest on December 1 in years and amounts as follows: 2010B Term Bonds Maturing 2010B Term Bonds Maturity in 20 in 20_ Mandatory Mandatory Redemption Mandatory Redemption Mandatory Dates Redemption Dates Redemption (December 1) Amounts (December 1) Amounts Maturity 2. If the City redeems under Section 7.A or B, purchases in the open market or defeases Term Bonds, the par amount of the Term Bonds so redeemed, purchased or defeased (irrespective of their actual redemption or purchase prices) shall be credited against one or more scheduled mandatory redemption amounts for those Term Bonds. The City shall determine the manner in which the credit is to be allocated and shall notify the Bond Registrar in writing of its allocation at least 60 days prior to the earliest mandatory redemption date for that maturity of Term Bonds for which notice of redemption has not already been given. D. Partial Redemption of Bonds. Portions of the principal amount of any Bond, in installments of $5,000 or any integral multiple thereof, may be redeemed. If less than all of the principal amount of any Bond is redeemed, upon surrender of that Bond to the Bond Registrar, there shall be issued to the registered owner, without charge therefor, a new Bond (or Bonds, at the option of the registered owner) of the same series, maturity and interest rate in any of the denominations authorized by this ordinance in the aggregate principal amount remaining unredeemed. E. Open Market Purchase. The City further reserves the right and option to purchase any or all of the Bonds in the open market at any time at any price plus accrued interest to the date of purchase. F Selection of Bonds for Redemption. If fewer than all of the outstanding Series 2010B Bonds are to be redeemed prior to maturity, then (a) if the Series 2010B Bonds are in book -entry form at the time of such redemption, the Bond Registrar shall instruct DTC to instruct the DTC participants to select the specific Series 2010B Bonds for redemption pro rata, and neither the City nor the Bond Registrar shall have any responsibility to ensure that DTC or the DTC participants properly select such Series 2010B Bonds for redemption, and (b) if the Series 20105 Bonds are not then in book entry form at the time of such redemption, on each date fixed for redemption, the Bond Registrar shall select the specific Series 2010B Bonds for redemption pro rata. The portion of any Series 2010B Bonds of a denomination more than $5,000 to be redeemed shall be in the principal amount of $5,000 or any integral multiple thereof. The Bond W \Word Processing\ Ordinances \General Obligation Bonds.docx KS:ksn 06/02/2010 Page 5of13 11 12 Registrar shall select such portions of Series 2010B Bonds to be redeemed in such manner as the Bond Registrar in its discretion may deem to be fair and appropriate. Notwithstanding the foregoing, for as long as the Series 2010B Bonds are registered in the name of DTC or its nominee, selection of Series 2010B Bonds for redemption shall be in accordance with the Letter of Representations. G. Cancellation of Bonds. All Bonds purchased or redeemed under this section shall be canceled. Section 8. Notice of Redemption. A. While the Bonds are held by DTC in book -entry only form, any notice of redemption shall be given at the time, to the entity and in the manner required by DTC in accordance with the Letter of Representations, and the Bond Registrar shall not be required to give any other notice of redemption. If the Bonds cease to be in book -entry only form, the City shall cause notice of any intended redemption of Bonds to be given by the Bond Registrar not less than 30 nor more than 60 days prior to the date fixed for redemption by first -class mail, postage prepaid, to the registered owner of any Bond to be redeemed at the address appearing on the Bond Register at the time the Bond Registrar prepares the notice, and the requirements of this sentence shall be deemed to have been fulfilled when notice has been mailed as so provided, whether or not it is actually received by the owner of any Bond. B In the case of an optional redemption, the notice may state that the City retains the right to rescind the redemption notice and the related optional redemption of Bonds by giving a notice of rescission to the affected registered owners at any time prior to the scheduled optional redemption date. Any notice of optional redemption that is so rescinded shall be of no effect, and the Bonds for which the notice of optional redemption has been rescinded shall remain outstanding. C. Interest on Bonds called for redemption shall cease to accrue on the date fixed for redemption unless the Bond or Bonds called are not redeemed when presented pursuant to the call. In addition, the redemption notice shall be mailed within the same period, postage prepaid, to the MSRB and to such other persons and with such additional information as the Finance Director shall determine, but these additional mailings shall not be a condition precedent to the redemption of Bonds. Section 9. Failure to Redeem Bonds. If any Bond is not redeemed when properly presented at its maturity or call date, the City shall be obligated to pay interest on that Bond at the same rate provided in the Bond from and after its maturity or call date until that Bond, both principal and interest, is paid in full or until sufficient money for its payment in full is on deposit in the Bond Fund and the Bond has been called for payment by giving notice of that call to the registered owner of each of those unpaid Bonds. Section 10. Pledge of Taxes. For as long as any of the Bonds are outstanding, the City irrevocably pledges to include in its budget and levy taxes annually within the constitutional and statutory tax limitations provided by law without a vote of the electors of the City on all of the taxable property within the City in an amount sufficient, together with other money legally available and to be used therefor (including the federal credit payments described in the following sentence), to pay when due the principal of and interest on the Bonds, and the full faith, credit and resources of the City are pledged irrevocably for the annual levy and collection of those taxes and the prompt payment of that principal and interest. Section 11. Form and Execution of Bonds. A. The Bonds shall be prepared in a form consistent with the provisions of this ordinance and state law and shall be signed by the Mayor and City Clerk, either or both of whose signatures may be manual or in facsimile, and the seal of the City or a facsimile reproduction thereof shall be impressed or printed thereon. W.\ Word Processing Ordinances \Genera] Obligation Bonds.docx KS:ksn 06/02/2010 Page 6of13 B Only Bonds bearing a Certificate of Authentication in the following form, manually signed by the Bond Registrar, shall be valid or obligatory for any purpose or entitled to the benefits of this ordinance: CERTIFICAl i OF AUTHENTICATION This Bond is one of the fully registered City of Tukwila, Washington, Limited Tax General Obligation Bonds, (Series 2010A/Series 2010E (Taxable Build America Bonds Direct Payment)), described in the Bond Ordinance. WASHINGTON STATE FISCAL AGENT Bond Registrar By Authorized Signer C. The authorized signing of a Certificate of Authentication shall be conclusive evidence that the Bond so authenticated has been duly executed, authenticated and delivered and is entitled to the benefits of this ordinance. D If any officer whose facsimile signature appears on the Bonds ceases to be an officer of the City authorized to sign bonds before the Bonds bearing his or her facsimile signature are authenticated or delivered by the Bond Registrar or issued by the City, those Bonds nevertheless may be authenticated, issued and delivered and, when authenticated, issued and delivered, shall be as binding on the City as though that person had continued to be an officer of the City authorized to sign bonds. Any Bond also may be signed on behalf of the City by any person who, on the actual date of signing of the Bond, is an officer of the City authorized to sign bonds, although he or she did not hold the required office on the date of issuance of the Bonds. Section 12. Duties of Bond Registrar. A. The Bond Registrar shall keep, or cause to be kept, sufficient books for the registration and transfer of the Bonds, which shall be open to inspection by the City at all times. The Bond Registrar is authorized, on behalf of the City, to authenticate and deliver Bonds transferred or exchanged in accordance with the provisions of the Bonds and this ordinance, to serve as the City's paying agent for the Bonds and to carry out all of the Bond Registrar's powers and duties under this ordinance and City Ordinance No. 1338 establishing a system of registration for the City's bonds and obligations. B. The Bond Registrar shall be responsible for its representations contained in the Bond Registrar's Certificate of Authentication on the Bonds. The Bond Registrar may become the owner of Bonds with the same rights it would have if it were not the Bond Registrar and, to the extent permitted by law, may act as depository for and permit any of its officers or directors to act as members of, or in any other capacity with respect to, any committee formed to protect the rights of Bond owners. Section 13. Preservation of Tax Exemption for Interest on Series 2010A Bonds. The City covenants that it will take all actions necessary to prevent interest on the Series 2010A Bonds from being included in gross income for federal income tax purposes, and it will neither take any action nor make or permit any use of proceeds of the Series 2010A Bonds or other funds of the City treated as proceeds of the Series 2010A Bonds at any time during the term of the Series 2010A Bonds which will cause interest on the Series 2010A Bonds to be included in gross income for federal income tax purposes. The City also covenants that it will, to the extent the arbitrage rebate requirement of Section 148 of the Code is applicable to the Series 2010A Bonds, take all actions necessary to comply (or to be treated as having complied) with that requirement in connection with the Series 2010A Bonds, including the calculation and payment of any penalties that the City has elected to pay as an alternative to calculating rebatable arbitrage, and the payment of any other penalties if required under Section 148 of the W Word Processing Ordinances \General Obligation Bonds.doo, KS.ksn 06/02/2010 Page 7 13 14 Code to prevent interest on the Series 2010A Bonds from being included in gross income for federal income tax purposes. Section 14. Designation of Series 2010A Bonds as "Qualified Tax- Exempt Obligations." The City has determined and certifies that: 1. the Series 2010A Bonds are not "private activity bonds" within the meaning of Section 141 of the Code; 2. the reasonably anticipated amount of tax- exempt obligations (other than private activity bonds and other obligations not required to be included in such calculation) which the City and any entity subordinate to the City (including any entity that the City controls, that derives its authority to issue tax- exempt obligations from the City, or that issues tax- exempt obligations on behalf of the City) will issue during the calendar year in which the Series 2010A Bonds are issued will not exceed $30,000,000; and 3. the amount of tax exempt obligations, including the Series 2010A Bonds, designated by the City as "qualified tax exempt obligations" for the purposes of Section 265(b)(3) of the Code during the calendar year in which the Series 2010A Bonds are issued does not exceed $30,000,000. The City designates the Series 2010A Bonds as "qualified tax exempt obligations" for the purposes of Section 265(b)(3) of the Code. Section 15. Election to Treat Series 2010B Bonds as "Build America Bonds Tax Covenants. A. The City hereby irrevocably elects to have Section 54AA of the Code apply to the Series 2010B Bonds so that the Series 2010B Bonds are treated as "build America bonds," and further to have Subsection 54AA(g) of the Code apply to the Series 2010B Bonds so that the Series 2010B Bonds are treated as "qualified bonds" with respect to which the City will be allowed a credit payable by the United States Treasury to the City pursuant to Section 6431 of the Code in an amount equal to 35% of the interest payable on the Series 2010B Bonds on each interest payment date. The City authorizes and directs the Finance Director (or his or her designee) to take such actions and enter into such agreements as are necessary or appropriate for the City to receive from the United States Treasury the applicable federal credit payments in respect of the Series 2010B Bonds, including, but not limited to, entering into a calculation agency agreement with a calculation agent and the timely filing with the Internal Revenue Service of Form 8038 -CP- "Return for Credit Payments to Issuers of Qualified Bonds" in the manner prescribed by Internal Revenue Service Notice 2009 -26 B. The City also covenants that it will not take or permit to be taken on its behalf any action that would adversely affect the entitlement of the City to receive from the United States Treasury the applicable federal credit payments in respect of the Series 2010B Bonds. Without limiting the generality of the foregoing, the City will comply with the provisions of the Code, compliance with which would result in the interest on the Series 2010B Bonds being excluded from gross income for federal tax purposes but for the City's irrevocable election to have Section 54AA of the Code apply to the Series 2010B Bonds. Section 16. Refunding or Defeasance of the Bonds. A. The City may issue refunding bonds pursuant to the laws of the State of Washington or use money available from any other lawful source to pay when due the principal of and interest on the Bonds, or any portion thereof included in a refunding or defeasance plan, and to redeem and retire, refund or defease all such then outstanding Bonds (hereinafter collectively called the "defeased Bonds and to pay the costs of the refunding or defeasance. If money and /or "government obligations" (as defined in chapter 39.53 RCW, as now or hereafter amended) maturing at a time or times and bearing interest in amounts (together with money, if necessary) sufficient to redeem and retire, refund or defease the defeased Bonds in accordance with their terms are set aside in a special trust fund or escrow account irrevocably pledged to that redemption, W. Word Processing Ordinances General Obligation Bonds. docx KS:ksn 06/02/2010 Page 8 of 13 retirement or defeasance of defeased Bonds (hereinafter called the "trust account then all right and interest of the owners of the defeased Bonds in the covenants of this ordinance and in the funds and accounts obligated to the payment of the defeased Bonds shall cease and become void. The owners of defeased Bonds shall have the right to receive payment of the principal of and interest on the defeased Bonds from the trust account. The City shall include in the refunding or defeasance plan such provisions as the City deems necessary for the random selection of any defeased Bonds that constitute less than all of a particular maturity of a series of Bonds, for notice of the defeasance to be given to the owners of the defeased Bonds and to such other persons as the City shall determine, and for any required replacement of Bond certificates for defeased Bonds. The defeased Bonds shall be deemed no longer outstanding, and the City may apply any money in any other fund or account established for the payment or redemption of the defeased Bonds to any lawful purposes as it shall determine. B If the Bonds are registered in the name of DTC or its nominee, notice of any defeasance of Bonds shall be given to DTC in the manner prescribed in the Letter of Representations for notices of redemption of Bonds. Section 17. Bond Fund; Project Funds; and Deposit of Bond Proceeds. A. The Bond Fund is hereby created and established in the office of the Finance Director as a special fund designated the Limited Tax General Obligation Bond Fund, 2010, for the purpose of paying principal of and interest on the Bonds. All taxes collected for and allocated to the payment of the principal of and interest on the Bonds shall be deposited in the Bond Fund. B The Project Funds also are hereby created and established in the office of the Finance Director as special funds designated the Southcenter Parkway Construction Fund, the Strander Boulevard Construction Fund and the Emergency Capital Fund. The principal proceeds and premium, if any, received from the sale and delivery of the Bonds shall be paid into the Project Funds and used to pay the costs of the Projects and costs of issuance of the Bonds. Until needed to pay such costs, the City may invest principal proceeds temporarily in any legal investment, and the investment earnings may be retained in the Project Funds and be spent for the purposes of those funds except that earnings subject to a federal tax or rebate requirement may be withdrawn from the Project Funds and used for those tax or rebate purposes. Any amounts remaining in the Project Funds after payment of the costs of the Projects and costs of issuance of the Bonds may be used for any other proper City purpose. Section 18. Approval of Bond Purchase Contract. A. Seattle Northwest Securities Corporation of Seattle, Washington, has presented a purchase contract (the "Bond Purchase Contract to the City offering to purchase the Bonds under the terms and conditions provided in the Bond Purchase Contract, which written Bond Purchase Contract is on file with the Finance Director and is incorporated herein by this reference. The City Council finds that entering into the Bond Purchase Contract is in the City's best interest and therefore accepts the offer contained therein and authorizes its execution by City officials. B. The Bonds will be printed at City expense and will be delivered to the purchaser in accordance with the Bond Purchase Contract, with the approving legal opinion of Foster Pepper PLLC, municipal bond counsel of Seattle, Washington, regarding the Bonds. C. The proper City officials are authorized and directed to do everything necessary for the prompt delivery of the Bonds to the purchaser and for the proper application and use of the proceeds of the sale thereof. Section 19. Preliminary Official Statement Deemed Final. The City Council has been provided with copies of a preliminary official statement dated 2010 (the "Preliminary Official Statement prepared in connection with the sale of the Bonds. For the sole purpose of the Bond purchaser's compliance with SEC Rule 15c2- 12(b)(1), the City "deems final" that Preliminary Official Statement as of its date, except W Word Processing \Ordinances \General Obligation Bonds.docx KS:ksn 06/02/2010 Page 9 of 13 15 16 for the omission of information as to offering prices, interest rates, selling compensation, aggregate principal amount, principal amount per maturity, maturity dates, options of redemption, delivery dates, ratings and other terns of the Bonds dependent on such matters. Section 20. Undertaking to Provide Continuing Disclosure. To meet the requirements of SEC Rule 15c2- 12(b)(5) (the "Rule as applicable to a participating underwriter for the Bonds, the City makes the following written undertaking (the "Undertaking for the benefit of holders of the Bonds: 1. Undertaking to Provide Annual Financial Information and Notice of Material Events. The City undertakes to provide or cause to be provided, either directly or through a designated agent, to the MSRB, in an electronic format as prescribed by the MSRB, accompanied by identifying information as prescribed by the MSRB: difficulties; difficulties, perform; a. Annual financial information and operating data of the type included in the final official statement for the Bonds and described in subsection 2 of this section "annual financial information b Timely notice of the occurrence of any of the following events with respect to the Bonds, if material. (1) principal and interest payment delinquencies; (2) non- payment related defaults; (3) unscheduled draws on debt service reserves reflecting financial (4) unscheduled draws on credit enhancements reflecting financial (5) substitution of credit or liquidity providers, or their failure to (6) adverse tax opinions or events affecting the tax exempt status of the Series 2010A Bonds; (7) modifications to rights of holders of the Bonds; (8) Bond calls (other than scheduled mandatory redemptions of Term Bonds); Bonds; and bonds; (9) defeasances; (10) release, substitution, or sale of property securing repayment of the (11) rating changes. c. Timely notice of a failure by the City to provide required annual financial information on or before the date specified in subsection 2 of this section. 2. Type of Annual Financial Information Undertaken to be Provided. The annual financial information that the City undertakes to provide in subsection 1 of this section: a. Shall consist of: (1) annual financial statements prepared (except as noted in the financial statements) in accordance with the generally accepted accounting principles applicable to Washington State local governmental units, as such principles may be changed from time to time, which statements shall not be audited, except, however, that if and when audited financial statements are otherwise prepared and available to the City they will be provided, (2) authorized, issued and outstanding balance of general obligation W. Word Processing\ Ordinances \General Obligation Bonds.docx KS:ksn 06/02/2010 Page 10 of 13 (3) assessed valuation of property within the City for the fiscal year; and (4) regular property tax levy rate and regular property tax levy rate limit for the fiscal year; b. Shall be provided not later than the last day of the ninth month after the end of each fiscal year of the City (currently, a fiscal year ending December 31), as such fiscal year may be changed as required or permitted by State law, commencing with the City's fiscal year ending December 31, 2009; and c. May be provided in a single or multiple documents, and may be incorporated by specific reference to documents available to the public on the Internet website of the MSRB or filed with the SEC. 3 Amendment of Undertaking. The Undertaking is subject to amendment after the primary offering of the Bonds without the consent of any holder of any Bond, or of any broker, dealer, municipal securities dealer, participating underwriter, rating agency or the MSRB, under the circumstances and in the manner permitted by the Rule. The City will give notice to the MSRB of the substance (or provide a copy) of any amendment to the Undertaking and a brief statement of the reasons for the amendment. If the amendment changes the type of annual financial information to be provided, the annual financial information containing the amended financial information will include a narrative explanation of the effect of that change on the type of information to be provided. 4. Beneficiaries. The Undertaking evidenced by this section shall inure to the benefit of the City and any holder of Bonds, and shall not inure to the benefit of or create any rights in any other person. 5 Termination of Undertaking. The City's obligations under this Undertaking shall terminate upon the legal defeasance of prior redemption or payment in full of all the then outstanding Bonds. In addition, the City's obligations under this Undertaking shall terminate if those provisions of the Rule which require the City to comply with this Undertaking become legally inapplicable in respect of the Bonds for any reason, as confirmed by an opinion of nationally recognized bond counsel or other counsel familiar with federal securities laws delivered to the City, and the City provides timely notice of such termination to the MSRB 6 Remedy for Failure to Comply with Undertaking. As soon as practicable after the City learns of any failure to comply with the Undertaking, the City will proceed with due diligence to cause such noncompliance to be corrected. No failure by the City or other obligated person to comply with the Undertaking shall constitute a default in respect of the Bonds. The sole remedy of any holder of a Bond shall be to take such actions as that holder deems necessary, including seeking an order of specific performance from an appropriate court, to compel the City or other obligated person to comply with the Undertaking. 7 Designation of Official Responsible to Administer Undertaking. The Finance Director (or such other officer of the City who may in the future perform the duties of that office) or his or her designee is authorized and directed in his or her discretion to take such further actions as may be necessary, appropriate or convenient to carry out the Undertaking of the City in respect of the Bonds set forth in this section and in accordance with the Rule, including, without limitation, the following actions: a. Preparing and filing the annual financial information undertaken to be provided, b. Determining whether any event specified in subsection 1 has occurred, assessing its materiality with respect to the Bonds, and, if material, preparing and disseminating notice of its occurrence, c. Determining whether any person other than the City is an "obligated person" within the meaning of the Rule with respect to the Bonds, and obtaining from W:\ Word Processing Ordinances \General Obligation Bonds.doa KS:ksn 06/02/2010 Page 11 of 13 17 18 such person an undertaking to provide any annual financial information and notice of material events for that person in accordance with the Rule; d. Selecting, engaging and compensating designated agents and consultants, including but not limited to financial advisors and legal counsel, to assist and advise the City in carrying out the Undertaking; and e. Effecting any necessary amendment of the Undertaking. Section 21. Bond Insurance. The City Council finds that it is in the City's best interest to purchase, and that a savings will result from purchasing, the financial guaranty insurance policy for the Bonds. The City is hereby authorized to purchase from the Bond Insurer the financial guaranty insurance policy insuring the prompt payment of the principal of and interest on the Bonds and agrees to the conditions for obtaining such policy, including the payment of the premium therefor The Mayor and the Finance Director are each independently authorized to execute the Bond Insurer's Commitment to Issue Financial Guaranty Insurance Policy and all other documents on behalf of the City in connection with the financial guaranty insurance policies. Section 22. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 23. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of 2010 ATTEST/ AUTHENTICATED• Christy O'Flaherty, CMC, City Clerk APPROVED AS TO FORM BY: Office of the City Attorney W' \Word Processing Ordinances General Obligation Bonds.docx KS:ksn 06/02/2010 Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council. Published. Effective Date: Ordinance Number. Page 12 of 13 CERTIFICATION I, the undersigned, City Clerk of the City of Tukwila, Washington (the "City hereby certify as follows: 1. The attached copy of Ordinance No. (the "Ordinance is a full, true and correct copy of an ordinance duly passed at a special meeting of the City Council of the City held at the regular meeting place thereof on 2010, as that ordinance appears on the minute book of the City; and the ordinance will be in full force and effect five days after publication in the City's official newspaper; 2. Written notice specifying the time and place of the special meeting and noting the business to be transacted was given to all members of the City Council by mail or by personal delivery at least 24 hours prior to the special meeting, a true and complete copy of which notice is attached hereto as Appendix 1, 3. Written notice of the special meeting was given to each local radio or television station and to each newspaper of general circulation that has on file with the City a written request to be notified of special meetings, or to which such notice customarily is given, and 4. A quorum of the members of the City Council was present throughout the meeting and a majority of those members present voted in the proper manner for the passage of the ordinance. IN WITNESS WHEREOF, I have hereunto set my hand this day of 2010 W Word Processing\ Ordinances \General Obligation Bonds.docx KS:ksn 06/02/2010 CITY OF TUKWILA, WASHINGTON Christy O'Flaherty, CMC, City Clerk Page 13 of 13 19 20 TO: City of Tukwila INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee FROM: Shawn Hunstock, Finance Director DATE: June 3, 2010 SUBJECT: Bond Ordinance ISSUE Jim Haggerton, Mayor Section 4.3.7 of the Tukwila South Development Agreement (DA) calls for the City to issue up to $8.25 million in general obligation bonds for construction of Southcenter Parkway within the newly annexed area. All funding arrangements for the construction project, including securing the bonds, is to be accomplished by December 31, 2010 according to the DA. BACKGROUND The City Council, at its May 17, 2010 meeting, approved the acceptance of nearly $12 million in state grant funding related to Tukwila South. The state funding, in addition to nearly $3.7 million in federal funding, will be used along with bonded indebtedness to fund realignment and construction of Southcenter Parkway. In addition to providing bond funding for the Southcenter Parkway project, the administration is proposing to reimburse the City for previously incurred expenses related to flood planning, response and mitigation, as well as fund some related projects that have not occurred yet. The City Council on December 7, 2009 adopted Resolution No. 1702, thereby approving reimbursement for flood related expenses from bond funding to occur later. It should be noted that the City originally intended to bond this year for up to $1.9 million in expenses related to the Strander Boulevard project. Due to uncertainties related to funding for the project and the likelihood of rail line relocation, a key component of an overpass or underpass, the project is on hold indefinitely at this time. DISCUSSION According to Section 4.8.2 of the DA, the City will use increased property tax revenue from the annexation area to pay debt service costs on the first $6 million in bonding required to fund the Southcenter Parkway construction project. If it is necessary to issue more than $6 million in bonds, the DA states that the developer will pay for the 21 INFORMATIONAL MEMO Page 2 additional debt service costs, up to a total of $8.25 million in bonds. Should the increased property tax revenue more than cover the cost of debt service, this additional amount is available to the City's General Fund for regular operating expenses. According to the total project funding recently approved by Council, the Southcenter Parkway construction project will include $3,678,627 in federal funding, $11,980,000 in state funding, and $4,355,930 in bond funding. The total project costs are $19,714,557 plus $300,000 in City construction management, for a combined total of $20,014,557. Because the amount of bond funding needed is Tess than $6 million, according to the DA, the City will be responsible for debt service on this portion of the bond issue. Future property tax increases will be used to pay for this portion of the debt service, currently estimated to be approximately $382,000 annually, depending on the final structure of the bond sale. At the City's current property tax levy rate of $2.67 per $1,000 of assessed value, it would take an increase of just over $143 million in assessed value from the annexation area to pay for the annual debt service of $382,000. In addition to providing funding for the Southcenter Parkway, the administration is proposing to use additional bond proceeds to reimburse the City for previously incurred flood related expenses, as well as some needed purchases and facility upgrades for flood response and mitigation purposes. A detailed list of previously incurred and proposed expenses is attached to this information memorandum. The items are capital in nature, and are part of an overall $3.2 million the City has spent on flood related expenses since last fall. The total amount of flood related expenses proposed for bond funding is $1,544,231. The administration has determined that these items are above and beyond the normal operating expenses of the City, and the City's bond counsel has made a preliminary determination that these items are eligible for bond funding. Two of the emergency response capital equipment items impact the budget reductions recently reviewed by Council for the Information Technology department. The Microsoft Enterprise Agreement (EA) for MS Office, MS Exchange email using MS Outlook plus other software products will not at first decrease the annual budget needed for MS Office license purchases, but will immediately provide consistency with standardized versions for all PCs and laptops. Currently a new Office license is purchased every time a new computer is purchased, one quarter of the total per year allowing for differing versions throughout the departments. The EA will essentially give the City a site license for MS Office and other products, decreasing the current annual licensing costs for the IT department after the first three years and into the future. Software standardization will also decrease IT staff costs for software and hardware deployment. Training costs will be lowered with standardized software; the EA includes vouchers for IT staff technical training on the covered software plus online training for all users. The annual savings after the first three years for this item is estimated to be $27,000. The other item that impacts the IT budget reductions is the phone system replacement. Most of the required software for this new voice over IP phone technology system is included in the EA and will decrease the annual telephone system maintenance costs by approximately $30,000. The hardware costs and system maintenance through IT staff or outside consultants will be less than our current aging phone system once the new system is in place. Both items will provide the ability for system redundancy, disaster recovery and backup communications for our network infrastructure. 2 2 W InfoMemos \TukSoBondOrdinanceREVISED_1 doc INFORMATIONAL MEMO Page 3 The total bond issue for both Southcenter Parkway construction costs ($4,355,930) and flood related expenses ($1,544,231) is $5,900,161. A ratings presentation for the City was conducted on June 1, 2010 with Moody's Investors Service. The presentation went very well, and Moody's showed particular interest in the City's recently adopted reserve policy. The bonds are currently scheduled for pricing on June 21, 2010. RECOMMENDATION The Council is being asked to approve the ordinance providing for issuance of the new bonds, and authorizing the Mayor to execute a continuing disclosure agreement. This item is scheduled to be discussed at the June 8, 2010 Finance and Safety Committee meeting, the June 14 Committee of the Whole meeting, and the June 21 Regular meeting. ATTACHMENTS -Bond Ordinance Information Memo, dated April 5, 2010, from Lisa Verner Southcenter Parkway spreadsheet, Attachment 9, from April 12, 2010 C.O.W packet Resolution 1702, Intent to Reimburse Capital Expenditures, passed December 7, 2009 Emergency Preparedness Capital Asset List W 12010InfoMemos \TukSoBondOrdinanceREVISED 1.doc 23 24 Cn Jr 0 0 0 0 U O O T O O 0 0 T O O o o LC) 0 0 -C m (C? 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The Committee discussed the issue of combining the needed funds for the Southcenter Parkway construction costs, together with Emergency Preparedness Capital equipment costs. The cost of each bond processing can be as high as $200,000, so it is staff's recommendation that the two needs be combined into one bond. This bond application has already been reviewed with Moody's, and there were no issues /concerns regarding the combining of these two areas into one bond. The Committee asked that the list of Emergency Preparedness Capital Assets be explained in further detail prior to Council review. One of the items (Fire /Police Command Unit) has grant funds attached, and there were some concerns that delays in moving this forward would jeopardize these grant funds. Staff were asked for the following: STAFF WAS ASKED TO ADDRESS THE QUESTIONS ABOVE AND BRING BACK TO COMMITTEE, IF THERE ARE NO NEGATIVE IMPLICATIONS OF WAITING. IF STAFF DETERMINES THAT A DELAY WH L ADVERSELY IMPACT GRANT FUNDS OR OTHER ISSUES, THEY W ILL NOTIFY THE COMMITTEE CHAIR AND DETERMINE NEXT STEPS. E. Animal Control Interlocal Agreement 'Staff is seeking Council approval to enter into an Interlocal Agreement with King County for animal control services. The City of Bunen has decided not to be part of the Interlocal, which will raise Tukwila's costs by about $11,000 /year. Committee discussed the options of individual City's establishing fees or fines on recurring "problem properties UNANIMOUS APPROVAL. FORWARD TO JUNE 14 COW FOR DISCUSSION. F. Filing Dates for Elections Staff was asked to provide deadlines for upcoming elections to Committee. INFORMATION ONLY. MISCELLANEOUS Meeting adjourned at 7:00 p.m. Next meeting: Tuesday, June 22, 2010 5:00 p.m. Conference Room #3 1. Determine what the implications would be of splitting this bond application into two separate ordinances (Southcenter Parkway Construction, EOC Capital Assets) 2. What will the implication be of not moving forward at this time? 3. Would there be any cash flow implications related to State reimbursement on the Southcenter Parkway construction work if there is any delay in issuing bonds? 4. The language in the agenda materials needs to be clarified to reflect that this bond would not be used for items already purchased. Committee Chair Approval Minutes by JT Reviewed by SH 41 42 FINANCE AND SAFETY COMMITTEE Meeting Minutes City of Tukwila Finance and Safety Committee July 7, 2010 5:00 p.m.; Conference Room #3 *Wednesday meeting due to holiday PRESENT Councilmembers: De'Sean Quinn, Chair; and Dennis Robertson (for Kathy Hougardy) Absent: Allan Ekberg Staff: Shawn Hunstock, Peggy McCarthy, Dave Haynes, Tami Erble Harris, Nick Olivas, Bob Benedicto, Marty Grisham, Gail Labanara, Bob Giberson, Hillman Mitchell, Jack Pace, Steve Lancaster and Kimberly Matej Guests: Mary Hulvey CALL TO ORDER: Chair Quinn called the meeting to order at 5:01 p.m. I. PRESENTATIONS No presentations. II. BUSINESS AGENDA A. Bond Ordinance for Southcenter Parkwav Extension This item was originally heard by the Finance Safety Committee on June 7, 2010. At that time, Committee members had some clarifying questions for staff and requested the item return to Committee for further discussion, unless grant fund processing was time sensitive. taff is seeking approval of an ordinance providing for the issuance of new bonds in the amount of $6 million, and authorization for the execution of a continuing disclosure agreement for such. The information memo in the Committee agenda packet addressed prior Committee inquiries (see Committee minutes dated June 7, 2010). Council President Robertson expressed concern over the City's current economic situation and the cost of items being requested in the draft bond ordinance (outside of Southcenter Parkway improvements). He acknowledged the need for these emergency preparedness items; however, he was concerned this may not be the best way to finance these items. Committee Chair Quinn shared his concerns with the emergency preparedness items, which included: 1) the City's ability to pay for these items in the short-term in comparison to the need; and 2) how the Police Department will secure matching grant funds for the mobile command unit if the items are not included in the draft bond ordinance. Staff answered questions and provided clarity on emergency preparedness items as outlined in the Emergency Preparedness Capital Asset List included in the Committee agenda packet. The items are essential to maintaining continuity of internal and external operations during and emergency. Failure of current equipment, not replaced through the bond, could be catastrophic. After a lengthy discussion, the two Committee Members agreed to forward this item to Council for discussion, recommending that the draft bond ordinance be approved as is, including the purchase of the emergency preparedness items. UNANIMOUS APPROVAL. FORWARD TO JULY 12 COW FOR DISCUSSION. B. Resolution: Establishine a Seattle Southside Visitor Center Change Fund Staff is seeking full Council approval of a resolution that will establish a change fund in the amount of $100.00 for Seattle Southside Visitor Center. The addition of the change fund is needed for cash transactions related to customer purchases such as admission tickets and transportation. The change fund will increase operational efficiency and improve customer service for the Center. This will require the repeal of Resolution No. 1676. UNANIMOUS APPROVAL. FORWARD TO JULY 12 COW FOR DISCUSSION. CAS NUMBER: 10-080 Fund Source: Comments: EXPENDITURE REQUIRED 7/12/10 7/19/10 1 7/12/10 7/19/10 10 -080 COUNCIL AGENDA SYNOPSIS Meeting Date Prepared by I Mg;"'r review (ounq. review 07/12/10 SH I �-�}U 07/19/10 1 SH Initzalr NEO_RM_ A a- 1 ORIGINAL AGENDA DA I h. JULY 12, 2010 AGENDA ITEM TITLE Proposed Program Reductions and Revenue Increases Public Meeting CATEGORY Discussion ['Motion Resolution Ordinance n Bad Award Public Hearing Other Mtg Date 7/12/10 Mtg Date Mtg Date Mtg Date 7/19/10 Mtg Date Mtg Date Mtg Date SPONSOR Council Mayor Adm Svcs DCD Finance Fire Legal P&R Police Pik SPONSOR'S The City Council has scheduled a Public Meeting to solicit citizen input on recommended SUMMARY program reductions and revenue increases. Three draft revenue ordinances are provided for consideration. REVIEWED BY COW Mtg. CA &P Cmte F &S Cmte Transportation Cmte Utilities Cmte Arts Comm. Parks Comm. Planning Comm. DATE: 06/28/2010 RECOMMENDATIONS: SPONSOR /ADMIN. Mayor's Office: Forward revenue ordinances to July 19 regular meeting. COMMIIThE N.A. AMOUNT BUDGETED ITEM No. '-f g. APPROPRIATION REQUIRED ME Informational Memorandum regarding Public Meeting dated 7/12/2010 Informational Memorandum regarding Revenue Enhancement Ords dated 7/7/2010 Revenue Enhancements spreadsheet Ordinances RGRL, Utility Taxes and Business License Fee CIP Attachment D, E F 1 3 44 City of Tukwila INFORMATIONAL MEMORANDUM TO Mayor Haggerton FROM: Steve Lancaster, City Administrator DATE: July 12, 2010 SUBJECT: Public Meeting on Proposed Program and Service Reductions and Proposed Revenue Increases ISSUE BACKGROUND DISCUSSION RECOMMENDATION Jim Haggerton, Mayor The City Council has considered various program and service reduction proposals and potential revenue increases in recent months to address current and projected revenue shortfalls. Council has scheduled a Public Meeting for July 12, 2010 to solicit public input on the proposed service reductions and on proposed revenue increases. In early 2010 the City Council reviewed the City's current and forecast financial situation and determined that significant action is required in order to bring revenues and expenditures into balance. A $9 million per year gap between anticipated revenues and forecast expenditures was identified. In response to this situation, the City is pursuing a balanced strategy that includes the following targets: reducing programs and services by $2.2 million per year; reducing the total cost of compensating City employees by $3.4 million per year; and increasing revenue by $3 4 million per year. During the months of May and June 2010 staff has presented to the City Council proposed service and program reductions that total approximately $2.3 million in annual expense savings The attached table summarizes the service and program reductions currently under consideration. These program changes would be implemented as part of the 2011 -2012 Biennial Budget; however, some of these cost savings may be partially implemented in 2010 In April of 2010, staff presented a series of revenue increase options for Council consideration. Based upon Council discussion, staff has prepared ordinances that would create a Revenue Generating Regulatory License fee, modify the current ordinance establishing a utility tax on city -owned utilities, and modifying business license fees. Included with this agenda item is a memorandum (dated July 7, 2010) and related materials regarding proposed these revenue enhancement options. Conduct a Public Meeting to obtain citizen input on proposed program reductions and revenue increases Schedule the proposed revenue ordinances for consideration and possible adoption at the July 19 regular meeting of the City Council. 45 INFORMATIONAL MEMO Page 2 ATTACHMENTS 1. Program or Service Reduction Proposals Summary 4 6 W \Steve\ BUDGET1 ProgServiceReductionsMemoJulyl2 .doc PROGRAM OR SERVICE REDUCTION PROPOSALS SUMMARY PROGRAM 1 TARGET PROPOSAL 1 REDUCTION May 10, 2010 Boards and $27,500 Reduce Arts Commission Budget $21,500 Commissions Reduce Equity and Diversity Commission Budget 3,100 Reduce Sister City Committee Budget 2,850 $27,450 City Council $5,000 Reduce "Other Services and Charges" and "Supplies" $5,000 Mayor's Office $125,000 Eliminate "Analyst" position $100,000 Modify method of contracting for legal services $50.000 $150,000 Community $300,000 Eliminate second electrical inspector position $94,500 Development Reduce level of graphics and mapping services 45,800 Dept. Cross -train Permit Technicians 46,500 Transition to lower -cost GIS 17,080 Fund existing staff through housing program revenue 80,000 Reduce capacity for unanticipated needs 16,120 $300,000 Municipal Court $6,000 Reduce Court, Probation and Parole expenditures $6,000 Human Services n/a Maintain current level of support for CSC $0 May 24, 2010 Information $112,500 Reduce Cell Phone expenses $10,000 Technology Dept. Miscellaneous budget reductions 14,500 Reduce MS Office licensing costs 27,000 Reduce PC specifications /extend rotation period 63.000 $114,500 Public Works $375,000 Eliminate Development Engineer position $101,050 Department Eliminate the CERTTraining Program 44,500 Reduce Street Maintenance level of service 71,500 Reduced service levels in Bridge and overlay programs 137,500 Eliminate Dump Pass and Neighborhood Clean -up 32.500 $387,050 Service ReductionsMatrix6142010.docx sji Page 1 161 47 48 162 Parks and $448,000 Reduce Administrative capabilities $103,000 Recreation Dept. Eliminate Tukwila Days $25,000 Eliminate Employee Recognition Banquet 12,000 Reduce Programs for Seniors 102,000 Reduce Programs for Youth and Teens 51,000 Reduce General Recreation Programs 42,000 Reduce Services for Facility Rentals and Operations 11,000 Reduce Various Administrative Expenses 17,000 Transfer 0.5 FTE from Parks Maintenance to Golf 28,000 Reduce Overall Parks Maintenance services 77.000 $468, 000 Foster Golf $62,000 Reduce General Fund Subsidy $62,000 Course June 14, 2010 Police $93,000 Eliminate the Crime Prevention Officer position $97,000 Department Fire Department $204,000 Reduce Admin Support Tech position to time $21,300 Reduce Fire Prevention by one Captain position 104,447 Reduce minimum staffing to reduce overtime costs 100.000 $225,747 Service ReductionsMatrix6142010.docx sjl Page 2 INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Finance and Safety Committee FROM: Shawn Hunstock, Finance Director DATE: July 7, 2010 SUBJECT: Revenue Enhancement Ordinances ISSUE BACKGROUND DISCUSSION City of Tukwila Jim Haggerton, Mayor The City Council has considered various revenue enhancement options available to the City to both address revenue shortfalls in certain areas and to fund needed infrastructure maintenance and improvements. Ordinances adopting three revenue enhancement options are presented for Council consideration and approval. The City Council reviewed a number of revenue enhancement options in prior weeks at several recent Committee of the Whole meetings. Administration is presenting ordinances for the adoption of a revenue generating regulatory license (RGRL), elimination of the sunset provision for a tax on City run utilities (water, sewer and surface water), and an increase in the business license fees. The revenue enhancement options presented will be utilized in conjunction with wage and benefit concessions and program /service reductions, as part of a three pronged approach to develop a combination of approximately $9 million annually in new revenue and expenditure reductions. Revenue Generating Regulatory License (RGRL) A revenue generating regulatory license (RGRL) would allow for funding of essential services required by businesses operating within Tukwila. These services include provision of public safety (police and fire protection and response), maintenance of infrastructure critical to the operation of businesses within the City, and other City services used by employees and patrons of businesses such as recreation facilities, trails and recreation programs. Revenue collected through an RGRL would be used to offset the burden businesses and their patrons place on City services. Based on the size, use and occupancy of typical structures, the cost of police and fire response is typically higher per call for businesses than for residential properties. Also, with a population of just over 18,000 49 INFORMATIONAL MEMO Page 2 and an estimated average daytime population of over 100,000, businesses and the patrons of those businesses place a significant demand on infrastructure above and beyond that required to serve a City of just over 18,000 residents. The RGRL will be used to offset that burden to the City in funding the services required by businesses. The RGRL ordinance includes a regulatory fee of $55 per full -time equivalent employee for businesses operating within the City. The most recent survey completed by the Association of Washington Cities indicates eleven cities charge a similar fee per employee, per hour or per full -time equivalent employee. Neighboring jurisdictions with a similar fee include Renton, Redmond and Kirkland. The City of Renton assesses $55 per full -time equivalent employee and Renton dedicates a minimum of 80% of the revenue collected to transportation improvements. The City of Redmond assesses a fee of $90 per full -time equivalent employee with $55 of the fee dedicated to transportation improvements. The City of Kirkland has a base business license fee of $100 per business plus a RGRL of $100 per full -time equivalent employee. Kirkland has no specific dedication of RGRL money, but does use "a portion" of the revenue to fund economic development programs. This amount varies but is typically Tess than half of the RGRL collected annually. Utility Tax Change The City Council passed Resolution No. 2258 on October 19, 2009 adopting a utility tax on City operated water, sewer and surface water utilities. The Ordinance provided for a rate of 15% of gross revenue from the utility funds until April 30, 2010, then 10% effective May 1, 2010 through December 31, 2012. Changes to the existing utility tax on City operated utilities is another area the City Council has considered for addressing significant revenue declines in other types of revenue. Continuing the existing 10% rate beyond 2012 would generate approximately $1.3 million in revenue annually. Every 1.0% increase (or extension) of the utility tax generates approximately $130,000 of additional tax each year at the current revenue levels for all three utility funds. The ordinance accompanying this Information Memorandum assumes an extension of the sunset provision from December 31, 2012 to December 31, 2015. Council could consider extending the sunset even further, or removing it altogether. Business License Change The City Council has previously considered various forms of changes to the existing business license fee structure. The direction Council gave to administration is included in the accompanying ordinance. Below is a table summarizing the changes: Existing New of Full -time Equivalent Employees Fee Fee Businesses Home occupation $50 $50 7.10% 0 to 10 $100 $100 67.50% 11 to 20 $100 $150 10.86% 5 0 W InfoMemoslinfoMemo_ RevenueEnhancementOrdinances07122010 .doc INFORMATIONAL MEMO Page 3 21 to 50 $150 $300 9.17% 51 to 100 $200 $400 2.77% 101 $300 $600 2.60% The above changes are estimated to result in an additional $79,000 of revenue for the general fund each year. As illustrated in the table above, between home occupations and businesses with 0 to 10 employees, approximately 74.6% of businesses would not pay a higher business license fee according to the attached ordinance. Only those businesses with 11 or more employees would pay a higher fee. RECOMMENDATION The Council is being asked to approve the ordinances 1) adopting a revenue generating regulatory license, 2) extending the sunset provision on a utility tax for City operated utilities, and 3) increasing business license fees. This item is scheduled to be discussed at the July 12, 2010 Committee of the Whole meeting, and the July 19, 2010 Regular meeting. ATTACHMENTS Ordinances RGRL, Utility Tax and Business License Fees Revenue Enhancements spreadsheet Proposed Utility Rate Increase spreadsheet CIP Attachment D Water Enterprise Fund (includes projected rate increases) CIP Attachment E Sewer Enterprise Fund (includes projected rate increases) CIP Attachment F Surface Water Enterprise Fund (includes projected rate increases) W InfoMemoslInfoMemo_ RevenueEnhancementOrdinances07122010 .doc 51 52 DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE C11 'Y OF TUKWILA, WASHINGTON, ESTABLISHING NEW REGULATIONS REGARDING REVENUE GENERATING REGULATORY LICENSES TO BE CODIFIED AT TUKWILA MUNICIPAL CODE CHAPTER 5.62, "REVENUE GENERATING REGULATORY LICENSES PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EPPECTIVE DATE. WHEREAS, the City Council recognizes the City of Tukwila is in need of additional revenue sources in order to address a dramatic decline in recent sales tax collections, and WHEREAS, the City Council and Mayor are in the process of implementing permanent reductions to the General Fund operating budget; and WHEREAS, such expenditure reductions are not sufficient to fully account for the recent decline in revenue, the City Council has determined it is in the best interest of Tukwila citizens and businesses to provide long -term financial stability, rather than continuing to use one -time cost savings measures, to address unplanned economic challenges the City might be faced with in the future; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Regulations Established. Tukwila Municipal Code Chapter 5 62, "Revenue Generating Regulatory Licenses," is hereby established to read as follows: CHAPTER 5.62 REVENUE GENERATING REGULATORY LICENSES Sections: 5.62.010 Regulatory Licenses 5.62.020 Revenue Generating Regulatory License Fee (RGRL) 5 62.030 Determination of number of employees for RGRL 5.62.040 Exemptions 5.62.050 Penalties 5.62.010 Regulatory licenses. A business that holds a current valid City of Tukwila regulatory license under another chapter of this code must also file the general business license application form, pay the general business license fee and pay the revenue generating regulatory license fee (RGRL) pursuant to this chapter The fee levied in this chapter shall be additional to any license fee or tax imposed or levied under the law or any other ordinance of the City except as expressly provided herein. 5.62.020 Revenue generating regulatory license fee (RGRL). A. General. In addition to the business license fee, the highest applicable RGRL in this section shall be paid for the annual license issued under this chapter W- Word Processing Revenue Generating Regulatory License SH:mrh 06 /30/2010 Page 1 of 5 53 54 1. A business with less than $12,000.00 of average annual gross receipts shall be exempt from any RGRL. 2. For the purposes of this section and in determining the applicable RGRL, the term "employee" means and includes each of the following persons who are not required by the City to have his /her /its own separate City of Tukwila business license: a. Any person who is on the business's payroll, and includes all full -time, part -time, and temporary employees or workers, and b Self- employed persons, sole proprietors, owners, officers, managers, and partners; and c. Any other person who performs work, services or labor at the business, including an independent contractor who is not required to have a separate City of Tukwila business license. 3 An entity that is entirely exempt from paying the business license fee shall be exempt from any RGRL. 4. An entity with some activities or functions that are exempt from the business license fee and some that are not exempt shall pay an RGRL based on the number of its employees that are involved in the functions or activities that are not exempt. B Amount of RGRL. 1 Revenue Generating Regulatory License (RGRL) Fee Method. Except as otherwise provided by this chapter, every person engaging in business within the City shall pay an RGRL based upon the number of employee hours worked in Tukwila during the previous year Annual employee hours are calculated based on the sum of the 4 quarterly reports submitted to the Washington State Department of Labor and Industries (L &I) for the previous year. It will be the responsibility of the employer to determine the number of hours worked within the City from these reports. Businesses that did not file quarterly reports with the Washington State Department of Labor and Industries shall determine the number of hours worked within the City and demonstrate, if required, to the satisfaction of the Finance Director or his /her designee, that the number of employee hours worked is correct. 2. The annual RGRL fee shall be calculated by multiplying the minimum fee, as defined in subsection (F) of this section, by the number of full- time equivalent employees that worked in Tukwila. The approved tax rate per full -time employee is $0.028646 (which represents a RGRL multiplier of $0.028646 per employee hour worked), as may be adjusted herein. Employers without a full year history would need to estimate the number of employee hours that will be worked in the current calendar year 3 If a business has more than one location in Tukwila, the annual business license fee calculation must include a minimum fee for each location and the RGRL for annual employee hours at all locations. C. Alternative FTE Method. A business may choose to calculate its annual RGRL fee by multiplying the minimum fee by the number of its employees. The number of employees shall be based on the sum of the employees in the 4 quarterly reports submitted to the Washington State Department of Labor and Industries (L &I) for the previous year divided by four. It will be the responsibility of the employer to determine the number of employees working within the City from these reports. Businesses that did not file quarterly reports with the Washington State Department of Labor and Industries shall determine the number of employees working in the City and demonstrate, if required, to the satisfaction of the Finance Director or his /her designee, that the number of employees is correct. Employers without a full year history would need to estimate the number of employees that will work in the City for the current calendar year W. Word Processing Revenue Generating Regulatory License SH:mrh 06 /30/2010 Page 2 of 5 D Once the FTE methodology has been selected, it must be used for future renewals. 1 Businesses with more than one location in the City of Tukwila must use the same method of calculation for all locations. E. For businesses with employees who work less than 1,920 hours per year (the work hour figure used by the Washington Department of Labor and Industries) the total number of hours worked by all such employees during the 4 quarters of the previous year shall be added together and divided by 1,920 to determine the FTE equivalency. F It will be the responsibility of the business to determine the total number of FTEs (or equivalency) and demonstrate, if required, to the satisfaction of the Finance Director or his /her designee that the calculation is accurate. G. The RGRL fee for a business required to be licensed under this chapter and not located within the City's corporate limits shall be calculated by multiplying the minimum fee by the number of employee hours worked within the City, but in no event shall the license fee be less than the minimum fee set forth in this chapter If the number of employee hours worked is not known at the time of renewal, the business shall estimate the maximum number of employee hours they anticipate using in Tukwila during the year. H. Businesses doing business in the City that have no employees physically working within the City shall pay the minimum fee required under this chapter I. The minimum fee under this chapter shall be $55 00, and may be amended from time to time. J Payment made by draft or check shall not be deemed a payment of the RGRL fee unless and until the same has been honored in the usual course of business, nor shall acceptance of any such check or draft operate as a quittance or discharge of the fee unless and until the check or draft is honored. Any person who submits a RGRL fee payment by check to the City pursuant to the provisions of this chapter shall be assessed an NSF fee set by the Finance Director if the check is returned unpaid by a bank or other financial institution for insufficient funds in the account or for any other reason. 5.62.030 Determination of number of employees for RGRL. For the purposes of this section, "employee" shall be defined as in Section 5.62.020 A. Standard Rule. In determining the amount of RGRL fee to be paid for the upcoming license year, the number of employees shall be the current number of employees or the number of employees on the last regular working day of each of the last twelve months divided by twelve, whichever is higher. Each person who comes under the definition of "employee" shall be counted as one employee, even if the person works part -time. B Alternative Method "FTE A business may choose to calculate the number of employees for the purpose of the RGRL fee according to the following alternative method based on the number of employee hours worked for the business during the previous year 1. The business must notify the City of its choice to use the FTE method. It will be the responsibility of the business to determine the number of hours worked for the business, taking into account the information submitted to L &I in the last 4 quarterly reports. The business must demonstrate, to the satisfaction of the Finance Director, that the alternative calculation is accurate. The director may require the business to submit copies of its L &I reports. 2. Each employee who worked more than 1,920 hours during the previous year (including paid time off) shall be counted as one employee. If a person such as an W Word Processing Revenue Generating Regulatory License SH:mrh 06/30/2010 Page 3 of 5 55 56 owner or partner devotes more than 1,920 hours per year to the business, that person must be counted as one employee for RGRL purposes. 3. Where there are employees who work less than 1,920 hours per year, the total number of hours worked by all such employees during the previous year shall be added together and divided by 1,920. A fraction of one -half or over shall be rounded up Hours worked by persons who are defined as employees for RGRL purposes must be included in the calculation even if the business is not required to report to L &I concerning such persons. 4. The results from subsection B.2 of this section plus subsection B.3 of this section shall be the total number of employees used to determine the amount of the RGRL. C. New Businesses. The RGRL fee for a business that did not submit reports for each of the last 4 quarters to L &I shall be based on the estimated number of employees of that business. The business shall provide its estimate of the average number of employees for the upcoming year The City will determine the number of employees that will be used in calculating the amount of the RGRL. If, during the license year, the City determines the actual number of employees is significantly different than estimated, the amount of the RGRL fee will be recalculated for the new business. If the revised RGRL fee is higher, the business must pay the difference within thirty days after notification. D. Over Reporting Number of Employees. A business may request that the City refund RGRL overpaid on the basis that the business miscounted the number of employees by an error factor of more than 15% The request must be in writing and the City must receive the request and all supporting documentation no later than 60 days after the end of the licensee's fiscal year in which the error was made. If the City is satisfied the licensee paid an excess RGRL, the City will refund the excess RGRL paid by the licensee. E. Under Reporting of Employees. If the City determines the number of employees was under reported at the time of application or renewal by an error factor of more than 15 the business shall pay the balance of the applicable RGRL fee together with a penalty of 20% of such balance due. The business shall also reimburse the City for any accounting, legal, or administrative expenses incurred by the City in determining the under- reporting or in collecting the additional amounts. The Finance Director shall mail written notice of the amount to be paid and the business shall pay said amount to the City within 30 days. If the City does not receive timely payment, an additional penalty shall be added, applying the schedule for late payments in this chapter. 5.62.040 Exemptions. A. Exemptions. The following entities may claim an exemption from the license fee, but if exempt under this subsection such entities shall still register under this chapter: 1. Certain Organizations Exempt from Federal Income Tax. An organization that files with the city a copy of its current IRS 501(c)(3) exemption certificate issued by the Internal Revenue Service. 2. A governmental entity that engages solely in the exercise of governmental functions. Activities which are not exclusively governmental such as some of the activities of a hospital or medical clinic, are not exempt under this chapter 3 A nonprofit business operated exclusively for a religious purpose, upon furnishing proof to the finance director of its nonprofit status. For the purposes of this chapter, the activities that are not part of the core religious functions are not exempt. W. Word Processing Revenue Generating Regulatory License SH:mrh 06 /30/2010 Page 4of5 4. Civic groups, service clubs, and social organizations that are not engaged in any profession, trade, or occupation, but are organized to provide civic, service, or social activities in the City a. Examples of such organizations include but are not limited to: Soroptomists; Kiwanis; Lions' Rotary; American Legion, children's and adults athletic leagues and similar types of groups, clubs or organizations. 5.62.050 Penalties A. Monetary Penalty. Failure to pay the RGRL fee within 20 days after the day on which it is due and payable pursuant to TMC Section 5.62.020 shall render the business subject to a penalty of 5% of the amount of RGRL fee for the first month of the delinquency and an additional penalty of 5% for each succeeding month of delinquency, but not exceeding a total penalty of 25% of the amount of such RGRL fee, plus any accounting, legal or administrative expenses incurred by the City No business license for the current period shall be granted until the delinquent fees, together with penalties, have been paid in full. The Finance Director or his /her designee is authorized, but not obligated, to waive all or any portion of the penalties and interest provided herein in the event the Director or his /her designee determines that the late payment was the result of excusable neglect or extreme hardship B Collection. Any RGRL fee due and unpaid under this chapter, and all penalties thereon, shall constitute a debt to the City and may be collected in court proceedings in the same manner as any other debt in like amount, which remedy shall be in addition to any and all other existing remedies. C. Revocation of License. The Finance Director may revoke any business license issued pursuant to this chapter to any business or other person who is in default in any payment of any RGRL fee hereunder, or who shall fail to comply with any of the provisions of this chapter Notice of such revocation shall be mailed to the license holder by the Finance Director, and on and after the date thereof any such business who continues to engage in business shall be deemed to be operating without a license and shall be subject to any and all penalties herein provided. D. There shall be a penalty of not less than $50.00 to reinstate any business license revoked through nonpayment of the RGRL fee. Section 2. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 3. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force and effect five days after passage and publication as provided by law PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of 2010. ATTEST/ AUTHENTICATED. Christy O'Flaherty, CMC APPROVED AS TO FORM BY Office of the City Attorney W: Word Processing Revenue Generating Regulatory License SH:mrh 06/30/2010 Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council. Published. Effective Date: Ordinance Number Page 5 of 5 57 58 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2258 §1. (PART), AS CODIFIED AT TUKWILA MUNICIPAL CODE CHAPTER 3.54, EXTENDING THE CITY UTILITY TAX SUNSET PROVISION; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, at the time Ordinance No. 2258 was passed, the City Council wished to provide a sunset provision for the collection of City utility taxes; and WHEREAS, the City Council and Mayor have reviewed the current General Fund status and operating budget and determined that it is in the best interest of the citizens of Tukwila to extend the current sunset provision to 2015; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. TMC 3.54.030 Amended. Ordinance No 2258 §1 (part), as codified at TMC Section 3.54.030, is hereby amended as follows: A. There is levied upon water, sewer and surface water utilities, taxes in the amount to be determined by the application of rates given against gross earnings as follows: 1. Upon the City water, sewer and surface water funds, a tax equal to 15% of the total gross revenue from such business from all customers in the City during the period for which the tax is due. Such tax shall be effective from December 31, 2008 through April 30, 2010. 2. Upon the City water, sewer and surface water funds, a tax equal to 10% of the total gross revenue from such business from all customers in the City during the period for which the tax is due. Such tax shall be effective from May 1, 2010 through December 31, 2014 2015. Section 2. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 3. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force and effect five days after passage and publication as provided by law PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of 2010 ATTEST/ AUTHENTICATED Christy O'Flaherty, CMC APPROVED AS TO FORM BY Office of the City Attorney DRAFT W \Word Processing\ Ordinances\ Utility Tax Sunset Extension.docx SH:mrh 06 /28/2010 Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council. Published. Effective Date: Ordinance Number Page 1 of 1 59 60 DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2179 §2 (PART), AS CODIFIED AT TUKWILA MUNICIPAL CODE CHAPTER 5.04, REVISING THE CITY'S BUSINESS LICENSE FEE SCHEDULE; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City Council recognizes the City of Tukwila is in need of additional revenue sources in order to address a dramatic decline in recent sales tax collections; and WHEREAS, the City of Tukwila's business license regulations have been established to ensure the legal conduct of businesses; to assist in the effective administration of health, fire, building, zoning and other codes of the City; and to provide a means for obtaining public information and compiling statistical information on existing and new businesses within the corporate limits of the City of Tukwila, and WHEREAS, the City Council and Mayor are in the process of implementing permanent reductions to the General Fund operating budget; and WHEREAS, such expenditure reductions are not sufficient to fully account for the recent decline in revenue, the City Council has determined it is in the best interest of Tukwila citizens and businesses to provide long -term financial stability, rather than continuing to use one -time cost savings measures, to address unplanned economic challenges the City might be faced with in the future, NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. TMC 5.04.020 Amended. Ordinance No. 2179 §2 (part), as codified at TMC Section 5 04.020, "Application and fees required" is hereby amended as follows: A. Any person desiring to establish or conduct any business enterprise or undertaking within the corporate limits of the City shall first apply to the City Clerk for a license to conduct such business. The application shall be upon a form furnished by the Clerk on which the applicant shall state the company name and address; the nature of the business activity or activities in which he desires to engage; the place where the business will be conducted; the number of employees, whether full or part -time, on the payroll as of January 1, or, if a new business, the number to be employed on the opening date; and other information pertaining to the business as required by the City B The application must be accompanied by a check, cash or money order for the amount of the license fee. All fees will be based on the number of employees, whether full or part -time, as follows: 0 to 2010 $100.00 2111 to 50 20 $150.00 5121 to 108 50 S200.00 $300.00 51 to 100 $400.00 (NEW) 101 and up $380.D0 $600.00 Home Occupation (pursuant to TMC 5 04.010) $50.00 W Word Processing Busyness License Fee Increase SH:rnh 07/07/2010 Page 1 of 2 61 62 Section 2. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 3. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force January 1, 2011. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of 2010. ATTEST/ AUTHENTICATED Christy O'Flaherty, CMC APPROVED AS TO FORM BY: Office of the City Attorney W Word Processing Business License Fee Increase SHanh 06/28/2010 Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council. Published: Effective Date: Ordinance Number Page 2 of 2 rn M o o) o �0 c0 rn 0 co 0 0 c d r: I; L0 r N S. 0 r CO ER r 0 6, M M, t to I c) f t' O S\ ?-11' p 6N) N M N va 1 O O 0 O 0 0) N as o N N I1 C LJ, t6 fl- O N O O O o p n o o 1 N N n) N u-). 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S]- (n u W (f) O V 'Po 0) as as L- C) C iv' N O re d W O a o 0 4 Q fQ CD c 0 O 6 CD N W O N n N N N co _O C I O O 0 N O d 0 N 69 N CO 69 69 O e Og N_ N 1 to 0 a w CO a9 0 0 of N tP N. n N +'0 g co 69 ai N co' 1- N 0 07 r O h N b N g n o N rn w w N Vre W O CO N Fs O O 069 N ti to- o r H N O r R O N N O 69 t C., g 0 O O t0 N 69 CO 7 W O 69 vi O 7 1- O fh N e 0 0 e' 69 CO 0 r on O o ro 40 0 O 19 i tt o O M a m 0 17 O 69 O N M H o n 0 e 0 w 480 l m e A O N 0, a N g t j N N CO f7 CO CO M 0 69 N tT h O r co tt0 6Y N to 49 O e 0 0 a 69 N 6 6 g O N O h A tri M H N N O w y N O us e G a t9 N C N P1 O N K 0 p h O M CO 69 4 O 69 <0 ti H H 0- oo O 1' W CO N N M I N 0 h 69 1 N N CO M W co CO N N 69 e 96 69 2 O V G 0 W 69 O 69 N e N H h 0 o n N tD 69 0 N K N 10 4) e 6 A 69 0 0 0 00 N N m O to M 4 0 H 0) O 0 M. O e 69 69 0 to u 2 0 vl N M K O 69 69 00 69 I H IN O EA r W 0 v 69 '0 tT N O I 6A 0) 6A 69 40 10 00 69 69 REVENUES Monthly Water Charges (1) Cascade Water Alliance (CWA) Regular City Water Other Miscellaneous Revenue (2) Regional Grant Water Connection Fees (3) Total Revenues ATTACHMENT D City of Tukwila WATER ENTERPRISE FUND 2011 2016 Analysis in 000's 2011 2012 2013 2014 2015 2016 Totals 10 +10% +10% +10% +10% 1,980 2,039 2,100 2,163 2,228 2,300 12,810 2,756 2,893 3,038 3,190 3,350 3,517 18,744 215 235 250 255 260 275 1,490 0 0 0 0 0 0 0 25 25 50 75 75 80 330 4,976 5,192 5,438 5,683 5,913 6,172 33,374 EXPENDITURES CWA Purchased Water (4) 1,980 2,039 2,100 2,163 2,228 2,300 12,810 Water Operations Maintenance 1,397 1,442 1,488 1,547 1,609 1,658 9,141 Debt Service (6) 554 555 553 555 550 162 2,929 Interfund Utility Tax (7) 10% 495 517 539 561 584 609 3,304 Working Capital Reserve Fund 292 292 292 292 25 25 1,218 Engineering Labor (8) 75 77 79 82 84 87 484 Subtotal 4,793 4,922 5,051 5,200 5,080 4,841 29,886 Water Capital CIP Program (9) 1,670 1,050 691 1,174 1,180 1,295 7,060 Total Expenditures 6,463 5,972 5,742 6,374 6,260 6,136 36,946 Cash Flow Year by Year (1,487) (780) (304) (691) (347) 36 (3,572) Carryover from 2010 6,276 0 0 0 0 0 6,276 Accumulated Totals 4,789 4,009 3,705 3,015 2,668 2,704 65 ATTACHMENT E City of Tukwila SEWER ENTERPRISE FUND 2011 2016 Analysis in 000's REVENUES 2011 2012 2013 2014 2015 2016 Totals i Monthly Sewer Charges 20% 20% 20% 20% 15% 15% King County Metro Sewer (1) 3,572 3,580 3,915 4,032 4,233 4,317 23,649 Regular City Sewer (2) 1,488 1,741 2,037 2,384 2,693 3,044 13,387 Other Misc. Revenue (3) 102 107 150 175 200 200 934 Sewer Connection Fees (4) 120 120 150 150 200 200 940 Total Revenues 5,282 5,548 6,252 6,741 7,326 7,761 38,910 EXPENDITURES I Sewer Operations Maintenance King County Metro Sewer (5) 3,572 3,580 3,915 4,032 4,233 4,317 23,649 Regular City Sewer (6) 643 662 681 709 730 759 4,184 Debt Service (7) 357 356 355 354 352 351 2,125 Interfund Utility Tax (8) 10 516 543 610 659 713 756 3,797 Working Capital Reserve Fun 380 380 380 380 25 29 1,574 Engineering Labor (9) 75 77 79 82 84 87 484 Subtotal 5,543 5,598 6,020 6,216 6,137 6,299 35,813 Sewer Capital CIP Program 523 725 625 800 700 1,030 4,403 Total Expenditures 6,066 6,323 6,645 7,016 6,837 7,329 40,216 Cash Flow Year by Year (784) (775) (393) (275) 490 432 (1,306) Carryover from 2010 1,385 0 0 0 0 0 1,385 Accumulated Totals 601 (174) (567) (842) (352) 79 I 66 ATTACHMENT F City of Tukwila SURFACE WATER ENTERPRISE FUND 2011 2016 Analysis in 000's REVENUES 2011 2012 2013 2014 2015 2016 Total 1 +10% +5% +10% +5% +10% +5% Annual Billings (Current) (1) 3,346 3,513 3,864 4,058 4,463 4,687 23,931 Other Revenues (2) 75 75 100 110 115 120 595 Grants /Bond Proceeds (3) 94 44 44 44 44 44 314 Total Revenues 3,515 3,632 4,008 4,212 4,622 4,851 24,840 EXPENDITURES Operations Maintenance (4) 1,205 1,283 1,334 1,401 1,471 1,544 8,238 Debt Service (5) 370 318 316 315 313 312 1,944 Interfund Utility Tax (6) 10% 342 359 396 417 458 481 2,453 Working Capital Reserve Fund 228 228 228 228 25 25 962 Engineering Labor (7 325 335 345 356 366 377 2,104 Subtotal 2,470 2,523 2,619 2,717 2,633 2,739 15,701 SSWM Capital CIP Program (8) 1,668 1,085 849 1,300 1,384 1,123 7,409 Total Expenditures 4,138 3,608 3,468 4,017 4,017 3,862 23,110 Cash Flow Year by Year (623) 24 540 195 605 989 1,730 Carryover from 2010 1,176 0 0 0 0 0 1,176 Accumulated Totals 553 577 1,117 1,312 1,917 2,906 67 68 CAS NUMBER: 10-081 CATEGORY SPONSOR SPONSOR'S SUMMARY MTG. DATE 07/12/10 MTG. DATE 07/12/10 10 -081 Meeting Date 07/12/10 1 07/19/10 Discusszon Motion Resolution Mtg Date 07/12/10 Mtg Date 07/19/10 Mtg Date n Counci l n Mayor Adm Svcs DCD COUNCIL AGENDA SYNOPSIS Prepared by M BJM BJM Initials AGENDA ITEM TITLE Amendment to Doak Settlement Agreement env Counal revteu) LA ITEM INFORMATION I ORIGINAL AGENDA DATE: JULY 12, 2010 n Ordinance l Bid Award Public Hearing n Other Mtg Date Mtg Date Mtg Date Mtg Date Finance Fire Legal P&R Police Pik RECORD OF COUNCIL ACTION ITEM No. I+ C Authorize the Mayor to enter into an agreement with Doak Homes modifying terms of a settlement agreement with the City. Specifically the following changes are proposed to the terms 1) The agreement will be extended an additional 36 months; 2) Provisions for waiving permit fees will be removed; and 3) The City will not expedite the review of construction permits. REVIEWED BY n COW Mtg. CA &P Cmte F &S Cmte n Transportation Cmte n Utilities Cmte Arts Comm Parks Comm. n Planning Comm. DATE: 6/28/10 RECOMMENDATIONS: SPONSOR /ADMIN. Department of Community Development COMMITTEE Unanimous Approval; Forward to Committee of the Whole COST IMPACT SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $0 $0 $0 Fund Source: N/A Comments: N/A ATTACHMENTS Informational Memorandum dated 6/18/10 Draft Amendment in Strikeout /Underlined Format Photos of Completed Homes Doak Home' Modification Request Doak Homes' Orginal Settlement Agreement Minutes from the Community Affairs and Parks Committee meeting of 6/28/10 b y 70 City of Tukwila INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Community Affairs and Parks FROM: Nora Gierloff, Deputy Director DATE: June 18, 2010 SUBJECT: Doak Settlement Agreement, Modification of Terms ISSUE Authorize the Mayor to amend the terms of a settlement agreement with Doak Homes Inc. Specifically the following changes are proposed to the terms of the existing agreement: 1. The agreement will be extended an additional 36 months; 2. Provisions for waiving permit fees will be removed; and 3. The City will not expedite the review of construction permits. BACKGROUND Jim Haggerton, Mayor In July of 2008, the City of Tukwila and Doak Homes, Inc. entered into a settlement agreement regarding several properties owned by Doak Homes, Inc. in the Allentown Neighborhood of the City. The settlement agreement resolved a federal court land use case regarding application of the City's code to Doak's property. The agreement covered King County parcels, 017900 -1730, 017900 -1755 and 017900 -1855. These parcels are shown on Attachment B. The agreement allowed Doak Homes, Inc to construct 14 homes on Tots that did not comply with the City's minimum lot area requirements. The number of homes permitted under the agreement was more than allowed under the current zoning, but less than what had been permitted under previous development regulations. In exchange for allowing Doak Homes to build on smaller lots, the City specified specific requirements above the basic development standards found in the LDR zoning. These requirements included a specific site layout, maximum building footprint limitation, use of stone on the exteriors of the homes, maximum lot coverage limitation, and additional landscaping. Aside from these design requirements for the 14 proposed homes, the Agreement also specified certain financial terms and performance obligations for the City, specifically: 1. The City agreed to waive all plan check fees for the individual building permits for the proposed homes; and 2 The City agreed to expedite the review of required permits for the proposed project. The agreement was valid for 30 months after execution (July of 2008) and will expire in December of 2010. (Attachment E) W:\2010 InfoMemos \DoakHomesAmendment.doc 71 INFORMATIONAL MEMO Page 2 DISCUSSION Doak Homes has completed construction of two of the homes (photos of the completed homes are included at Attachment C) and is currently working to construct two additional homes. The homes that have been constructed and that are currently under construction are on parcels 017900 -1730 and 017900 -1755 (see Attachment B). Doak Homes has yet to start construction of the ten homes on parcel 017900 -1855. Doak Homes must complete significant infrastructure improvements, including installation of utilities and construction of an access road on this parcel before single family home construction can commence. Attachment D is Doak Homes' letter to the City requesting that the agreement be extended an additional 36 months. Doak Homes notes that the reason for the extension request is due to the current downturn in the housing market. The current economic situation has impacted all construction in the City, especially single family construction. Even during the construction boom, the City's issuance of new single family home permits was low, on average about 30 new homes a year. However starting in 2007/2008 the City saw a marked drop off in the number of building permits being issued for new single family homes. In 2008 the City issued 7 permits for new single family homes; in 2009 only 2 single family building permits were issued (both permits were issued to Doak Homes); and for the current year, the City has only issued 2 single family building permits. The homes constructed by Doak Homes are also providing the opportunity to test development standards for small lot development within Allentown. The agreement specified a maximum footprint on small Tots, maximum lot coverage, and design standards that are unique to small lot development. In the future if the City Council chooses to develop specific development standards for the Allentown Neighborhood, the homes constructed under this agreement could provide a good template for possible future development standards. If the agreement expires, Doak will be required to comply with the zoning regulations in place at the time of submittal of a complete building permit application. Thus, on the remaining parcel, Doak would be required to construct homes on Tots that are at least 6500 square feet in area. Depending on lot layout, the remaining parcel could have 5 to 6 homes constructed on it under the current zoning regulations. The design of the homes will have to comply with the City's standard development regulations in the LDR zone, but the City would not have the ability to control specific design elements for individual homes as is being done under the Agreement. RECOMMENDATION Doak Homes, Inc is one of the only builders currently doing work in the current economy so it would seem prudent to extend the agreement in order to allow Doak Homes to complete construction. The modified agreement will give Doak Homes an additional 36 months to attain building permits for the ten remaining homes. In consideration of this extension, the financial obligations of the City and requirements for expedited review will be removed. Doak Homes will be subject to the same permit fees and permit process as all other applicants. All other terms and conditions of the agreement will remain in place. Staff recommends that the Council authorize the Mayor to sign the amendment and that the item be forwarded to the July 12 Committee of the Whole Meeting for discussion with possible action at the July 19 Regular meeting. 7 2 W:12010 InfoMemos \DoakHomesAmendment.doc INFORMATIONAL MEMO Page 3 ATTACHMENTS Attachment A: Draft 1s Amendment to Settlement Agreement Attachment B: Map Attachment C: Photos of Completed Homes Attachment D: Doak Homes' Modification Request Attachment E: Doak Homes' Original Settlement Agreement W InfoMemos \DoakHomesAmendment.doc 73 74 FIRST AMENDMENT TO SETTLEMENT AGREEMENT BY AND BETWEEN THE CITY OF TUKWILA AND DARRYL DOAK, SR., ESTRELLA DOAK, DARRYL DOAK, JR., AND DOAK HOMES, INC. THIS FIRST AMENDMENT TO SETTLEMENT AGREEMENT (the "Amendment is made and entered into this day of 2010, by and between the CITY OF TUKWILA (hereinafter "City" or "Tukwila a duly organized Washington municipal corporation, and DARRYL DOAK, SR., ESTRELLA DOAK, DARRYL DOAK, JR., and DOAK HOMES, INC. (hereinafter collectively referred to as "Doak"). I. RECITALS WHEREAS, the City and Doak entered into that certain Settlement Agreement dated July 2, 2008; and WHEREAS, due to the economic downturn in the construction industry, Doak's ability to complete the terms of the Settlement Agreement prior to its expiration have been hindered, and Doak has requested an extension of the Settlement Agreement; and WHEREAS, the City desires to cooperate with Doak by extending the Settlement Agreement for an additional term of thirty -six (36) months in exchange for elimination of expedited review for Doak's permit applications and elimination of permit fee waivers; NOW, THEREFORE, in consideration of the mutual promises set forth herein and the long -term benefit to both the City and Doak, the parties hereby amend said Agreement as follows: II. AGREEMENT 1. Paragraph 1, Building Permits, is hereby amended to read as follows: 6 LOTS AT 50TH AVENUE SOUTH 1. Building Permits. Tukwila agrees to approve four building permits for single family dwellings on this property and further agrees that Doak's applications will not be denied based on failure to meet the City's minimum lot area requirements or to otherwise comply with Tukwila Municipal Code Section 18.70.030. Doak's building permit applications will be reviewed in the same manner and within the same timelines as all other; applications for building permits submitted to the City for review. Doak agrees to provide applications. Doak v. City of Tukwila First Amendment to Settlement Avreement 6/21/20106/21/2010.6 /16/2010 Page 1 of 5 75 76 a.Within seven days of receiving thc building permit applications, Tukwila will determine if the applications arc complete. In the event that Tukwila determines that the applications are incomplete, it shall issue a "Notice of g which items are requited fer the oak responds to the Notice of Incomplete Application, Tukwila shall have five days to review thc additional information and determine if the application is complete. b.Tukwila shall have 13 days from the determination that thc application is complete to complete its s' applications. In the event that a correction letter is issued, Tukwila shall have 10 days from the date response to the correction letter is received to review the revised plans and either approve the permit or issue another correction letter. c.Tukwila has met its obligations under this section once it notifies Doak that the permits arc approved and ready for issuance. 2. Paragraph 11, Building Permits, is hereby amended to read as follows: 11 LOTS AT SOUTH 124TH STREET AND 50TH AVENUE SOUTH 11. Building Permits. Tukwila agrees to approve ten building permits for single family dwellings on this property and further agrees that Doak's applications will not be denied based on failure to meet the City's minimum lot area requirements or to otherwise comply with Tukwila Municipal Code Section 18.70.030. Doak's building Hermit applications will be reviewed in the same manner and within the same timelines as all other applications for building Hermits submitted to the City for review, Doak agrees to provide applications. a.Within seven days of receiving the building permit applications, Tukwila will determine if the applications arc completes T determines that thc applications are incomplete, it shall issue a "Notice of Incomplete Application," identifying which items arc required for the Application, Tukwila shall have five days to review the additional information and determine if the application is complete. b.Tukwila shall have 13 days from thc determination that the application is complete to complete its substantive review of the building permit Doak v. City of Tukwila First Amendment to Settlement Agreement 6/21/20106/21/20106/16/2010 Page 2 of 5 Vs response to thc correction letter is 15. Public Works Permit. All infrastructure improvements to include, but not limited to, roadway, sidewalk, drainage, sewer and water connections, fire hydrants, curbs, gutters, etc. shall be accomplished under a Public Works Permit. Tukwila's standard fees shall apply for all Public Works permits. Doak agrees that Tukwila shall not grant final occupancy approval to any of the houses associated with this Agreement until Tukwila has finalized the Public Works permit. Doak's Public Works nenlit applications will be reviewed in the same manner and within the same timelines as all other applications for Public Works permits submitted to the City for review.T wila agrees to review Doak's Public Works permit applicationc 7: :thin 30 calendar da c of submittal of complete applications, unI_eG:; the applications are deemed incomplete or fail to meet Building, Zoning, Public Works or Fire Code requirements (Titles 9, 11, 14, 16, 1S of the TMC) correct any such deficiencies within the specified time periods cct—fei411-by Public Work, t.,. Should Doak respond to a correction each response within 30 calendar days of its receipt. another correction letter. c.Tukwila has met its obligations under this section once it notifies Doak that the 3. Paragraph 1.5. Public Works Permit, is hereby amended to read as follows:, 4. Paragraph 24, Refund of Fees and Waiver of Fees, is hereby amended to read as follows (note that footnotes 3 and 4 in the original Settlement Agreement remain in full force and effect and said footnotes have not been re- printed here due to formatting constraints): 24. Refund of Fees and W giver of New Fees,. permit fees charged llc's the demolition permits), mechanical permit fees, plumbing permit fees: within 20 days of mutual execution of thin Agreement. Tukwila further agrees to waive all new building plan check fccs specified by TMC 16.0'1.250(B) for the applications necessary to implement the terns of this Agreement. Doak is responsible for the payment of the building permit fees in the same manner as all other anplicantseffect at the time of issuance All fees to be waived or refunded, in the approximate amount-e $-!3,x'1 1.36, are itemized in Exhibit K attached to this Agreement. However, In addition. Doak agrees that it is responsible for common water and sewer hook up fees, traffic impact fees and any other fees applicable to Doak's projects that are charged in the same manner to other properties in Tukwila. Doak v. City of Tukwila First Amendment to Settlement Agreement 6/21/20106/21/20106/16/2010 Page 3 of 5 'sed plans and either approve the permit or issue and the 77 78 5. Section 30, Expiration of This Agreement, is hereby amended to read as follows: 30. Expiration of ThisSettlement Agreement. TN-se Settlement Agreement shall expire 3036 months from the date of mutual execution of this "en -First Amendment. To avoid the creation of orphan lots, Doak shall develop the lots in either "adjacent order" (e.g., lot 1, then lot 2, then lot 3, etc.) or "opposing order" (start at one end of the private street and develop the lots on opposite sides of the street in "pairs," e.g., lots 1 10, then lots 2 9, then lots 3 8, etc.). In no event shall orphan lots be created. Doak's obligations set forth in Sections 23 (Compensation) and 28 (Release) shall survive termination of this Agreement, and Doak shall be obligated to dismiss the Lawsuit and Appeal regardless of the lack of issuance of any building permit(s). Doak shall be entitled to develop the lots that are the subject of this Agreement in conformance with the terms of the Agreement so long as the building permits for the properties are issued before the expiration of the Agreement consistent with Section 20 and thereafter remain valid. Upon the expiration of this Agreement, however, any future development of the properties that are the subject of this Agreement and for which building permits have not been issued will be required to comply with the Development Standards in effect at the time of any future application. 6. This Amendment shall become effective immediately following execution by all of the parties. 7. Except as amended herein, the terms and provisions of the original Settlement Agreement remain in full force and effect. IN WITNESS WHEREOF, the parties have caused this First Amendment to be executed, effective on the day and year set forth on the first page hereof. CITY OF TUKWILA James Haggerton, Mayor DOAK HOMES, INC. Darryl Doak, Sr., Its President Estrella Doak, Its Vice President Date: Date: Date: Doak v. City of Tukwila First Amendment to Settlement Agreement 6/21/20106/21/20106/16/2010 Page 4of5 Darryl Doak, Jr., Its Project Manager Date: Doak v. City of Tukwila First Amendment to Settlement Agreement 6/21/20106/21/20106 /16/2010 Paze5of5 79 ME- S 122 St Completed Homes Homes Under Construction Remaining Homes to be built S 124 St S 125 St City of Tukwila Doak Settlement Properties IT N P DOAK HOMES PHOTO DOAK HOMES PHOTO TO: JACK PACE LETTER HAND DELIVERED TO CITY OF TUKWILA BY: DARRYL M. DOAK, JR PROJECT MANAGER DOAK HOMES INC. -11 opythzg ;APR 16 2010 PERMIT carrel; 83 84 April 15, 2010 City of Tukwila Department of Community Development 6200 Southcenter Blvd. Tukwila, WA 98188 DOAK HOMES INCORPORATED 11812 26 AVENUE SW BURIEN, WA 98146 Phone 206 246 -6587 Fax 206 246 -5991 Attn. Jack Pace, Director of Community Development Re: Doak v. City of Tukwila, Final Settlement Agreement- 7/2/2008 Dear Mr. Pace, As we keep track of our settlement agreement of July 2, 2008, the expiration date of this agreement is fast approaching. We were given 30 months from the above date to complete our (10) ten- home development. The completion date is coming up on December 2, 2010. We would like to request extension of our settlement for another three years due to the current economic crisis. Our small business is trying to weather this storm and trying to stay afloat. Instead of closing down our business, we are still trying to continue to build as well as to employ people. We are trying hard to meet the deadlines as per agreement. As you know the economy of our country has collapsed. The real estate market was terribly affected since the end of 2008 with many bank foreclosures and repossessions, where some banks did not even survive it and had to shut down. Consequently, there are no banks lending money to builders, most especially speculative builders like us, as they have many foreclosed homes in their inventory. Our company tried to find a financial institution to lend us construction money but to no avail. We had to fund our own project which meant building one house at a time. Build one, sell it and use the funds to build the next. This has been the most challenging situation for our company in our 21 years of homebuilding. Currently, we have four lots that we are building on, Lots A, B, C, D. We finished and sold Lot A on February 1, 2010 that was on the market for seven (7) months. We finally freed up the funds to build Lot B which we just now completed. This home is closing at the end of this month. Then we can continue to build Lot C or D. We purchased the building permits for these two lots as we felt pressured that we needed to meet deadlines but we can only build one house at a time. We would like to notify you that there is no possible way that we can build and finish the ten -home development as per settlement. The real estate market is expected to improve in another three to four years. We need at least three years extension to finish this development. You must know that the reason is totally out of our control as the economy went into recession and the real estate market took a big hit. Many of our counterparts, other builders, had closed down. We are trying to avoid having to shutdown as we continue to employ ourselves and other people. We need your understanding and consideration in this regard. We do not want to wait till the last minute to resolve this pressing issue. We hope that you will work with us now to come up with a reasonable Page 2 expectation for a date of completion. Again as a reminder, our company has been building and contributing to Tukwila's community housing development for over ten years. We are hoping to hear from you soon. Thank you for your time and consideration. Sincerely yours, Darryl E. Doak, SR President and Builder DED:tmd 85 86 SETTLEMENT AGREEMENT THIS THIS SETTLEMENT AGREEMENT is made and entered into as of the date of the last party signing below, by and between DARRYL DOAK, SR., ESTRELLA DOAK, DARRYL DOAK, JR., DOAK HOMES, INC. (hereinafter collectively referred to as "Doak and the City of Tukwila, a duly organized Washington municipal corporation (hereinafter "Tukwila" or "the City RECITALS A. Doak filed a First Amended Land Use Petition, Petition for Writ of Mandate, and Complaint for Damages against Tukwila in June 2007 in King County Superior Court alleging various claims related to violation of the Land Use Petition Act (Chapter 36.70C RCW), 42 U.S.C. 1983, Chapter 64.40 RCW and the state and federal constitutions, respectively King Co. Superior Court Cause No. 07- 2- 17181 -9KNT and U.S.D.C. Cause No. 07 -1148 MJP (hereinafter collectively referred to as "the Lawsuit The Lawsuit was removed to federal court in July 2007, was remanded to King County Superior Court in January 2008, and remains pending. In addition Doak filed with the City of Tukwila a "claim against the City of Tukwila for tort damages" dated June 29, 2007. B. Doak filed an administrative appeal of Tukwila's denial of its development permit applications for ten lots at South 124 Street and 50 Avenue South in August 2007 (hereinafter "Appeal The Appeal remains pending. C. Doak and Tukwila now desire to settle and resolve all claims relating to the Lawsuit and Appeal without further expense or delay. AGREEMENT Now, Therefore, in consideration of the mutual promises and agreements contained herein, and for other good and valuable consideration, the parties agree as follows: 6 LOTS AT 50TH AVENUE SOUTH 1. Building Permits. Tukwila agrees to approve four building permits for single family dwellings on this property and further agrees that Doak's applications will not be denied based on failure to meet the City's minimum lot area requirements or to otherwise comply with Tukwila Municipal Code Section 18.70.030. Doak agrees to provide Tukwila with three calendar days' notice prior to submission of the building peiiiiit applications. a. Within seven days of receiving the building permit applications, Tukwila will determine if the applications are complete. In the event that Tukwila determines that the applications are incomplete, it shall issue a "Notice of Doak v City of Tukwila Final Settlement Agreement 7/2/2008 Page 1 of 12 0 0 54 87 Incomplete Application," identifying which items are required for the application to be complete. After Doak responds to the Notice of Incomplete Application, Tukwila shall have five days to review the additional information and determine if the application is complete. b. Tukwila shall have 13 days from the determination that the application is complete to complete its substantive review of the building permit applications. In the event that a correction letter is issued, Tukwila shall have 10 days from the date Doak's response to the correction letter is received to review the revised plans and either approve the permit or issue another correction letter. c. Tukwila has met its obligations under this section once it notifies Doak that the permits are approved and ready for issuance. 2. Boundary Line Adiustment. Tukwila agrees to approve a BLA sufficient to create 4 buildable lots with 4 separate parcel numbers. Doak agrees to provide Tukwila with three calendar days' advance notice prior to submission of the BLA applications. The layout of the lots shall be consistent with the layout depicted in the "Site Plan for tax parcels 017900 -1730 and 0179001755," prepared by Alliant Engineering, attached hereto as Exhibit A. a. Within seven days of receiving the applications, Tukwila will determine if the applications are complete. In the event that Tukwila determines that the applications are incomplete, a "Notice of Incomplete Application" will be issued that identifies which items are required for the application to be complete. After Doak responds to the Notice of Incomplete Application, Tukwila shall have five days to review the additional information and determine if the application is complete. b. Tukwila shall have 23 days from the determination that the application is complete to complete its substantive review of the BLA applications. In the event that a correction letter is issued, Tukwila shall have 14 days from the date Doak's response to the correction letter is received to review the revised plans. c. Tukwila has met its obligations to the time period listed above once it notifies Doak that the Boundary Adjustment Application is ready for recording. Doak is responsible for obtaining the necessary signatures from King County and for having the BLA application recorded with King County. Tukwila shall not be responsible for any delays by Doak or King County in reviewing and recording the final documents. 3. Legality of Lots Modified Via Boundary Line Adiustment. Tukwila agrees that the four lots modified as part of the BLA application shall be considered "conforming Lots" and, in the case of destruction of any of the houses on those lots, the Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 88 Page 2 of 12 houses shall be allowed to be rebuilt, provided the replacement houses comply with the development standards set forth herein. 4. Water and Sewer. Tukwila agrees to allow Doak to saw cut asphalt on 50 Avenue South to install necessary water and sewer infrastructure to the four proposed houses. The Sewer and Water infrastructure installed by Doak shall comply with Titles 11, 14 and 16 of the Tukwila Municipal Code, and Chapters 7 and 8 of the City of Tukwila Public Works Department's Development Guidelines and Design and Construction Standards. Doak shall be responsible for patching the roadway in a manner approved by Tukwila's Public Works Department. All street restoration work shall comply with Tukwila's Public Works Standards. Doak will not be required to provide a complete overlay for all of 50 Ave South. Doak shall be responsible for the payment of asphalt mitigation fees charged in the same manner to other applicants. Doak agrees to raise the elevation of the stotui water catch basin fronting the property at Doak's expense. 5. Development Standards. Doak agrees that the elevations of the four proposed houses on 50 Avenue South will vary in design, materials and color and further agrees to incorporate front porches and to minimize the street presence of garages on the various elevations. The elevations and floor plans for the four proposed houses on 50 Avenue South are attached to this Agreement as Exhibit B. The building footprint shall be limited to 40% per lot. Doak agrees to comply with the impervious surface limitation found in TMC 8.25.020 (E). 6. Survey Stakes. Replacement of survey stakes that allegedly have been altered or removed by Tukwila's contractor for Phase II of the Allentown/Foster Point Water, Sewer and Surface Water Improvement Project, R.L. Alia Company (hereinafter "Alia is a private matter between Doak and Alia. 7. Underground Electrical Petutit. Seattle City Light "SCL inspected the underground electrical work performed at the property, but Tukwila's contractor filled the ditch prior to City inspection. Tukwila agrees to adopt, ratify and /or approve SCL's inspection of this work, or otherwise sign off on the inspection, without cost to Doak. Doak agrees to provide Tukwila sufficient proof of a favorable inspection by SCL. 11 LOTS AT SOUTH 124TH STREET AND 50TH AVENUE SOUTH 8. Small Lot Development. Tukwila agrees to allow Doak to develop 10 single family compact houses as depicted in the following: the approved, final site plan prepared by Alliant Engineering and attached hereto as Exhibit C; the approved conceptual street detail attached hereto as Exhibit D; the approved elevations and floor plans attached hereto as Exhibit E and F; the approved landscaping plan and planting schedule attached hereto as Exhibit G; the side and rear elevation details attached hereto as Exhibit H; and the fencing detail attached hereto as Exhibit J. It is the parties' intent that the houses will be built and landscaping will be provided consistent with the approved plans attached as exhibits hereto, and Doak agrees that the property will be developed in compliance with all applicable TMC zoning requirements. Minor revisions, Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 Page 3 of 12 89 if any, due to unforeseen circumstances, will be addressed through the Dispute Resolution procedures set forth in paragraph 22 herein. a. Tukwila agrees to accept that density based on 44,710 square feet divided by 6500 equals 6.9; and that 6.9 times 1.5 equals 10.35. Tukwila agrees not to subtract the area of the private road serving the development from any density calculation such that the density allows for development of 10 compact single family houses. The building footprint for each lot shall be limited to 35 percent of the lot area, with the following exceptions: (1) the 35 percent footprint limitation shall not apply to lots 2 and 3, provided applicable setback requirements are met, consistent with the City's e -mail dated December 10, 2007, a copy of which is attached hereto as Exhibit I; and (2) the allowable maximum building footprint for lot 8 can be 1290 (approximately 35.06389 percent). b. Tukwila further agrees that fireplaces may extend into the setback areas, up to a maximum of 18 inches. c. Decks in the rear of the homes are exempt from the 35 percent footprint limitation, provided decks are no greater than 18 inches tall, meet the side setback requirements, and are no closer than five feet from the rear property line. Decks cannot be placed below any required exit window nor can the decks hinder Fire Department ladder access. d. Backyards may be fenced; however, fences shall not extend past the rear elevation of the homes. Doak shall construct, or cause to be constructed, a fence parallel to South 124th Street as depicted in Exhibit J attached hereto. 9. Private Road Improvements and Maintenance. Doak agrees to construct the private road in conformance to the conceptual street layout attached hereto as Exhibit D. As part of the BLA application, Doak shall provide Tukwila with a copy of a shared maintenance agreement for the private road. The private road, sidewalk, and on- street parking shall be located within a private tract. Maintenance and ownership of this tract shall be divided between all homes within the development. The shared maintenance agreement shall be recorded on all lots that are subject to the BLA application. The following note shall be placed on the face of the BLA document: "The City of Tukwila has no responsibility to build, improve, maintain or otherwise serve the private road or any stormwater facilities on site." 10. Environmental Review. Tukwila agrees that no further environmental review is needed for the proposed project. 1 The individual lot area shall not include the private access road, sidewalks, or on- street parking. 2 SEPA DNS issued July 11, 2007 for the construction of ten homes. Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 9 0 Page 4 of 12 11. Building Permits. Tukwila agrees to approve ten building permits for single family dwellings on this property and further agrees that Doak's applications will not be denied based on failure to meet the City's minimum lot area requirements or to otherwise comply with Tukwila Municipal Code Section 18.70.030. Doak agrees to provide Tukwila with three calendar days' notice prior to submission of the building permit applications. a. Within seven days of receiving the building permit applications, Tukwila will determine if the applications are complete. In the event that Tukwila determines that the applications are incomplete, it shall issue a "Notice of Incomplete Application," identifying which items are required for the application to be complete. After Doak responds to the Notice of Incomplete Application, Tukwila shall have five days to review the additional information and determine if the application is complete. b. Tukwila shall have 13 days from the determination that the application is complete to complete its substantive review of the building permit applications. In the event that a correction letter is issued, Tukwila shall have 10 days from the date Doak's response to the correction letter is received to review the revised plans and either approve the permit or issue another correction letter. c. Tukwila has met its obligations iinder this section once it notifies Doak that the permits are approved and ready for issuance 12. Boundary Line Adiustment. Tukwila agrees to approve a BLA sufficient to create 10 buildable lots with 10 separate parcel numbers. Doak agrees to provide Tukwila with three calendar days' advance notice prior to submission of the BLA applications. a. Within seven days of receiving the applications, Tukwila will determine if the applications are complete. In the event that Tukwila determines that the applications are incomplete, a "Notice of Incomplete Application" will be issued that identifies which items are required for the application to be complete. After Doak responds to the Notice of Incomplete Application, Tukwila shall have five days to review the additional information and determine if the application is complete. b. Tukwila shall have 23 days from the determination that the application is complete to complete its substantive review of the BLA applications. In the event that a correction letter is issued, Tukwila shall have 14 days from the date Doak's response to the correction letter is received to review the revised plans. c. Tukwila has met its obligations to the time period listed above once it notifies Doak that the Boundary Adjustment Application is ready for recording. Doak Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 Page 5of12 91 13. Legality of Lots Modified Via Boundary Line Adiustment. Tukwila agrees that the 10 lots modified as part of the BLA application shall be considered "conforming lots" and, in the case of destruction of any of the houses on those lots, the houses shall be allowed to be rebuilt, provided the replacement houses comply with the development standards set forth herein. 14. Water and Sewer. In the same manner as other new building permit applicants, Doak agrees that it is responsible for installation of waterlines and water meters as necessary to service the 10 proposed compact single family houses. The Sewer and Water infrastructure installed by Doak shall comply with Titles 11, 14 and 16 of the Tukwila Municipal Code, and Chapters 7 and 8 of the City of Tukwila Public Works Department's Development Guidelines and Design and Construction Standards. Planning staff has confirmed that three sewer stubs have been located along the property, and Tukwila agrees to permit Doak to connect more than one house per sewer stub. Prior to final approval by Tukwila's Public Works Department, Doak agrees to sign and have recorded a shared maintenance agreement for the shared sewer stubs and to have recorded a hold harmless provision on all lots absolving the City of liability with regards to having a shared sewer stub. The language of the shared maintenance agreement for the shared sewer stubs, as well as the hold harmless provision absolving the City of liability with regard to houses having shared sewer stubs, shall be subject to the prior approval of Tukwila's Public Works Department. Doak is free to remove any pavement installed by the City that encroaches on Doak's property. 15. Public Works Permit. All infrastructure improvements to include, but not limited to, roadway, sidewalk, drainage, sewer and water connections, fire hydrants, curbs, gutters, etc. shall be accomplished under a Public Works Permit. Tukwila's standard fees shall apply for all Public Works permits. Doak agrees that Tukwila shall not grant final occupancy approval to any of the houses associated with this Agreement until Tukwila has finalized the Public Works permit. Tukwila agrees to review Doak's Public Works permit applications within 30 calendar days of submittal of complete applications, unless the applications are deemed incomplete or fail to meet Building, Zoning, Public Works or Fire Code requirements (Titles 9, 11, 14, 16, 18 of the TMC) pursuant to Tukwila's issuance of a correction letter, in which case Doak will be allowed to correct any such deficiencies within the specified time periods set forth by Public Works standards and generally applied to other applicants. Should Doak respond to a correction letter issued by Tukwila, Tukwila agrees to review such response within 30 calendar days of its receipt. 16. Extension of Underground Utilities and Demolition Penults. Tukwila agrees to extend the expiration period of existing underground utilities and demolition permits for six months from the date of final execution of this Agreement by the parties. The Doak v City of Tukwila Final Settlement Agreement 7/2/2008 92 Page 6of12 is responsible for obtaining the necessary signatures from King County and for having the BLA application recorded with King County. Tukwila shall not be responsible for any delays by Doak or King County in reviewing and recording the final documents. City will grant no extensions to these permits. If the permits expire, Doak is required to obtain new permits in the same manner as other applicants within the City and shall be responsible for all associated costs. GENERAL PROVISIONS 17. Building Plans. Tukwila agrees to return all unused building plans previously submitted by Doak; however, Tukwila must retain one set of originals for each building permit submitted in order to comply with Washington State records retention requirements. 18. Building and Fire Code. Doak agrees that it is required to construct all proposed structures in compliance with Title 16 of the TMC. With regards to Fire requirements, the proposed houses on the larger parcel will not comply with distance requirements from the existing fire hydrants. Thus, Doak must install a fire hydrant or hydrants in order to comply with the prescribed distance standards. However, if residential fire sprinklers are installed in all of the houses, Tukwila will waive the fire hydrant requirement. 19. Stoiniwater. Doak is required to comply with the 1998 King County Surface Water Design Manual in the same manner as other members of the public. 20. Expiration of Permits. All building permits issued before the expiration of this Agreement shall expire within the time frames established in the International Building Code pursuant to TMC 16.04.020 (2)(a). All building pennlits shall expire within 180 days of permit issuance if no work is commenced or work is abandoned. Doak understands that Tukwila shall not provide any extensions to the subject building permits. Should a building pennit expire for a lot subject to this Agreement, any new permit application for that lot will not be afforded the benefits of the expedited procedures set forth in paragraphs 1 and/or 12 or the fee waivers set forth in paragraph 24, but will be subject to the regular permit process and fee schedule applied to other applicants within the City. Such new penults shall, however, be afforded the benefits of the remainder of this Agreement provided that they are issued prior to the expiration of the Agreement. Tukwila will not waive any permit fees should new permits need to be obtained. 21. Sinnle Contact Person. Tukwila agrees that Brandon Miles, or his successor, will be the single point of contact on behalf of Tukwila to coordinate any concerns between Tukwila and Doak with respect to the subject developments and implementation of the teinis of this Agreement. However, the single contact person shall not be responsible for coordinating building, fire or public works inspections, and Doak shall utilize the City's standard procedures for such inspections. 22. Dispute Resolution. This section shall govern any disputes or questions of interpretation of this Agreement that may arise between the parties. The parties agree that cooperation and communication are essential to resolving issues efficiently. The Doak v City of Tukwila Final Settlement Agreement 7/2/2008 Page 7 of 12 93 Parties agree to exercise their best efforts to resolve any disputes that may arise through this dispute resolution process rather than through other external means. The parties agree to use their best efforts to prevent and resolve potential sources of conflict at the lowest level and to use good faith negotiations by engaging in the following dispute escalation process should any such disputes arise: a. Level One. The Doaks and Senior Planner Brandon Miles, or his successor, shall meet to discuss and attempt to resolve the dispute in a timely manner. If they cannot resolve the dispute within ten (10) calendar days after referral of that dispute to Level One, either party may refer the dispute to Level Two. b. Level Two. The Doaks and Planning Supervisor Minnie Dhaliwal, or her successor, shall meet to discuss and attempt to resolve the dispute in a timely manner If they cannot resolve the dispute within ten (10) calendar days after referral of that dispute to Level Two, either party may refer the dispute to Level Three. c. Level Three. The Doaks and Department of Community Development Director Jack Pace, or his successor, shall meet to discuss and attempt to resolve the dispute in a timely manner d. In the event the dispute is not resolved at Level Three within ten (10) calendar days after referral of that dispute to Level Three, the parties are free to file suit or agree to alternative dispute resolution methods such as mediation or arbitration. At all times prior to resolution of the dispute, the parties shall continue to perform under this Agreement in the same manner and under the same terms as existed prior to the dispute to the extent possible. 23. Compensation. Upon execution of this Agreement, Doak agrees to dismiss with prejudice the pending Lawsuit and Appeal and to fully release and waive all claims against Tukwila, including attorneys' fees and costs, as more specifically agreed to in Paragraph 28 of this Agreement, and Tukwila shall pay Doak the amount of Fifty Thousand Dollars ($50,000.00 U.S.) by check within 20 days of mutual execution of this Agreement. 24. Refund of Fees and Waiver of New Fees. Tukwila agrees to refund all building permit fees charged by Tukwila's Department of Community Development (not including the demolition permits), mechanical permit fees, plumbing permit fees and the administrative appeal fee previously paid by Doak with respect to the subject properties within 20 days of mutual execution of this Agreement. Tukwila further agrees to waive all new building plan check fees specified by TMC 16.04.250(B) for the applications necessary to implement the terms of this Agreement. Doak is responsible for the payment of the building permit fee at the time of issuance of the building permits. All fees to be waived or refunded, in the approximate amount of $43,814.36, are itemized in Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 94 Page 8 of 12 Exhibit K attached to this Agreement. However, Doak agrees that it is responsible for common water and sewer hook up fees, traffic impact fees and any other fees applicable to Doak's projects that are charged in the same manner to other properties in Tukwila. 25. Attorneys' Fees and Costs. The parties to this Settlement Agreement agree that each party shall be responsible for its own attorneys' fees and costs incurred in resolving this dispute and entering into this Settlement Agreement. Should any party undertake any legal action arising from this Agreement, attorneys' fees and costs shall be awarded to the prevailing party in the event that the non prevailing party's position is found to be frivolous. 26. Non -Legal Costs. Tukwila and Doak shall bear their own non -legal fees and costs, including but not limited to architect and engineering fees and costs, as they were originally incurred in connection with the matters covered by this Agreement. 27. Transferability. Doak may assign this Agreement to another party upon not less than sixty (60) days' prior written notice to the City and attainment of Tukwila's prior approval, which approval shall not be unreasonably withheld. 28. Release by Doak. Doak, on behalf of itself, its affiliates, and its successors and assigns, releases and forever discharges and covenants not to sue with respect to any and all claims, rights, demands, and causes of action, whether known or unknown, liquidated or unliquidated (including attorneys' fees and costs), which Doak has, had, or could have asserted against Tukwila, its affiliates, its past or present officers, elected officials, directors, agents, representatives, past or present employees and their respective heirs, executors or administrators and assigns, and that arose from the beginning of time to the date of this Agreement and which relate in any way to the matters that were raised or could have been raised in the Lawsuit and/or Appeal and/or the claim against Tukwila for tort damages dated on or about June 29, 2007 and filed with the City on behalf of Doak. 29. Release by Tukwila. Tukwila, on behalf of itself, its affiliates and its successors and assigns, releases and forever discharges and covenants not to sue with respect to any and all claims, rights, demands, and causes of action, whether known or unknown, liquidated or unliquidated (including attorneys' fees and costs), which Tukwila has, had, or could have asserted against Doak, its affiliates, its past or present officers, directors, agents, representatives or employees and its respective heirs, executors, or administrators and assigns, and that arose from the beginning of time to the date of this 3 This amount represents a good faith estimate based on current information and the exact amount refunded and waived could vary and will be determined at the time of building permit submittal. 4 Doak shall not be required to comply with TMC 14 17.050's condition of full payment of the King County Sewer Capacity Charge prior to issuance of a building peiuuit for any property described in this Agreement. Doak remains responsible for compliance with the King County Code for all King County Sewer Capacity Charges and must disclose such charges as outstanding obligations on the Seller's disclosure statement per RCW 64.06.020 for each of the properties subject to this Agreement. Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 Page 9 of 12 95 Agreement and which relate in any way to the matters that were raised or could have been raised in the Lawsuit and/or Appeal. 30. Expiration of This Agreement. This Agreement shall expire 30 months from the date of mutual execution of this Agreement. To avoid the creation of orphan lots, Doak shall develop the lots in either "adjacent order" (e.g., lot 1, then lot 2, then lot 3, etc.) or "opposing order" (start at one end of the private street and develop the lots on opposite sides of the street in "pairs," e.g., lots 1 10, then lots 2 9, then lots 3 8, etc.). In no event shall orphan lots be created. Doak's obligations set forth in Sections 23 (Compensation) and 28 (Release) shall survive termination of this Agreement, and Doak shall be obligated to dismiss the Lawsuit and Appeal regardless of the lack of issuance of any building permit(s). Doak shall be entitled to develop the lots that are the subject of this Agreement in conformance with the terms of the Agreement so long as the building permits for the properties are issued before the expiration of the Agreement consistent with Section 20 and thereafter remain valid. Upon the expiration of this Agreement, however, any future development of the properties that are the subject of this Agreement and for which building permits have not been issued will be required to comply with the Development Standards in effect at the time of any future application. 31. No Admission. This Agreement is not an admission of liability or wrongdoing by either party. 32. Choice of Law. This Agreement shall be governed by, and construed in accordance with, the laws of the State of Washington. 33. Free Will. Doak and Tukwila hereby represent and warrant that its representatives have entered into this Agreement of their own free will and in accordance with their own judgment and upon advice of their own legal counsel and state that they have not been induced to enter into this Agreement by any statement, act or representation of any kind or character on the part of anyone except as expressly set forth in this Agreement. 34. Authority. The individual signatories to this Agreement represent that they have been duly authorized to execute this Agreement on behalf of the parties they purport to represent herein. 35. Amendments. This Agreement may not be amended or modified except by a writing, signed by the parties to be bound thereby, or signed by their respective attorneys as authorized. 36. Notices. All notices, demands, requests, and other communications required or peiiuitted hereunder shall be in writing and shall be deemed delivered on the earlier of (i) three days after posting of registered or certified mail, postage prepaid, addressed to the addressee at its address set forth below or (ii) actual receipt by the addressee, at the address listed as follows: Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 96 Page 10of12 TO CITY: City of Tukwila Attn: City Clerk 6200 Southcenter Blvd. Tukwila, WA 98188 With a copy to: Ms. Shelley Kerslake, Esq. Kenyon Disend, PLLC 11 Front St. S. Issaquah, WA 98027 TO DOAK: Doak Homes, Inc. 11812 26th Avenue SW Burien, WA 98146 With a copy to: Mr. Charles Klinge, Esq. Groen, Stephens Klinge, LLP 11100 N.E. 8 Street, Suite 750 Bellevue, WA 98004 37. Entire Agreement. This Agreement constitutes the final written expression of all the teinis of this Agreement and is a complete and exclusive statement of the teinis of the Agreement. 38. Counterparts. This Agreement may be executed in counterparts by one or more of the parties named herein and all such counterparts once so executed shall together be deemed to constitute one final agreement, as if one document had been signed by all parties hereto; and each such counterpart, upon execution and delivery, shall be deemed a complete original, binding the parties to this Agreement. This Agreement may close with the use of facsimile signatures. 39. Effectiveness. This Agreement shall become effective immediately following execution by all of the parties; provided, however, that the releases as described in this Agreement shall not take effect until Doak has received from Tukwila the settlement payment described in Paragraph 17. Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 Page 11 of 12 97 40. Captions. The captions contained in the paragraphs of this Agreement are for convenience of reference only and do not in any way limit, expand or modify the tee ns or provisions of this Agreement. CITY OF TUKWILA Mayor DOAK HOMES, INC. /004i fiat Doak, Sr! Its fresident Estrella Doak, Its Vice President Doak v. City of Tukwila Final Settlement Agreement 7/2/2008 98 Page l2of12 U' D eKk, dr., s .o <t Manager Date: 1 Date: 1 3 a Date: 7-3- glY0 Date: 7- 3. 2 City of Tukwila Community Affairs and Parks Committee COMMUNITY AFFAIRS AND PARKS COMMITTEE Meeting Minutes June 28, 2010 5:00 p.m.; Conference Room #3 PRESENT Councilmembers: Joe Duffle, Chair; Joan Hernandez and Verna Seal Staff: Dave Johnson, Kirstin May, Ahmed Abdirizak (Parks Recreation intern), Jack Pace, Nora Gierloff, Brandon Miles, Bob Benedicto, Evie Boykan and Kimberly Matej CALL TO ORDER: Committee Chair Duffle called the meeting to order at 4:59 p.m. L PRESENTATIONS No presentations. II. BUSINESS AGENDA A. Amendment to Doak Homes. Inc. Settlement Agreement Staff is seeking Council approval to authorize the Mayor to amend the terms of an existing settlement agreement with Doak Homes, Inc. In May 2008, the City Council approved a settlement with Doak Homes regarding the development of certain residential properties in the City. Shortly after the settlement was reached, the housing market began to deteriorate. In response to the housing economy, Doak has requested a 36 -month extension of the agreement which, most significantly, allows Doak to build homes on smaller lots. Currently, Doak is one of the few builders actively building in Tukwila, and the four homes they have built to date are appealing and complement the neighborhood. Therefore, staff recommends extending the settlement agreement with the following two changes: 1) Permit fees will not be waived, as per the original settlement; and 2) The Permit process will not be expedited, as per the original settlement. UNANIMOUS APPROVAL. FORWARD TO JULY 12 COW FOR DISCUSSION. B. Ordinance: 2009 State Building Code Staff is seeking Council approval of a draft ordinance adopting the 2009 State Building Code with local amendments. The City will need to adopt the 2009 State Building Code in order to comply with the requirement that minimum performance standards and objectives in the City of Tukwila not be less than those contained in the State Building Code. Changes to the State Building Code are made in three year cycles, with the last update being in 2006. The 2009 process seemed to be especially arduous, and the State was late in forwarding the completed amendments, which are usually adopted by local jurisdictions by July 1. In addition to administrative changes, the proposed draft ordinance includes two local amendments relative to Tukwila: Permit fee schedule and process related to damage from flooding and /or natural disasters; and Language that clarifies and further defines work exempt/not exempt from permits. There are two additional items that will not be adopted at this time. Due to the complexity of these issues, the items will be worked on jointly by Fire and Community Development Departments and will come to the Finance Safety Committee under separate cover once completed. Those items are: 1) Mandatory fire sprinkler systems; and 2) Provisions for high -rise buildings; and 3) Provisions for five -story (usually four -story maximum), Type VA construction buildings 99 100 CAS NUMBER: 10-073 EXPENDITURE REQUIRED $0 Fund Source: N/A Comments N/A COUNCIL AGENDA SYNOPSIS Inztzals Meeting Date Prepared by Mavzew Council review 06/28/10 BM 9JIR 07/12/10 BM ITEM INFORMATION 1 ORIGINAL AGENDA DATE: JUNE 28, 2010 AGENDA ITEM TITLE Review of the Planning Commission Recommended Draft Sign Code CATEGORY Discussion Motion Resolution n Ordinance Bad Award Public Heanng n Other Mtg Date 7/12/10 Mtg Date Mtg Date Mtg Date Mt8 Date Mtg Date 6/28/10 Mtg Date SPONSOR in Council Mayor Adm Svcs DCD Finance Fire n Legal P6-R Police n PWI SPONSOR'S In 2007, the City Council identified a need to update the City's sign code because only SUMMARY piecemeal changes had been made since it was adopted in 1982. The City Council formed a Sign Code Advisory Committee to assist in rewriting the sign code. The work of the Committee has been reviewed by the Planning Commission and the Planning Commission Recommended Draft Sign Code is ready for review and consideration by the City Council. REVIEWED BY COW Mtg. CA &P Cmte 1 1 F &S Cmte Utilities Cmte Arts Comm Parks Comm. 1 1 Planning Comm. DA1 6/14/10 CAP, 6/28/10 COW RECOMMENDATIONS: SPONSOR /ADMIN. Department of Community Development COMMIriLE No Recommendation on adoption, forward to C.O.W for discussion COST IMPACT FUND SOURCE AMOUNT BUDGETED APPROPRIATION REQUIRED $0 $0 n Transportation Cmte MTG. DATE RECORD OF COUNCIL ACTION 06/28/10 Forward to 7/12/10 Committee of the Whole meeting 7/12/10 MTG. DATE J ATTACHMENTS 06/28/10 J Informational Memorandum dated June 22, 2010 Ordinance in draft form Sign Code Comparison Matrix Minutes from the Community Affairs and Parks Committee meeting of 06/14/10 Legislative History Index 7/12/10 Informational Memorandum dated 7/2/10, with matrix attachments J (Please bring your 6/28/10 C.O W packet and Sign Code binders) ITEM NO. 101 102 City of Tukwila INFORMATIONAL MEMORANDUM TO: Mayor Haggerton Committee of the Whole FROM: Nora Gierloff, Deputy DCD Director DATE: July 2, 2010 SUBJECT: Sign Code Update ISSUE Continue deliberations on the Planning Commission Recommended Draft Sign Code. BACKGROUND At the June 28, 2010 Committee of the Whole Meeting, staff provided an overview of the Planning Commission Recommended Draft Sign Code. After Staff's presentation, the City Council conducted a public hearing and received both written and oral testimony on the Draft Sign Code. Testimony was received from the following individuals: Mon Wig, Owner of Wig Properties Pam Carter, Resident Nicholas Lee, Wesfield, LLC Bob Schofield, Seattle Retail Karlyne Iwata, Property Owner Jerome Baruffi, Property Owner Written (both mailed and emailed) comments were also provided from the following individuals /groups: 1. Westfield, LLC, dated June 28, 2010 2. James Adams, BECU dated June 28, 2010 3. Jerome Baruffi, 401 Strander, dated June 25, 2010 4. Letter from NW Sign Council dated June 22, 2010 5. Letter from National Sign Co. dated April 22, 2010 Jim Haggerton, Mayor Following closure of the public hearing, the City Council provided guidance to staff on what information they wanted to help Council with their deliberations. The following documents are provided for the Council's review and to supplement the record that was forwarded to the City Council on June 28, 2010: 1. Matrix of substantive comments, both oral and written, provided to the City Council and staff's response to those comments, including suggested changes where applicable. 2. Matrix comparing selected cities sign regulations to Tukwila's Draft Sign Code and existing Sign Code. 3. Example of Digital Display (to be provided at meeting using overhead) W I nfoMemos \SignCodeAgain.doc 103 INFORMATIONAL MEMO Page 2 The Council also inquired about the provisions for use of digital displays in residential zones. It was the unanimous consensus of the Sign Code Advisory Committee to allow digital displays, similar to the one found at Foster High School, for institutional uses within residential zones. The Draft Sign Code, under TMC 19.20.030 provides the same standards that were used for the Foster High School Sign. These standards are as follows: One monument sign per premise, as permitted under Section 19.20.030.B, may contain a dynamic feature. The following design standards apply to all dynamic signs installed under this section: seconds. b. The image must appear and disappear as one image. The image may not appear to flash, undulate, pulse or portray explosions, fireworks, flashes of light, or blinking or chasing lights, or appear to move toward or away from the viewer, to expand, contract, bounce, rotate, spin, twist, scroll, travel or otherwise portray movement. c. Illumination of the dynamic sign is limited to the hours of 7AM to 10PM. 2. Notice of Understanding. The operator of any dynamic sign installed per this subsection must submit a letter to the Director that states the organization understands and agrees to abide by the above requirements. DISCUSSION The goal of tonight's meeting is to continue review of the draft sign code and to provide input to staff on any modifications that Council may want to make regarding the Draft Sign Code. After tonight's meeting, staff will work on a final ordinance to reflect any changes desired by the Council and will bring that back to the Committee of the Whole on August 9, 2010 for review. At the June 28, 2010 meeting, Council indicated that they may want to hear from the public during their next review of the Draft Sign Code. Since this is a legislative matter the Council President can choose to allow public input during the deliberation process. While input may be allowed, it will not be a public hearing. RECOMMENDATION Continue to review of the Draft Sign Code and provide input to staff on City Council modifications. Staff will bring a draft ordinance to the Council for consideration at the August 9, 2010 Committee of the Whole meeting. After the August 9, 2010 meeting the Draft Sign Code, at the Council's discretion, could be forward to the August 16, 2010 Regular Meeting for adoption. ATTACHMENTS 10 4 W \2010 InfoMemos\SignCodeAgain.doc a. 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W 4 O O J a7 O N O ed O, cd -d a iii t C y 0 G 0 w, p q-d O O 4 yy 4+ bA il 0 Mt 0 y G a o ca b a 6ci l o -o a.) 06 o a) ro ca m m a trl 7 0 ca ca 0 CAS NUMBER: 10-082 10 -082 AGENDA ITEM TITLE Adoption of the 2009 State Building Code and related amendments. CATEGORY Discusszon Motion Resolution COUNCIL AGENDA SYNOPSIS Initials Meetzn, Date Prepared by 1 Mayo evzew 1 Counczl revzew 1 07/12/10 JP 1 I kg 1 07/19/10 JP I I ITEM INFORMATION 1 ORIGINAL AGENDA DATE: JULY 12, 2010 Ordinance Bid Award Public Hearing Other Mtg Date 07/12/10 Mtg Date Mtg Date Mtg Date 07/19/10 Mtg Date Mtg Date Mtg Date SPONSOR Council Mayor Adzn Svcs DCD Finance 1 1 Fire Legal P&R Police El PW ITEM NO. SPONSOR'S Staff is seeking Council approval of a draft ordinance adopting the 2009 State Building SUMMARY Code with local amendments. The City will need to adopt the 2009 State Building Code to assure that the minimum requirements and standards in the City of Tukwila will not be less than those contained in the State Building Code. REVIEWED BY COW Mtg. CA &P Cmte F &S Cmte Transportation Cmte Utilities Cmte Arts Comm. Parks Comm. Planning Comm. DATE: 06/28/2010 RECOMMENDATIONS: SPONSOR /ADMIN Department of Community Development COMMIT LEE Unanimous Approval; Forward to Committee of the Whole COST IMPACT FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED $0 $0 $0 Fund Source: N/A Comments: MTG. DATE RECORD OF COUNCIL ACTION 07/12/10 I 1 1 MTG. DATE I ATTACHMENTS 07/12/10 I Informational Memorandum dated 06/28/2010 Ordinance in draft form i23 124 TO: City of Tukwila INFORMATIONAL MEMORANDUM Mayor Haggerton Community Affairs and Parks Committee FROM: Jack Pace, Department of Community Development, Director DATE: June 28, 2010 SUBJECT: Adoption of the 2009 State Building Codes ISSUE The State Building Code Council has adopted the 2009 State Building Code and amendments thereto, effective throughout the state on July 1, 2010. The State Building Codes, local amendments thereto and the administrative rules of the codes must be adopted by ordinance to be enforceable within the Tukwila jurisdiction. Shall the council approve an ordinance to adopt the 2009 State Building Code with local amendments? BACKGROUND Jim Haggerton, Mayor The State Building Code Council has adopted the model codes published by the International Code Council, Inc., the International Association of Plumbing and Mechanical Officials, and the National Fire Protection Association. The following are the seven model codes that are included in the State Building Code and are administered by Building Division: International Building Code. International Residential Code. International Mechanical Code. International Property Maintenance Code. Uniform Plumbing Code Washington State Energy Code Washington Cities Electrical Code There is a national code change process of the model codes that takes place during a three year cycle. Once this process is completed and the new code editions are published, the State Building Code Council commences their State wide process of public hearings. Subsequent to this process the State Building Code Council publishes their adopted rules and amendments to the model codes. The lengthy process leaves the state wide effective date one year later than the code edition. Due to the many changes that have occurred in the model codes, the State Building Code Council was further delayed in publishing their amendments to the State Building Code. This affected the time frame for presenting an adopting ordinance to the City council and therefore the effective date in Tukwila is now extended beyond the State effective date of July 1, 2010. 125 INFORMATIONAL MEMO Page 2 DISCUSSION The International Building Code and the International Residential Building Codes were subject to more changes than in the previous two code cycles. Changes of note are the provisions for high rise buildings, a new occupancy class of ambulatory health care facilities, and a most controversial requirement for mandatory fire sprinkler systems in all new one and two family dwellings and townhouses. The State Building Code Council placed the requirement for residential fire sprinklers in an appendix to the International Residential Code. By this action each jurisdiction will determine if mandatory residential fire sprinkler systems are appropriate for their jurisdictions. Implementation of this requirement will require specific adoption of this appendix. Further study is warranted and therefore adoption of this requirement is not included in this ordinance. The adopting ordinance proposes two local amendments to the State Building Code. 1. An amendment to the permit fee schedule. Damage from flooding or other natural disasters creates the problem of getting damage repair under way as soon as possible. This is imperative for any recovery process to be successful. However, the work must be done under proper building permits and with the required inspections. As part of our recovery planning we have established an over the counter repair permit for one and two family dwellings. A nominal fee of $20.00 is proposed. In this manner the permit is made valid by payment of a permit fee, and the state mandated $4.50 (per building permit) is included in this collection. 2. The amended language and additions to IBC Section 105.2 (Work exempt from permits) includes three items: The first clarifies when work in Tukwila and State right -of- ways will require building permits, see draft ordinance Section 16.04.20, 1, c, (I). The second clarifies the definition of an accessory structure and supplements the conditions of this definition, see draft ordinance Section 16.04.20, 1,c, (II), and the third exempts decks that are not greater than 30 inches above grade plane. The third is actually an addition to the list of construction exempt from a building permit The language to adopt the 2009 Edition of the model codes and the two amendments described herein are the summary of changes to TMC Chapter 16.04. Due to an emergency order requested by the Governor, the new State Energy Code will not be adopted herein. Implementation of the new energy code has been postponed immediately until October 29, 2010 and perhaps an additional postponement until 2011. The current 2006 edition of the energy code will continue to be enforced until such time as the State Building Code Council decides on an implementation date for the new energy code. The strike outs in the fee schedules are updates to the schedules that show increases that were previously approved by council. RECOMMENDATION The Committee is being asked to approve the adopting ordinance with local amendments and forward it to the July 12, 2010 Committee of the Whole meeting for consideration and subsequent July 19, 2010 regular meeting. ATTACHMENTS Ordinance in draft form 126 W 12010 InfoMemos12009 State Bldg Code Adopt-info memo II.doc W. Word Processing 2009 Building Electrical Code BB:mh 7/7/2010 DRAFT AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NOS. 2121 (PART), 2157 (PART), 2171 (PART) AND 2249 (PART) AS CODIFIED AT TUKWILA MUNICIPAL CODE CHAPTER 16.04, "BUILDINGS AND CONSTRUCTION," ADOPTING THE 2009 STATE BUILDING CODE; THE WASHINGTON CITIES ELECTRICAL CODE; AND PROVIDING FOR THE ISSUANCE OF PERMITS AND COLLECTION OF FEES; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the Codes enumerated in Chapter 19.27.031 RCW shall become effective in all counties and cities of Washington State on July 1, 2010, and all jurisdictions in the state shall enforce the State Building Code, as adopted by the State Building Code Council, effective July 1, 2010; and WHEREAS, the International Building Code, International Residential Code, International Mechanical Code, and Uniform Plumbing Code are adopted by the State Building Code Council as parts of the State Building Code; and WHEREAS, the City Council desires to adopt the 2009 edition of the International Property Maintenance Code; and WHEREAS, the City Council desires to adopt the Washington Cities Electrical Code including administration provisions and amendments therein to the National Electrical Code; and WHEREAS, the City Council desires to establish the City of Tukwila Hearing Examiner as the authority to hear and rule on appeals relative to the application and interpretation of the State Building Code and the Washington Cities Electrical Code; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. TMC 16.04.010 Amended. TMC Section 16.040 010, "Purpose of Chapter," is hereby amended to read as follows: 16.04.010 Purpose of Chapter TMC Chapter 16.04 is enacted for the purpose of adopting rules and regulations governing the conditions and maintenance of all property, buildings and structures by providing standards for supplied utilities, facilities and other physical things and conditions essential to ensure that structures are safe, sanitary and fit for occupation and use; governing the condemnation of buildings and structures unfit for human occupancy, and use and abatement of such structures in Tukwila, regulating the issuance of permits and the collection of fees; to help ensure the protection of the health, safety and the general welfare of the public; and governing the creation, construction, enlargement, conversion, alteration, repair, occupancy, use, height, court area, sanitation, ventilation and maintenance of all buildings and structures within this iurisdiction. Section 2. TMC 16.04.020 Amended. TMC Section 16.040 020, "Codes Adopted," is hereby amended to read as follows: Page 1 of 8 127 128 1. The International Building Code, 2806 2009 Edition, and referenced standards hereto as published by the International Code Council, Inc., and as adopted by the State of Washington in Chapter 51 -50 WAC. The following Appendices, standards and amendments are specifically adopted. a. Appendix E, Supplementary Accessibility Requirements. b ICC /ANSI A117.1- 2003, American National Standard. c. Work exempt from a building permit. Section 105.2 of the International Building Code, 2006 2009 Edition, is amended to include provisions regarding the following work exempt from a building permit: (1) Work performed by the City of Tukwila and located in City of Tukwila right -of -way; work performed by Washington State Department of Transportation and located in WSDOT right -of -way to include public utility towers and poles, mechanical equipment not specifically regulated in this code, hydraulic flood control structures including levees: provided that any structure or building constructed in a municipal or state right -of -way and intended to be used as any occupancy classification of the State Building Code is not exempt from the provisions of this code or the related oennit requirements. 16.04.020 Codes Adopted Effective July 1, 2010, the following codes are adopted by reference as if fully set forth. (2) One -story detached accessory structures used as tool and storage sheds, playhouses and similar uses, provided the floor area does not exceed 120 square feet, and such structure is outside of and entirely separated, as prescribed by from any existing building on the premises. (3) Decks not more than 30 inches above adiacent grade. 2. The International Residential Code, 2006 2009 Edition as amended by the State, provided that Chapters 11 and 25 through 43 of this code are not adopted. Appendix G. "Swimming Pools, Spas and Hot tubs," is included in the adoption of the International Residential Code. 3. The Uniform Plumbing Code and the Uniform Plumbing Code Standards, 2006 2009 Edition, published by the International Association of Plumbing and Mechanical Officials, and as amended by the State of Washington, provided that Chapters 12 and 15 of this code are not adopted. Provided further that those requirements of the Uniform Plumbing Code relating to venting and combustion air of fuel fired appliances as found in Chapter 5 and those portions of the code addressing building sewers are not adopted. Appendixes A, B, D, E and I of the Uniform Plumbing Code are hereby adopted by reference. Provided further that the following amendments to the Uniform Plumbing Code are adopted: a. All reference to and definition of "authority having jurisdiction" is deemed to refer to and shall mean the "Building Official." b Water Supply and Distribution. Cross connection control for premises isolation related to the City's public water system shall be in accordance with the City of Tukwila Public Works Department's "Development Guidelines and Design and Construction Standards." Cross connection control for premises isolation related to water purveyors outside of the City of Tukwila water system shall be in accordance with that water purveyor's policies and standards. c. Sanitary Drainage. Side sewer, private sewer main extensions beyond a point defined in the plumbing code as the building drain, and required grease interceptors all within the City's sewer districts shall be in accordance with the City of Tukwila Public Works Department's "Development Guidelines and Design and Construction Standards," in coniunction with the Uniform Plumbing Code W Word Processing; 2009 Building Electrical Code BB:n,.h 7/7/2010 Page 2 of 8 requirements. "Sanitary drainage, side sewers, private sewer main extensions beyond the building drain and grease interceptors outside the Tukwila sewer district shall be in compliance with that purveyor's policies and standards. 4. The International Mechanical Code 2006 2009, as published by the International Code Council and as amended by the State of Washington, Chapter 51 -52 WAC. 5 The International Fuel Gas Code, 2006 2009 Edition, as published by the International Code Council, Inc. and as amended and adopted by the State of Washington. 6. The Washington Cities Electrical Code. Article 80.3 of the National Electrical Code: The 2008 Edition of the National Electrical Code (NFPA 70), including Annex A, B and C, the 2007 Edition of Standard for the Installation of Stationary Pumps for Fire Protection (NFPA 20- 2007), the 2005 Edition of Standard for Emergency and Standby Power Systems (NFPA 110 2005), Commercial Building Telecommunications Cabling Standard (ANSI /TIA /EIA 568 -B.1 June 2002 including Annex 1 through 5), Commercial Building Standard for Telecommunications Pathway and Spaces (ANSI /TIA /EIA 569 A-7 December 2001 including Annex 1 through 4), Commercial Building Grounding and Bonding Requirements for Telecommunications (ANSI /TIA /EIA 607 -A- 2002); and the Residential Telecommunications Cable Standard (ANSI /TIA /EIA 570 -B -2004 are adopted and shall be applicable within the City of Tukwila as amended, added to and excepted in the Washington Cities Electrical Code. A. Article 85.11 sections (A), (Bl and (C) is amended entirely and replaced as follows: The authority having iurisdiction within the City of Tukwila shall mean the Building Official. and shall include the Chief Electrical Inspector or other individuals or jurisdictions when designated by the Building Official. All references to "Code Official" shall mean the Building Official or designee. B. Appeals. All references to Board of appeals is amended as follows: Any person, firm or corporation may register an appeal of a decision or determination of the Building Official provided that such appeal is made in writing within 14 calendar days after such person firm or corporation shall have been notified of the Building Official's decision. Any person, firm or corporation shall be permitted to appeal a decision of the Building Official to the Tukwila Hearing Examiner when it is claimed that any one of the following conditions exists. 1. The true intent of the code or ordinance has been incorrectly interpreted. 2. The provisions of the code or ordinance do not fully apply 3. The decision is unreasonable or arbitrary as it applies to alternatives or new materials. 4. Appeals procedures shall be in accordance with TMC Chapter 18.116.030. C. Violations. Whenever the authority having jurisdiction determines that there are violations of this code, a written notice shall be issued to confirm such findings. Any Notice Order issued pursuant to this code shall be served upon the owner, operator, occupant or other person responsible for the condition or violation, either by personal service or mail, or by delivering the same to and leaving it with some person of responsibility upon the premises. For unattended or abandoned locations, a copy of such Notice Order shall be posted on the premises in a conspicuous place, at or near the entrance to such premises, and the Notice Order shall be mailed by registered or certified mail, with return receipt requested, to the last known address of the owner, occupant or both. W. Word Processing; 2009 Building Electrical Code BB:mh 7/7/2010 Page 3 of 8 129 130 D Penalties. Any person, firm or corporation who shall willfully violate or fails to comply with a Notice Order is liable for the monetary penalties prescribed in TMC 8 45 100(A2) 7. The International Property Maintenance Code, 2006 2009 Edition, as published by the International Code Council, including a new Section 404.8 as follows: Dwelling as defined in Section 202 and pursuant to Section 404.7 shall be provided with a kitchen sink, cooking appliances and refrigeration facilities, each having a clear working space of not less than 30 inches (762mm) in front Light and ventilation conforming to this code shall be provided. Section 3. TMC 16.04.030 Amended. TMC Section 16.04.030 "Filing Copies of State Building Codes" is hereby amended to read as follows: 16.04.030 Filing Copies of State Building Codes. The City Clerk shall maintain on file not less than one copy of the codes referred to in TMC 16.04.020 and the codes shall be open to public inspection. Section 4. TMC 16.04.250 Amended. TMC 16.040.250 "Schedule of Permit Fees," is hereby amended to read as follows: 16.04.250 SCHEDULE OF PERMIT FEES A. Building Permit Fees Total Valuation $1 to $500 C. Other Fees. W. Word Processing; 2009 Building Electrical Code BB:mh 7/7/2010 Building Permit Fees $63.00 2 $501 to $2,000 $63.00 29 for the first $500, plus $4.20 3,78 for each additional $100, or fraction thereof, to and including $2,000 $2,001 to $25,000 $126.00 85,7-0 for the first $2,000, plus $19.10 1-736 for each additional $1,000, or fraction thereof, to and including $25,000 $25,001 to $50,000 $584.65181.98 for the first $25,000, plus $14.90 12,8-3 for each additional $1,000, or fraction thereof, to and including $50,000 $50,001 to $100,000 $957.40 797.93 for the first $50,000, plus $10.30 8,68 for each additional $1,000, or fraction thereof, to and including $100,000 $100,001 to $500,000 $1,471.901,231.98 for the first $100,000, plus $8.25 6.91 for each additional $1,000, or fraction thereof, to and including $500,000 $500,001 to $1,000,000 $4,777.30 1,007.98 for the first $500,000, plus $6.90 589 for each additional $1,000, or fraction thereof, to and including $1,000,000 $1,000,001 and up $8,221.30 6,952.98 for the first $1,000,000, plus $4.55 3.90 for each additional $1,000, or fraction thereof B. Plan Review Fee. A plan review fee shall be paid at the time of submitting plans and specifications for review. The plan review fee shall be 65% of the permit fee as set forth in the permit fee schedule. The plan review fee specified herein is a separate fee from the permit fee and is in addition to the permit fee. 1. Inspections outside normal business hours: $94.50 9000 per hour (Three hour minimum charge). 2. Re- inspection fee: $63.00 60-00 per hour assessed upon call for third inspection of same correction notice. Page 4 of 8 3 Inspections for which no fee is specifically indicated. $63.00 60:00 -per hour (one -half hour minimum charge) 4. Additional plan review necessary due to additions or revisions to the plans: $63.00 $60:00 per hour (one -half hour minimum charge) 5 Work commencing before permit issuance shall be subject to an investigation fee of 100% of the usual permit fee. 6. Renewal of expired permits: The fee shall be one -half the amount required for a new permit for such work, provided that suspension or abandonment has not exceeded one year. Renewals after expiration of more than one year shall require a full permit fee and plan review fee where applicable. D Mechanical permit fees. Valuation of Work (Total Contract Amount) $250 or less $251 to $500 $501 to $1,000 $1,001 to $5,000 $5,001 to $50,000 $50,001 to $250,000 $250,001 to $1,000,000 $1,000,001 and up 2. Other fees. W Word Processing; 2009 Building Electrical Code BB:mh 7/7/2010 Mechanical Permit Fee $33.60 For issuance of each permit (base fee) $63.00 -60,00 $63.00 60.00for first $250, plus $7.65 673 for each $100 or fraction thereof, to and including $500 $82.15 71.87 for the first $500, plus $8.50 7,49 for each $100 or fraction thereof, to and including $1,000 $124.70 112.32 for the first $1,000, plus $9.40 for each $1,000 or fraction thereof, to and including $5,000 $162.25 115.56 for the first $5,000, plus $9.80 9,22 for each $1,000 or fraction thereof, to and including $50,000 $604.05 111.90 for the first $50,000, plus $8.20 74-9 for each $1,000 or fraction thereof, to and including $250,000 $2,242.05 1,352.90 for the first $250,000, plus $7.20 6:39 for each $1,000 or fraction thereof, to and including $1,000,000 $7,636.45 1,792.50 for the first $1,000,000, plus $6.55 5.68 for each $1,000 or fraction thereof 1.. When a plan or other data is reauirecl to be submitted with a permit application, a plan review fee shall be paid at the time of submitting plans and specifications for review. The Ulan review fee shall be 25% of the calculated permit fee and shall be in addition to the permit fee. Additional plan review required by changes, additions or revisions to plans or to plans for which an initial review has been completed: $63.00 $60:00 per hour (one -half hour minimum). (a) Work commencing before permit issuance shall be subiect to an investigation fee of 100% of the usual permit fee. b Inspections outside of normal business hours: $94.50 90-09 per hour with a three -hour minimum charge. c. Re- inspection fee assessed. $63.00 $60-00 per hour E. Plumbing Permit Fees. 1 Permit Issuance Issuance of each permit (base fee): $33.60?00 2. Unit Fee Schedule (in addition to items 1 2 above) 1 For one plumbing fixture (a fixture is a sink, toilet, bathtub, etc.) 1 For each additional fixture 1 For each building sewer and each trailer park sewer $63.00 60:00 1 $13.65 13,00 1 1 $24.15 23.00 1 Page 5 of 8 131 132 1 Rain water system per drain (inside building) 1 For each water heater and /or vent For each industrial waste pretreatment interceptor, including its trap and vent, except for kitchen type grease interceptors 1 For each grease trap (connected to not more than four fixtures) For each grease interceptor for commercial kitchens (less than 750 gallon capacity) For each repair or alteration of water piping and/ or water treating equipment, each occurrence 1 For each repair or alteration of drainage or vent piping, each fixture For each medical gas piping system serving one to five inlets /outlets for a specific gas 1 For each additional medical gas inlets /outlets For each lawn sprinkler system on any one meter, including (1 -5) ATMOS vacuum breakers, therefore over five each ATMOS vacuum breaker For atmospheric -type vacuum breakers not included in lawn sprinkler backflow protection: 1 to 5, $13.65, over 5: $13.65 for first 5 plus $3 15 for each additional For each backflow protective device other than atmospheric type vacuum breakers: 2 -inch diameter and smaller $28.35; over 2 -inch diameter $30.45 4. Other Inspections Fees (Plumbing): Inspection outside of normal business hours (minimum 3 hours) Re- inspection fee Inspections for which no fee is specifically indicated Plumbing permit issued after work commences for which a permit is required. Emergency conditions Non- emergency conditions: Work commencing before permit issuance shall be subject to an investigation fee equal to 100% of the permit fee. Plan review fee: The fee for review shall be 25% of the total plumbing permit fee. The plan review fee is a separate fee from the permit fee, and is applicable when plans are required in order to show compliance with the code. F. Fuel gas permit fees. 1. Permit Issuance: For issuing each permit (base fee): ($0 if permit is in conjunction with a plumbing permit for an appliance with both plumbing and gas connection.) For issuing each supplemental permit 2. Unit Fee Schedule (in addition to items in F 1. above) For each gas piping system of one to five outlets For each additional gas piping system outlet, per outlet 3 Other Inspections and Fees (fuel gas piping) $13.65 13.00 $13.65 X00 $13.65 4-3,00 $17.0516-25 $28.35 2-748 $13.65 1-388 $13.651200 1 $79.80 76400 $15.7515:00 $28.35 $94.50 X00 /hour $63.00 60:00 /hour $63.00 60:00 /hour •No fee. •Fee is 100% of permit fee. Fee is 25% of permit fee Wi Word Processing; 2009 Building Electrical Code BB:nili 7/7/2010 Page 6 of 8 $33.60 3-2:00 1 516.55 15.75 1 1 $63.00 60490 1 1 $13.651308 1 1 Inspections outside of normal business hours Re- inspection fee Inspection for which no fee is specifically indicated Additional plan review required by changes, additions, or revisions to approved plans (minimum charge one -half hour) Work commencing before permit issuance shall be subject to an investigation fee equal to 100% of the permit fee Plan review fee: The fee for review shall be 25% of the total fuel gas piping permit fee. The plan review fee is a separate fee from the permit fee and is required when plans are required in order to show compliance with the code. G. Electrical permit fee schedule. 1. NEW SINGLE FAMILY DWELLINGS 1 New single family dwellings (including a garage) 1 Garages, pools, spas and outbuildings 1 Low voltage systems 2. SINGLE FAMILY REMODEL AND SERVICE CHANGES Service change or alteration no added /altered circuits 1 $81.90 75 Service change $81.90 78,00 with added /altered circuits, plus $11.55 $81.90 75 14,00 for each added circuit (maximum hermit fee $152.85 115.60) Circuits added /altered without service change (includes up to 5 $54.60 52 circuits) Circuits $54.60 52 added/ altered without service change (more than 5 $54.60 50 circuits) $7.65 740, for each added circuit (maximum permit fee $98.70 94) 1 Meter /mast repair 1 $68.25 65 1 Low voltage systems 1 $59.85 55 3 MULTI- FAMILY AND COMMERCIAL (including low voltage) Valuation of Work (Total Contract Amount) $250 or less $251 $1000 $1,001 $5,000 $5,001 $50,000 $50,001 $250,000 $250,001 $1,000,000 Over $1,000,000 $63.00 60:00 4. Plan review fee. In addition to the permit fee, when plan review is required, a plan review fee must be paid at the time of permit application equal to 25% of the calculated permit fee. W Word Processing; 2009 Building Electrical Code BBanh 7/7/2010 PERMIT FEE $94.50 90:00 /hour $63.00 60.00 /hour $63.00 60,00 /hour $63.00 60,00 /hour 100% of the permit fee $152.851:40 1 $81.9075 1 $59.85 55 $63.00 60,00 for the first $250 plus $4.20.1.00 for each $100 or fraction thereof, to and including $1,000 $94.50 90O00 for the first $1,000 plus $21.00 20 for each $1,000 or fraction thereof, to and including $5,000. $178.501:70.00 for the first $5,000 plus $17.20 16.40 for each $1,000 or fraction thereof, to and including $50,000 $953.40 908.00 for the first $50,000 plus $12.60 12,00 for each $1,000 or fraction thereof, to and including $250,000 $3,473.40 3308 for the first $250,000 plus $8.90 8-50 for each $1,000 or fraction thereof, to and including $1,000,000. $10,167.15 93 plus 0.5% of cost over $1,000,000.00 Page7of8 133 134 5. MISCELLANEOUS ELECTRICAL PERMIT FEES. Temporary service (residential) $63.00 604/0 Temporary service generators $78.7575 Manufactured /mobile home parks and RV park sites. each service and $84.0080 feeder. (excluding garage or outbuildings? Carnivals: Base fee $78.50755 Each concession fee $10.5010 Each ride and generator truck $10.50 Inspections or plan review not specified elsewhere (one half hour $63.00 minimum). 60Q0 /hour Adult family home inspection (paid at the time of scheduling the $63.00 inspection) Disaster recovery emeraencv repair permit (residential structures only) 1 $20.00 6. Work covered without inspection or work not ready at the time of inspection may be charged a re- inspection fee at the hourly rate listed above. 7. Work without a permit. Any person who commences electrical work before obtaining the necessary permits shall be subject to an investigation fee. The investigation fee shall be equal to the established permit fee as set forth in the electrical fee schedule. This fee, which shall constitute an investigation fee, shall be imposed and collected in all cases, whether or not a permit is subsequently issued. H. Fee Refunds. The Building Official may refund any permit fee paid by the original permit applicant that was erroneously paid or collected. The Building Official may also authorize the refund of not more than 80% of the permit fee when no work has been done under a permit issued in accordance with the code. Where a plan review fee has been collected, no refund will be authorized once it has been determined that the application is complete and the plan review process has commenced. Refund of any permit fee paid shall be requested by the original permittee in writing and not later than 180 days after the date of fee payment. Section 5. Severability. If any section, subsection, paragraph, sentence, clause or phrase of this ordinance or its application to any person or situation should be held to be invalid or unconstitutional for any reason by a court of competent jurisdiction, such invalidity or unconstitutionality shall not affect the validity or constitutionality of the remaining portions of this ordinance or its application to any other person or situation. Section 6. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of 2010. ATTEST/ AUTHENTICATED• Christy O'Flaherty, CMC, City Clerk APPROVED AS TO FORM BY Office of the City Attorney W Word Processing; 2009 auilding Electrical Code BB:mh 7/7/2010 Jim Haggerton, Mayor Filed with the City Clerk: Passed by the City Council: Published. Effective Date: Ordinance Number: Page 8 of 8 City of Tukwila Communit Affairs and Parks Committee COMMUNITY AFFAIRS AND PARKS COMMITTEE Meeting Minutes June 28, 2010 5:00 p.m.; Conference Room #3 PRESENT Councilmembers: Joe Duffie, Chair; Joan Hernandez and Verna Seal Staff: Dave Johnson, Kirstin May, Ahmed Abdirizak (Parks Recreation intern), Jack Pace, Nora Gierloff, Brandon Miles, Bob Benedicto, Evie Boykan and Kimberly Matej CALL TO ORDER: Committee Chair Duffie called the meeting to order at 4:59 p.m. L PRESENTATIONS No presentations. II. BUSINESS AGENDA A. Amendment to Doak Homes. Inc. Settlement Aereement Staff is seeking Council approval to authorize the Mayor to amend the terms of an existing settlement agreement with Doak Homes, Inc. In May 2008, the City Council approved a settlement with Doak Homes regarding the development of certain residential properties in the City. Shortly after the settlement was reached, the housing market began to deteriorate. In response to the housing economy, Doak has requested a 36 -month extension of the agreement which, most significantly, allows Doak to build homes on smaller lots. Currently, Doak is one of the few builders actively building in Tukwila, and the four homes they have built to date are appealing and complement the neighborhood. Therefore, staff recommends extending the settlement agreement with the following two changes: 1) Permit fees will not be waived, as per the original settlement; and 2) The Permit process will not be expedited, as per the original settlement. UNANIMOUS APPROVAL. FORWARD TO JULY 12 COW FOR DISCUSSION. B. Ordinance: 2009 State Buildine Code Staff is seeking Council approval of a draft ordinance adopting the 2009 State Building Code with local amendments. The City will need to adopt the 2009 State Building Code in order to comply with the requirement that minimum performance standards and objectives in the City of Tukwila not be less than those contained in the State Building Code. Changes to the State Building Code are made in three year cycles, with the last update being in 2006. The 2009 process seemed to be especially arduous, and the State was late in forwarding the completed amendments, which are usually adopted by local jurisdictions by July 1. In addition to administrative changes, the proposed draft ordinance includes two local amendments relative to Tukwila: Permit fee schedule and process related to damage from flooding and /or natural disasters; and Language that clarifies and further defines work exempt/not exempt from permits. There are two additional items that will not be adopted at this time. Due to the complexity of these issues, the items will be worked on jointly by Fire and Community Development Departments and will come to the Finance Safety Committee under separate cover once completed. Those items are: 1) Mandatory fire sprinkler systems; and 2) Provisions for high -rise buildings; and 3) Provisions for five -story (usually four -story maximum), Type VA construction buildings 135 c 136 Community Affairs Parks Committee Minutes June 28. 2010 Paae 2 Finally, the new State Energy Code has been delayed at the request of the Governor. It is currently postponed until October 2010, and may be extended into 2011. UNANIMOUS APPROVAL FORWARD TO JULY 12 COW FOR DISCUSSION. C. 2010 Parks Recreation Update Youth Teens and Foster Golf Links As information only, staff gave two brief PowerPoint presentations on the status of ongoing Youth Teen programs and Foster Golf Links. Youth Teens The mission of youth and teen programs is to promote and enhance youth and teens in the community. Program highlights for youth include: offsite ballet and gymnastics; Early Birds (before school program); ASAP (After School Activities Program); summer camps (Camp Tukwilly and Adventure Camp); Summer Playground Program at Cascade View Park (free summer lunch program location); No School day camps; Parents Night Out; and birthday parties. Special event activities include Family Fright Night (near Halloween) and the Easter Egg Hunt and Scramble. Other programs co- sponsored with Community Schools Collaboration are Dr. Seuss Night and Spring Break Camp. Staff noted that attendance at the Spring Break Camp has gone down significantly since camp costs have increased. Special event and program highlights for teens include: Teen Late Night (every Friday at Tukwila Community Center); dodge ball tournament; Flashlight Egg Hunt; Fear Factor Friday and a texting competition. A Teen Summer Kick -Off Festival was recently held at TCC. In addition to Teen Camp, Tukwila has a Counselor in Training Program (CIT). Tukwila also offers Specialized Recreation in partnership with the City of SeaTac. Foster Golf Links Marty O'Brien, Golf Superintendent, gave a brief background of the history of Foster Golf Links and provided some general golf facts. He described the three -way partnership of Foster which includes a close relationship between the Course, Pro Shop and restaurant; all three of which offer a complete package for many patrons. Highlights of the presentation also incorporated capitol and course improvements including but not limited to: Committee Member Hernandez requested a hard copy of the Youth Teen presentation as well as data for resident and non resident use of /involvement in the recreation programs. INFORMATION ONLY. A new clubhouse Office space (including lunchroom, locker area and laundry) New grass tees and greens Computer controlled irrigation system with weather station Major drainage and irrigation improvements III. MISCELLANEOUS Meeting adjourned at 5 :52 p.m. Next meeting: Monday, June 28, 2010 5:00 p.m. Conference Room #3 Committee Chair Approval Mir}utes by KAM. 1 CAS NUMBER: 10-083 AGENDA ITEM TITLE Seattle Southside Visitors Center (SSVS) change fund. CATEGORY Discussion Motion Resolution Ordinance Bic Award 1 1 Public Heanng Other Mtg Date 7/12/10 Mtg Date Mtg Date 7/19/10 Mtg Date Fund Source. Comments. MTG. DATE 7/12/10 7/19/10 MTG. DATE 7/12/10 COUNCIL AGENDA SYNOPSIS Initials Meetznx Date Prepared by 1 Mayail-r f ew 1 Counal review 07/12/10 SH 1 (k� 1 Jld✓< 07/19/10 sh ITEM INFORMATION ORIGINAL AGENDA DATE: JULY 12, 2010 Mtg Date Mtg Date Mtg Date SPONSOR Council Mayor Adm Svcs DCD Finance Fire Legal P&R n Police PW SPONSOR'S The Seattle Southside Visitors' Service Center (SSVS) plans to begin selling tourism related SUMMARY items, such as admission tickets, to the public. To realize operational efficiencies, establishment of a new $100.00 change fund level is requested. REVIEWED BY COW Mtg n CA &P Cmte Z F &S Cmte in Utilities Cmte Arts Comm. Parks Comm. DATE: 7/7/10 RECOMMENDATIONS: SPONSOR /ADMIN. Finance COMMInhE Unanimous Approval; Forward to Committee of the Whole COST -MPACT/ FUND SOURCE EXPENDITURE REQUIRED AMOUNT BUDGETED RECORD OF COUNCIL ACTION ATTACHMENTS Informational Memorandum dated 6/16 /2010, with attachments Minutes from the Finance and Safety Committee Meeting of 7/7/10 ITEM No. Transportation Cmte n Planning Comm. APPROPRIATION REQUIRED 137 138 TO: FROM: Peggy McCarthy, Deputy Finance Director DATE: June 16, 2010 SUBJECT: Establishment of a New $100.00 Change Fund Level for the Seattle Southside Visitor Center and Repeal of Resolution 1676. ISSUE To establish a new $100.00 change fund level for the Seattle Southside Visitor Center (SSVC) and for the repeal of Resolution No. 1676. BACKGROUND The Seattle Southside Visitors Center plans to begin selling tourist related items such as admission tickets to area attractions and bus passes. For operational efficiency and to best serve customers who tender cash in payment for these items, it is the desire of SSVC staff to establish a new change fund level in the amount of $100.00. DISCUSSION The attached proposed draft resolutions will establish a new change fund level for the Seattle Southside Visitor Center as follows: Once the City Council approves the establishment of a new change fund level for the Seattle Southside Visitor Center through the repeal of Resolutions No. 1676, a claims disbursement check will be issued through Accounts Payable to release the funds. RECOMMENDATION ATTACHMENTS City of Tukwila INFORMATIONAL MEMORANDUM Mayor Haggerton Finance and Safety Committee Hotel /Motel Tax Special Revenue Fund $100.00 Please forward this item to the July 12, 2010 Committee of the Whole meeting for consideration and forward to the July 19, 2010 Regular Meeting for Council approval of final resolution. Draft copy of resolution to repeal existing Resolution No. 1676 Copy of current Resolution No. 1676 Jim Haggerton, Mayor 139 140 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, ESTABLISHING A SEATTLE SOUTHSIDE VISITOR CENTER CHANGE FUND LEVEL; AND REPEALING RESOLUTION NO. 1676. WHEREAS, the Tukwila City Council previously established Change Funds and Petty Cash Fund levels, most recently by Resolution No 1676, passed February 2, 2009; and WHEREAS, for the implementation of new retail operations, cashiering functions and improved customer service, there is a need to establish a new change fund level in the amount of $100 00 for the Seattle Southside Visitor Center; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. The Change Fund levels are hereby set as follows: Finance Department City Clerk's Office Seattle Southside Visitor Center Municipal Court Parks and Recreation Golf Course Section 2. The Petty Cash Fund levels are hereby set as follows: Finance Department Police Investigation /Tukwila Fire Department Parks and Recreation Public Works Division II Public Works Division I Section 3. Resolution No. 1676 is hereby repealed. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this day of 2010 ATTEST /AUTHENTICATED Christy O'Flaherty, CMC, City Clerk APPROVED AS TO FORM BY- Office of the City Attorney W. Word Processing Resolutions \Southside Change Fund.docx PM:lsn 6/29/2010 DRAFT Water Fund General Fund Hotel/Ivlotel Tax Fund General Fund General Fund Foster Golf Course Fund General Fund General Fund General Fund General Fund General Fund General Fund Dennis Robertson, Council President Filed with the City Clerk: Passed by the City Council. Resolution Number 0001 100.00 0001 100 001 101 1 100 001 0001 300 00 000_1 300.00 411 I 1,200.00 (or less, as needed) 000 800 00 000 10,000.00 000 350.00 000 500.00 000 350.00 000 200 00 Page 1 of 1 141 142 Finance Department City Clerk's Office !Municipal Court !Parks and Recreation I Golf Course APPROVED AS T RM BY the City of Tukwila Washington Resolution No. 6 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, ESTABLISHING A CITY CLERK'S OFFICE CHANGE FUND LEVEL, AND REPEALING RESOLUTION NO 1664. WHEREAS, the Tukwila City Council previously established Change Funds and Petty Cash Fund levels, most recently by Resolution No 1664, passed June 23, 2008, and WHEREAS, for the implementation of a new cashiering system for operational efficiency and improved customer service, associated with City Clerk operations, there is a need to establish a new change fund Ievel in the amount of $100 00 for the City Clerk's Office, NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY RESOLVES AS FOLLOWS: Section 1. The Change Fund levels are hereby set as follows. 1 Water Fund General Fund I General Fund (General Fund Foster Golf Course Fund Section 2, The Petty Cash Fund levels are hereby set as follows. Finance Department Police Investigation /Tukwila !Fire Department (Parks and Recreation Public Works Div II }Public Works Div I I General Fund !General Fund General Fund (General Fund (General Fund (General Fund Section 3. Resolution No 1664 is hereby repealed. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Council Meeting thereof this day of 'Fe arc, 2009 ATTEST/ AUTHENTICATED nP Christy O'F1ahgty, CMC, City C erk 1' 0001 100 00 0001 100 00 0001 300 00 0001 300 00 411 I 1,200 00 (or less as needed) 000 800 00 000 10,000 00 000 350 00 000 500 001 000 350 001 000 200 001 Jan Hernandez, Council Pr7sident Filed with the City Clerk. 0 Passed by the City Council. ,Q oq Resolution Number. 1 V' it7 C. \Documents and Settings \All Users Desktop Kelly \MSDAPA\ Resolutions Change Fund City Cterk.doc LJ.KSN 1/ Page 1 of 1 143 144 FINANCE AND SAFETY COMMITTEE Meeting Minutes City of Tukwila Finance and Safety Committee July 7, 2010 5:00 p.m.; Conference Room #3 *Wednesday meeting due to holiday PRESENT Councilmembers: De'Sean Quinn, Chair; and Dennis Robertson (for Kathy Hougardy) Absent: Allan Ekberg Staff: Shawn Hunstock, Peggy McCarthy, Dave Haynes, Tami Erble Harris, Nick Olivas, Bob Benedicto, Marty Grisham, Gail Labanara, Bob Giberson, Hillman Mitchell, Jack Pace, Steve Lancaster and Kimberly Matej Guests: Mary Hulvey CALL TO ORDER: Chair Quinn called the meeting to order at 5:01 p.m. I. PRESENTATIONS No presentations. II. BUSINESS AGENDA A. Bond Ordinance for Southcenter Parkway Extension This item was originally heard by the Finance Safety Committee on June 7, 2010. At that time, Committee members had some clarifying questions for staff and requested the item return to Committee for further discussion, unless grant fund processing was time sensitive. Staff is seeking approval of an ordinance providing for the issuance of new bonds in the amount of $6 million, and authorization for the execution of a continuing disclosure agreement for such. The information memo in the Committee agenda packet addressed prior Committee inquiries (see Committee minutes dated June 7, 2010). Council President Robertson expressed concern over the City's current economic situation and the cost of items being requested in the draft bond ordinance (outside of Southcenter Parkway improvements). He acknowledged the need for these emergency preparedness items; however, he was concerned this may not be the best way to finance these items. Committee Chair Quinn shared his concerns with the emergency preparedness items, which included: 1) the City's ability to pay for these items in the short-term in comparison to the need; and 2) how the Police Department will secure matching grant funds for the mobile command unit if the items are not included in the draft bond ordinance. Staff answered questions and provided clarity on emergency preparedness items as outlined in the Emergency Preparedness Capital Asset List included in the Committee agenda packet. The items are essential to maintaining continuity of internal and external operations during and emergency. Failure of current equipment, not replaced through the bond, could be catastrophic. After a lengthy discussion, the two Committee Members agreed to forward this item to Council for discussion, recommending that the draft bond ordinance be approved as is, including the purchase of the emergency preparedness items. UNANIMOUS APPROVAL. FORWARD TO JULY 12 COW FOR DISCUSSION. B. Resolution: Establishina a Seattle Southside Visitor Center Chanae Fund. Staff is seeking full Council approval of a resolution that will establish a change fund in the amount of $100.00 for Seattle Southside Visitor Center. The addition of the change fund is needed for cash transactions related to customer purchases such as admission tickets and transportation. The change fund will increase operational efficiency and improve customer service for the Center. This will require the repeal of Resolution No. 1676. UNANIMOUS APPROVAL. FORWARD TO JULY 12 COW FOR DISCUSSION. 145 146 12th (Monday) Community Affairs Parks Cmte, 5 00 PM (CR #3) City Council Committee of the Whole Mtg., 7 PM (Council Chambers) (Agenda includes public meeting regarding City budget issues) :19t1i(Mdiida'v) Transportation Cmte, 5:00 PM (CR #1) City Council Regular Mtg., 7:00 PM (Council Chambers) REGULAR MEETING TO BE IMMEDIATELY FOLLOWED BY A SPECIAL MEETING (BUDGET WORK SESSION) 13th (Tuesday) D Utilities Cmtc CANCELLED Tukwila International Boulevard Action Cmte, 7:00 PM (Community Center) :20641Ni6da:0 Summer Work Party at Codiga Park 10:00 AM to 2:00 PM Registration required: E -mail Dhira Brown at restoration @puget sound.org or call 206 382 -7007, ext. 182 Finance Safety Cmte, 5:00 PM (CR 83) ➢Arts Commission, 5.30 PM (Community Center) RESCHEDULED FROM JULY 6TH Upcoming Meetings Events JULY 2010 14th (Wednesday) :.21st{Wednesday); Public Information Meeting on Residential Rental Licensing Inspection Program 10:00 AM Tukwila Community Center (12424 42nd Ave. S.) Call 206 -431 -3670 to reserve a space. Parks Commission, 5.30 PM (Community Center) Library Advisory Beard CANCELLED 15th (Thursday) Crime Hot Spots Task Force Mtg., 10 AM (CR #5) Tukwila Historical Society, 7:00 PM (old Tukwila Library at 14475 59th Ave. S.) 22nd {Thursday)= Planning Commission, 6.30 PM (Council Chambers) 16th (Friday) Peanut Butter and Jam Concert Series 4 13 41. FREE family fun! 12:00 Noon (Tukwila Community Center by the Spray Park) This week: Jim Valley July 16 (cont.) 17th (Saturday) Work Party Duwamish Riverbend Hill 10:00 AM to 1:00 PM Additional information available at www.cascadeland. org under "Events." For information or to register please contact volunteer@ cascadelandorg or 206 -905 -6931 Space is limited, so please let us know ifyou plan 10 come! July 17 (cont.) 1' C.A.S.T.T. performances (Community Actors' Summer Theatre in Tukwila) July 16 and 17 at 7:00 PM Foster Performing Arts Center Admission is FREE, but canned food will be collected at the door for the Tukwila Food Pantry For more info call 206 -768 -2822. 23rd'. 24th'. (Saturday) Peanut Butter and Jam Concert Series FREE family fun! 12:00 Noon (Tukwila Community Center by the Spray Park) This week: Casper Babypants Arts Commission: 1st Tues., 5.30 PM, Tukwila Community Center Contact Stephanie Gardner at 206 767 -2342. City Council Committee of Whole (C.O.W.) Meeting: 2nd 4th Mon., 7 PM, Council Chambers at City Hall. City Council Regular Meeting: 1st 3rd Mon., 7:00 PM, Council Chambers at City Hall. Community Affairs Parks Committee: 2nd 4th Mon., 5 PM, Conf. Room #3 Agenda item for 7/12/10 meeting. (A) Sensitive Areas Ordinance update. Crime Hot Spots Task Force: 3rd Thurs., 10 AM, Conf. Room #5 Contact Phi Huynh at 206 -433 -7175 Finance Safety Committee: 1st 3rd Tues., 5:00 PM, Conf. Room #3 Library Advisory Board: 3rd Wed., 7:00 PM, Foster Library Contact Stephanie Gardner at 206 767 2342. Parks Commission: 3rd Wed., 5.30 PM, Senior Game Room at Community Center Contact Stephanie Gardner at 206- 767 2342. Planning Commission/Board of Architectural Review: 4th Thurs., except 2nd Thursday m Nov Dec., 6.30 PM, Council Chambers at City Hall. Contact Wynetta Bivens at 206 -431 -3670. Transportation Committee: 1st 3rd Mon., 5:00 PM, Conf. Room #1 ➢Tukwila Historical Society: 3rd Thurs., 7:00 PM (meeting location varies). Contact Pat Brodin at 206 433 1860. >Tukwila Int'l. Blvd. Action Cmte: 2nd Tues., 7:00 PM, Tukwila Community Center Contact Chief Dave Haynes a1206 -433 -1812. Utilities Committee: 2nd 4th Tues., 5'00 PM, Conf. Room #1 7/13/10 meeting has been cancelled. 147 148 Tentative Agenda Schedule MONTH MEETING 1- MEETING 2 'REGULAR C.O.W. July 5tI Independence Day (observed) (City offices closed) August 30th Fifth Monday of the month —no Council meeting scheduled 6 (Tuesday) 2 9 Special Presentation: Global to Local initiative (Adam Taylor, Project Mgr.) New Business: Briefing by adminis- tration regarding implementation of program and service reductions 12 See agenda packet cover sheet for this week's agenda (July 12, 2010 Committee of the Whole Meeting) MEETING 3 REGULAR 19 Special Presentations: Presentation by the Girl Scouts of a donation to the Police Department K -9 unit Employer support of the Guard and Reserve presentation to Tukwila Police Department and City Unfinished Business: Ordinance adopting State Building Code Amendment to Doak settlement agreement Sign Code ordinance Bond resolution for Southcenter Pkwy. construction Resolution establishing a Seattle Southside Visitors Center Change Fund Budget items: Ordinance regarding business license fee increase Ordinance regarding RGRL Ordinance regarding utility taxes New Business: Adopt revenue enhance- ments and implement program /service reduc- tions where possible REGULAR MEETING TO BE FOLLOWED BY A BUDGET WORK SESSION Special Issues: Conduct second review of Parks Recreation proposed program and service reductions 16 MEETING 4- 26 6:30 PM EXECUTIVE SESSION Special Issues: Budget Public presentation to Council on status of labor negotiations followed by Council discussion of next steps, which could include another round of program/ service reduction decisions in September 23 COMMITTEE OF THE WHOLE MEETING TO BE FOLLOWED BY A SPECIAL MEETING