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HomeMy WebLinkAbout2011 Comprehensive Annual Financial Report (CAFR)City of Tukwila, Washington COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Fiscal Year Ended December 31, 2011 Foster Golf Links - Tukwila, Wa The City of Tukwila, Washington COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended December 31, 2011 Prepared by the City of Tukwila, Finance Department Peggy McCarthy, Finance Director JIM HAGGERTON, MAYOR TUKWILA CITY COUNCIL Verna Seal, President Joe Duffie Kate Kruller Dennis Robertson Allan Ekberg Kathy Hougardy De'Sean Quinn Cover photo by Craig Zellerhoff Foster Golf Course CITY OF TUKWILA: 2011 CAFR TABLE OF CONTENTS COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended December 31, 2011 TABLE OF CONTENTS Page I. INTRODUCTORY SECTION Table of Contents Administrative Organizational Structure, Principal Officials, and Council Committees 1 Letter of Transmittal 3 Certificate of Achievement 9 II. FINANCIAL SECTION Auditor's Report 11 Management's Discussion and Analysis 13 Basic Financial Statements Government -wide Financial Statements: Statement of Net Assets 31 Statement of Activities 32 Fund Financial Statements: Balance Sheet — Governmental Funds 35 Statement of Revenues, Expenditures, and Changes in Fund Balance — Governmental Funds 36 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities 37 Statement of Revenues, Expenditures, and Changes in Fund Balance — Budget and Actual: General Fund 38 Arterial Street Fund 39 Statement of Net Assets — Proprietary Funds 42 Statement of Revenues, Expenses, and Changes in Fund Net Assets — Proprietary Funds 43 Statement of Cash Flows — Proprietary Funds 44 Statement of Fiduciary Net Assets — Fiduciary Fund 48 Statement of Changes in Fiduciary Net Assets — Fiduciary Fund 49 Notes to the Financial Statements 51 Required Supplemental Information: Firemen's Pension Trust Fund 99 Retiree Medical and Long -Term Care Benefits for LEOFF I Employees 99 Notes to the Required Supplementary Information 100 Combining and Individual Fund Financial Statements and Schedules: Combining Balance Sheet — Non -Major Governmental Funds 102 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances — Non -Major Governmental Funds 103 Combining Balance Sheet — Non -Major Special Revenue Funds 106 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances — Non -Major Special Revenue Funds 107 Schedules of Revenues, Expenditures, and Changes in Fund Balances — Budget and Actual: Hotel /Motel Tax Fund 108 Street Fund 109 CITY OF TUKWILA: 2011 CAFR TABLE OF CONTENTS Schedules of Revenues, Expenditures, and Changes in Fund Balances — Budget and Actual: (continued) Page Drug Seizure Special Revenue Fund 110 Combining Balance Sheet — Non -Major Debt Service Funds 112 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance — Non -Major Debt Service Funds 114 Combining Balance Sheet — Non -Major Capital Project Funds 118 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances — Non -Major Capital Project Funds 119 Combining Statements of Net Assets — Internal Service Funds 122 Combining Statement of Revenues, Expenses, and Changes in Fund Net Assets — Internal Service Funds 123 Combining Statement of Cash Flows — Internal Service Funds 124 III. STATISTICAL SECTION Schedule Net Assets by Component 1 128 Changes in Net Assets 2 130 Fund Balances, Governmental Funds 3 132 Changes in Fund Balances of Governmental Funds 4 134 General Government Tax Revenues by Source 5 136 Property Tax Levies and Collections 6 137 Assessed and Estimated Actual Value of Taxable Property 7 138 Property Tax Rates — Direct and Overlapping Governments 8 139 Principal Property Taxpayers 9 140 Retail Sales Tax Collections by Sector 10 142 Sales Tax Rate Direct and Overlapping Governments 11 144 Ratios of Outstanding Debt by Type 12 146 Ratios of General Bonded Debt Outstanding 13 148 Computation of Direct and Overlapping Debt 14 149 Legal Debt Margin Information 15 150 Revenue Bond Coverage — Water and Sewer Bonds 16 152 Demographic Statistics 17 154 Principal Employers 18 155 Full -Time Equivalent City Government Employees by Function 19 156 Operating Indicators by Function 20 157 Capital Assets by Function 21 158 ii COMMUNITY DEVELOPMENT Jack Pace ) CITY OF TUKWILA: 2011 CAFR ADMINISTRATIVE ORGANIZATIONAL STRUCTURE, PRINCIPAL OFFICIALS ADMINISTRATIVE ORGANIZATIONAL STRUCTURE AND PRINCIPAL OFFICIALS CITIZENS OF TUKWILA COUNCIL MEMBERS MAYOR Jim Haggerton \ 1 CITY ADMINISTRATOR David Cline J r \ MUNICIPAL COURT Kimberly Walden \ J CITY ATTORNEY Kenyon Disend PLLC (Contracted) HUMAN RESOURCES Stephanie Brown i INFORMATION TECHNOLOGY Mary Miotke FINANCE Peggy McCarthy PARKS AND RECREATION Rick Still FIRE Nick Olivas J COUNCIL COMMITTEES FINANCE AND SAFETY COMMITTEE De'Sean Quinn, Chairperson Dennis Robertson, Member Kate Kruller, Member COMMUNITY AFFAIRS AND PARKS Kathy Hougardy, Chairperson Joe Duffle, Member Allan Ekberg, Member 1 PUBLIC WORKS Bob Giberson POLICE Mike Villa TRANSPORTATION Allan Ekberg, Chairperson Kathy Hougardy, Member De'Sean Quinn, Member UTILITIES Dennis Robertson, Chairperson Joe Duffle, Member Kate Kruller, Member CITY OF TUKWILA: 2011 CAFR ADMINISTRATIVE ORGANIZATIONAL STRUCTURE, PRINCIPAL OFFICIALS 2 City of Tukwila 6200 Southcenter Blvd, Tukwila, WA 98188 Jim Haggerton, Mayor July 23, 2012 Honorable Jim Haggerton, Mayor Members of the Tukwila City Council Citizens of Tukwila City of Tukwila 6200 Southcenter Boulevard Tukwila, Washington 98188 -2599 Subject: TRANSMITTAL OF 2011 COMPREHENSIVE ANNUAL FINANCIAL REPORT Dear Mayor, Council Members, and Citizens: State law requires that cities publish financial statements in conformity with Generally Accepted Accounting Principles (GAAP), which are audited in accordance with generally accepted auditing standards by the State Auditor's Office, under the Revised Code of Washington (RCW) 43.09.230. Therefore, we issue and transmit to you the City of Tukwila's Comprehensive Annual Financial Report (CAFR) for the fiscal year ended December 31, 2011. This transmittal letter provides an overview of the report and the financial condition of the City. It also provides insight into the history of the City and the economic conditions affecting it, and describes the systems and controls employed by the Finance department. The Comprehensive Annual Financial Report has several significant uses. First, it provides a general overview of the City's finances to the general public and taxpayers. Second, it is referenced by bond buyers and rating agencies to evaluate the City's fiscal stability and creditworthiness. Finally, the CAFR is a series of financial statements that have been audited by the State Auditor's Office and provides assurances that assets are safeguarded and funds are expended as they were legally appropriated in the adopted budget. I. INTRODUCTION MANAGEMENT REPRESENTATION The Tukwila Finance Department prepared the report and accepts responsibility for the accuracy, completeness, and fairness of presentation of the information included. The data is believed to be accurate in all material respects, and it is believed that the data is presented in a manner that fairly sets forth the results of operations and financial 3 CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL position of the City as measured by the financial activity of the City's various funds. All disclosures necessary to enable the reader to gain the maximum understanding of the City's financial activity have been included. The report has been prepared in conformance with GAAP and in conformance with financial reporting standards issued by the Governmental Accounting Standards Board (GASB). City management has developed and evaluated a comprehensive internal control structure that is designed to provide reasonable, but not absolute, assurance regarding the safeguarding of assets against loss from unauthorized use or disposition, and the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance is based on the assumption that the cost of internal controls should not exceed the benefits expected to be derived. As management, we attest that, to the best of our knowledge and belief, this financial report is complete and reliable in all material aspects. As a recipient of federal, state and county financial assistance the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act amendments of 1996 and U.S. Office of Management and Budget Circular A -133, Audits of States, Local Governments, and Non - profit Organizations. The audit is conducted by the State Auditor's Office in conjunction with the City's annual independent audit. Information related to this single audit includes the Schedule of Expenditures of Federal Awards, findings and recommendations, if applicable, and auditor's reports on internal control and compliance with applicable laws, regulations, contracts and agreements. The results of the City's annual single audit for the fiscal year ended December 31, 2011 provided no instances of material weaknesses in the internal control structure or significant violations of applicable laws. B. ORGANIZATION OF THE REPORT The report is divided into three sections: the Introductory Section, the Financial Section, and the Statistical Section. The Introductory Section contains the table of contents, a list of the City's principal officials, an organizational chart, this letter of transmittal, and the Certificate of Achievement for Excellence in Financial Reporting from the Government Finance Officers' Association of the United States and Canada (GFOA) for the 2010 CAFR. The Financial Section contains the Auditor's Report, completed by the Washington State Auditor, Management's Discussion and Analysis, Government -Wide Financial Statements, the Fund Financial Statements, Notes to the Financial Statements and Other Required Combining and Supplemental Information. The Statistical Section, which is unaudited, contains a range of statistical tables and charts that present various financial, economic, social, and demographic data about the City. This information depicts various trends that have affected the fiscal condition of the City over the last ten years. C. REPORTING ENTITY The City of Tukwila is a non - charter optional code City, operating under Section 35A of the Revised Code of Washington. It has a strong Mayor form of government with a seven - member City Council elected by the voters of the City. Councilmembers are elected at large rather than by district, are responsible for establishing the general 4 CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL guidelines and policies for the City, and each serves a four -year term. The Mayor appoints the City Administrator as the City's chief administrative officer responsible for carrying out the policies and direction set by the Mayor and City Council. The City of Tukwila provides a full range of local government services. These services include police and fire protection; emergency medical services; construction and maintenance of streets and traditional municipal infrastructure; planning and zoning; park and recreational activities; and cultural events. In addition, the City operates an equipment maintenance /rental fund. The City operates its own municipal 18 -hole golf course. The City provides sewer, water, and surface water services. The City has a municipal court for traffic infractions, misdemeanors, and gross misdemeanors. Other jurisdictions provide jail services to the City. Tukwila residents receive library services from the King County Library System. Incorporated in 1908, the City of Tukwila abuts the City of Seattle on the north, and is one mile east of Seattle- Tacoma International Airport. Tukwila has a small residential population of 19,107; however, the daytime shopper /visitor and working population can reach over 150,000 during the holiday shopping season. II. ECONOMIC CONDITION A. SUMMARY OF LOCAL ECONOMY A diverse regional economy is led by The Boeing Company and other smaller manufacturing companies. The Puget Sound region is a major international trade gateway to the Far East. Also, high tech industries such as Microsoft have made their home in this region. This diversity has now become the strength of our economic well being. Tukwila enjoys a strong position in the Puget Sound region as well as the State of Washington. Tukwila's location at the crossroads of the State's most significant freeway network (the 1 -5 and 1 -405 interchange) and planned multi -modal transit center and commuter Tight rail reinforces the well - established advantages of Tukwila as a business location. These major transportation systems and strategic access to Seattle, Tacoma, Sea -Tac Airport and the population base of the south Puget Sound region provide a natural setting for commercial and industrial activity. Tukwila enjoys one of the largest sales tax bases in the State of Washington, with $15.3 million in revenue for 2011. The total combined retail sales activity amounted to approximately $1.8 billion in 2011. While this represents a slight increase in sales tax revenue and retail activity within Tukwila, as compared to last year, the City continues to be impacted by the current economic climate. Although construction activity was up 51%, manufacturing and wholesale trade sectors were down 38 percent and 18 percent respectively. The strength of the City's retail sales activity is the Westfield Southcenter Shopping Center and Parkway Plaza retail development, which combine to create one of the largest retail concentrations on the west coast. This strength has attracted new retail establishments to locate in Tukwila. This diversified revenue base is further supported by an assessed valuation of $4.7 billion as well as our above - mentioned sales tax base, and has allowed the City to pursue a long -term capital investment program. 5 CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL The City is experiencing modest growth in overall development activities and in retail sales. Permitting activity increased from 1,706 permits issued in 2010 for a total value of $89.9 million to 2,020 permits issued in 2011 for a total value of $92.4 million. The total retail sales activity of $1.8 billion in 2011 was an increase of $76.2 million over 2010. The trend of modest but consistent growth has continued into 2012. B. FUTURE ECONOMIC OUTLOOK Tukwila is in a continuous process of both short -term and long -term financial planning. Short - term financial planning is inherent in the development of the City's biennial budget. Concurrent with the biennial budget is the City's long -term capital needs and potential funding is assessed with the development of the six -year capital facility plan. The capital facility plan is a component of the Comprehensive Master Plan, which outlines how the City should look and function in twenty years and creates a vision that can be realistically implemented. An integral part of this vision is determining how to allocate the City's financial resources to achieve the desired goals. The Southcenter Parkway Extension project to widen the two lane roadway to five lanes between South 180th and South 200th Street will facilitate the Tukwila South development. The master plan for Tukwila South anticipates the creation of 25,000 jobs through the addition of 5 to 10 million square feet of office technology / flex -tech space, 1 to 2 million square feet of goods and services, and 1,700 units of housing. Tukwila designated the North Highline as a potential annexation area in 1995 in response to King County's desire for all unincorporated areas to be incorporated to the cities per their county wide planning policies. This area is approximately 166 acres with a small residential population. The area's boundary is South Director Street on the north, South 101st Street in the south, West Marginal Place South on the west, and the Duwamish River on the east. . The City continues to work with the community to provide information on the impact of the annexation on businesses and property owners. Progress on Tukwila Village is slow, yet steady. The City Council selected Tukwila Village Development Associates, LLC (also known as the Senior Housing Assistance Group or "SHAG ") as the developer and authorized the Mayor to enter into negotiations. SHAG shares ownership and operations for over thirty multi - family housing developments in the Puget Sound. Their properties serve people of all ages with a strong emphasis on affordable senior housing. The City, SHAG, and the King County Library System are currently working on the basic plan for the location of buildings and parking on the site. The development agreements are scheduled to be completed in 2012 and the first phase opening in 2014. Outside of the development area, growth is predicted to continue but recovery will be slow. With declining revenues and increasing expenses outside of the City's control such as pension plan contributions and contractual increases in salaries and benefits, determining how fewer resources will be distributed when the needs are greater will remain a challenge. As Tukwila moves forward, economic conditions will be continually monitored and adjustments to City spending and services made to maintain the City's financial health. Long -term plans will be focused on ensuring the City continues to be an economically strong and viable City. Towards that end, the City is developing a strategic plan that will guide priorities and actions of the City for future years to come. Tukwila is excited to have this opportunity to work with citizens and the community to enhance its vision and its plans to accomplish that goal. 6 CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL III. OTHER RELEVANT INFORMATION A. INDEPENDENT AUDIT State law requires an annual audit of all City books of accounts and financial records by the Office of the State Auditor, which is headed by an independently elected State official, the State Auditor. The Auditor has broad legal authority to inquire into all financial and legal compliance matters and such audits are considered equal to audits by certified public accounting firms. The 2011 financial audit of the City is complete and was conducted in conformance with Generally Accepted Auditing Standards. The financial statements of all City funds have been included in this audit. The City has been given an unqualified opinion for 2011. Please see the Auditor's Report. The State Auditor's Office also audits the City's administration of its federal grants under the single audit concept. There were no instances of questioned costs as part of the City's single audit for 2011. B. MANAGEMENT DISCUSSION AND ANALYSIS Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD &A). This letter of transmittal is designed to complement the MD &A and should be read in conjunction with it. Tukwila's MD &A can be found immediately following the independent auditor's report. C. AWARDS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Tukwila for its comprehensive annual financial report for the fiscal year ended December 31, 2010. This was the 24th consecutive year that the government has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL D. ACKNOWLEDGMENTS Preparation of this report could not have been accomplished without the professional, efficient, and dedicated services of the entire staff of the Finance Department and the cooperation of other City departments. Their long hours of assistance with the preparation and review of this report are greatly appreciated. The Mayor, City Administrator and City Council are to be complimented for their encouragement, interest, and support in conducting the financial operations of the City in a sound and progressive manner. The efficient assistance of examiners from the Office of the State Auditor is also appreciated. Staff who had a direct role in preparing Tukwila's 2011 Comprehensive Annual Financial Report take great pride in their work, and the entire team who worked on this project is to be commended. Respectfully submitted, p7c Peggy McCarthy, CPA Finance Director 8 CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL Certificate of Achievement for Excellence in Financial Reporting Presented to City of Tukwila Washington For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2010 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the -United States and Canada to government units and public employee ietirement systems whose comprehensive animal financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ,/ or TEINTr• Omni STATEs\ f MD N: titADA 5 C JJtJ&TiOP JP SEAL c&rak,45 4944,46-0 President Executive Dn-ector 9 CITY OF TUKWILA: 2011 CAFR LETTER OF TRANSMITTAL 10 CITY OF TUKWILA: 2011 CAFR AUDITOR'S OPINION LETTER Washington State Auditor Brian Sonntag INDEPENDENT AUDITOR'S REPORT July 23, 2012 Council City of Tukwila Tukwila, Washington We have audited the accompanying financial statements of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund and the aggregate remaining fund information of the City of Tukwila, King County, Washington, as of and for the year ended December 31, 2011, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund and the aggregate remaining fund information of the City of Tukwila, King County, Washington, as of December 31, 2011, and the respective changes in financial position and, where applicable, cash flows thereof, and the respective budgetary comparison for the General and Arterial Street funds for the year then ended in conformity with accounting principles generally accepted in the United States of America. As described in Note 1, during the year ended December 31, 2011, the City has implemented the Governmental Accounting Standards Board Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions. Insurance Building, P.O. Box 40021 • Olympia, Washington 98504 -0021 • (360) 902 -0370 • TDD Relay (800) 833 -6388 FAX (360) 753 -0646 • http: /Jwww.sao.wa.gov 11 CITY OF TUKWILA: 2011 CAFR AUDITOR'S OPINION LETTER In accordance with Government Auditing Standards, we will also issue our report dated July 23, 2012, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. That report will be issued under separate cover in the City's Single Audit Report. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. Accounting principles generally accepted in the United States of America require that the management's discussion and analysis on pages 13 through 28, pension trust fund on pages 99 through 100 and information on postemployment benefits other than pensions on pages 99 through 100 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during the audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Our audit was performed for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The accompanying information listed as combining fmancial statements and supplementary information on pages 102 through 125 is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. This information has been subjected to auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. The information identified in the table of contents as the Introductory and Statistical Sections is presented for purposes of additional analysis and is not a required part of the basic financial statements of the City. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on it. Sincerely, BRIAN SONNTAG, CGFM STATE AUDITOR 12 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS MANAGEMENT'S DISCUSSION AND ANALYSIS For the Year Ended December 31, 2011 The discussion and analysis of the City of Tukwila's financial performance provides an overall review of the City's financial activities for the year ended December 31, 2011. The intent of this discussion and analysis is to look at the City's financial performance as a whole; readers should also review the transmittal letter, and the basic financial statements to enhance their understanding of the City's financial performance. FINANCIAL HIGHLIGHTS • Total net assets, the amount by which total assets exceed total liabilities, equal $288.8 million. A total of 86 percent or $248.6 million of total net assets is invested in capital assets such as streets, land, buildings, equipment, and other improvements. The remaining net assets of $40.2 million is available for debt service, capital projects, and to meet the government's ongoing activities and obligations. • The government's net assets increased by $20.2 million in 2011. Governmental activities provided a $13.8 million increase and business -type activities accounted for the difference. • As of the close of the current fiscal year, the City of Tukwila's governmental funds reported combined ending fund balances of $24,804,485 a decrease of $3,958,347 in comparison with the prior year. • At the end of the current fiscal year, unassigned fund balance for the general fund was $8,237,141, or 19 percent of total general fund expenditures. • The City of Tukwila's total debt decreased by $2,950,990 during the current fiscal year. The City incurred $4.6 million in additional debt for refunding a portion of the 2003 Street general obligation bonds and assumed debt of $3 million transferred from the Golf Course. This increase was offset by $10.7 million in payments on existing debt. USING THIS ANNUAL FINANCIAL REPORT This annual report consists of a series of financial statements and notes to those statements. These statements are organized so the reader can understand the City of Tukwila as a financial whole or as an entire operating entity. The statements then proceed to provide an increasingly detailed look at specific financial conditions. The Statement of Net Assets and Statement of Activities provide information about the activities of the whole City presenting both an aggregate view of the City's finances and a longer -term view of those assets. Major fund financial statements provide the next level of detail. For governmental funds, these statements tell how services were financed in the short -term as well as what dollars remain for future spending. The fund financial statements also look at the City's most significant funds with all other non -major funds presented in total in one column. 13 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS Overview of the Financial Statements The City's basic financial statements are presented in three parts: 1) Government -wide financial statements 2) Fund financial statements 3) Notes to the financial statements Other supplementary information, in addition to the basic financial statements, is also contained in this report. This section of the Management's Discussion and Analysis is intended to introduce and explain the basic financial statements. Government -wide Financial Statements The government -wide financial statements are designed to be corporate -like in that all governmental and business -type activities are consolidated into columns which add to a total for the City. The focus of the Statement of Net Assets is designed to be similar to bottom -line results for the City and its governmental and business -type activities. This statement combines and consolidates governmental funds' current financial resources (short -term spendable resources) with capital assets and long -term obligations. Over time, increases or decreases in net assets may be one indicator of improvement or deterioration in the City's overall financial health. The Statement of Activities is focused on both the gross and net cost of various functions, including both governmental and business -type activities, which are supported by the City's general tax and other revenues. This is intended to summarize and simplify the user's analysis of cost of various governmental services and /or subsidy to various business -type activities. The revenue generated by the specific functions (charges for services, grants, and contributions) is compared to the expenses for those functions to show how much each function either supports itself or relies on taxes and other general funding sources for support. All activity on this statement is reported on the accrual basis of accounting, requiring that revenues are reported when they are earned and expenses are reported when they are incurred, regardless of when cash is received or disbursed. Governmental activities of the City include general government (executive, finance, legal, human resources, court), public safety, physical environment, economic environment, transportation, mental and physical health, and culture and recreation. The City's business -type activities include a water and sanitary sewer utility, surface water utility, and a municipal golf course. Governmental activities are primarily supported by taxes, charges for services, and grants while business -type activities are self - supporting through user fees and charges. Fund Financial Statements The Fund Financial Statements are the traditional reporting format for governments. A fund is a fiscal and accounting entity with a self - balancing set of accounts used to account for specific activities or meet certain objectives. While the government -wide statements present the City's finances based on the type of activity (general government vs. business type), the Fund Financial Statements are presented by fund type, such as the general fund, special revenue funds and proprietary funds, with the focus on major funds. Governmental Funds Governmental funds are used to account for essentially the same functions that are reported as governmental activities in the government -wide financial statements. The governmental major fund presentation is used, utilizing the "sources and uses of resources" basis. This is the manner in which the budget is typically developed. The basis of accounting is different between the governmental fund statements and the government -wide financial statements. The governmental fund statements 14 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS focus on the near -term revenues /financial resources and expenditures while the government -wide financial statements include both near -term and long -term revenues /financial resources and expenditures. The information in the governmental fund statements can be used to evaluate the City's near -term financing requirements and immediate fiscal health. Comparing the governmental fund statements with the government -wide statements can help the reader better understand the long -term impact of the City's current year financing decisions. Because the basis of accounting is different between the governmental fund statements and the government -wide financial statements, reconciliations are provided. The reconciliation between the governmental fund Balance Sheets and the government -wide Statement of Net Assets is found on the bottom of the governmental funds' Balance Sheet, while the reconciliation between the governmental fund Statement of Revenues, Expenditures and Changes in Fund Balance and the government -wide Statement of Activities is found directly following the governmental funds' Statement of Revenues, Expenditures, and Changes in Fund Balance. The City maintains nineteen individual governmental funds. Of these, three are considered major (the general fund, the arterial street fund, and the land acquisition recreation & park development fund) and are presented separately in the governmental fund Balance Sheet and the governmental fund Statement of Revenues, Expenditures and Changes in Fund Balances. Due to GASB 54, two of the governmental funds do not meet the criteria to be reported separately as special revenue funds. As such, the Contingency Fund and Fire Equipment Cumulative Reserve Fund are reported under General Fund. The remaining governmental funds are combined into a single column labeled "Other Governmental Funds ". Individual fund data for each of the other governmental funds can be found in the combining statements later in this report. The City maintains budgetary control over its operating funds through the adoption of a biennial budget. Budgets are adopted at the fund level according to state law. Budgetary comparison statements are presented for the general and arterial street funds within the financial statements. Other budgetary comparison schedules are included following the other governmental funds' combining statements in this report. Proprietary Funds Proprietary funds are used by governments to account for their business -type activities and use the same basis of accounting as utilized in private industry. Business -type activities provide specific goods or services to a group of customers that are paid for by fees charged to those customers. There is a direct relationship between the fees paid and the services rendered. The City has two types of proprietary funds: enterprise funds and internal service funds. Enterprise funds are used to account for goods and services provided to citizens, while internal service funds are used to account for goods and services provided internally to various City departments. Enterprise funds report the same functions presented as business -type activities in the government - wide statements, but in greater detail. The City's enterprise fund statements provide information on the City's three utilities (water, sanitary sewer, surface water) as well as the City -owned golf course. Internal service funds are an essential accounting tool used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for its fleet of vehicles, and its insurance premiums. Internal service funds benefit both governmental and business -type activities, and are allocated accordingly in the government -wide statement of activities. 15 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS Fiduciary Funds Fiduciary funds account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments or other funds. Fiduciary funds are not included in the government -wide financial statements because their assets are not available to support the City's activities. The City has two fiduciary funds: a firemen's pension trust fund and an agency fund, which are accounted for on the accrual basis. As agency funds are custodial in nature, they do not include revenues and expenses. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to the financial statements can be found at the end of the Basic Financial Statements section. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning a schedule of funding progress for the Firemen's Pension Trust Fund and other post - employment benefits. Additional pension benefit information is found in Note 9. The combining statements referred to earlier in connection with non -major governmental funds, nonmajor enterprise funds, and internal service funds are presented in the section titled "Fund Financial Statements and Schedules ". Government -wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. For the City of Tukwila, total assets exceeded liabilities by $288,801,461 at December 31, 2011. The largest portion of the City's net assets, $248.6 million, or 86 percent, reflects its investment in capital assets (e.g., land, buildings, machinery, and equipment) less any related debt used to acquire those assets that is still outstanding. The transfer of debt from the Golf Course was excluded from the calculation for the governmental activities, since the proceeds were used to acquire capital asset that is reported under business -type activities. The City of Tukwila uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Tukwila's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities: 16 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS CITY OF TUKWILA NET ASSETS Governmental Activities Business -type Activities Total As of 12/31/11 As of 12/31/10 As of 12/31/11 As of 12/31/10 As of 12/31/11 As of 12/31/10 Current and other assets Capital assets, net of accumulated depreciation Total assets Long -term liabilities Other liabilities Total liabilities Net assets Invested in capital assets, net of related debt Restricted Unrestricted Total net assets $ 51,017,626 213,700,317 264,717,943 $ 53,165,106 $ 11,247,960 $ 12,166,042 $ 62,265,586 $ 65,331,148 195,938,217 63,403,009 60,321,804 277,103,326 256,260,021 249,103,323 74,650,969 72,487,846 339,368,912 321,591,169 23,260,921 15,446,362 38,707,283 21,739,892 15,158,923 36,898,815 10,275,993 1,584,175 11,860,168 14,335,996 1,803,836 16,139,832 33,536,914 17,030,537 50,567,451 36,075,888 16,962,759 53,038,647 199,511,779 177,078,793 52,134,799 44,759,489 248,636,920 5,019,817 23,005,792 430,444 430,444 5,450,261 21,479,064 12,119,923 10,225,558 11,158,081 34,714,280 $ 226,010,660 $ 212,204,508 $ 62,790,801 $ 56,348,014 $ 288,801,461 221,838,282 23,436,236 23,278,004 $ 268,552,522 The governmental unrestricted net assets comprise $21.5 million. The general fund unrestricted net assets are available for functions such as public safety employee salaries and supplies, park and road maintenance, and other general government services. The unrestricted net assets of business - type activities, $10.2 million, may only be spent on activities related to one of the three City utilities (water, sewer, and surface water) or to the golf course activities. Examples of utility activities include maintenance of water /sewer mains, pump and lift stations, storm drain flushing, and water meter reading. Effective with 2011 financial reporting under the five categories of fund balances are as follows: General Fund Arterial Street Land Acquisition. Park & Development Other Governmental Funds Total Governmental Funds NONSPENDABLE: Prepaid Items RESTRICTED FOR: Hotel Motel Tax Street Drug Seizure Arterial Street General Government Improvement COMMITTED FOR: Other Purposes Fire Improvement Land Acq. Rec & Park Development ASSIGNED FOR: Arterial Street Land Acq. Rec & Park Development Facility Replacement General Government Improvement Fire Improvement Debt Seance UNASSIGNED TOTAL FUND BALANCES $ 5,000 2,696,537 18,000 4,232,859 8,237,141 $ $ 88,487 1,339,485 787,568 903,937 229,711 397,064 $ 5,000 787,568 903,937 229,711 2,696,537 397,064 18,000 313,819 313,819 88,487 4,232,859 1,339,485 2,027,015 2,027,015 211,549 211,549 3,316,313 3,316,313 8,237,141 $ 8,260,141 $ 6,929,396 $ 1,427,972 $ 8,186,976 $ 24,804,485 17 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The $2.1 million decrease in current and other assets for governmental activities is comprised of a $1.4 million decrease in unrestricted and restricted cash, and a $2.5 million decrease in investments. The decrease of $859,915 in current and other assets for business -type activities is comprised of a decrease of $338,928 in cash offset by a decrease of $1.8 million in investments. Governmental capital assets increased by $17.8 million due to capital outlays of $25.7 million and developer contributions of $68,718, offset by depreciation. The addition is due to two major street projects, the Southcenter Access Project and the Southcenter Parkway Extension Project. The $1.8 million increase in long -term liabilities for governmental activities is due to the partial refunding of the 2003 Streets general obligation bonds and transfer of $3 million debt from the Golf Course fund to governmental funds offset by principal payments on existing debt. Business -type activity capital assets increased by $3.1 million due to capital outlays of $5 million and developer contributions of $12,583, offset by depreciation. Most of the increase is due to water and sewer utility improvements with the Southcenter Parkway Extension project. Changes in Net Assets The change in net assets represents the increase or decrease in City net assets resulting from its various activities. Following is a condensed version of the City's changes in net assets. The table shows the revenues, expenses and related changes in net assets for both governmental -type and business -type activities: 18 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS CITY OF TUKWILA CHANGES IN NET ASSETS Governmental Activities Business -type Activities Total 2011 2010 2011 2010 2011 2010 Revenues: Program revenues Charges for services Operating grants and contributions Capital grants and contributions General revenues Property taxes Sales taxes Hotel /Motel taxes Natural gas use tax Utility taxes Interfund utility taxes Business taxes Excise taxes State entitlements Investment earnings Miscellaneous Gain /(loss) on sale of capital assets Total revenues $ 6,348,824 $ 5,076,107 $ 16,371,214 $ 14,117,185 $ 22,720,038 $ 19,193,292 2,250,601 2,139,029 - 3,502 2,250,601 2,142,531 18,495,127 23,992,563 1,993,537 7,389,910 20,488,664 31,382,473 13,443,137 15,796,054 555,682 317,531 6,161,880 1,372,380 667,679 2,170,293 2,085,740 275,477 13,363,096 14,669,328 458,092 533,811 5,600,683 1,497,782 2,707,792 507,798 1,951,936 108,929 61,119 200,871 69,940,405 72,606,946 18,626,741 13,443,137 13,363, 096 329,527 15, 796, 054 14,998,855 555,682 458,092 317,531 533,811 6,161,880 5,600,683 1,372,380 1,497, 782 667,679 2,707,792 2,170,293 507,798 2,085, 740 1,951, 936 85,942 336,596 194,871 97,541 200,871 97,541 22,023,607 88,567,146 94,630,553 Expenses: General government 9,150,573 7,052,717 9,150,573 7,052,717 Public safety 25,348,318 26,088,644 25,348,318 26,088,644 Physical environment 2,885,175 2,533,394 2,885,175 2,533,394 Transportation 6,872,708 6,015,197 6,872,708 6,015,197 Economic environment 4,712,832 4,579,338 - - 4,712,832 4,579,338 Mental and physical health 4,591 4,539 - 4,591 4,539 Culture and recreation 4,203,824 4,756,676 4,203,824 4,756,676 Interest on long -term debt 472,438 1,061,419 472,438 1,061,419 Water /sewer - - 10,092,903 9,343,368 10,092,903 9,343,368 Foster golf course 1,986,747 1,935,014 1,986,747 1,935,014 Surface water 2,588,098 2,476,170 2,588,098 2,476,170 Total expenses 53,650,459 52,091,924 14,667,748 13,754,552 68,318,207 65,846,476 Increase in net assets before transfers 16,289,946 20,515,022 3,958,993 8,269,055 20,248,939 28,784,077 Transfers (2,483,794) 1,399,310 2,483,794 (1,399,310) Change in net assets 13,806,152 21,914,332 6,442,787 6,869,745 20,248,939 28,784,077 Net assets - beginning of period 212,204,508 190,290,176 56,348,014 49,478,269 268,552,522 239,768,445 Net assets -end of period $ 226,010,660 $ 212,204,508 $ 62,790,801 $ 56,348,014 $ 288,801,461 $ 268,552,522 Governmental activities contributed $13.8 million to the total increase in City net assets. Revenues to fund capital assets are recorded as program or general revenues in the statement of activities. However, asset purchases are not recorded as expenses in the year purchased and construction costs are not recorded as expenses in the year incurred. Instead, the costs are recorded as long- term assets and are depreciated over their useful life. Revenues from governmental activities decreased $2.7 million from 2010 activity. The components and explanation of this increase follows. • Operating grants and contributions increased by $111,572, or 5.2 %. • Capital grants and contributions decreased $5.5 million. • Charges for services increased by $1.3 million which is attributable to a new revenue generating regulatory license fee on business licenses. 19 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS • Natural gas use tax receipts decreased by $216,280 or 41%, which may be attributable to reduced consumption due to a weak economy. • Business taxes and excise taxes combined decreased by $377,618. Governmental activity expenses increased by $1.6 million. Culture and recreation expenses decreased by $552,852, or 11.6% partially due to the formation of a metropolitan park district to operate the pool, general government expenses increased by $2.1 million, or 30 %, and interest expense on long -term debt decreased by $588,981, or 56 %. The next chart summarizes the governmental activity revenue by source, while the second one reflects the specific programs' revenues and related expenses for the various activities of the City. Gaps between specific programs' revenues and their related expenses are funded through general tax revenues. Revenues by Source — Governmental Activities Charges for services 9% Utility taxes 11% Sales taxes 23% Other revenue Other taxes 3% 5% \ Capital grants& contributions 3% 20 Property taxes 19% Operating grants & contributions 27% CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS $27,000,000 $24,000,000 $21,000,000 $18,000,000 $15,000,000 $12,000,W0 $9,000,000 $6,000,000 $3,000,000 $0 Program Revenues and Expenses - Governmental Activities 1 • �`��Q Z GeC` e r C~��e Qr�y� GJ\�J�e cp��� raffia •se ❑Program revenues • Expenses Business -type net assets increased by $6.44 million during 2011. Key components of this increase include: • $5,396,373 decrease in capital grants and contributions due to developer contributions received from utility improvements related to completion of Sound Transit's Link light rail in the prior year. • $2,254,029 or 16% increase in charges for services primarily due to utility rate increase effective January 2011. • $525,864 net transfer out from the business -type activity funds. • $3,009,658 in debt transfer from the Foster Golf Course fund to governmental fund. The asset remained in the enterprise fund. • Income before capital contributions and transfers amounted to: o Water fund: $ 1,697,961 o Sewer fund 42,752 o Foster golf course fund: (680,886) o Surface water fund: 905,629 $ 1,965,456 21 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The following chart shows the relative net asset balances for each business -type fund: Business -Type Net Assets - By Fund Foster golf course 13 %_ Water 29% Su rface water 41% Sewer 17% The majority of net assets in the City's enterprise funds relate to capital asset infrastructure, such as water and sewer mains, and the golf course land. As such, most of the net assets are not available to support the ongoing expenses of the funds. The following chart contrasts the total net assets to the spendable portion of net assets for each enterprise fund: $30,000,000 - $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 $o Water Comparison of Total Net Assets to Spendable Net Assets Business -Type Funds ❑ Spendable net assets ■Total net assets Sewer Surface water 22 Foster golf course CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The following chart depicts the revenues and expenses for business -type funds: $10,000,000 $8,000,000 $6,000,000 $4,000,000 $2,000,000 so Business -type Activity Revenues and Expenses Before Capital Contributions and Transfers Water Sewer Financial Analysis of Governmental Funds Surface water Foster golf course ❑ Revenues • Expenses The purpose of the City's governmental funds is to report on near -term revenues /financial resources and expenditures. This information helps determine the City's financial requirements in the near future. Specifically, fund balance is a good indicator of the City's financial resources. As of December 31, 2011, the City's governmental funds had combined fund balances of $24,804,485 a decrease of $3,958,347 or 13.7 %. This decrease is related to: • General fund • Arterial street fund • Land Acq., Rec & Park Development • Other governmental funds $2,503,101 ($4,124,014) ($3,345,540) $1,008,106 Of the governmental funds' total fund balances, $5,000 is nonspendable prepaid items. Restricted fund balances constrained for a specific purpose by external parties consist of $787,568 for tourism, $903,937 for Streets, $229,711 for drug seizure, and $2,696,537 for Arterial Street. Committed fund balances constrained by the government's Councilmembers comprise of $18,000 for imprest funds, $313,819 for fire improvements, and $88,487 for land acquisition recreation and park development. Fund balances intended to be used for specific purposes consists of $4,232,859 for Arterial Street, $1,339,485 for land acquisition recreation and park development, $2,027,015 for facility replacement, $211,549 for general government improvements, and $3,316,313 dedicated for debt repayment. The general fund is the primary operating fund of the City. All receipts and payments of ordinary City operations are processed through it unless they are required to be accounted for in another fund. At 23 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS the end of 2011, the general fund had a fund balance of $8,260,141, of which substantially all is unassigned and is available for any purpose. The following chart shows the relative fund balances for governmental funds: Governmental Funds — Fund Balances Debt service funds 13% Special revenue funds 8% Capital projectfunds 12% General fund 33% Land acq, rec & park improvementfunds 6% Arterial street fund 28% The $868,741 increase in the general fund balance results from revenue of $47,842,717, expenses of $43,701,390, transfers into the fund of $2,972,843 and transfers out of $6,282,303. In comparison with 2010, revenue increased by $7.1 million, expenditures decreased by $941,351, transfers out decreased by $6,026,828 and transfers in increased by $511,037. 24 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS The general fund revenue increase of $7,133,582 came from the following sources: 6,000, 000 5,000, 000 4,000, 000 3,000, 000 2,000, 000 1,000, 000 0 (1,000,000) General Fund Revenue Increases (Decreases) - By Source pUS The fund balance decrease of $4,124,014 in the arterial street fund is primarily due to expenditures for the nearly completed Tukwila Urban Center Access Project. Land acquisition, recreation and park development fund balance decreased by $3,345,540 due to a transfer out of funds to service the transfer of debt from the enterprise fund. Financial Analysis of Proprietary Funds The City's proprietary funds provide the same type of information as found in the government -wide financial statements, but in greater detail. Factors affecting the finances of the City's proprietary funds have already been addressed in the discussion of the City's business -type activities. General Fund Budgetary Highlights The City budgets biennially by adopting a budget at the end of the preceding biennium, and then making adjustments as necessary via budget amendments throughout the next two years. Following is a summary of such budget amendments: • Increase in JAG Recovery Act grant revenue for Mobile Command Unit $ 104,417 • Increase in revenue for insurance reimbursement 50,000 • Increase in JAG grant for School Resource Officer 76,437 • Additional funding for Contingency reserve 166,260 • Additional funding for Golf course operations 550,000 • Funding for operating loan to Metropolitan Park District 375,000 • Additional funding for debt payment on 2010 issued bonds 6,000 • Reduction in funding for SCORE debt service (250,000) 25 Taxes $5,265,486 Licenses & Perm its $1,855,080 Intergovernmental $280,097 Fines& Forfeitures $2,355 Investment Earnings $63,638 Charges for Services ($7,379) Miscellanea ($325,694 pUS The fund balance decrease of $4,124,014 in the arterial street fund is primarily due to expenditures for the nearly completed Tukwila Urban Center Access Project. Land acquisition, recreation and park development fund balance decreased by $3,345,540 due to a transfer out of funds to service the transfer of debt from the enterprise fund. Financial Analysis of Proprietary Funds The City's proprietary funds provide the same type of information as found in the government -wide financial statements, but in greater detail. Factors affecting the finances of the City's proprietary funds have already been addressed in the discussion of the City's business -type activities. General Fund Budgetary Highlights The City budgets biennially by adopting a budget at the end of the preceding biennium, and then making adjustments as necessary via budget amendments throughout the next two years. Following is a summary of such budget amendments: • Increase in JAG Recovery Act grant revenue for Mobile Command Unit $ 104,417 • Increase in revenue for insurance reimbursement 50,000 • Increase in JAG grant for School Resource Officer 76,437 • Additional funding for Contingency reserve 166,260 • Additional funding for Golf course operations 550,000 • Funding for operating loan to Metropolitan Park District 375,000 • Additional funding for debt payment on 2010 issued bonds 6,000 • Reduction in funding for SCORE debt service (250,000) 25 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS • Funding to acquire Mobile command unit previously not budgeted 104,417 • Funding for School Resource Officer grant expenditures 76,437 • Additional funding for repair of damaged signal pole 50,000 Reasons for the significant variances in the general fund between the final budget and actual results include: • Sales tax revenue was $1,145,800 more than budgeted. This reflects the $474,200 increase in receipts related to construction activities. • Expected revenue from gambling tax came in below budget by $965,664. • Other business taxes that contributed to a negative variance in revenue receipts include admissions tax down by $122,389 and utility tax down by $670,736 or 14.2 %. • The budget for proceeds from sales of capital assets was significantly higher than actual results resulting in a negative variance of $653,000. Properties that were originally scheduled to be sold were kept for alternative use. Capital Asset and Debt Administration Capital Assets The City's investment in capital assets for both its governmental and business -type activities as of December 31, 2011 totaled $277.1 million (net of accumulated depreciation), an increase of $20.8 million, or 8.1 %, from 2010. This investment in capital assets includes land, buildings, improvements, machinery and equipment, construction in progress, utility transmission /distribution systems, roads, bridges, and other infrastructure. Major capital asset changes during the year include: • Tukwila Urban Center Access Project (Klickitat Southcenter Parkway /I -5 Access Revision totaled $13.3 million. • Southcenter Parkway and S 180th St arterial street construction totaled $9.5 million. 26 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS A summary of the City's net assets follows: SUMMARY OF CAPITAL ASSETS (NET OF DEPRECIATION) Governmental Activities Business -type Activities Total As of 12/31/11 As of 12/31/10 As of 12/31/11 As of 12/31/10 As of 12/31/11 As of 12/31/10 Land $ 39,459,061 $ 39,472,061 $ 2,214,118 $ 2,214,118 $ 41,673,179 $ 41,686,179 Buildings 12,231,995 14,718,746 8,403,761 8,709,277 20,635,756 23,428,023 Other Improvements 8,639,571 4,983,563 44,188,248 45,634,422 52,827,819 50,617,985 Machinery and Equipment 6,525,286 6,175,182 687,756 809,984 7,213,042 6,985,166 Infrastructure 107,103,876 97,249,360 - 107,103,876 97,249,360 Intangible Assets 286,711 208,021 - 286,711 208,021 Construction in Progress 39,453,817 33,131,284 7,850,959 2,893,683 47,304,776 36,024,967 IMII 213,700,317 $ 195,938,217 $ 63,344,843 $ 60,261,484 $277,045,159 $256,199,701 More detailed information on capital assets is provided in note 7. Long -term Debt At the end of the current fiscal year, the City had total bonded debt outstanding of $24,240,000. Of this amount, $20,260,000 is general obligation bonds, and $3,980,000 is revenue bonds for the water /sewer and surface water utilities. The City currently maintains a rating of Aa3 with Moody's and AA- with Fitch's Investor Service for its general obligation debt. The following schedule summarizes the City's bonded debt: SUMMARY OF BONDED DEBT Governmental Activities Business -type Activities Total As of 12/31/11 As of 12/31/10 As of 12/31/11 As of 12/31/10 As of 12/31/11 As of 12/31/10 General obligation bonds $ 20,260,000 $ 18,821,175 $ - $ 3,238,825 $ 20,260,000 $ 22,060,000 Revenue bonds - 3,980,000 4,395,000 3,980,000 4,395,000 $ 20,260,000 $ 18,821,175 $ 3,980,000 $ 7,633,825 $ 24,240,000 $ 26,455,000 Below is a summary of additional, non - bonded long -term debt of the City: Other Long -term Debt Public Works Trust Fund loans Employee leave benefits Due to other governments Capital lease payable $ 7,179, 635 3,260,355 7,746,800 35,891 $ 18, 222, 681 More detailed information on long -term debt is provided in note 11. 27 CITY OF TUKWILA: 2011 CAFR MANAGEMENT'S DISCUSSION AND ANALYSIS Economic Factors The outlook for 2011 is positive despite the recession that the region and nation are currently experiencing. The City of Tukwila has a small residential population, yet the City works hard to serve the regional economy and has become an economic powerhouse providing jobs and revenue for the region and State. Several major pending developments will have significant positive impacts on the future of Tukwila's economy: • Tukwila South — In 2009, the City executed development agreements and completed annexation of 259 acres as part of the 500 acre Tukwila South development. Development activities in 2011 were minimal. Wetland mitigation plantings at the south end and fisheries habitat construction along the river north of South 200th Street is scheduled for 2012. Completion of the new Southcenter Parkway Extension project will allow for the future development to continue. • Tukwila Village - On June 6, 2011 the City Council selected Tukwila Village Development Associates, LLC (also known as the Senior Housing Assistance Group or "SHAG ") as the developer and authorized the Mayor to enter into negotiations. SHAG shares ownership and operations for over thirty multi - family housing developments in the Puget Sound. Their properties serve people of all ages with a strong emphasis on affordable senior housing. The City, SHAG, and the King County Library System are currently working on the basic plan for the location of buildings and parking on the site. The draft deal terms with the developer and library were discussed at the City Council meeting on December 19, 2011. The development agreements are scheduled to be completed in 2012 and the first phase opening in 2014. • Tukwila Urban Center Access — Designed to improve traffic flow, Southcenter Parkway reopened on October 13, 2011. Local improvement district funding for the project in the range of $6.5 to $10.5 million is scheduled for 2012. • Major Tenant Improvements /Additions — The largest new tenant improvements and additions were completed for Shasta Beverages, Toys R Us, Continental Mills, Sabey Data Center, Boeing, Target, and re- roofing of Costco totaling $197,664 in revenue receipts, which added $13.6 million in property values. • New Construction — Completed in 2011 include Riverton Court mixed use building, DRA Professional Center, Segale office building, and Museum of Flight Space Shuttle Gallery totaling $703,197 in revenue receipts, which added $13.8 million in property values. Requests for Information This financial report is designed to provide a general overview of the City of Tukwila's finances for readers with an interest in the City's finances. Questions concerning this report, or requests for additional information, may be addressed to the Finance Director, City of Tukwila, 6200 Southcenter Blvd, Tukwila, WA 98188 -2544. 28 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS GOVERNMENT -WIDE FINANCIAL STATEMENTS The City presents two government -wide financial statements: The Statement of Net Assets provides information on all City assets and liabilities, with the difference between the two reported as net assets. The Statement of Activities is focused on both the gross and net cost of various functions, including both governmental and business -type activities, which are supported by the City's general tax and other revenues. 29 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS 30 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF NET ASSETS DECEMBER 31, 2011 PRIMARY GOVERNMENT COMPONENT UNIT GOVERNMENTAL BUSINESS -TYPE METROPOLITAN ACTIVITIES ACTIVITIES TOTAL PARK DISTRICT ASSETS: CASH AND CASH EQUIVALENTS (Note 3) $ 18,591,697 $ 3,725,808 $ 22,317,505 $ 69,462 INVESTMENTS (Note 3) 10,124,278 3,446,525 13,570,803 RECEIVABLES: TAXES (Note 4) 3,803,424 - 3,803,424 CUSTOMER ACCOUNTS 714,461 1,151,035 1,865,496 INTEREST ON INVESTMENTS 57,368 - 57,368 DUE FROM COMPONENT UNIT 191,294 - 191,294 DUE FROM OTHER GOVERNMENTAL UNITS (Note 4) 3,084,834 1,308,225 4,393,059 INVENTORY OF MATERIALS AND SUPPLIES 574,449 617,219 1,191,668 NET PENSION ASSET (Note 9) 309,832 - 309,832 INVESTMENT IN JOINT VENTURES (Note 8) 10,467,389 10,467,389 RESTRICTED ASSETS: CASH AND CASH EQUIVALENTS (Note 3) 3,093,600 488,825 3,582,425 NOTES RECEMABLE - 450,270 450,270 DEFERRED CHARGES 5,000 60,053 65,053 NON - DEPRECIABLE CAPITAL ASSETS (Note 7) 78,912,878 2,214,118 81,126,996 DEPRECIABLE CAPITAL ASSETS (NET OF ACCUMULATED DEPRECIATION): (Note 7) 134,787,439 61,130,724 195,918,163 1,923,626 PLANT ACQUISITION ADJUSTMENT (NET OF ACCUMULATED AMORTIZATION) 58,167 58,167 TOTAL ASSETS 264,717,943 74,650,969 339,368,912 1,993,088 LIABILITIES: ACCOUNTS PAYABLE 219,413 103,772 323,185 ACCRUED WAGES AND BENEFITS PAYABLE 1,283,384 337,077 1,620,461 10,198 DUE TO OTHER GOVERNMENTAL UNITS 7,746,800 558,247 8,305,047 - ACCRUED INTEREST PAYABLE 79,436 65,262 144,698 1,143 DUE TO PRIMARY GOVERNMENT - - 191,294 REVENUES COLLECTED IN ADVANCE 505,686 - 505,686 OTHER CURRENT LIABILffIES 1,915,900 - 1,915,900 - PAYABLE FROM RESTRICTED ASSETS: REVENUE BOND PRINCIPAL (Note 11) 440,000 440,000 DEPOSITS 500 58,756 59,256 UNEARNED REVENUE 52,080 21,061 73,141 BONDS AND OTHER DEBT PAYABLE DUE WITHIN ONE YEAR (Note 11) 4,498,347 - 4,498,347 DUE IN MORE THAN ONE YEAR (Note 11) 18,762,574 10,275,993 29,038,567 20,001 UNFUNDED OTHER POST EMPLOYMENT BENEFITS (Note 10) 3,643,163 - 3,643,163 TOTAL LIABILITIES 38,707,283 11,860,168 50,567,451 222,636 NET ASSETS: INVESTED IN CAPITAL ASSETS, NET OF RELATED DEBT (Note 1) 199,511,779 52,134,799 248,636,920 2,114,920 RESTRICTED NET ASSETS: PREPAID ITEMS 5,000 5,000 ARTERIAL STREET 2,696,537 2,696,537 HOTEL/MOTEL TAX 787,568 787,568 STREET 903,937 903,937 DRUG SEIZURE 229,711 - 229,711 DEBT SERVICE - 430,444 430,444 GENERAL GOVERNMENT IMPROVEMENTS 397,064 397,064 UNRESTRICTED NETASSETS (Note 1) 21,479,064 10,225,558 34,714,280 (344,468) TOTAL NET ASSETS $ 226,010,660 $ 62,790,801 $ 288,801,461 $ 1,770,452 The notes to the financial statements are an integral part of this statement. 31 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2011 Page 1 of 2 PROGRAM REVENUES OPERATING CAPITAL CHARGES GRANTS AND GRANTS AND EXPENSES FOR SERVICES CONTRIBUTIONS CONTRIBUTIONS FUNCTIONS / PROGRAMS: PRIMARY GOV ERNM ENT GOVERNMENTAL ACTIVITIES: GENERAL GOVERNMENT $ 9,150,573 $ 2,462,671 $ 261,848 $ 167,286 PUBLIC SAFETY 25,348,318 809,806 941,118 482,994 TRANSPORTATION 6,872,708 345,373 62,538 17,844,847 PHYSICAL ENVIRONMENT 2,885,175 7,572 72,488 CULTURE AND RECREATION 4,203,824 1,001,117 6,509 - ECONOMIC ENVIRONMENT 4,712,832 1,722,285 906,100 MENTAL AND PHYSICAL HEALTH 4,591 - - - INTEREST ON LONG -TERM DEBT 472,438 53,650,459 6,348,824 2,250,601 18,495,127 BUSINESS -TYPE ACTIVITIES: WATER 4,435,400 6,038,887 636,714 SEWER 5,657,503 5,672,355 - 1,343,297 SURFACE WATER 2,588,098 3,355,956 13,526 FOSTER GOLF COURSE 1,986,747 1,304,016 - 14,667,748 16,371,214 - 1,993,537 TOTAL PRIMARY GOVERNMENT $ 68,318,207 $ 22,720,038 $ 2,250,601 $ 20,488,664 COMPONENT UNIT: MEIROPOLITAN PARK DISTRICT $ 198,321 $ 45,147 $ - $ 1,923,626 TOTAL COMPONENT UNIT $ 198,321 $ 45,147 $ $ 1,923,626 GENERAL REVENUES: PROPERTY TAXES RETAIL SALES AND USE TAXES NATURAL GAS USE TAX HOTEL /MOTEL TAXES UTILITY TAXES INTERFUND UTILITY TAXES BUSINESS TAXES EXCISE TAXES STATE ENTITLEMENTS UNRESTRICTED INVESTMENT EARNINGS MISCELLANEOUS TRANSFERS (Note 5) TOTAL GENERAL REVENUES TRANSFER BETWEEN GOVERNMENTAL AND BUSINESS ACTIVITIES CHANGE IN NET ASSETS NET ASSETS - BEGINNING NET ASSETS - ENDING The notes to the financial statements are an integral part of this statement. 32 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS Page 2 of 2 PRIMARY GOVERNMENT NET (EXPENSE) REVENUE AND CHANGES IN NET ASSETS COMPONENT UNIT NET (EXPENSE) REVENUE AND CHANGES IN NET ASSETS GOVERNMENTAL BUSINESS -TYFE ACTIVITIES ACTNffIES TOTAL 1 TOTAL $ (6,258,768) $ (23,114,400) 11,380,050 (2,805,115) (3,196,198) (2,084,447) (4,591) (472,438) (26,555,907) I 2,240,201 1,358,149 781,384 (682,731) 3,697,003 $ (6,258,768) $ (23,114,400) 11,380,050 (2,805,115) (3,196,198) (2,084,447) (4,591) (472,438) (26,555,907) 2,240,201 1,358,149 781,384 (682,731) 3,697,003 $ (26,555,907) $ 3,697,003 $ (22,858,904) $ $ 1,770,452 $ 1,770,452 $ 13,443,137 $ - $ 13,443,137 $ 15,796,054 15,796,054 317,531 - 317,531 555,682 555,682 6,161,880 6,161,880 1,372,380 1,372,380 667,679 667,679 2,170,293 2,170,293 2,085,740 2,085,740 275,477 61,119 336,596 200,871 200,871 525,864 (525,864) - 43,371,717 (263,874) 43,107,843 (3,009,658) 3,009,658 - 13,806,152 6,442,787 20,248,939 212,204,508 56,348,014 268,552,522 1,770,452 $ 226,010,660 $ 62,790,801 $ 288,801,461 $ 1,770,452 The notes to the financial statements are an integral part of this statement. 33 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS MAJOR GOVERNMENTAL FUNDS General Fund The general fund accounts for all of the City's financial resources except those required by statute or generally accepted accounting principles to be accounted for in another fund. As is the case with most municipalities, the general fund is the largest and most important accounting entity of the City. As noted in the statements that follow, the general fund receives the bulk of its revenues from local taxes, followed by State shared revenues, service charges, and other income. The general fund is accounted for on a modified accrual basis. Biennial budgets are adopted with appropriations lapsing at the end of each year of the biennium. Arterial Street Fund This fund is supported by the State's one -half cent gas tax and is used for major street construction. Land Acquisition, Recreation and Park Development Fund This fund is to be used for the acquisition of land, development of land, and construction of park facilities. Street, Utility, Golf Course improvements, or general government facilities improvements are not included in this fund. 34 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2011 LANDACQ. OTHER TOTAL ei GENERAL ARTERIAL REC & PARK GOVERNMENTAL GOVERNMENTAL. FUND STREET DEVELOPMENT FUNDS FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 5,991,837 $ 837,076 $ 1,662,953 $ 5,323,009 $ 13,814,875 INVESTMENTS 1,107,034 - 2,021,043 3,128,077 RECEIVABLES: TAXES 3,662,032 32,348 109,042 3,803,422 CUSTOMER ACCOUNTS 713,766 713,766 INTEREST ON INVESTMENTS 2,423 2,423 DUE FROM OTHER GOVERNMENTAL UNITS 235,698 2,458,857 - 390,279 3,084,834 PREPAID EXPENSES 5,000 - 5,000 DEFERRED CHARGES - - - - RESTRICTED ASSETS: CASH AND CASH EQUIVALENTS 2,696,537 - 397,064 3,093,601 TOTAL ASSETS $ 10,608,333 $ 7,134,275 $ 1,662,953 $ 8,240,437 $ 27,645,998 LIABILITIES AND FUND BALANCES: ACCOUNTS PAYABLE $ 17,171 $ 192,094 $ - $ 10,148 $ 219,413 ACCRUED WAGES & BENEFITS 1,235,940 12,785 126 17,379 1,266,230 RETAINAGE PAYABLE - 11,934 11,934 REVENUE COLLECTED IN ADVANCE 529,412 - - 529,412 OTHER CURRENT LIABILITIES 211,166 - 500 14,000 225,666 DEFERRED REVENUE 354,503 - 234,354 - 588,857 TOTAL LIABILITIES 2,348,192 204,879 234,980 53,461 2,841,512 FUND BALANCES: NONSPENDABLE PREPAID ITEMS 5,000 - - 5,000 RESTRICTED FOR: HOTEL MOTEL TAX - - 787,568 787,568 STREET - - 903,937 903,937 DRUG SEIZURE - - 229,711 229,711 ARTERIAL STREET - 2,696,537 - 2,696,537 GENERAL GOVERNMENT IMPROVEMENTS - - 397,064 397,064 COMMITTED FOR OTHER PURPOSES 18,000 - - 18,000 FIRE IMPROVEMENTS 313,819 313,819 LAND ACQ. REC & PARK DEVELOPMENT 88,487 88,487 ASSIGNED FOR ARTERIAL STREET 4,232,859 4,232,859 LAND ACO. REC & PARK DEVELOPMENT 1,339,485 1,339,485 FACILITY REPLACEMENT - - - 2,027,015 2,027,015 GENERAL GOVERNMENT IMPROVEMENTS 211549 211,549 FIRE IMPROVEMENTS DEBT SERVICE - 3,316,313 3,316,313 UNASSIGNED 8,237,141 - 8,237,141 TOTAL FUND BALANCES TOTAL LIABILITIES AND FUND BALANCES 8,260,141 6,929,396 1,427,972 8,186,976 24,804,485 $ 10,608,333 $ 7,134,275 $ 1,662,952 $ 8,240,437 $ 27,645,997 Total governmental fund balances as reported on this statement $ 24,804,485 Amounts reported for governmental activities in the statement of net assets are different because: The purchases method is used in Governmental Funds to account for Materials and Supplies - hventory amount outstanding. 556,701 Capital assets used in governmental activities are not financial resources and therefore not reported in the funds. Non - Depreciable Assets $ 78,912,878 Depreciable Assets (Net) 134,787,439 213,700,317 The net pension asset resulting from contributions in excess of the annual required contribution are not financial resources and therefore is not reported in the funds. 309,832 The City has an equity interest in two joint ventures. This equity interest for the provision of governmental services is not a current financial resource and therefore is not reported in the funds. 10,467,389 Deferred revenue reported for property taxes that are current and prior year tax levies that were not collected and available to pay current year liabilities applicable to beginning net assets and current year revenues. 574,504 Some liabilities are not due and payable in the current period and therefore are not reported in the funds. Long Term Liabilities Due Within One Year (4,498,347) Long Term Liabilities Due in More Than One Year (18,762,575) Due to Other Governmental Units (7,746,800) Unfunded Other Post Errployment Benefits (3,643,163) Accrued Interest Payable (79,436) hternal service funds are used by management to charge the cost of certain activities, such as insurance and fleet maintenance, to individual funds. The assets and liabilities of these internal service funds are included in governmental activities in the statement of net assets. Amount due from Component Unit Net assets of government activities as reported on the statement of net assets The notes to the financial statements are an integral part of this statement. 35 (34,730,321) 10,136,459 191,294 $ 226,010,660 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 LANDACQ. OTHER TOTAL GENERAL ARIEI -tIAL REC &PARK GOVERNMENTAL GOVERNMENTAL FUND STREET DEVELOPMENT FUNDS FUNDS REVENUES: TAXES $ 37,004,222 $ 281,297 $ 127,822 $ 622,340 $ 38,035,681 LICENSES AND PERMITS 3,473,910 3,473,910 INTERGOVERNMENTAL 4,756,033 17,930,718 (76,852) 1,450,008 24,059,907 CHARGES FOR SERVICES 2,108,235 - 92,845 158,520 2,359,600 FINES AND FORFEITURES 229,907 - - 78,120 308,027 INVESTMENT EARNINGS 131,288 100,930 35,347 7,914 275,479 MISCELLANEOUS 139,122 164,584 - 52,703 356,409 TOTAL REVENUES 47,842,717 18,477,529 179,162 2,369,605 68,869,013 EXPENDITURES: CURRENT: GENERAL GOVERNMENT 8,233,654 PUBLIC SAFETY 24,324,023 PHYSICAL ENVIRONMENT 1,686,755 - TRANSPORTATION 2,481,836 194,675 ECONOMIC ENVIRONMENT 3,259,887 - MENTAL AND PHYSICAL HEALTH 4,591 CULTURE AND RECREATION 3,502,447 DEBT SERVICE PRINCIPAL INTEREST AND OTHER COSTS CAPITAL LEASES CAPITAL OUTLAY 208,197 24,269,418 4,703 19,786 8,253,440 3,475 24,327,498 373,727 2,060,482 2,676,511 1,422,759 4,682,646 4,591 3,507,150 1,766,774 881,850 119,318 1,046,771 1,766,774 881,850 25,643,704 TOTAL EXPENDITURES 43,701,390 24,464,093 124,021 5,515,142 73,804,646 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 4,141,327 (5,986,564) 55,141 (3,145,537) (4,935,633) OTHER FINANCING SOURCES (USES): PROCEEDS FROM CAPITAL LEASE 15,468 15,468 SALES OF CAPITAL ASSETS 21,406 - - 21,406 TRANSFERS IN (Note 5) 2,972,843 2,000,000 - 6,028,776 11,001,619 TRANSFERS OUT (Note 5) (6,282,303) (137,450) (3,400,681) (240,771) (10,061,205) GENERAL OBLIGATION BONDS ISSUED - - 5,055,688 5,055,688 PREMIUM ON GENERAL OBLIGATION DEBT PAYAVE T TO REFUNDED BOND ESCROW AGENT (5,055,688) (5,055,688) TOTAL OTHER FINANCING SOURCES AND USES (3,272,586) 1,862,550 (3,400,681) 5,788,005 977,288 NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING 868,741 (4,124,014) (3,345,540) 7,391,400 11, 053,410 2,642,468 (3,958,345) 4,773,512 5,544,510 28,762,832 FUNDBALANCES - ENDING $ 8,260,141 $ 6,929,396 $ 1,427,972 $ 8,186,978 $ 24,804,487 The notes to the financial statements are an integral part of this statement. 36 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENT FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2011 Net change in fund balances per the Statement of Revenues, Expenditures, and Changes in Fund Balances $ (3,958,345) Amount reported as change in net assets in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. In the current period, these amounts are: Capital Outlay $ 25,659,173 Developer Contributions 68,718 Depreciation Expense (5,715,115) Excess of Capital Outlay and Donations Over Depreciation Expense 20,012,776 The net effect of various miscellaneous transactions involving capital assets (i.e., sales, trade -ins, and donations) is to decrease net assets. Donated net capital assets to Metropolitan Park District total $1,923,626. (1,943,351) The net pension asset (negative net pension obligation) amortization amount is not a financial resource and therefore not reported in the funds. 24,834 The City has equity interests in two joint ventures. The equity interests for the provision ofgovernmental services are not current financial resources and therefore are not reported in the funds. 482,994 Repayment of long -term debt is reported as an expenditure in governmental funds, but the repayment reduces long -term liabilities in the statement of net assets. In the current year, these amounts consist of: Bond Principal Retirement 1,766,774 Proceeds from Capital Lease (15,468) Amortization Expense 19,761 4,293 Issuance of long -term debt is reported as revenue in governmental funds, but the issuance increases long -term liabilities in the statement of net assets. Proceeds from Issuance of Bonds -Debt Transfer between funds (3,046,599) Issuance of long -term debt is reported as revenue in governmental funds, but the issuance increases long -term liabilities in the statement of net assets. Proceeds from Issuance of Bonds for Refunding Payment to Refunded Bond Escrow Agent Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue (expense) of certain internal service funds is reported with governmental activities. Because some revenues will not be collected for several months after the Citys fiscal year ends, they are not considered "available" revenues in the government funds. Deferred revenues decreased bythis amount this year. (5,055,689) 5,055,689 Some expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. These activities consist of: Decrease in Accrued Interest 325,218 Increase in Compensated Absences (128,841) Increase in Unfunded Other Post Employment Benefits (828,221) Amortization of Bond Discount and Deferred Charges (79,383) Amortization of Bond Premiums 106,725 Total Additional Expense (Increase) Decrease Due from Component Unit Change in net assets on the Statement of Activities The notes to the financial statements are an integral part of this statement. 37 454,509 421,475 (604,502) 191,294 $ 13,806,152 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2011 VARIANCE WITH ORIGINAL ANAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: TAXES $ 37,725,798 $ 37,725,798 $ 37,004,222 $ (721,576) LICENSES AND PERMITS 3,754,892 3,754,892 3,473,910 (280,982) INTERGOVERNMENTAL 4,005,177 4,186,031 4,756,033 570,002 CHARGES FOR SERVICES 2,340,533 2,390,533 2,108,235 (282,298) FINES AND FORFEITURES 205,408 205,408 229,907 24,499 INVESTMENT EARNINGS 132,258 132,258 131,288 (970) MISCELLANEOUS 504,757 504,757 139,122 (365,635) TOTAL REVENUES 48,668,823 48,899,677 47,842,717 (1,056,960) EXPENDITURES: CURRENT: GENERAL GOVERNMENT 8,410,319 8,580,319 8,233,654 346,665 PUBLIC SAFETY 24,487,087 24,532,941 24,324,023 208,918 PHYSICAL ENVIRONMENT 1,898,626 1,828,626 1,686,755 141,871 TRANSPORTATION 2,603,943 2,603,943 2,481,836 122,107 ECONOMIC ENVIRONMENT 3,368,326 3,368,326 3,259,887 108,439 MENTAL & PHYSICAL HEALTH 4,000 4,000 4,591 (591) CULTURE AND RECREATION 3,920,566 3,870,566 3,502,447 368,119 CAPITAL OUTLAY 58,000 94,000 208,197 (114,197) TOTAL EXPENDITURES 44,750,867 44,882,721 43,701,390 1,181,331 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 3,917,956 4,016,956 4,141,327 124,371 OTHER FINANCING SOURCES (USES): SALES OF CAPITAL ASSETS PROCEEDS FROM CAPITAL LEASE TRANSFERS IN (Note 5) TRANSFERS OUT (Note 5) 700,000 5,000 2,344,192 (8,039,495) 2,510,452 (7,511 ,755) 21,406 15,468 2,972,843 (6,282,303) 16,406 15,468 462,391 1,229,452 TOTAL OTHER FINANCING SOURCES AND USES (4,995,303) (4,996,303) (3,272,586) 1,723,717 NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING (RESTATED, Note 1) (1,077,347) (979,347) 868,741 7,632,000 7,632,000 7,391,400 6,554,653 $ 6,652,653 $ 8,260,141 FUND BALANCES - ENDING $ 1,848,088 (240,600) $ 1,607,488 The notes to the financial statements are an integral part of this statement. 38 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL ARTERIAL STREET FUND FOR THE YEAR ENDED DECEMBER 31, 2011 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAPBASIS) (GAAPBASIS) RESULTS (NEGATIVE) REVENUES: TAXES $ 208,017 $ 208,017 $ 281,297 $ 73,280 INTERGOVERNMENTAL 15,353,302 15,353,302 17,930,718 2,577,416 INVESTMENT EARNINGS 3,820 3,820 100,930 97,110 MISCELLANEOUS 324,000 324,000 164,584 (159,416) TOTAL REVENUES 15,889,139 15,889,139 18,477,529 2,588,390 EXPENDITURES: CURRENT: TRANSPORTATION - CAPITAL OUTLAY 33,880,346 24,650,346 194,675 24,269,418 (194,675) 380,928 TOTAL EXPENDITURES 33,880,346 24,650,346 24,464,093 186,253 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (17,991,207) (8,761,207) (5,986,564) 2,774,643 OTHER FINANCING SOURCES (USES): TRANSFERS IN (Note 5) TRANSFERS OUT (Note 5) GENERAL OBLIGATION BONDS PROCEEDS TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING 2,000,000 2,000,000 2,000,000 (120,324) (120,324) (137,450) (17,126) 15,901,000 6,671,000 - (6,671,000) 17,780,676 8,550,676 1,862,550 (6,688,126) (210,531) (210,531) 5,000,000 5,000,000 (4,124,014) (3,913,483) 11,053,410 6,053,410 FUND BALANCES - ENDING $ 4,789,469 $ 4,789,469 $ 6,929,396 $ 2,139,927 The notes to the financial statements are an integral part of this statement. 39 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS 40 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS MAJOR PROPRIETARY FUNDS ENTERPRISE FUNDS The City's enterprise funds are used to account for operations that are financed and operated in a manner similar to private business operations. The goods and services these funds provide to the general public are primarily financed by service charges. Enterprise funds are self- supporting and use the accrual method of accounting. Tukwila has four major enterprise funds. Water Utility Fund This fund accounts for all maintenance, construction, and debt service requirements associated with the water system. Sewer Utility Fund This fund accounts for all maintenance, construction, and debt service requirements associated with the sanitary sewer system. Foster Golf Course Fund Accounts for services, maintenance, operations, and debt service requirements associated with the Foster Golf Course. Surface Water Utility Fund This fund accounts for the maintenance, construction and debt service requirements of Tukwila's storm drainage system. 41 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF NET ASSETS PROPRIETARY FUNDS DECEMBER 31, 2011 GOVERNMENTAL FOSTER SURFACE TOTAL ACM/ TIES WATER SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY A UTILITY COURSE UTILITY FUNDS SERVICE FUNDS ASSETS: CURRENT ASSETS: CASH AND CASH EQUIVALENTS INVESTMENTS RECEVABLES: CUSTOMER ACCOUNTS INTEREST ON INVESTMENTS DUE FROM OTHER GOVERNMENTAL UNITS INVENTORY OF MATERIALS AND SUPPLIES CURRENT ASSETS RESTRICTED: CASH AND CASH EQUIVALENTS L TOTAL CURRENT ASSETS ■ NONCURRENT ASSETS: RESTRICTED CASH, CASH EQUIVALENTS, BOND RESERVES NOTES RECENABLE DEFERRED CHARGES CAPITAL ASSETS: LAND BUILDINGS AND EQUIPMENT OTHER IMPROVEMENTS MACHINERY AND EQUIPMENT CONSTRUCTION IN PROGRESS LESS: ACCUMULATED DEPRECIATION TOTAL CAPITAL ASSETS (NET OF A /D) RANT ACQUISITION ADJUSTMENT (NET OF ACCUMULATED AMORTIZATION) TOTAL NONCURRENT ASSETS $ 813,565 $ 870,549 $ (18,689) $ 2,060,383 $ 3,725,808 $ 4,776,824 3,446,525 364,019 578,438 8,870 199,708 1,151,035 695 3,446,525 6,996,201 1,265,680 17,524 246,567 51,389 25,021 1,308,225 268,813 50,450 617,219 6,480 51,901 58,381 6,142,836 1,517,900 310,895 2,335,562 266,713 126,834 450,270 15,614 37,233 54,944 17,748 36,897 430,444 450,270 7,206 60,053 87,347 69,525 1,609,575 447,671 2,214,118 1,416,567 2,181,410 6,627,496 1,165,128 11,390,601 18,674,055 12,348,687 3,559,992 35,308,449 69,891,183 825,311 1,249,740 170,008 50,706 2,295,765 9,502,619 2,543,591 3,035,181 - 2,272,187 7,850,959 (8,476,224) (6,373,804) (3,890,954) (11,556,802) (30,297,784) (6,972,494) 15,070,647 12,510,739 8,076,117 27,687,339 63,344,842 2,530,125 58,167 - 58,167 15,411,141 13,125,076 8,076,117 27,731,442 64,343,776 2,530,125 TOTAL ASSETS 21,553,977 14,642,976 8,387,012 30,067,004 74,650,969 14,376,537 LIABILITIES: CURRENT LIABILITIES: ACCOUNTS PAYABLE ACCRUED WAGES AND BENEFITS DUE TO OTHER GOVERNMENTAL UNITS ACCRUED INTEREST PAYABLE OTHER CURRENT LIABILITIES UNEARNED REVENUE REVENUE BOND PRINCIPAL DEPOSITS TOTAL CURRENT LIABILITIES 5,920 35,972 - 61,880 103,772 75,873 56,348 106,352 98,504 337,077 95,057 192,261 270,929 558,247 43,268 12,136 9,858 65,262 4,084 16,977 21,061 343,800 80,600 15,600 440,000 6,480 - 52,276 - 58,756 574,482 377,317 158,628 473,748 17,154 1,692,800 1,584,175 1,709,954 NONCURRENT LIABILITIES: REVENUE BONDS PAYABLE (NET OF UNAMORTIZED PREMIUMS) 1,722,733 1,564,830 302,870 3,590,433 COMPENSATED ABSENCES 37,298 10,782 11,716 4,401 64,197 OTHER LONG-TERM LIABILITIES 1,097,594 2,307,129 - 3,216,640 6,621,363 TOTAL NONCURRENT LIABILITIES 2,857,625 3,882,741 11,716 3,523,911 10,275,993 TOTAL LIABILITIES 3,432,107 4,260,058 170,344 3,997,659 11,860,168 1,709,954 NET ASSETS: INVESTED IN CAPITAL ASSETS, NET OF RELATED DEBT 11,811,463 8,365,919 8,076,117 23,881,300 52,134,799 2,530,125 RESTRICTED FOR: DEBT SERVICE 266,713 126,834 36,897 430,444 UNRESTRICTED 6,043,694 1,890,165 140,551 2,151,148 10,225,558 10,136,460 ■ TOTAL NET ASSETS $ 18,121,870 $ 10,382,918 $ 8,216,668 $ 26,069,345 $ 62,790,801 $ 12,666,585 The notes to the financial statements are an integral part of this statement. 42 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 GOVERNMENTAL FOSTER SURFACE TOTAL ACTNTTIES WATER SEWER GOLF WATER ENTERPRISE INTERNAL _UTILTTY i UTILITY COURSE UTILf1Y FUNDS SERVICE FUNDS OPERATING REVENUES: CHARGES FOR SERVICES $ 4,775,181 $ 5,672,355 $ 1,300,285 $ 3,353,506 $ 15,101,327 $ 6,944,185 INTERGOVERNMENTAL 1,261,696 - - - 1,261,696 OTHER OPERATING REVENUE 35,861 22,794 3,731 2,450 64,836 TOTAL OPERATING REVENUES 6,072,738 5,695,149 1,304,016 3,355,956 16,427,859 6,944,185 OPERATING EXPENSES: OPERATIONS & MAINTENANCE 2,978,262 4,395,371 1,538,939 935,216 9,847,788 5,939,117 ADMINISTRATIVE AND GENERAL 123,217 144,619 - 496,038 763,874 TAXES 689,684 632,644 5,739 381,969 1,710,036 DEPRECIATION AND AMORTIZATION 523,450 378,782 308,386 741,775 1,952,393 734,247 TOTAL OPERATING EXPENSES 4,314,613 5,551,416 1,853,064 2,554,998 14,274,091 6,673,364 OPERATING INCOME (LOSS) 1,758,125 143,733 (549,048) 800,958 2,153,768 270,821 NON - OPERATING REVENUE (EXPENSE): INVESTMENT EARNINGS INTEREST EXPENSE SALE OF CAPITAL ASSETS AMORTIZATION OF BOND PREMIUM AMORTIZATION OF BOND DISCOUNT BOND ISSUE COSTS OTHER NON - OPERATING REVENUE 51,651 3,281 (113,647) (101,932) (129,138) (1,659) 400 8,972 1,825 1,845 (6,093) - - (1,047) (2,496) (4,945) 6,187 (32,617) 353 (483) 131,231 61,119 (377,334) (1,259) 12,995 (6,093) (8,971) 131,231 558,082 40,160 TOTAL NON - OPERATING REVENUE (EXPENSE) (60,164) (100,981) (131,838) 104,671 (188,312) 598,242 INCOME (LOSS) BEFORE CONTRIBUTIONS & TRANSFERS 1,697,961 42,752 (680,886) 905,629 1,965,456 869,063 CAPITAL CONTRIBUTIONS 636,714 1,343,297 3,009,658 13,526 5,003,195 TRANSFERS IN (Note 5) 98,460 - 775,000 - 873,460 TRANSFERS OUT (Note 5) (487,107) (329,131) (221,515) (361,571) (1,399,324) (414,552) CHANGE IN NET ASSETS 1M1111 1,946,028 1,056,918 2,882,257 557,584 6,442,787 454,511 TOTAL NET ASSETS BEGINNING OF YEAR 16,175,842 9,326,000 5,334,411 25,511,761 56,348,014 12,212,074 TOTAL NET ASSETS END OF YEAR $ 18,121,870 $ 10,382,918 $ 8,216,668 $ 26,069,345 $ 62,790,801 $ 12,666,585 The notes to the financial statements are an integral part of this statement. 43 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 Page 1 of2 GOVERNMENT FOSTER SURFACE TOTAL ACTIVITIES WATER SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY UTILITY + COURSE UTILITY + FUNDS SERVICE FUNDS CASH FLOWS FROM OPERATING ACTIVITIES: CASH RECEIVED FROM USERS $ 4,763,532 $ 5,695,320 $ 1,116,837 $ 3,297,072 $ 14,872,760 $ 6,975,460 CASH PAID TO SUPPLIERS (2,392,412) (4,126,052) (450,534) (443,685) (7,412,683) (5,411,734) CASH PAID FOR TAXES (689,684) (632,644) (60,123) (381,969) (1,764,420) - CASH PAID FOR INVENTORY (23,475) 320 (85,827) - (108,982) (43,430) CASH PAID TO EMPLOYEES (738,315) (377,932) (958,322) (1,011,133) (3,085,703) (487,159) OTHER CASH RECEIVED (PAID) 259,425 259,425 460,429 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES 559,011 (178,544) 1,460,285 2,760,398 1,493,566 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: OPERATING GRANT RECEIVED 131,231 131,231 TRANSFERS IN 98,460 775,000 873,460 TRANSFERS OUT (487,107) (329,131) (221,515) (361,571) (1,399,324) (414,552) NET CASH PROVIDED (USED) BY NON- CAPITAL FINANCING ACTIVITIES @ 47 (329,131) 553,485 (230,340) (394,632) (414,552) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: PROCEEDS FROM SALE OF EQUIPMENT 400 400 39,924 PURCHASE OF CAPITAL ASSETS (1,931,700) (1,931,304) (67,444) (1,089,214) (5,019,662) (514,280) CONTRIBUTED CAPITAL 10,139 189,563 3,009,657 3,209,359 CAPITAL GRANTS 626,576 1,153,734 1,780,310 PROCEEDS FROM OTHER GOVERNMENTS PROCEEDS FROM INSURANCE SETTLEMENT - - - - - PREMIUM & BOND ISSUANCE COSTS 2,878 (1,825) 60,548 3,862 65,463 PRINCIPAL PAYMENT ON & TRANSFER OF DEBT (417,603) (269,760) (3,262,661) (286,307) (4,236,330) INTEREST PAYMENT ON DEBT (120,768) (102,858) (140,628) (22,795) (387,048) DEBT PROCEEDS - - - - - OTHER CASH RECEIVED (PAID) NET CASH PROVIDED (USED) FOR CAPITAL AND RELATED FINANCING ACTIVITIES (1,830,477) (962,450) (400,128) (1,394,453) (4,587,509) (474,356) CASH FLOW FROM INVESTINGACTIVITIES: PROCEEDS FROM SALE OF INVESTMENTS 529,003 207,190 - 1,114,356 1,850,548 - PURCHASE OF INVESTMENTS - - (2,839,478) INTEREST RECEIVED 44,098 3,281 - (15,112) 32,266 NET CASH PROVIDED (USED) IN INVESTING ACTIVITIES 573,100 210,471 - 1,099,244 1,882,814 (2,839,478) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (726,379) (522,099) (25,186) 934,735 (338,930) (2,234,820) CASH AND CASH EQUIVALENTS-BEGINNING OF YEAR 1,813.137 1,519,482 58,398 1,162,545 4,553,562 7,011,643 CASH AND CASH EQUIVALENTS -END OF 'YE $ 1,086,759 $ 997,382 $ 33,212 $ 2,097,280 $ 4,214,632 $ 4,776,823 CASH AT END OF YEAR CONSISTS OF: CASH AND CASH EQUIVALENTS $ 813,565 $ 870,548 $ (18,689) $ 2,060,383 $ 3,725,807 $ 4,776,823 RESTRICTED CASH -BOND PAYMENTS 266,713 126,834 - 36,897 430,444 - RESTRICTED CASH- CUSTOMER DEPOSITS 6,480 - 51,901 - 58,381 TOTAL CASH $ 1,086,759 $ 997,382 $ 33,212 $ 2,097,280 $ 4,214,633 $ 4,776,823 The notes to the financial statements are an integral part of this statement. 44 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 Page 2 of 2 GOVERNMENT FOSTER SURFACE TOTAL ACTIVITIES WATER SEWER GOLF WATER ENTERPRISE INTERNAL UTILITY UTILITY COURSE UTILITY FUNDS SERVICE FUNDS RECONCILIATION OF NET OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES OPERATING INCOME (LOSS) AIM 1,758,125 $ 143,733 $ (549,048) $ 800,958 $ 2,153,768 $ 270,821 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: DEPRECIATION 523,450 378,782 308,386 741,775 1,952,392 734,247 ASSET (INCREASES) DECREASES: ACCOUNTS RECEIVABLE (27,423) (134,987) 649 (39,735) (201,496) - MISCELLANEOUS NR-REVENUE (1,265,680) 91,978 69,891 - (1,103,811) 32,348 INVENTORY - (320) 1,458 (1,741) (603) (4,213) LIABILITY INCREASES (DECREASES) : ACCOUNTS & VOUCHERS PAYABLE (45,022) 28,132 (1,646) 25,695 7,158 460,363 OTHER LIABILITIES PAYABLE (36,767) 44,010 8,438 15,680 DEPOSITS PAYABLE (2,560) - 1,707 - (853) WAGES & BENEFITS PAYABLE (871) 7,729 (2,972) (79,506) (75,619) COMPENSATED ABSENCES PAYABLE 16,395 (44) (6,969) 4,401 13,783 TOTAL ADJUSTMENTS (838,479) 415,278 370,504 659,327 606,630 1,222,745 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES $ 919,646 $ 559,011 $ (178,544) $ 1,460,285 $ 2,760,398 $ 1,493,566 SCHEDULE OF NONCASH INVESTING, CAPITAL AND FINANCING ACTIVITIES CAPITAL ASSETS ACQUIRED BY CONTRIBUTED CAPITAL $ 10,139 $ 189,563 $ - $ 12,582 $ 212,284 $ INCREASE (DECREASE) IN FAIR VALUE OF INVESTMENT 7,553 - - 7,553 (75,388) TOTAL NON CASH INVESTING, CAPITAL AND FINANCING ACTIVITIES FrY. 17,692 $ 189,563 $ - $ 12,582 $ 219,837 $ (75,388) The notes to the financial statements are an integral part of this statement. 45 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS 46 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS FIDUCIARY FUNDS Fiduciary funds are used to account for assets held by the City of Tukwila as a trustee or agent for various individuals, private organizations, and other governmental units. The Firemen's Pension Trust Fund is accounted for on an accrual basis. Firemen's Pension Trust Fund This fund accounts for the payment of administrative costs and benefits for retired firefighters (and beneficiaries) who were employed prior to March 1, 1970. Primary revenue sources are general property tax allocations, fire insurance premium tax, and investment interest, in accordance with actuarial recommendations. Agency Fund This fund accounts for the funds over which the City is strictly a short -term custodian. 47 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUND DECEMBER 31, 2011 FIREMEN'S PENSION AGENCY TRUST FUND FUND ASSETS: CASH AND CASH EQUIVALENTS TOTAL ASSETS $ 1,422,057 $ 9,186 1,422,057 9,186 LIABILITIES: CURRENT PAYABLES TOTAL LIABILITIES 9,186 9,186 NET ASSETS: HELD IN TRUST FOR PENSION BENEFITS AND OTHER PURPOSES $ 1,422,057 $ The notes to the financial statements are an integral part of this statement. 48 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS CITY OF TUKWILA, WASHINGTON STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUND FOR THE YEAR ENDED DECEMBER 31, 2011 FIREMEN'S PENSION TRUST FUND ADDITIONS: FIRE INSURANCE PREMIUM TAXES $ 54,865 INVESTMENT EARNINGS 1,746 TOTAL ADDITIONS 56,611 DEDUCTIONS: BENEFIT PAYMENTS ADMINISTRATIVE EXPENSES 56,576 7,800 TOTAL DEDUCTIONS 64,376 CHANGE IN NET ASSETS (7,765) NET ASSETS - BEGINNING 1,429,822 NET ASSETS - ENDING $ 1,422,057 The notes to the financial statements are an integral part of this statement. 49 CITY OF TUKWILA: 2011 CAFR BASIC FINANCIAL STATEMENTS 50 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTES TO THE FINANCIAL STATEMENTS For the Year Ended December 31, 2011 NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Tukwila was incorporated on June 29, 1908, and operates under the laws of the State of Washington applicable to a non - charter optional code city with a Mayor /Council form of government. Tukwila is served by a Mayor and seven council members, all elected at large to four -year terms. The City provides what are considered general government services including public safety, streets, parks, planning and zoning, permits and inspection, general administrative, water services, sanitary sewer collection, and storm drainage. The accounting and reporting policies of the City of Tukwila, which conform to generally accepted accounting principles for governments, are regulated by the Washington State Auditor's Office. The City's significant accounting policies are described in this note. For business -type activities and enterprise funds reporting, the City applies all applicable GASB pronouncements and all FASB Statements and Interpretations, Accounting Principles Board (APB) Opinions and Accounting Research Bulletins (ARB) issued on or before November 30, 1989, unless they conflict with or contradict GASB pronouncements. A. The Reporting Entity Based on the criteria of Statement No. 14 of the Governmental Accounting Standards Board (GASB), the City's Comprehensive Annual Financial Report (CAFR) includes all funds, agencies and boards for which the City is financially accountable. Financial accountability is defined as appointment of a voting majority of the component unit's board, and either the ability to impose will by the primary government, or the possibility that the component unit will provide a financial benefit to or impose a financial burden on the primary government. See Note 8, Joint Ventures, for a discussion of Valley Communications Center, which is a joint public safety dispatching authority for five member cities, and South Correctional Entity (SCORE), which is a governmental administrative agency. Also, see Note 16, Risk Management, for a discussion of the Washington Cities Insurance Authority. The City of Tukwila is a party to the following interlocal agreements; • Cascade Water Alliance • Jail Administration Group • Valley Narcotics Enforcement Team • Valley Special Weapons and Tactics Team • Valley Civil Disturbance Unit • Metropolitan Park District • Regional Animal Services of King County The organizations above are separate entities in the State of Washington whereby the City may enter into these agreements pursuant to, and as authorized by, the Interlocal Cooperation Act under RCW 39.34. The City of Tukwila is not financially accountable to these organizations, none of the organizations have an ongoing financial interest in the City, and the City is not financially dependent upon these organizations. 51 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Discretely presented Component Unit The Metropolitan Park District (District) was formed on August 16, 2011. The City Council of the City of Tukwila is authorized pursuant to RCW 35.61.050 to serve in an ex- officio capacity as the Board of Metropolitan Park Commissioners. The Metropolitan Park District provides a benefit to the citizens of Tukwila serving the community as a multigenerational facility that provides health and recreation benefits to all ages. Component units are legally separate entities but so closely related to the City through shared governance that their exclusion would cause the City's financials to be misleading or incomplete. The District is a component unit of the City of Tukwila, which operates parks and recreation programs within the City and the District. Financial data for the District is included in the City's financial statements by discrete presentation. Requests for the District's separately issued financial statements may be addressed to the Finance Director, City of Tukwila, 6200 Southcenter Blvd., Tukwila, WA 98188 -2544. B. Basis of Presentation The City's basic financial statements consist of government -wide statements, including a statement of net assets and a statement of activities, and fund financial statements which provide a more detailed level of financial information. Government -wide Financial Statements The statement of net assets and the statement of activities display information about the City as a whole. These statements include the financial activities of the government, except for fiduciary funds. The activity of the internal service funds is eliminated to avoid "doubling up" revenues and expenses. The statements distinguish between city government activities and business -type activities. The statement of net assets presents the financial condition of the governmental and business -type activities of the City at year -end. The statement of activities presents a comparison between direct expenses and program activity of the City. Direct expenses are those specifically associated with a service, program or department and therefore clearly identifiable to a particular function. Indirect costs are included in the program expense reported for individual functions and activities. The statement of activities reports the expenses of a given function offset by program revenues directly connected with the functional program. A function is an assembly of similar activities and may include portions of a fund or summarize more than one fund to capture the expenses and program revenues associated with a distinct functional activity. Program revenues include charges paid by the recipient of the goods or services offered by the program, grants and contributions that are restricted to meeting the operational or capital requirements of a particular program and interest earned on grants that is required to be used to support a particular program. For identifying to which function program revenue pertains, the determining factor for charges for services is which function generates the revenue. For grants and contributions, the determining factor is to which functions the revenues are restricted. Revenues which are not classified as program revenues are presented as general revenues of the City, and certain limited exceptions. The comparison of direct expenses with program revenues identifies the extent to which each business segment or governmental function is self- financing or draws from the general revenues of the City. 52 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Fund Financial Statements During the year, the City segregates transactions related to certain City functions or activities in separate funds in order to aid financial management and to demonstrate legal compliance. Fund financial statements are designed to present financial information of the City at this more detailed level. The focus of governmental and enterprise fund financial statements is on major funds. Each major fund is presented in a separate column. Non -major funds are aggregated and presented in a single column. Internal service funds are combined and the totals are presented in a single column on the face of the proprietary fund statements. Fiduciary funds are reported by type. C. Fund Accounting The accounts of the City are organized on the basis of funds each of which is considered a separate accounting entity. Each fund is accounted for with a separate set of self - balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. The City's resources are allocated to and accounted for in individual funds according to the purpose for which they are spent and how they are controlled. There are three categories of funds: governmental, proprietary and fiduciary. Governmental Funds All governmental funds are accounted for on a "flow of current financial resources" measurement focus. This means only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance (net current assets) is considered a measure of "available spendable resources." Governmental fund operating statements focus on measuring changes in financial position, rather than net income; they present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. The following are the City's major governmental funds: • The General Fund is the general operating fund of the City. It accounts for all financial resources and transactions except those required to be accounted for in another fund. • The Arterial Street Fund, a special revenue fund, is established in accordance with RCW 82.36.020 for the administration of the State - levied motor vehicle half -cent gasoline tax distributed to Tukwila. • The Land Acquisition, Recreation and Park Development Fund is used to account for financial resources to be used for the acquisition of land, development of land, and construction of park facilities. The other governmental funds of the City, which are Special Revenue Funds, account for the proceeds of specific revenue sources that are legally restricted for expenditures for specified purposes. Proprietary Funds Proprietary Funds are accounted for on a "flow of economic resources" measurement focus. This means all assets and all liabilities (whether current or noncurrent) associated with their activity are included on their balance sheets. Proprietary fund operating statements present increases (revenues and gains) and decreases (expenses and losses) in net total assets. Proprietary funds measurement focus is based upon determination of net income, financial position, and cash flows. Proprietary funds distinguish operating revenues and expenses from non - operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of 53 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS the City's enterprise and internal service funds are charges to the City's customers for sales and services. Operating expenses for the enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non - operating revenues and expenses. As described below, there are two generic fund types in this category. Restricted assets shown in the government -wide financial statements and the proprietary funds balance sheet include monies reserved for payment of revenue bond debt, and deposits held for utility and golf course customer accounts. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. The City's Enterprise Funds account for utility and recreation operations which are self - supported through user charges. The utilities are financed and operated like a private business enterprise which requires periodic determination of revenues earned, expenses incurred, and net income for capital maintenance, public policy, management control and accountability. The City's major enterprise funds are as follows: • Water Utility Fund accounts for operations and capital improvements to provide water services to the City. • Sewer Utility Fund accounts for operations and capital improvements to provide sanitary sewer services to the City. • Foster Golf Course Fund is used to account for the operation, maintenance, and improvements of the municipal golf course facility. • Surface Water Utility Fund accounts for the operations and capital improvements for the City's storm drainage and surface water management function. The City has three Internal Service Funds. The Equipment Rental Fund is used to account for the costs of maintaining and replacing all City vehicles and auxiliary equipment except for major fire apparatus. All equipment costs, including depreciation, are factors in calculating the rates charged to each user department. The Insurance and Insurance — LEOFF I Funds are used to account for the costs of the City's self- insured medical plan. Medical and dental costs for covered employees are charged to the respective user departments. All premiums, medical and dental costs and ancillary charges are included. Fiduciary Funds Fiduciary Funds account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments, and other funds. The City has two Fiduciary Funds, Firemen's Pension Trust Fund and Agency Fund. The Firemen's Pension Trust Fund is accounted for in essentially the same manner as Proprietary Funds. The Agency Fund is custodial in nature (assets equal liabilities) and does not involve a measurement of results of operations. 54 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS D. Measurement Focus Government -wide Financial Statements The government -wide financial statements are prepared using the economic resources measurement focus. All assets and liabilities associated with the operation of the City are included on the Statement of Net Assets. Fund Financial Statements All governmental funds are accounted for using a flow of current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. The statement of revenues, expenditures and changes in fund balances reports on the sources (i.e., revenues and other financing sources) and uses (i.e., expenditures and other financing uses) of current financial resources. This approach differs from the manner in which the government activities of the government -wide financial statements are prepared. Governmental fund financial statements therefore include a reconciliation with brief explanations to better identify the relationship between the government -wide statements and statements for governmental funds. Like the government -wide statements, all proprietary fund types are accounted for on a flow of economic resources measurement focus. All assets and all liabilities associated with the operation of these funds are included on the statement of net assets. The statement of changes in fund net assets presents increases (i.e., revenues) and decreases (i.e., expenses) in net total assets. The statement of cash flows provides information about how the City finances and meets the cash flow needs of its proprietary activities. Fiduciary funds are reported using the economic resources measurement focus. E. Basis of Accounting Basis of accounting refers to the recognition of revenues and expenditures or expenses in the accounts and reporting them in the financial statements. Government -wide financial statements are prepared using the accrual basis of accounting. Governmental funds use the modified accrual basis of accounting. Proprietary and fiduciary funds use the accrual basis of accounting. Revenues — Exchange and Non - exchange Transactions Revenue resulting from exchange transactions, in which each party gives and receives essentially equal value, is recorded on the accrual basis when the exchange takes place. The modified accrual basis of accounting is followed in all governmental funds of the City. Under the modified accrual basis of accounting, revenues are recorded when susceptible to accrual, i.e., both measurable and available. "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to pay current liabilities. For the City, available means expected to be received within sixty (60) days of year -end. The primary accrued revenues that meet these criteria are property, sales and utility taxes. Non - exchange transactions, in which the City receives value without directly giving equal value in return, include property taxes, sales and use taxes, admission taxes, gambling taxes, utility taxes, hotel /motel taxes, grants, entitlements, and donations. These revenues are on an accrual basis. On the accrual basis, the revenue is recognized in the period in which the income is earned. Revenue from property taxes is recognized in the fiscal year for which the taxes are levied. (See Note 4 on receivables). 55 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Other Revenue Sources Revenue sources which are not considered to meet the measurable and available criteria for revenue recognition include licenses and permits, fines and forfeitures, and other miscellaneous revenues since they are generally not measurable until received. Under the modified accrual basis, expenditures are recorded when the fund liability is incurred, except for principal and interest on general long -term debt and vacation and sick pay which are recorded when paid. As a general rule the effect of interfund activity has been eliminated via the process of consolidation from the government -wide financial statements. Internal service fund and similar internal activity has been eliminated from the government -wide statement of activities so expenses are not reported twice. Exceptions to this general rule are payments for interfund services provided and used, such as between the City's water, sewer, and surface water functions and various other functions of the City, which are not eliminated in the process of consolidation. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported on the government -wide statements as program revenues include, charges to customers or applicants for goods, operating grants and contributions, and capital grants and contributions. General revenues include all taxes. The accrual basis of accounting is followed in all proprietary funds. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when incurred. All assets and liabilities are recorded in the fund. F. Budgets and Budgetary Accounting The City of Tukwila budgets its funds in accordance with the Revised Code of Washington 35A.33. In compliance with the code, biennial budgets are adopted for the general fund and special revenue funds. For governmental funds, there are no substantial differences between the budgetary basis and generally accepted accounting principles. Budgetary accounts are integrated in fund ledgers for all budgeted funds, but the financial statements include budgetary comparisons for biennially budgeted governmental funds only. Budgets established for proprietary and fiduciary funds are "management budgets" and are not legally required to be reported and, as such, are not reported in the CAFR. The biennial appropriated budgets are adopted at the fund level and the budgets constitute the legal authority for expenditures at that level. Subsidiary revenue and expenditure records are used to compare the budgeted amounts with actual revenues and expenditures. As a management control device, the subsidiary ledgers monitor expenditures for individual functions and activities by object class. Any unexpended appropriation balances lapse at the end of each year. The City of Tukwila's budget procedures are mandated by RCW 35A.33. The steps in the budget process are as follows: 1) Prior to November 1 on even numbered years, the Mayor submits a proposed budget to the City Council. This budget is based on priorities established by the Council and estimates provided by the City departments during the preceding months, and balanced with revenue estimates made by the Mayor. 2) The City Council conducts public hearings on the proposed budget in November and December. 3) The Council makes its adjustments to the proposed budget and adopts by ordinance a final balanced budget no later than December 31. 56 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS 4) The final operating budget as adopted is published and distributed within the first month of the following year. Copies of the budget are made available to the public. The City Council must approve by ordinance any amendments that increase the total for the fund. Budget amounts presented in the basic financial statements include both the original amounts and the final amended budget as approved by the City Council. Expenditure Categories General Government Public Safety Physical Environment Transportation Economic Environment Culture and Recreation Mental and Physical Health Includes administration, finance, municipal court, attorney, and city clerk activities. Includes all police and fire activities. Includes expenditures for the public works activities not chargeable to the enterprise funds. Includes all street and arterial street maintenance and construction. Reflects the planning and building inspection activities. Includes the parks and recreation activities. Includes services provided for the care, treatment, and control of mental and physical illnesses. G. Assets, Liabilities and Fund Equity Cash and Cash Equivalents All cash and cash equivalents, restricted and unrestricted, consists of cash balances in the checking account, imprest funds, and the State Treasurer's Local Government Investment Pool. All funds in the care of other institutions are considered investments. Cash equivalents are short -term, highly liquid investments that are readily convertible to known amounts of cash. Investments Investments are held separately by each of the funds with interest earned directly for the benefit of each fund. Investments are reported on the financial statements at fair value, cost or amortized cost, depending on the type and maturity length of each investment as required by GASB Statement 31. Washington State statutes provide for the City to hold investments consisting of obligations of the Federal Government, repurchase agreements, prime banker's acceptances, and time certificates of deposit. Additional deposit and investment information is presented in Note 3. Due from Component Unit The City has advanced funds to the Metropolitan Park District in the form of an operating loan. The advance earns interest at 2% per annum and will be repaid over a 10 year period with the first payment due June 1, 2013. Notes Receivable Notes receivable in the enterprise funds consists of sewer connection fees due from customers to the utility. 57 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Receivables and Payables Activity between funds that is representative of lending /borrowing arrangements outstanding at the end of the fiscal year are referred to as either "interfund loans receivable /payable" or "advances to /from other funds." All other outstanding balances between funds are reported as "due to /from other funds ". Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances." Interfund loans and advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate they are not available for appropriation and are not expendable available financial resources. See also Note 5 on interfund transactions. Inventories Inventories carried in proprietary funds are valued at average cost using the consumption method. A physical count is taken at year -end. Governmental funds use the purchase method whereby inventory items are considered expenditures when purchased. Deferred Charges Unamortized debt issuance costs are those costs incurred for the issuance of long -term debt, such as legal fees, printing costs and other costs. These costs are deferred and amortized over the lives of the related issues. Capital Assets and Depreciation The accounting and reporting treatment applied to the capital assets associated with a fund are determined by its measurement focus. Capital assets acquired in governmental funds are accounted for as expenditures in the fund when the asset is purchased. These assets are reported in the governmental activities column of the government -wide statement of net assets but are not reported in the fund financial statements. Capital assets utilized by the proprietary funds are reported both in the business -type activities column of the government -wide statement of net assets and in the respective funds. All capital assets are capitalized at cost (or estimated historical cost) and updated for additions and retirements during the year. Donated assets are valued at estimated fair market value at time of acquisition. Where historical cost is not known, assets are recorded at estimated historical costs. The City maintains a capitalization threshold of five thousand dollars. The City's infrastructure consists of roads, bridges, storm sewers, water and sewer distribution and collection systems. Improvements are capitalized; the costs of normal maintenance and repairs that do not add to the value of the asset or materially extend an asset's life are not. Depreciation is computed using the straight line method over estimated service lives, as follows: Asset Estimated Service Life Buildings 25 to 50 years Non - Building Improvements 25 to 50 years Utility Plant 10 to 50 years Machinery and Equipment 2 to 50 years Intangibles 2 to 50 years Infrastructure 25 to 50 years See Note 7 for additional information on capital assets. 58 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Plant Acquisition Adjustments The State Auditor's Office promulgates a chart of accounts which defines Plant Acquisition Adjustments as an intangible asset account used only in proprietary fund utilities. This account includes the difference between the cost to the current governmental owner and the cost incurred by the person or company that first devoted the property to utility service. These costs are being amortized using the straight -line method over the estimated service lives of the related capital assets. Compensated Absences Labor contracts with City of Tukwila employees call for the accumulation of vacation and sick leave. At termination of employment, employees with the required length of service may receive cash payments for all accumulated vacation leave to a maximum of 384 hours. Sick leave termination benefits are based on a percentage of accumulated sick leave up to a maximum of 180 hours. The payment is based on current wages at termination. The entire compensated absence liability is reported on the government -wide financial statements. In the enterprise funds, the entire amount of compensated absences is reported as a fund liability. This reporting format is in compliance with GASB Statement No. 16. Long -Term Obligations In the government -wide financial statements, and proprietary fund types in the fund financial statements, long -term debt and other long -term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight line method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Long -term debt outstanding at year -end is outlined in Note 11. Fund Equity Fund balance represents the difference between the current assets and current liabilities. The City restricts those portions of fund balance which are legally segregated for a specific future use or which do not represent available, spendable resources and therefore are not available for general appropriation or expenditure. Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt, consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used (i.e., the amount that the City has not spent) for the acquisition, construction or improvement of those assets. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislation adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. All other net assets are reported as unrestricted. The 2003 Limited General Obligation Bond debt to finance the construction of a clubhouse was transferred from the Foster Golf Course fund due to insufficient operating revenue to service the debt. This amount is excluded from the Invested in Capital Assets, Net of Related Debt calculation for the 59 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS governmental activities. It is included in the total for the Invested in Capital Assets, Net of Related Debt calculation for the primary government. The City applies restricted resources first when an expense is incurred for purposes of which both restricted and unrestricted net assets are available. In 2011, the City established a Reserve Policy capable of addressing the various types of the City's operating and restricted use funds. The objectives of this Policy are to maintain a reserve between 75% and 100% of the minimum of the targeted balances, provide clear guidance on the use and replenishment of City reserves, and establish a process for periodic review of City reserves. Fund Balance Components The fund balance amounts for governmental funds have been reclassified in accordance with GASB Statement No. 54. As a result, amounts previously reported as reserved and unreserved are now reported as nonspendable, restricted, committed, assigned, or unassigned. • Nonspendable fund balance includes items that cannot be spent. This includes activity that is not in a spendable form (inventories, prepaid amounts, long -term portion of loans /notes receivable, or property held for resale unless the proceeds are restricted, committed or assigned) and activity that is legally or contractually required to remain intact, such as a principal balance in a permanent fund. • Restricted fund balances have constraints placed upon the use of the resources either by an external party or imposed by law through a constitutional provision or enabling legislation. • Committed fund balances can be used only for specific purposes pursuant to constraints imposed by a formal action in the form of ordinances and resolutions of Tukwila Councilmembers, the City's highest level of decision - making authority. • Assigned fund balance includes amounts that are constrained by the City's intent to be used for a specific purpose, but are neither restricted nor committed. For governmental funds, other than the General Fund, this is the residual amount within the fund that is not restricted or committed. • Unassigned fund balance is the residual amount of the General Fund not included in the four categories described above. Also, any deficit fund balances within the other governmental fund types are reported as unassigned. Each fund has been analyzed to classify the fund balance in accordance with GASB Statement No. 54. Funds are created by the Legislature and money is authorized to be transferred to the fund for a particular purpose. At this point, balances in these funds are at least committed, and may be further restricted depending on whether there is an external party, constitutional provision, or enabling legislation constraint involved. The appropriated balance in the General Fund is committed, and the remaining balance is unassigned. All other governmental funds, including subfunds of the General Fund are presented as restricted or committed, with the exception of the two subfunds of the General Fund, which are unassigned. 60 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Beginning Fund Balances Reclassification Beginning Fund Balances before GASB 54 after GASB 54 General Fund Contingency Reserve - Subfund of General Fund Fire Equipment Cumulative Reser e- Subfund of General Fund $ 5,757,040 $ 1,634,360 $ 889,470 (889,470) 744,890 (744,890) 7,391,400 $ 7,391,400 $ $ 7,391,400 Budget information for the General Fund includes budgets for both Contingency Fund and Fire Equipment Cumulative Reserve Fund. With the implementation of GASB 54, these funds do not meet the criteria to be reported separately and for financial reporting purposes, they are subfunds of the General Fund. Below is a reconciliation of the restated beginning fund balance for Special Revenue funds due to the implementation of GASB 54. Beginning Fund Balances Reclassification Beginning Fund Balances before GASB 54 after GASB 54 Hotel /Motel Tax Street Contingency Fire Equipment Cumulative Reserve Drug Seizure $ 850,106 $ - $ 850,106 607,646 - $ 607,646 889,470 (889,470) $ - 744,890 (744,890) $ 316,024 316,024 $ 3,408,136 $ (1,634,360) $ 1,773,776 The following table illustrates the use of fund balance resources for governmental funds. The City applies restricted resources first when an expense is incurred for purposes of which both restricted and unrestricted net assets are available in the governmental funds. General Fund and Subfunds Nonspendable Restricted Committed Assigned Unassigned Total Beginning Fund Balance $ 5,000 $ - $ 17,900 $ - $ 7,368,500 $ 7,391,400 Additions - - 100 - 50,852,334 50,852,434 Expenditures - (49,983,692) (49,983,692) Ending Fund Balance $ 5,000 $ $ 18,000 $ $ 8,237,142 $ 8,260,142 Restricted - Committed - Assigned- Unassigned * Arterial Street Nonspendable Restricted Committed Assigned Unassigned Total Beginning Fund Balance $ - $ 2,714,991 $ 6,551,442 $ 1,786,977 $ - $ 11,053,410 Additions - 17,922,408 109,239 2,164,584 - 20,196,231 Expenditures - (17,940,862) (6,660,681) 281,298 (24,320,245) Ending Fund Balance $ $ 2,696,537 $ $ 4,232,859 $ $ 6,929,396 Restricted - Committed - Assigned- Unassigned ** Land Acquisition Recreation & Park Development Nonspendable Restricted Committed Assigned Unassigned Total Beginning Fund Balance $ - $ - $ 108,177 $ 4,665,335 $ - $ 4,773,512 Additions 88,487 90,676 - 179,163 Expenditures - (108,177) (3,416,526) - (3,524,703) Ending Fund Balance $ $ $ 88,487 $ 1,339,485 $ $ 1,427,972 Restricted-Committed-Assigned-Unassigned $18,000 is conxritted for petty cash change funds * $2.7 million remains in restricted fund balance for Arterial Street, w hich can only be used tow ards approved flood related equipment purchases 61 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Hotel Motel Tax Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted-Committed-Assigned-Unassigned Nonspendable Restricted Committed Assigned Unassigned $ - - - $ 850,106 1,463,461 (1,525,999) $ - - - $ - - - $ - - - $ 850,106 1,463,461 (1,525,999) $ - $ 787,568 $ - $ - $ - $ 787,568 Street Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted-Committed-Assigned-Unassigned Nonspendable Restricted Committed Assigned Unassigned Total $ - - $ 607,646 314,746 (18,455) $ - - - $ - - - $ - - - $ 607,646 314,746 (18,455) $ - $ 903,937 $ - $ - $ - $ 903,937 Drug Seizure Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted-Committed-Assigned-Unassigned Nonspendable Restricted Committed Assigned Unassigned Total $ - - - $ 316,024 153,425 (239,738) $ - - - $ - - - $ - - - $ 316,024 153,425 (239,738) $ - $ 229,711 $ - $ - $ - $ 229,711 Debt Service Funds Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted-Committed-Assigned-Unassigned Nonspendable Restricted Committed Assigned J Unassigned Total $ - - - $ - - - $ - - - $ 3,051 11,076,127 (7,762,865) $ - - - $ 4,545 11,382,977 (8,242,341) - $ - $ - $ 3,316,313 $ - $ 3,145,181 Facility Replacement Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted-Committed-Assigned-Unassigned Nonspendable Restricted Committed Assigned Unassigned Total $ - - - $ - - - $ - - - $ 2,058,647 3,126 (34,759) $ - - - $ 2,058,647 3,126 (34,759) $ - $ - $ - $ 2,027,014 $ - $ 2,027,014 General Government Improvement Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted-Committed-Assigned-Unassigned Nonspendable Restricted Committed Assigned Unassigned Total ' $ - - - $ 397,064 - - $ - - - $ - - - $ 1,155,954 285,380 (1,229,785) $ 1,553,018 285,380 (1,229,785) $ - $ 397,064 $ - $ - $ 1 211,549 $ 608,613 Fire Improvement Beginning Fund Balance Additions Expenditures Ending Fund Balance Restricted - Committed - Assigned- Unassigned Nonspendable Restricted Committed Assigned Unassigned Total $ - - - $ - - - $ 156,018 157,801 - $ - - - $ - - - $ 156,018 157,801 - $ - $ - $ 313,819 $ - $ - $ 313,819 62 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Risk Management and Risk Retention It is the City of Tukwila's policy to self- insure for unemployment benefits because of the insignificant liability. Medical and dental self- insurance coverage is also provided for employees. All buildings, City equipment, and City vehicles are insured by carriers for property coverage at replacement value. The City of Tukwila is a member of the Washington Cities Insurance Authority (WCIA) as of January 1, 1984. The WCIA is an organization of Washington municipal entities numbering 150 as of December 31, 2011. WCIA provides pooled self- insurance coverage for general liability, vehicle liability, false arrest, and errors and omissions. See Note 16 for additional information on risk management. Operating Revenues and Expenses Operating revenues are generated directly from the primary activity of the proprietary funds. For the City, these revenues are charges for services for the use of the golf course, for the rental of the community center, and the internal use of vehicles, computers and facilities. Operating expenses are necessary costs incurred to provide the good or service that are the primary activity of each fund. All other revenues and expenses are classified as non - operating including investment earnings, interest expense and the gain or loss on the disposition of capital assets. Contributions of Capital Contributions of capital in proprietary fund financial statement arise from outside contributions of capital assets, for example, developers, and grants or outside contributions of resources restricted to capital acquisition and construction. lnterfund Activity Exchange transactions between funds are reported as revenues in the seller funds and as expenditures /expenses in the purchaser funds. On the government -wide statement of activities, the exchange transactions between the internal service funds and the user funds are eliminated. Flows of cash or goods from one fund to another without a requirement for repayment are reported as interfund transfers. Interfund transfers are reported as other financing sources /uses in governmental funds and after non - operating revenues /expenses section in proprietary funds. Repayments from funds responsible for particular expenditures /expenses to the funds that initially paid for them are not presented on financial statements. Transfers between governmental and business -type activities on the government -wide statement of activities are reported separately after general revenues. Transfers between funds reported in the governmental activities column are eliminated. Transfers between funds reported in the business type activities column are eliminated. Estimates The preparation of the financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results may differ from those estimates. 63 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS H. Changes in Accounting Standards The City implemented the following Government Accounting Standards Board (GASB) statements in 2011: GASB Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions. The objective of this Statement is to improve the usefulness, including the understandability, of governmental fund balance information. This Statement provides more clearly defined categories to make the nature and extent of the constraints placed on a government's fund balance more transparent. It also clarifies the existing governmental fund type definitions to improve the comparability of governmental fund financial statements and help financial statement users to better understand the purposes for which governments have chosen to use particular funds for financial reporting. NOTE 2 — STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY There have been no material violations of finance - related legal or contractual provisions, and there have been no expenditures exceeding legal appropriations in any of the funds of the City of Tukwila. NOTE 3 — EQUITY IN POOLED CASH AND INVESTMENTS, CASH, DEPOSITS AND INVESTMENTS The City maintains a cash and investment pool available for use by all funds. Interest earned on pooled investments is recorded in the participating funds. Investments are also held separately by several of the funds, with interest earned directly for the benefit of each fund. Cash and Cash Equivalents At year -end, the carrying amount of the City's bank balance was $28,509,428. Of the bank balance, $250,000 was covered by Federal depository insurance and the Washington State Public Depository Protection Commission insured the remainder. The City also maintains imprest funds totaling $19,400. The City participates in the State Treasurer's Investment Pool, which is a 2a7 -like unrated pool, overseen by the State Treasurer's Office. The fair value of the City's position in the pool is the same as the value of the pool shares. Because of its highly liquid nature, the Pool funds are considered cash equivalents. Deposits and Investments The City's investment portfolio includes certificate of deposits insured by the Washington State Public Depository Commission and municipal bonds issued by state and local agencies. These investments are reported at fair value based on quoted market prices. Fair value is the amount at which a financial instrument could be exchanged in a current transaction between willing parties, other than in a forced or liquidation sale. Also, the Firemen's Pension Fund is authorized to invest in stocks, bonds, and mutual funds. 64 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS At December 31, 2011, the City had the following deposits and investments: SCHEDULE OF INVESTMENTS BY MATURITY Maturity Credit Market Date Rating Value Certificates of Deposit: Sound Community Bank 03/04/2014 * $ 3,031,564 Sound Community Bank 05/15/2012 507,839 US Bank 02/15/2013 3,450,000 Total Certificate of Deposits 6,989,403 Agencies: FNMA 07/01/2016 1,001,676 FHLB 07/01/2017 1,504,688 Municipal Bonds: Lodging Tax 07/01/2016 AA3 / A+ Revenue - Facilities 07/01/2017 AA1 / AA+ Limited General Obligation 12/01/2017 AA3 / A+ Revenue - Facilities 07/01/2019 AA1 / AA+ Revenue - School Improvements 12/01/2012 AA1 /AA+ Limited General Obligation 09/01/2020 Al Unlimited General Obligation 12/01/2020 AA1 / AA3 Total Municipal Bonds 2,506,364 535,065 566,150 599,195 549,650 188,582 359,917 1,276,478 4,075,037 TOTAL INVESTMENTS $ 13,570,803 No credit rating with certificate of deposit accounts; accounts are insured by the Public Depository Protection Commission 65 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS RECONCILIATION OF ALL CASH, DEPOSITS AND INVESTMENTS AS REPORTED ON STATEMENT OF NET ASSETS: Cash and Cash Equivalents: $ 22,317,506 Investments 13,570,803 Current Assets Restricted: Cash and cash equivalents 3,582,423 Total Cash, Cash Equivalents and Investments $ 39,470,732 SUMMARY BY TYPE: Cash and Cash Equivalents: Cash on hand $ 19,400 Cash in bank -book balance 25,880,530 Total cash and cash equivalents 25,899,929 Investments: Certificates of deposit 6,989,402 Federal agencies 2,506,364 Municipal bonds 4,075,037 Total investments 13,570,803 Total Cash, Cash Equivalents, and Investments $ 39,470,732 Interest Rate Risk Interest rate risk is the risk that changes in interest rates of debt investments will adversely affect the fair value of an investment. As a means of limiting its exposure to fair value losses arising from rising interest rates, the City's investment policy limits at least half of the City's cash and investment portfolio to maturities of less than one year. Investment maturities are limited as follows: 1) At the time of investment, a minimum of thirty percent (30 %) of the cash and investment portfolio will be comprised of investments maturing or available within one year. 2) At the time of investment, eighty percent (80 %) of the portfolio will be comprised of investments maturing or available within five (5) years and no instruments shall have a maturity exceeding ten (10) years, except when compatible with a specific fund's investment needs. 3) The average maturity of the portfolio shall not exceed three and one half (3 1/2) years or forty -two (42) months. 66 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Credit Risk Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. State statutes and the City's investment policy limit the types of securities authorized for investment by the City. The principal governing statutes are RCW 39.59 and RCW 39.60. The Finance Director may further restrict eligible investments by this policy at his /her discretion. Authorized investments include (but are not limited to): 1) U.S. Treasury Securities. 2) U.S. Agency Securities (i.e., obligations of any government- sponsored corporation eligible for collateral purposes at the Federal Reserve). 3) Certificates of Deposit, Money Market Deposit Accounts and savings deposits with qualified depositories within statutory limits as promulgated by the PDPC at the time of investment. 4) Bankers Acceptances (BA's) purchased on the secondary market with a rating of A -1, P -1, its equivalent or better. 5) General Obligation Bonds of a state or local government which have at the time of the investment one of the three highest credit ratings of a nationally- recognized rating agency. 6) The Washington State Local Government Investment Pool (LGIP). As of December 31, 2011, the City's investments in municipal bonds were rated Aal to Al by Moody's Investor Service. The City currently maintains a rating of Aa- with Fitch's Investor Service for its general obligation debt. Concentration of Credit Risk Concentration of credit risk is the risk of loss attributed to the magnitude of an investment in a single issuer. The City of Tukwila diversifies its investments by security type and institution as described below: 1) No more than fifty percent (50 %) of the City's cash and investment portfolio, at the time of purchase, shall be in any single financial institution. 2) Except, that no more than seventy -five percent (75 %) of the City's portfolio, at the time of purchase, shall be invested in the Washington State Local Government Investment Pool, and 3) No more than seventy -five percent (75 %) of the City's portfolio, at the time of purchase, shall be invested in U.S. Treasury or Agency securities. 67 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 4 — RECEIVABLES Property Taxes Receivable The County Finance Director acts as an agent to collect property taxes levied in the County for all taxing authorities. Taxes are levied annually on January 1 on property value listed as of the prior August 31. Assessed values are established by the County Assessor at 100% of fair market value. A revaluation of all property is required every two years. On May 31 of each year the assessed value of property is established for the next year's property tax levy. Property taxes levied by the County Assessor and collected by the County Finance Director become a lien on the first day of the levy year and may be paid in two equal installments if the total amount exceeds $50. The first half of real property taxes is due on April 30 and the balance is due October 31. Delinquent taxes bear interest at the rate of 12% and are subject to additional penalties if not paid as scheduled. During the year, property tax revenues are recognized when cash is received. At year -end, unpaid property taxes are recorded as a receivable. Property tax receivables at year -end normally are not expected to be collected within 60 days after the current period and are, therefore, reported as deferred revenue in the governmental funds financial statements. The tax rate for general City operations is limited to $3.60 per $1,000 of assessed value. Of this amount, up to $0.45 per thousand may be designated for contribution to the Firemen's Pension Fund, if a report by a qualified actuary indicates that additional funds are required. The payment of principal and interest on limited tax (non- voted) bonds issued by the City is made from the general levy. Accordingly, the issuance of limited tax general obligation bonds has the effect of reducing property taxes available for the general operations of City government. State law also provides that the City's operating levy may not exceed 101 % of the largest single levy of the past three years. The State Constitution provides that the total of all taxes upon real and personal property by the State and all taxing entities, including the City, shall not in any year exceed 1% ($10 per $1,000) of the true and fair monetary value of such property. This limitation may be exceeded upon the approval of 60% of the City voters at an election in which the total vote exceeds 40% of the votes cast at the last general election. For 2011, the City's general tax levy was $2.82566 per each $1,000 of assessed valuation. Total assessed valuation for 2010 was $4,969,600,046 and was the basis for the 2011 assessments. Actual 2011 general levy property taxes collected were $13,427,445. Intergovernmental Grants and Entitlements All receivables from other governments are recorded at year -end as amounts Due from Other Governmental Units. These amounts represent federal, state, and local reimbursement -type grants, and are reported as receivables and intergovernmental revenues in the year when the related expenditures are incurred. 68 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 5 — INTERFUND TRANSACTIONS Interfund transactions are classified as follows: Services Provided — Transactions that would be treated as revenues, expenditures or expenses if they involve external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City of Tukwila. Transfers — Transactions to support the operations of other funds are recorded as "Transfers" and classified with "Other Financing Sources or Uses" in the fund statements. Transfers between governmental or proprietary funds are netted as part of the reconciliation to the government -wide financial statements. Contributions — Contributions to the capital of enterprise or internal service funds, transfers of capital assets between proprietary and governmental funds, transfers to establish or reduce working capital in other funds, and transfers of remaining balances when funds are closed are classified non - operating revenue. Interfund Loans /Advances — Loans between funds are classified as interfund loans receivable and payable or as advances to and from other funds in the fund statements. Interfund loans are offset by a reservation of fund equity. Interfund loans are subject to elimination upon consolidation. There were no interfund loans outstanding at December 31, 2011. Interfund transfers were as follows: SUMMARY OF INTERFUND TRANSFERS Government and Internal General Service Funds Fund Other Government Funds Internal Service Funds Total Transfers In Transfers Out $ 2,276,584 $ 8,725,036 $ - $ 11, 001, 620 (6,282,292) (3,778,916) (414,552) (10,475,760) Net Transfers In (Out) $(4,005,708) $ 4,946,120 $(414,552) $ 525,860 Proprietary Funds Water /Sewer Surface Water Foster Golf Utility Utility Course Total Transfers In Transfers Out Net Transfers In (Out) $ 98,460 $ - $ 775,000 $ 873,460 (816,234) (361,571) (221,515) (1,399,320) $ (717,774) $ (361,571) $ 553,485 $ (525,860) The principal purposes for interfund transfers include interfund subsidies and transfers into debt service and capital projects funds. Also, the 2003 Limited General Obligation Bond debt to finance the construction of a clubhouse was transferred from the Foster Golf Course fund to a governmental fun due to insufficient operating revenue to service the debt. Removal of the debt from the enterprise fund was treated as a capital contribution. 69 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 6 — CAPITAL LEASES During 2011 the City maintained capital lease agreements with various financing sources as lessee for the leasing of City operated machinery and equipment. SCHEDULE OF FUTURE MINIMUM LEASE PAYMENTS Lease Payable 2012 $18,446 2013 12,076 2014 4,830 2015 3,213 2016 1,364 Total minimum lease payments Less: Amounts representing interest Present value of future minimum lease payments $39, 929 (4,038) $35, 892 As of December 31, 2011, the value of capital assets acquired under the various capital leases total $99,422. Base monthly lease payments totaling $1,938 are payable through the end of the various lease periods. Interest rates for the individual lease agreements vary. Amortization expense in the amount of $55,484 was recorded for 2011. 70 Governmental activity capital assets, net $ 195,938,218 $ 36,860,949 $ (19,098,850) $ 213,700,317 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 7 — CAPITAL ASSETS Primary Government Capital asset activity for the year ended December 31, 2011, was as follows: GOVERNMENTAL ACTIVITIES BEGINNING ENDING BALANCE INCREASES DECREASES BALANCE Governmental Activities Capital assets, not being depreciated: Land $ 39,472,061 $ $ 77,000 $ (90,000) $ 39,459,061 Construction in Progress 33,131,284 23,388,032 (17,065,499) 39,453,817 Total capital assets, not being depreciated 72,603,345 23,465,032 (17,155,499) 78,912,878 Capital assets, being depreciated: Buildings 24,029,326 33,089 (2,291,215) 21,771,200 Other Improvements 13,373,499 4,206,330 (9,593) 17,570,236 Machinery and Equipment 16,400,432 1,609,158 (987,271) 17,022,319 Infrastructure 134,267,302 13,867,667 - 148,134,969 Intangible Assets 269,661 129,035 (26,555) 372,141 Total capital assets being depreciated 188,340,220 19,845,279 (3,314,634) 204,870,865 Less accumulated depreciation for: Buildings (9,310,579) (591,569) 362,943 (9,539,205) Other Improvements (8,389,936) (545,658) 4,929 (8,930,665) Machinery and Equipment (10,225,250) (1,248,639) 976,856 (10,497,033) Infrastructure (37,017,942) (4,013,151) - (41,031,093) Intangible Assets (61,640) (50,345) 26,555 (85,430) Total accumulated depreciation Total capital assets, being depreciated, net (65,005,347) (6,449,362) 1,371,283 (70,083,426) 123,334,873 13,395,917 (1,943,351) 134,787,439 71 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS BUSINESS -TYPE ACTIVITIES BEGINNING ENDING BALANCE INCREASES DECREASES BALANCE Business -type Activities Capital assets, not being depreciated: Land Construction in Progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Other Improvements Machinery and Equipment Total capital assets being depreciated Less accumulated depreciation for: Buildings Other Improvements Machinery and Equipment Total accumulated depreciation Total capital assets, being depreciated, net Business Type activity capital assets, net $ 2,214,118 $ - $ 2,893,683 4,957,276 5,107, 801 4,957,276 $ 2,214,118 7,850,959 0 10,065,077 11,390,601 69,891,182 2,295,765 83,577,548 11, 398, 719 (8,118) 69, 835,131 80,027 (23, 976) 2,391,630 (95, 865) 83,625,480 80,027 (127,959) (2,689,444) (304,703) 7,306 (24,200,709) (1,523,308) 21,082 (1,581,646) (122,228) 95,865 (28,471,799) (1,950,238) 124,253 55,153,682 (1,870,211) $ 60,261,484 $ 3,087,065 $ (2,986,840) (25, 702, 935) (1,608,009) (30, 297, 784) (3,706) 53, 279, 765 (3,706) $ 63, 344, 843 All reported capital assets of the City are depreciated. Improvements are depreciated over the remaining useful lives of the related capital assets. Useful lives for infrastructure were estimated based on the City's historical records of necessary improvements and replacement. Donated Capital Assets to Component Unit Capital assets donated to the Metropolitan Park District total $1,923,626. Cost Accumulated Depreciation Net Book Value Buildings and Structures $ 1,938,376 $ 14,750 $ 1,923,626 72 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS CAPITAL ASSET INCREASES Governmental Activities Capital Asset - Increases: Capital Outlays Capital Improvements Land Turnover Developer Turnovers Construction in Progress to Capital (Infrastructure) Internal Service Funds (Equipment Rental) $ 25, 659,173 68,718 17, 065,499 516,921 Internal Service Fur Capital Assets - Total Increases 43,310,311 Business -Type Activities Capital Asset - Increases: Capital Outlays Capital Improvements Land Turnover Developer Turnovers Construction in Progress to Capital - Infrastructure Capital Assets - Total Increases DEPRECIATION $ 5,024,721 12,583 $ 5,037,304 Depreciation expense for 2011 was charged to functions /programs as follows: Governmental Activities: General Government $ 92,214 Public Safety 327,517 Physical Environment 636,703 Transportation 4,036,932 Economic Environment 7,991 Culture and Recreation 563,413 Intangible Assets 50,345 Capital assets held by the government's internal service funds are charged to the various functions based on their usage of the assets 734,248 Total 2011 depreciation expense - governmental activities $ 6,449,363 Business -type Activities Water Utility - Depreciation Sewer Utility - Depreciation Foster Golf Course - Depreciation Surface Water Utility - Depreciation $ 521,295 $ 378,782 308,386 741,775 Total 2011 accumulated depreciation increases - business-type activities $ 1,950,238 73 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 8 — JOINT VENTURES Valley Communications Center The "Valley Communications Center" was established August 20, 1976, when an Interlocal Agreement was entered into by the four original participating municipal corporations, including the cities of Renton, Kent, Auburn, and Tukwila, with Federal Way formally admitted during 2000. The agreement is sanctioned by the provisions and terms of the Interlocal Cooperation Act pursuant to RCW 39.34. The initial duration of the agreement was five years, and thereafter is automatically extended for consecutive five -year periods. The purpose of the joint operation, hereafter referred to as Valley Com, is to provide improved consolidated emergency communications (dispatch) services for police, fire, and medical aid, to the five participating cities and to several subscribing agencies. Separate agreements between Valley Com and the subscribing agencies have been executed, which set forth conditions of services and rates charged. The allocation of prorated financial participation among the five participating cities is the percentage of estimated dispatched calls attributed to each jurisdiction compared to the total estimated dispatched calls for the current 12 -month period ending December 31. The 2011 cost distribution for the five participating cities is as follows: City Dispatchable Calls Percent of Total Renton 73,519 21.39% Kent 94,760 27.57% Auburn 66,805 19.43% Tukwila 33,025 9.61% Federal Way 75,628 22.00% Total 343,737 100.00% Valley Com is governed by an Administration Board composed of the Mayors from the five participating cities of Renton, Kent, Auburn, Tukwila, and Federal Way. The Board is responsible for the following functions: (1) Adopting an annual budget after review by participating legislative bodies; (2) Appointment and /or discharge of the Director; (3) Approves personnel policy and makes final decisions on all major policy changes; (4) Reviews and approves all contracts. In addition, an Operating Board was established and consists of two members of each participating City's Public Safety Departments, including the heads of such departments or their designees. The Operating Board performs the following functions: (1) Oversees the operation of Valley Com and advises and makes recommendations to the Administration Board; (2) Makes recommendation on Director selection; (3) Presents proposed policies and budgets to the Administration Board; (4) Approves disbursement of funds by the Director. The Director presents a proposed budget to the Operating Board on or before August 15 of each year. The proposed budget is then presented to the Administration Board by September 1 of each year. The Administration Board can make changes to the proposed Valley Com budget as it finds necessary, but final approval falls to the legislative body of each participating city, in accordance with the provisions of the Interlocal Agreement. 74 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS The share of equity belonging to the five participating cities is as follows: ITEM FEDERAL RENTON KENT AUBURN TUKWILA WAY TOTAL Equity January 1, 2011 $ 4,833,671 $6,841,894 $4,575,538 $2,739,460 $3,090,648 $22,081,211 Current Year Increase /(Decrease) 163,082 210,199 148,189 73,257 167,760 762,487 Equity December31, 2011 $ 4,996,753 $7,052,093 $4,723,727 $2,812,717 $3,258,408 $22,843,698 Percent of Equity 21.87% 30.87% 20.68% 12.31% 14.26% 100.00% Liabilities are the responsibility of the five participating cities in direct proportion to their equity position. In August 1993, Valley Com entered into an interlocal cooperation agreement, pursuant to RCW 39.34 RCW, with the subregions of King County, Seattle, and the Eastside Public Safety Communications Agency. This agreement governs the development, acquisition and installation of the 800 MHz emergency radio communications system funded by a $57 million King County levy approved in November 1992. This agreement provides that upon voluntary termination of any subregion's participation in the system, it surrenders its radio frequencies, relinquishes its equipment and transfers any unexpended levy proceeds and associated equipment replacement reserves to another subregion or consortium of subregions. Thus, in accordance with this agreement, the participating cities of Valley Com have no equity interest in Valley Com's 800 -MHz communications system. During 2000, the Valley Communications Center Development Authority was created to issue $12,758,000 in General Obligation Bonds to finance construction, equipment, and land for a new facility completed in 2002. Each of the five participating cities is responsible for one -fifth of the debt obligation, which originally was $2,551,600 per City. The basic agreement shall not be terminated until all bonds issued by Valley Communications Center Development Authority have been paid and retired. A complete set of financial statements are available from Valley Communications Center, 27519 108th Ave SE, Kent, WA 98030, or by telephone 253 - 372 -1300. South Correctional Entity (SCORE) The South Correctional Entity (SCORE) consolidated correctional facility was established February 25, 2009, when an interlocal agreement (the "Original Interlocal Agreement ") was entered into by seven participating municipal governments, the "Member Cities" of Auburn, Burien, Des Moines, Federal Way, Renton, SeaTac and Tukwila, under the authority of the Interlocal Cooperation Act (RCW 39.34). This "Original Interlocal Agreement" was amended and restated October 1, 2009 and named the City of Des Moines as the "Host City" and the remaining Member Cities as "Owner Cities ". This interlocal agreement is known as the "Formation Interlocal Agreement ". Pursuant to a separate "Host City Agreement" dated October 1, 2009, the Host City will not enjoy the same equity position as the Owner Cities until all debts issued are paid and the Host City fulfills all of its obligations as outlined in the Agreement. SCORE, a governmental administrative agency pursuant to RCW 39.34.030 (3), has the power to acquire, construct, own, operate, maintain, equip, and improve a correctional facility known as the "SCORE Facility" and to provide correctional services and functions incidental thereto, for the purpose of detaining arrestees and sentenced offenders in the furtherance of public safety and emergencies within the jurisdiction of the Member Cities. The SCORE Facility may serve the Member Cities and Subscribing Agencies which are in need of correctional facilities. Any agreement with a Subscribing Agency shall be in writing and approved by SCORE as provided within the SCORE Formation Interlocal Agreement. 75 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Financing for the acquisition, construction, equipping, and improvement of the SCORE Facility will be provided by bonds issued by the South Correctional Entity Facility Public Development Authority (the "SCORE PDA "), a public development authority chartered by the City of Renton pursuant to RCW 35.21.730 through 35.21.755 and secured by the full faith and credit of the Cities of Auburn, Burien, Federal Way, Renton, SeaTac, and Tukwila (the "Owner Cities "). The SCORE PDA issued $86 million in special obligation bonds in 2009 to carry out the facility development project. The following is a summary of the debt service requirements for the bond issue: SUMMARY OF DEBT SERVICE REQUIREMENTS Debt Service Schedule 35% BABs Year Principal Interest Subsidy Total Debt Service Allocation to Owner Cities Auburn Burien Federal Way Renton SeaTac Tukwila 31% 4% 18% 36% 3% 8% 2012 $ - $ 5,155,732 $ (1,675,089) $ 3,480,643 2013 1,915,000 5,126,998 (1,675,089) 5,366,909 2014 1,950,000 5,066,566 (1,654,975) 5,361,591 2015 1,990,000 4,995,069 (1,632,787) 5,352,282 2016 2,065,000 4,911,886 (1,632,787) 5,344,099 2017 -2021 11,545,000 22,986,907 (7,869,713) 26,662,194 2022-2026 13,945, 000 19, 586,127 (6,994,733) 26, 536, 394 2027 -2031 17,010,000 14,723,464 (5,346,730) 26,386,734 2032-2036 20,955,000 8,498,417 (3,217,063) 26,236,354 2037 -2039 14,860,000 1,502,494 (697,922) 15,664,572 Totals $86,235,000 $ 92,553,660 $ (32,396,888) $146,391,772 $ 1,078,999 $ 139,226 $ 626,516 $ 1,253,031 $ 104,419 $ 278,451 1,663,742 214,676 966,044 1,932,087 161,007 429,353 1,662,093 214,464 965,086 1,930,173 160,848 428,927 1,659,207 214,091 963,411 1,926,822 160,568 428,183 1,656,671 213,764 961,938 1,923,876 160,323 427,528 8,265,280 1,066,488 4,799,195 9,598,390 799,866 2,132,976 8,226,282 1,061,456 4,776,551 9,553,102 796,092 2,122,912 8,179,888 1,055,469 4,749,612 9,499,224 791,602 2,110,939 8,133,270 1,049,454 4,722,544 9,445,087 787,091 2,098,908 4,856,017 626,583 2,819,623 5,639,246 469,937 1,253,166 $ 45,381,449 $ 5,855,671 $26,350,520 $52,701,038 $ 4,391,753 $11,711,343 The City of Tukwila reports its share of equity interest in the Governmental Activities column within the Government -wide financial statements under non - current assets. The share of equity belonging to the six participating cities is as follows: ITEM AUBURN BURIEN FEDERAL WAY RENTON SEATAC TUKWILA TOTAL Equity January 1, 2011 $ 1,601,588 $ 206,656 $ 929,954 $ 1,859,910 $ 154,992 $ 413,313 $ 5,166,413 Current Year Increasel(Decrease) 1,587,732 204,869 921,909 1,843,818 153,651 409,737 5,121,716 Equity December 31, 2011 $ 3,189,320 $ 411,525 $ 1,851,863 $ 3,703,728 $ 308,643 $ 823,050 $10,288,129 Percent of Equity 31.00% 4.00% 18,00% 36,00% 3,00% 8.00% 100.00% Note: Interest is to be paid from bond proceeds during the construction period (2010- 2011). The investment in joint venture for SCORE on the Statement of Net Assets includes Tukwila's share of debt issued in 2009. The City's share of SCORE debt is $6,898,800. See Note 11 for additional information on long -term debt. Completed financial statements for SCORE and SCORE PDA can be obtained from the SCORE office, 20817 17th Avenue South, Des Moines, WA 98198. 76 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 9 — PENSION PLANS The City implemented GASB Statements 25 and 27 for reporting of pension plans in 1996. For all plans the pension liability (asset) was determined in accordance with GASB Statement 27 to be zero both before and at the effective date of the transition. Washington State Department of Retirement Systems Substantially all of the City's full -time and qualifying part -time employees participate in one of the following statewide retirement systems administered by the Washington State Department of Retirement Systems, under cost - sharing multiple - employer public employee defined benefit and defined contribution retirement plans. The Department of Retirement Systems (DRS), a department within the primary government of the State of Washington, issues a publicly available comprehensive annual financial report (CAFR) that includes financial statements and required supplementary information for each plan. The DRS CAFR may be obtained by writing to: Department of Retirement Systems, Communications Unit, PO Box 48380, Olympia, WA 98504 -8380; or it may be downloaded from the DRS website at www.drs.wa.gov/ administration /annual- report/cafr /. The following disclosures are made pursuant to GASB Statements No. 27, Accounting for Pensions by State and Local Government Employers and No. 50, Pension Disclosures, an Amendment of GASB Statements No. 25 and No. 27. Public Employees Retirement System (PERS) Plans 1, 2, and 3 Plan Description PERS is a cost - sharing multiple - employer retirement system comprised of three separate plans for membership purposes: Plans 1 and 2 are defined benefit plans and Plan 3 is a defined benefit plan with a defined contribution component. Membership in the system includes: elected officials; state employees; employees of the Supreme, Appeals, and Superior courts (other than judges currently in a judicial retirement system); employees of legislative committees; community and technical colleges, college and university employees not participating in national higher education retirement programs; judges of district and municipal courts; and employees of local governments. PERS members who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 and by either, February 28, 2002 for state and higher education employees, or August 31, 2002 for local government employees, are Plan 2 members unless they exercise an option to transfer their membership to Plan 3. PERS members joining the system on or after March 1, 2002 for state and higher education employees, or September 1, 2002 for local government employees have the irrevocable option of choosing membership in either PERS Plan 2 or PERS Plan 3. The option must be exercised within 90 days of employment. An employee is reported in Plan 2 until a choice is made. Employees who fail to choose within 90 days default to PERS Plan 3. Notwithstanding, PERS Plan 2 and Plan 3 members may opt out of plan membership if terminally ill, with less than five years to live. PERS Plan 1 and Plan 2 defined benefit retirement benefits are financed from a combination of investment earnings and employer and employee contributions. PERS retirement benefit provisions are established in Chapters 41.34 and 41.40 RCW and may be amended only by the State Legislature. PERS Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement after 30 years of service, or at the age of 60 with five years of service, or at the age of 55 with 25 years of service. The monthly benefit is two percent of the average final compensation (AFC) per year of service, (AFC is the monthly average of the 24 consecutive highest -paid service credit months.) The retirement benefit may not exceed 60 percent of AFC. The monthly benefit is subject to a minimum for PERS Plan 1 retirees who have 25 years of service and have been retired 20 years, or who have 20 years of service and have been retired 25 years. Plan 1 members who retire from inactive status 77 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS prior to the age of 65 may receive actuarially reduced benefits. If a survivor option is chosen, the benefit is further reduced. A cost -of living allowance (COLA) is granted at age 66 based upon years of service times the COLA amount, which is increased three percent annually. Plan 1 members may also elect to receive an optional COLA that provides an automatic annual adjustment based on the Consumer Price Index. The adjustment is capped at three percent annually. To offset the cost of this annual adjustment, the benefit is reduced. PERS Plan 1 provides duty and non -duty disability benefits. Duty disability retirement benefits for disablement prior to the age of 60 consist of a temporary life annuity payable to the age of 60. The allowance amount is $350 a month, or two - thirds of the monthly AFC, whichever is less. The benefit is reduced by any workers' compensation benefit and is payable as long as the member remains disabled or until the member attains the age of 60. A member with five years of covered employment is eligible for non -duty disability retirement. Prior to the age of 55, the allowance amount is two percent of the AFC for each year of service reduced by two percent for each year that the member's age is less than 55. The total benefit is limited to 60 percent of the AFC and is actuarially reduced to reflect the choice of a survivor option. A cost -of living allowance is granted at age 66 based upon years of service times the COLA amount (based on the consumer Price Index), capped at three percent annually. To offset the cost of this annual adjustment, the benefit is reduced. PERS Plan 1 members can receive credit for military service while actively serving in the military, if such credit makes them eligible to retire. Members can also purchase up to 24 months of service credit lost because of an on- the -job injury. PERS Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members are eligible for normal retirement at the age of 65 with five years of service. The monthly benefit is two percent of the AFC per year of service. (AFC is the monthly average of the 60 consecutive highest -paid service months.) PERS Plan 2 members who have at least 20 years of service credit and are 55 years of age or older are eligible for early retirement with a reduced benefit. The benefit is reduced by an early retirement factor (ERF) that varies according to age, for each year before age 65. PERS Plan 2 members who have 30 or more years of service credit and are at least 55 years old can retire under one of two provisions: • With a benefit that is reduced by three percent for each year before age 65. • With a benefit that has a smaller (or no) reduction (depending on age) that imposes stricter return -to -work rules. PERS Plan 2 retirement benefits are also actuarially reduced to reflect the choice, if made, of a survivor option. There is no cap on years of service credit; and a cost -of- living allowance is granted (based on the Consumer Price Index), capped at three percent annually. The surviving spouse or eligible child or children of a PERS Plan 2 member who dies after leaving eligible employment having earned ten years of service credit may request a refund of the member's accumulated contributions. Effective July 22, 2007, said refund (adjusted as needed for specified legal reductions) is increased from 100 percent to 200 percent of the accumulated contributions if the member's death occurs in the uniformed service to the United States while participating in Operation Enduring Freedom or Persian Gulf, Operation Iraqi Freedom. PERS Plan 3 has a dual benefit structure. Employer contributions finance a defined benefit component and member contributions finance a defined contribution component. The defined benefit portion provides 78 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS a monthly benefit that is one percent of the AFC per year of service. (AFC is the monthly average of the 60 consecutive highest -paid service months.) Effective June 7, 2006, PERS Plan 3 members are vested in the defined benefit portion of their plan after ten years of service; or after five years of service, if twelve months of that service are earned after age 44; or after five service credit years earned in PERS Plan 2 prior to June 1, 2003. Plan 3 members are immediately vested in the defined contribution portion of their plan. Vested Plan 3 members are eligible for normal retirement at age 65, or they may retire early with the following conditions: • If they have at least ten service credit years and are 55 years old, the benefit is reduced by an ERF that varies with age, fore each year before age 65. • If they have 30 service credit years and are at least 55 years old, they have the choice of a benefit that is reduced by three percent for each year before age 65; or a benefit with a smaller (or no) reduction factor (depending on age) that imposes stricter return -to -work rules. PERS Plan 3 defined benefit retirement benefits are also actuarially reduced to reflect the choice, if made, of a survivor option. There is no cap on years of service credit and Plan 3 provides the same cost - of- living allowance as Plan 2. PERS Plan 3 defined contribution retirement benefits are solely dependent upon the results of investment activities. The defined contribution portion can be distributed in accordance with an option selected by the member, either as a lump sum or pursuant to other options authorized by the Director of the Department of Retirement Systems. PERS Plan 2 and Plan 3 provide disability benefits. There is no minimum amount of service credit required for eligibility. The Plan 2 monthly benefit amount is two percent of the AFC per year of service. For Plan 3, the monthly benefit amount is one percent of the AFC per year of service. These disability benefit amounts are actuarially reduced for each year that the member's age is less than 65, and to reflect the choice of a survivor option. There is no cap on years of service credit, and a cost -of- living allowance is granted (based on the Consumer Price Index) capped at three percent annually. PERS Plan 2 and Plan 3 member may have up to ten years of interruptive military service credit; five years at no cost and five years that may be purchased by paying the required contributions. Effective July 24, 2005, a member who becomes totally incapacitated for continued employment while serving the uniformed services, or a surviving spouse or eligible children, may apply for interruptive military service credit. Additionally, PERS Plan 2 and Plan 3 members can also purchase up to 24 months of service credit lost because of an on- the -job injury. PERS members may also purchase up to five years of additional service credit once eligible for retirement. This credit can only be purchased at the time of retirement and can be used only to provide the member with a monthly annuity that is paid in addition to the member's retirement benefit. Beneficiaries of a PERS Plan 2 or Plan 3 member with ten years of service who is killed in the course of employment receive retirement benefits without actuarial reduction, if the member was not at normal retirement age at death. This provision applies to any member killed in the course of employment, on or after June 10, 2004, if found eligible by the Department of Labor and Industries. 79 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS A one -time duty - related death benefit is provided to the estate (or duly designated nominee) of a PERS member who dies in the line of service as a result of injuries sustained in the course of employment, or if the death resulted from an occupational disease or infection that arose naturally and proximately out of said member's covered employment, if found eligible by the Department of Labor and Industries. There are 1,197 participating employers in PERS. Membership in PERS consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2010: Type of Membership Membership Retirees and Beneficiaries Receiving Benefits 76,899 Terminated Plan Members Entitled to but not yet Receiving Benefits 28,860 Active Plan Members Vested 105,521 Active Plan Members Non - vested 51,005 Total 262,285 Funding Policy Each biennium, the state Pension Funding Council adopts Plan 1 employer contribution rates, Plan 2 employer and employee contribution rates, and Plan 3 employer contribution rates. Employee contribution rates for Plan 1 are established by statute at six percent for state agencies and local government unit employees, and at 7.5 percent for state government elected officials. The employer and employee contribution rates for Plan 2 and the employer contribution rate for Plan 3 are developed by the Office of the State Actuary to fully fund Plan 2 and the defined benefit portion of Plan 3. All employers are required to contribute at the level established by the Legislature. Under PERS Plan 3, employer contributions finance the defined benefit portion of the plan, and member contributions finance the defined contribution portion. The Director of the Department of Retirement Systems sets Plan 3 employee contribution rates. Six rate options are available ranging from 5 to 15 percent; two of the options are graduated rates dependent on the employee's age. As a result of the implementation of the Judicial Benefit Multiplier Program in January 2007, a second tier of employer and employee rates was developed to fund, along with investment earnings, the increased retirement benefits of those justices and judges that participate in the program. The methods used to determine the contribution requirements are established under state statute in accordance with RCW 41.40 and RCW 41.45. The required contribution rates expressed as a percentage of covered payroll as of December 31, 2011, are as follows: Members Not Participating in JBM: PERS Plan I Employer* Employee PERS Plan II PERS Plan III 7.25% 7.25% 6.00% 4.64% 7.25% ** Minimum 5% to maximum 15% * The employer rates include the employer administrative expense fee currently set at 0.16%. ** Plan 3 defined benefit portion only. 80 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Both the City and the employees made the required contributions. The City's contributions to PERS for the years ended December 31 were as follows: PERS Plan I PERS Plan 11 PERS Plan III 2011 $ 2,078 $ 753,456 $ 113,753 2010 3,494 640,034 98,350 2009 4,080 800,885 136,877 Law Enforcement Officers' and Fire Fighters' Retirement System (LEOFF) Plan Description LEOFF is a cost - sharing multiple - employer retirement system comprised of two separate defined benefit plans. LEOFF members who joined the system by September 30, 1977 are Plan 1 members. Those who joined on or after October 1, 1977 are Plan 2 members. Membership in the system includes all full -time, fully compensated, local law enforcement commissioned officers, firefighters and, as of July 24, 2005, those emergency medical technicians who were given the option and chose LEOFF Plan 2 membership. LEOFF membership is comprised primarily of non -state employees, with Department of Fish and Wildlife enforcement officers, who were first included prospectively effective July 27, 2003, being an exception. Effective July 1, 2003, the LEOFF Plan 2 Retirement Board was established by Initiative 790 to provide governance of LEOFF Plan 2. The Board's duties include adopting contribution rates and recommending policy changes to the Legislature for the LEOFF Plan 2 retirement plan. LEOFF defined benefit retirement benefits are financed from a combination of investment earnings, employer and employee contributions, and a special funding situation in which the state pays through state legislative appropriations. LEOFF retirement benefit provisions are established in Chapter 41.26 RCW and may be amended only by the State Legislature. LEOFF Plan 1 members are vested after the completion of five years of eligible service. Plan 1 members are eligible for retirement with five years of service at the age of 50. The benefit per year of service calculated as a percent of final average salary (FAS) is as follows: Term of Service Percent of final Average 20 or more years 10 but less than 20 years 5 but less than 10 years 2.0% 1.5% 1.0% The FAS is the basic monthly salary received at the time of retirement, provided a member has held the same position or rank for 12 months preceding the date of retirement. Otherwise, it is the average of the highest consecutive 24 months' salary within the last ten years of service. A cost -of- living allowance is granted (based on the Consumer Price Index). LEOFF Plan 1 provides death and disability benefits. Death benefits for survivors of Plan 1 members on active duty consist of the following: (1) If eligible spouse, 50 percent of the FAS, plus 5 percent of FAS for each eligible surviving child, with a limitation on the combined allowances of 60 percent of the FAS; or (2) If no eligible spouse, eligible children receive 30 percent of FAS for the first child plus 10 percent for each additional child, subject to a 60 percent limitation of FAS, divided equally. 81 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS A one -time duty - related death benefit is provided to the estate (or duly designated nominee) of a LEOFF Plan 1 member who dies as a result of injuries or illness sustained in the course of employment, if found eligible by the Department of Labor and Industries. The LEOFF Plan 1 disability allowance is 50 percent of the FAS plus 5 percent for each child up to a maximum of 60 percent. Upon recovery from disability before the age of 50, a member is restored to service with full credit for service while disabled. Upon recovery after the age of 50, the benefit continues as the greater of the member's disability allowance or service retirement allowance. LEOFF Plan 1 members may purchase up to five years of additional service credit once eligible for retirement. This credit can only be purchased at the time of retirement and can be used only to provide the member with a monthly annuity that is paid in addition to the member's allowance. LEOFF Plan 2 members are vested after the completion of five years of eligible service. Plan 2 members may retire at the age of 50 with 20 years of service, or at the age of 53 with five years of service, with an allowance of two percent of the FAS per year of service. (FAS is based on the highest consecutive 60 months.) Plan 2 members who retire prior to the age of 53 receive reduced benefits. Benefits are actuarially reduced for each year that the benefit commences prior to age 53 and to reflect the choice of a survivor option. If the member has at least 20 years of service and is age 50, the reduction is three percent for each year prior to age 53. A cost -of- living allowance is granted (based on the Consumer Price Index), capped at three percent annually. LEOFF Plan 2 provides disability benefits. There is no minimum amount of service credit required for eligibility. The plan 2 allowance amount is two percent of the FAS for each year of service. Benefits are actuarially reduced for each year that the member's age is less than 53, unless the disability is duty - related, and to reflect the choice of a survivor option. If the member has at least 20 years of service and is age 50, the reduction is three percent for each year prior to age 53. A catastrophic disability benefit equal to 70 percent of their FAS, subject to offsets for workers' compensation and Social Security disability benefits received, is also available to those LEOFF Plan 2 members who are severely disabled in the line of duty and incapable of future substantial gainful employment in any capacity. Effective June 2010, benefits to LEOFF Plan 2 members who are catastrophically disabled include payment of eligible health care insurance premiums. Members of LEOFF Plan 2 who leave service because of a line of duty disability are allowed to withdraw 150 percent of accumulated member contributions. This withdrawal benefit is not subject to federal income tax. Alternatively, members of LEOFF Plan 2 who leave service because of a line of duty disability may be eligible to receive a retirement allowance of at least 10 percent of FAS and two percent per year of service beyond five years. The first 10 percent of the FAS is not subject to federal income tax. LEOFF Plan 2 retirees may return to work in an eligible position covered by another retirement system, chose membership in that system and suspend their pension benefits, or not choose membership and continue receiving pension benefits without interruption. LEOFF Plan 2 members who apply for retirement may purchase up to five years of additional service credit. The cost of this credit is the actuarial equivalent of the resulting increase in the member's benefit LEOFF Plan 2 members can purchase service credit for military service that interrupts employment. Additionally, LEOFF Plan 2 members who become totally incapacitated for continued employment while servicing in the uniformed services may apply for interruptive military service credit. Should any such member die during this active duty, the member /s surviving spouse or eligible child(ren) may purchase service credit on behalf of the deceased member. LEOFF Plan 2 members may also purchase up to 24 consecutive months of service credit for each period of temporary duty disability. 82 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Beneficiaries of a LEOFF Plan 2 member who is killed in the course of employment receive retirement benefits without actuarial reduction, if found eligible by the Director of the Department of Labor and Industries. Benefits to eligible surviving spouses and dependent children of LEOFF Plan 2 members killed in the course of employment include the payment of on -going health care insurance premiums paid to the Washington State Health Care Authority. A one -time duty - related death benefit is provided to the estate (or duly designated nominee) of a LEOFF Plan 2 member who dies as a result of injuries or illness sustained in the course of employment, if found eligible by the Department of Labor and Industries. There are 374 participating employers in LEOFF. Membership in LEOFF consisted of the following as of the latest actuarial valuation date for the plans of June 30, 2010: Type of Membership Membership Retirees and Beneficiaries Receiving Benefits 9,647 Terminated Plan Members Entitled to but not yet Receiving Benefits 782 Active Plan Members Vested 13,420 Active Plan Members Non - vested 3,656 Total 27,505 Funding Policy Starting on July 1, 2000, LEOFF Plan 1 employers and employees contribute zero percent as long as the plan remains fully funded. Employer and employee contribution rates are developed by the Office of the State Actuary to fully fund the plan. LEOFF Plan 2 employers and employees are required to pay at the level adopted by the LEOFF Plan 2 Retirement Board. All employers are required to contribute at the level required by state law. The Legislature, by means of a special funding arrangement, appropriated money from the state General Fund to supplement the current service liability and fund the prior service costs of LEOFF Plan 2 in accordance with the requirements of the Pension Funding Council and the LEOFF Plan 2 Retirement Board. However, this special funding situation is not mandated by the state constitution and this funding requirement could be returned to the employers by a change of statute. The required contribution rates expressed as a percentage of covered payroll as of December 31, 2011 are as follows: LEOFF Plan I LEOFF Plan II Employer 0.16% 5.24% Employee 0.00% 8.46% Both the City and the employees made the required contributions. The City's required contributions to the LEOFF system for the years ended December 31 are as follows: LEOFF Plan I LEOFF Plan II 2011 $ 489 $ 654,131 2010 714 640,494 2009 643 630,453 83 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Public Safety Employee's Retirement System (PSERS) Plan 2 Plan Description PSERS is a cost - sharing multiple - employer retirement system comprised of a single defined benefit plan, PSERS Plan 2. PSERS was created by the 2004 legislature and became effective July 1, 2006. PSERS Plan 2 membership includes full -time employees of a covered employer on or before July 1, 2006, who meet at least one of the PSERS eligibility criteria, and elected membership during the election period of July 1, 2006 to September 30, 2006; and those full -time employees, hired on or after July 1, 2006 by a covered employer, that meet at least one of the PSERS eligibility criteria. A covered employer is one that participates in PSERS. Covered employers include the following: state of Washington agencies: Department of Corrections, Department of Natural Resources, Parks and Recreation Commission, Gambling Commission, Washington State Patrol, and Liquor Control Broad; Washington State counties; and Washington State cities except for Seattle, Tacoma and Spokane. To be eligible for PSERS, an employee must work on a full -time basis and have one of the following: • Completed a certified criminal justice training course with authority to arrest, conduct criminal investigations, enforce the criminal laws of Washington and carry a firearm as part of the job. • Primary responsibility to ensure the custody and security of incarcerated or probationary individuals. • Limited authority to function as a Washington peace officer, as defined in RCW 10.93.020. • Primary responsibility to supervise eligible members who meet the above criteria. PSERS defined benefit retirement benefits are financed from a combination of investment earnings and employer and employee contributions. PSERS retirement benefit provisions are established in Chapter 41.37 RCW and may be amended only by the State Legislature. PSERS Plan 2 members are vested after the completion of five years of eligible service. PSERS Plan 2 members may retire at the age of 65 with five years of service, or at the age of 60 with at least 10 years of PSERS service credit, with an allowance of two percent of the average final compensation (AFC) per year of service. The AFC is the monthly average of the member's 60 consecutive highest -paid service credit months, excluding any severance pay such as lump -sum payments for deferred sick leave, vacation or annual leave. Plan 2 members who retire prior to the age of 60 receive reduced benefits. If retirement is at age 53 or older with at least 20 years of service, a three percent per year reduction for each year between the age at retirement and age 60 applies. There is no cap on years of service credit; and a cost -of- living allowance is granted (based on the Consumer Price Index), capped at three percent annually. PSERS Plan 2 provides disability benefits. There is no minimum amount of service credit required for eligibility. Eligibility is based on the member being totally incapacitated for continued employment with a PSERS employer and leaving that employment as a result of the disability. The disability allowance is two percent of the average final compensation (AFC) for each year of service. AFC is based on the member's 60 consecutive highest creditable months of service. Service credit is the total years and months of service credit at the time the member separates from employment. Benefits are actuarially reduced for each year that the member's age is less than 60 (with ten or more service credit years in PSERS), or less than 65 (with fewer than ten service credit years). PSERS Plan 2 members can purchase service credit for military service that interrupts employment. Additionally, PSERS members who become totally incapacitated for continued employment while 84 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS serving in the uniformed services, may apply for interruptive military service credit. Should any such member die during this active duty, the member's surviving spouse or eligible child(ren) may purchase service credit on behalf of the deceased member. PSERS members may also purchase up to 24 consecutive months of service credit for each period of temporary duty disability. Beneficiaries of a PSERS Plan 2 member with ten years of service who is killed in the course of employment receive retirement benefits without actuarial reduction, if the member was not at normal retirement age at death. This provision applies to any member killed in the course of employment, if found eligible by the Director of the Department of Labor and Industries. There are 76 participating employers in PSERS. Membership in PSERS consisted of the following as of the latest actuarial valuation date for the plan of June 30, 2010: Type of Membership Membership Retirees and Beneficiaries Receiving Benefits Terminated Plan Members Entitled to but not yet Receiving Benefits Active Plan Members Vested Active Plan Members Non - vested Total 7 4,210 4,217 Funding Policy Each biennium, the state Pension Funding Council adopts PSERS Plan 2 employer and employee contribution rates. The employer and employee contribution rates for Plan 2 are developed by the Office of the State Actuary to fully fund Plan 2. All employers are required to contribute at the level established by the Legislature. The methods used to determine the contribution requirements are established under state statue in the accordance with Chapters 41.37 and 41.45 RCW. The required contribution rates expressed as a percentage of covered payroll as of December 31, 2011 are as follows: Employer Employee PSERS Plan II 8.86% 6.36% Both the City and the employees made the required contributions. The City's required contributions to the LEOFF system for the years ended December 31 are as follows: 2011 2010 2009 PSERS Plan II $ 8,712 85 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Firemen's Pension System Plan Description The City is the administrator of the Firemen's Pension Plan which is a closed, single - employer, defined benefit pension plan that was established in conformance with RCW Chapter 41.18. This plan provides retirement and disability benefits, annual cost -of- living adjustments, and death benefits to plan members and beneficiaries. Membership is limited to fire fighters employed prior to March 1, 1970 when the LEOFF retirement system was established. The City's obligation under the Firemen's Pension Plan consists of paying all benefits, including payments to beneficiaries, for fire fighters who retired prior to March 1, 1970 and excess benefits over LEOFF for covered fire fighters who retired after March 1, 1970. Benefits and refunds of the defined benefit pension plan are recognized when due and payable in accordance with the Plan. The Plan does not issue a separate financial report. Membership of the Firemen's Pension Plan consisted of the following at December 31, 2011. Type of Membership Total Retirees and beneficiaries receiving benefits 9 Retirees currently receiving full retirement benefits through the Law Enforcement Officers and Fire Fighters Retirement Plan (LEOFF) 3 Total 12 Funding Policy Under State law, the Firemen's Pension Plan is provided an allocation of all monies received by the State from taxes on fire insurance premiums; interest earnings; member contributions made prior to the inception of LEOFF; and City contributions required to meet projected future pension obligations. An actuarial valuation was completed as of December 31, 2010 and it was determined that current assets of the fund, along with future revenues from state fire insurance taxes and interest earnings, will be sufficient to pay all future Firemen's Pension Plan pension benefits. In 2011 $54,865 was received from the state from taxes on fire insurance premiums. On- behalf payments of fringe benefits and salaries for the City's employees were recognized as revenues and expenditures /expenses during the period. Costs to administer the plan are paid for through investment earnings and General Fund resources. The Actuarial Valuation of Firefighters' Pension Fund table is reported in the Required Supplemental Information section, and a recap of the Schedule of Funding Progress is as follows: PENSION SCHEDULE OF FUNDING PROGRESS Actuarial Unfunded Actuarial UAAL as a Actuarial Actuarial Value Accrued Accrued Liabilities Percentage of Valuation Date of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll January 1, 2000 $1,076 $1,243 $167 87% $112 149% January 1, 2003 1,215 1,135 (80) 107 0 N/A January 1, 2005 1,265 1,182 (83) 107 0 N/A January 1, 2007 1,336 1,310 (26) 102 0 N/A January 1,2009 1,445 1,610 165 90 442 37 January 1, 2011 1,430 1,582 152 90 371 41 The Firemen's Pension Plan does not issue a stand -alone financial report and is not included in another Public Employee Retirement System or another entity. Biennially a complete actuarial valuation financial report, including an accounting update for intervening years, is prepared by Milliman USA, Incorporated. This report is available from the City of Tukwila. 86 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Basis of Accounting The financial statements are prepared using the accrual basis of accounting. Benefits are recognized when due and payable in accordance with the plan. ANNUAL PENSION COST AND NET PENSION OBLIGATION 2009 2010 2011 1 Annual normal cost (BOY) $ - $ - $ 2 Amortization of UAAL (BOY) 11,185 11,185 11,523 3 Interest to EOY (1 + 2 x i *) 391 391 461 4 ARC at EOY (1 + 2 + 3) 11,576 11,576 11,984 5 Interest on NPO 6 Adjustment to ARC 7 Annual Pension cost 8 Employer contributions ** 9 Change in NPO 10 NPO at BOY (4 + 5 - 6) (8,695) (16, 888) 19,769 30,112 (9,057) (18,236) 20,755 (11,400) (21,647) 22,231 46,989 47,065 (7- 8) (10,343) (26,234) (24,834) (11 prior yr) (248,421) (258,764) (284,998) 11 NPO at EOY (9 + 10) $ (258,764) $ (284,998) $ (309,832) * (i) is the assumed interest rate that year: 3.5% in 2009, 3.5% in 2010, 4.0% in 2011. ** Employer contributions for pensions are total contributions to the Fund net of disbursements from the Fund for medical expenses under ROW 41.26.150 and administrative expenses. The Annual Required Contribution (ARC) was computed using the Entry Age Normal Cost Method. Under this method, the projected benefits are allocated on a level basis as a percentage of salary over the earnings of each individual between entry age and exit age. The amount allocated to each year is called the Normal Cost and the portion of the Actuarial Present Value of all benefits not provided for by future Normal Cost payments is called the Actuarial Accrued Liability. Since all members have already retired, the amount of the Normal Cost is zero. The Unfunded Actuarial Accrued Liability (UAAL) is the Actuarial Accrued Liability minus the actuarial value of the Fund's assets. ANNUAL DEVELOPMENT OF PENSION COST Interest on Total Change in Fiscal Annual Net Annual Employer Net Net Pension Amortization-- - Year Required Pension ARC Pension Contri- Pension Obligation (Gain)/ (Gain)/ Ending Ended Contribution Obligation Adjustment Cost butions Obligation Balance Loss Factor Loss Balance 2009 11,576 (8,695) (16,888) 19,769 30,112 (10,343) (258,764) (18,536) 14.7098 (16,888) (258,764) 2010 11,576 (9,057) (18,236) 20,755 46,989 (26,234) (284,998) (35,413) 14.1897 (18,236) (284,998) 2011 11,984 (11,400) (21,647) 22,231 47,065 (24,834) (309,832) (35,081) 13.1657 (21,647) (309,832) PERCENTAGE OF ANNUAL PENSION COST CONTRIBUTED Fiscal Year Ending Annual Contribution as a* Net Pension Pension Cost Percentage of Obligation (APC) APC (Asset) December 31, 2009 $ 19,769 152% $ (258,764) December 21, 2010 20,755 226 (284,998) December 21, 2011 22,231 212 (309,832) * In years with a negative APC, this percentage is not applicable. 87 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS The information presented in the preceding required schedules were determined as part of the actuarial valuations at the dates indicated. The key actuarial assumptions used for the January 1, 2011 valuation were: Actuarial Valuations Actuarial valuation date Actuarial cost method Amortization Method Remaining amortization period Asset valuation method January 1, 2011 Entry Age Normal 30 -year, closed as of January 1, 1999 18 years Fair market value Assumptions Investment rate of return 4.00% Projected salary increases 3.75% Price inflation 2.75% Cost -of- living adjustments Based upon salary increase assumption when appropriate, for FPF benefits.* Based upon inflation assumption for some FPF benefits and all LEOFF benefits. * Under the Firemen's Pension Trust Fund, most adjustments are based on the change in salary for the rank of members held at retirement or based on the Consumer Price Index. Adjustments are determined in accordance with RCW 41.18.150, RCW 41.20 and RCW 41.26 The Schedule of Funding progress, presented as required supplementary information following the notes of the financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. The Schedule of Employer Contributions is also included as required supplementary information following the notes to the financial statements. 88 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 10 — OTHER POSTEMPLOYMENT BENEFIT (OPEB) PLAN Plan Description The City is the administrator of the Retiree Medical and Long -Term Care Benefits for LEOFF 1 Employees Plan which is a closed, single - employer, defined benefit, other post - employment benefit plan (OPEB). The benefits are authorized under state statute, RCW Chapters 41.16 and 41.18 and 41.26 and may be amended by the state legislature. This plan provides medical, dental and long -term care benefits to eligible retirees. Membership is limited to eligible law enforcement officers and fire fighters hired prior to the March 1, 1970 establishment of LEOFF, as well as eligible members of LEOFF hired prior to October 1, 1977. Financial reporting for the LEOFF retiree healthcare plan is included in the City's Comprehensive Annual Financial Report. Triennially, a complete actuarial valuation financial report is prepared by Milliman USA, Incorporated. This report is available from the City. Membership As of December 31, 2011, there were 3 active employees and 39 retirees meeting the eligibility requirements of a LEOFF 1 member. This is considered a closed group with no new members. Funding Policy Funding for LEOFF 1 retiree healthcare costs is provided entirely by the City as required by RCW. The City's funding policy is based upon pay -as- you -go financing requirements. The employee or retiree is not required to contribute to the cost of the plan. The annual contribution represents the cost of employer - paid benefits. Annual OPEB Cost and Net OPEB Obligation The City's annual other postemployment benefit (OPEB) cost is calculated based on the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize unfunded actuarial liabilities over a period 21 years as of January 1, 2008. The following tables show the components of the City's annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the City's net OPEB obligation. ANNUAL OPEB COST AND NET OPEB OBLIGATION 2009 2010 2011 1 Annual normal cost (BOY) 2 Amortization of UAAL (BOY) 3 Interest to EOY 4 ARC at EOY 5 Interest on Net OPEB Obligation 6 Adjustment to ARC 7 Annual OPEB cost $ 105,058 $ 105,058 $ 91,385 1,196,165 1,196,165 1,124, 502 (1 + 2 x 1*) 65,061 65,061 48,635 (1 + 2 + 3) 1,366,284 1,366,284 1,264,522 40,459 90,941 112,598 61,839 143,332 213,809 (4 + 5 - 6) 1,344,904 1,313,893 1,163,311 8 Employer contributions 335,265 317,771 335,090 9 Change in Net OPEB Obligation (7- 8) 1,009,639 996,122 828,221 10 Net OPEB Obligation at BOY (11 prior yr) 809,181 1,818,820 2,814,942 11 Net OPEB Obligation at EOY (9 + 10) $ 1,818,820 $ 2,814,942 $ 3,643,163 * (i) is the assumed interest rate that year: 5% in 2009, 5% in 2010, 4% in 2011. 89 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS The net OPEB obligation of $3,643,163 is included as a non - current liability on the Statement of Net Assets. ANNUAL DEVELOPMENT OF OPEB COST Fiscal Annual Interest on Year Required Net OPEB Ended Contribution Obligation ARC Annual Adjustment OPEB Cost Total Employer Change in Net OPEB Amortization-- - Contri- Net OPEB Obligation (Gain)/ (Gain)/ butions Obligation Balance Loss Factor * Loss Ending Balance 2008 $ 1,366,284 $ - 2009 1,366,284 40,459 2010 1,366,284 90,941 2011 1,264,522 112,598 * Based on a 21 -year closed $ - $1,366,284 $ 557,103 $ 809,181 $ 809,181 61,839 1,344,904 335,265 1,009,639 1,818,820 143,332 1,313,893 317,771 996,122 2,814,942 213,809 1,163, 311 335,090 828,221 3,643,163 amortization as of January 1, 2008 $ 809,181 1,031,019 1,048,513 929,432 13.4622 $ - $ 809,181 13.0853 61,839 1,818,820 12.6896 143,332 2,814,942 13.1657 213,809 3,643,163 The City's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the net OPEB obligation were as follows: PERCENTAGE OF ANNUAL OPEB COST CONTRIBUTED Fiscal Year Ending Annual OPEB Employer Cost Contribution Percentage of Annual OPEB Net OPEB Cost Contributed Obligation December 31, 2009 December 21, 2010 December 21, 2011 $ 1,344,904 $ 1,313,893 1,163,311 335,265 317,771 335,090 25% 24 29 $ 1,818,820 2,814,942 3,643,163 Funded Status and Funding Progress As of January 1, 2011, the most recent actuarial valuation date, the plan was 0% funded. The actuarial accrued liability for benefits was $14.8 million, and the actuarial value of assets was $0, resulting in an unfunded actuarial accrued liability (UAAL) of $14.8 million and a funded ratio of 0 %. The funded ratio is 0 %, because the City funds benefits on a pay -as- you -go basis. SCHEDULE OF FUNDING PROGRESS (rounded to thousands) Actuarial Actuarial Value Accrued Liabilities Valuation Date of Assets Unfunded Actuarial Accrued Liabilities (UAAL) UAAL as a Percentage of Funded Ratio Covered Payroll Covered Payroll January 1, 2008 January 1, 2011 $0 $16,103 $16,103 0% 0 14,805 14,805 0% $581 4% 371 3 Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short -term volatility in actuarial accrued liabilities and the actuarial 90 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS value of assets, consistent with the long -term perspective of the calculations. Significant methods and assumptions were as follows: Actuarial Valuations Valuation date Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method January 1, 2011 Entry Age Normal 21 -year, closed as of January 1, 2008 18 years Fair market value Assumptions Investment rate of return Medical inflation Long -term care inflation 4.00% Year Medical Cost Rate 2011 7.80% 2012 7.10% 2013 6.50% 2014 -2019 5.90% 2020 -2030 5.80% 2031 -2036 5.70% 4.75% The Schedule of Funding Progress, presented as required supplementary information following the notes to the financial statements, provides the multi -year trend information showing whether the actuarial value of plan assets is increasing or decreasing over time relative to the actual. 91 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 11 — LONG -TERM DEBT The City of Tukwila's long -term debt consists of Governmental Activities Long -Term Debt and Business - Type Activities Long -Term Debt. The City is in compliance with all Washington State debt limitation statutes and bond indenture agreements. The City's long -term debt is accounted for in two areas: 1. Governmental Activities Long -Term Debt - Debt in this classification is paid from property and sales tax revenues and is a general obligation of the City. The City currently maintains a rating of Aa3 from Moody's Investor Service and a rating of AA- from Fitch's Rating Service for its General Obligation Bonds. 2. Business -Type Activities Long -Term Debt - Operating revenues of the individual proprietary funds are used to satisfy this debt. The City's bond rating from Moody's Investors Service is Aaa for the 1995 Revenue Bonds, the 2006 Revenue Bonds and the 2003 General Obligation Bonds. Public Works Trust Fund loans are low interest rate loans available from the Washington State Department of Commerce, Local Government & Infrastructure Division for qualifying projects. The schedules that follow summarize the long -term debt transactions of the City for the year ended December 31, 2011. CHANGES IN LONG -TERM LIABILITIES SUMMARY GENERAL OBLIGATION REVENUE PUBLIC WORKS DUE TO BONDS TRUST FUND COMPENSATED OTHER CAPITAL UTILTIES LOANS ABSENCES GOVERNMENTS LEASES TOTAL Outstanding 0110112011 $ 22,060,000 Added 4,620,000 Retired 1 redeemed (6,420,000) Outstanding 1213112011 $ 20,260,000 Add: Premium net of deferred charges $4,395,000 $7,788,844 $ 3,115,607 $ 7,942,800 $ 40,184 $45,342,435 - 2,769,889 - 15,468 7,405,357 (415,000) (609,209) (2,625,140) (196,000) (19,761) (10,285,110) $ 3,980,000 $ 7,179,635 $ 3,260,356 $ 7,746,800 $ 35,891 42,462,682 46,338 Total Long -Tenn Liabilities $ 42,509,020 92 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Debt Service to Maturity Following is a schedule showing the debt service requirements to maturity for the City's long -term debt, excluding compensated absences. GOVERNMENTAL ACTIVITIES Year Ended December 31 General Obligation Bonds Due to Other Governments Capital Leases TOTAL Principal Interest Principal Interest Principal Interest 2012 $ 1,900,000 $ 1,001,870 $ 201,000 $ 310,361 $ 15,984 $ 2,391 $ 3,431,607 2013 1,890,000 1,006,172 368,200 302,033 11,027 1,049 3,578,481 2014 2,040,000 726,911 368,000 290,207 4,480 351 3,429,948 2015 1,645,000 634,740 379,200 277,783 3,055 158 2,939,936 2016 - 2020 8,425,000 2,107,154 891,600 1,242,665 1,345 19 12, 667, 782 2021 - 2025 4,360,000 445,268 1,072,400 1,053,320 - - 6,930,988 2026 - 2030 - - 1,306,000 807,025 - - 2,113,025 2031 - 2035 - - 1,607,600 493,917 - - 2,101, 517 2036 - 2040 - - 1,552,800 119,101 - - 1,671,901 Totals $20,260,000 $ 5,922,114 $ 7,746,800 $ 4,896,412 $ 35,891 $ 3,968 $ 38,865,185 BUSINESS -TYPE ACTIVITIES Year Ended December 31 General Obligation Bonds Revenue Bonds Public Works Trust Fund Loans TOTAL Principal Interest Principal Interest Principal Interest 2012 $ - $ - $ 440,000 $ 194,444 $ 558,293 $ 35,898 $ 1,228,635 2013 - - 465,000 168,044 558,293 33,107 1,224,443 2014 - - 495,000 139,953 558,293 30,315 1,223,561 2015 - - 520,000 110,172 558,293 27,524 1,215,989 2016 - 2020 - - 820,000 392,325 2,791,465 24,732 4,028,523 2021 - 2025 - - 1,010,000 191,925 2,154, 998 10,775 3,367,698 2026 - 2030 - - 230,000 10,350 - - 240,350 2031 - 2035 - - - - - - - 2036 - 2040 - - - - - - - Totals $ - $ 3,980,000 $ 1,207,212 $ 7,179,635 $ 162,352 $ 12,529,199 93 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Changes in Long -Term Debt On December 12, 2011, the City of Tukwila issued $4,620,000 of Limited Tax General Obligation Refunding bonds, 2011 with an average interest rate of 3.38 %, to refund $4,605,000 of the Arterial Street portion of the Limited Tax General Obligation Bonds, 2003 with an average interest rate of 4.46 %. The refunding resulted in $402,965 gross debt service savings over the next eleven years, and a present value economic gain of $357,673. Also, the 2003 Limited General Obligation Bond debt to finance the construction of a clubhouse was transferred from the Foster Golf Course fund due to insufficient operating revenue to service the debt. This amount is excluded from the Invested in Capital Assets, Net of Related Debt calculation for the governmental activities. It is included in the total for the Invested in Capital Assets, Net of Related Debt calculation for the primary government. Removal of the debt from the enterprise fund was treated as a capital contribution. The debt is now included in the governmental activities general long term debt account group, however, the asset remains in the enterprise fund. CHANGES IN LONG -TERM LIABILITIES — GOVERNMENTAL FUNDS Interest OUTSTANDING OUTSTANDING Due Within ITEM Rates Maturity Authorized 1213112010 ISSUED REDEEMED 12/31/11 One Year GOVERNMENTAL ACTIVITIES: Limited General Obligation (GO) Bonds Payable: 2004 Refunding Facilities 4.00-5.00 12/01/14 $ 4,195,000 $ 1,745,000 $ $ 410,000 $ 1,335,000 $ 425,000 2003 Streets 4.25 -4.65 12/01/23 6,277,500 5,691,175 3,046,599 4,942,774 3,795,000 555,000 2008 Refunding Streets /Facilities 4.00 -6.00 12/01/19 6,180,000 5,630,000 535,000 5,095,000 550,000 2010 Streets /Equipment 2.00-5.41 12/01/24 5,870,000 5,755,000 340,000 5,415,000 345,000 2011 Refunding Streets (2003 GO) 4,620,000 4,620,000 4,620,000 25,000 Total Bonds Payable 27,142,500 18,821,175 7,666,599 6,227,774 20,260,000 1,900,000 Unamortized Deferred Credits (Charges): Issuance premiums 624,096 457,679 128,716 953,059 Issuance discounts and costs (585,847) (509,621) (138,314) (957,154) Net Bonds Payable 27,142,500 18,859,424 7,614,657 6,218,176 20,255,905 1,900,000 Due to Other Governments 2009 FacilitySCORE 3.00 -6.62 01/01/39 6,898,800 6,898,800 6,898,800 2010 Refunding facility 4.30 -5.75 12/01/15 1,065,000 1,044,000 196,000 848,000 201,000 Total Due Other Governments 7,963,800 7,942,800 196,000 7,746,800 201,000 Net Due Other Governments 7,963,800 7,942,800 196,000 7,746,800 201,000 Capital leases 125,977 40,184 15,468 19,761 35,891 15,879 Compensated Absences: - 2,840,284 2,510,309 2,381,468 2,969,125 2,381,468 Total Governmental Funds $ 35,232,277 $ 29,682,692 $ 10,140,434 $ 8,815,405 $ 31,007,721 $4,498,347 94 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS CHANGES IN LONG -TERM LIABILITIES - BUSINESS -TYPE ACTIVITIES ITEM Interest OUTSTANDING OUTSTANDING Due Within Rates Maturity Authorized 12/31/2010 ISSUED REDEEMED 12/31/11 One Year BUSINESS -TYPE ACTIVITIES: Bonds Payable: 1995 Water /Sewer Revenue 4.15 -6.63 02/01/15 $ 4,500,000 $ 1,660,000 $ $ 290,000 $ 1,370,000 $ 310,000 2003 Limited G.O. Golf Course 3.21 -4.65 12/01/23 5,772,500 3,238,825 3,238,825 2006 Water /Sewer /SWM Revenue 4.00 -4.50 12/01/26 3,180,000 2,735,000 125,000 2,610,000 130,000 Total Bonds Payable 13,452,500 7,633,825 3,653,825 3,980,000 440,000 Unamortized Deferred Credits (Charges): Issuance Premiums 104,207 34,986 69,221 Issuance Discounts (24,881) (6,093) (18,788) Net Bonds Payable 13,452,500 7,713,151 3,682,718 4,030,433 440,000 Public Works Trust Fund Loans: 1991 Loan - Surface Water 1.00 07/01/11 1,313,000 50,893 50,893 2003 Loan - Water /Sewer 0.50 07/01/21 273,870 158,997 14,454 144,543 14,454 2003 Loan - Surface Water 0.50 07/01/21 219,725 127,563 11,619 115,944 11,594 2004 Loan - Water /Sewer 0.50 -2.00 07/01/24 5,016,000 3,820,408 272,886 3,547,522 272,886 2004 Loan - Surface Water 0.50 -2.00 07/01/24 684,000 520,965 37,212 483,753 37,212 2004 Loan - Surface Water 1.00 07/01/24 4,196,056 3,110,018 - 222,144 2,887,874 222,144 Total Public Works Trust Fund Loans 11,702,651 7,788,844 609,209 7,179,635 558,290 Compensated Absences: 275,323 259,580 243,672 291,230 227,033 Total Business -Type Activities $ 25,155,151 $ 15,777,318 $ 259,580 $ 4,535,599 $ 11,501,299 $ 1,225,323 TOTAL ALL FUNDS $ 60,387,428 $ 45,460,010 $ 10,400,014 $ 13,351,004 $ 42,509,020 $ 5,723,670 Due to Other Governments Valley Communication Center Public Development Authority issued General Obligation bonds in 2000 for a new dispatch facility and refunded the debt in April 2010. The City is contracted to pay 20% of the debt service of these 15 -year bonds that mature in 2015. This debt is paid from the General fund. SCORE Public Development Authority issued General Obligation bonds in 2009 to acquire, construct, improve, and equip a consolidated correctional facility to be located in Des Moines, Washington. The City is contracted to pay 8% of the debt service of these 30 year bonds that mature in 2039. This debt is paid from the General fund. LONG -TERM LIABILITIES RECONCILIATION Government Enterprise Balance Funds Funds 12 -31 -11 General obligation bonds $ 20,260,000 $ - $ 20,260,000 Revenue bonds - 3,980,000 3,980,000 Public Works Trust Fund loans 7,179,635 7,179,635 Due to Other Governments 7,746,800 7,746,800 Capital Leases 35,891 - 35,891 Employee leave benefits 2,969,125 291,230 3,260,355 Net Premiums / Deferred charges (4,095) 50,434 46,339 Total long -term debt $ 31,007,721 $ 11,501,299 $ 42,509,020 95 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS Debt Limit Capacities State law provides that debt cannot be incurred in excess of the following percentages of the value of the taxable property of the City: 1.5% without a vote of the people; 2.5% with a vote of the people; 5.0% with a vote of the people, provided the indebtedness in excess of 2.5% is for utilities; 7.5% with a vote of the people, provided the indebtedness in excess of 5.0% is for parks or open space development. At December 31, 2011, the debt limits for the City were as follows: SUMMARY OF DEBT LIMIT CAPACITIES Item Without a Vote 1.5% With a Vote of the People 2.5% 5.0% 7.5% Legal Limit Outstanding Net Indebtedness $ 71, 289, 090 $ 118, 815,151 $ 237, 630, 302 $ 356,445,452 29, 703, 995 29, 703, 995 29, 703, 995 29, 703, 995 Margin Available $ 41,585,096 $ 89,111,156 $ 207,926,307 $ 326,741,457 NOTE 12 — CONSTRUCTION COMMITMENTS As of December 31, 2011 the City had $2.1 million contractual obligations on construction projects. NOTE 13 — LITIGATION There are several lawsuits in which the City is involved. The City Attorney estimates that the potential claims against the City to be less than $100,000. 96 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS NOTE 14 — RESTRICTED ASSETS The balances of the restricted asset accounts in the enterprise funds are as follows: SUMMARY OF RESTRICTED ASSETS Restricted Assets Customer Deposits -Water Utility Customer Deposits -Golf Course Lease Deposits -Golf Course Revenue Bond Reserve Account -Water /Sewer /Surface Water $ 6,480 36,901 15,000 430,444 Total Restricted Assets $ 488,825 NOTE 15 — RISK MANAGEMENT The City of Tukwila is a member of the Washington Cities Insurance Authority (WCIA). Utilizing Chapter 48.62 RCW (self- insurance regulation) and Chapter 39.34 RCW (Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created for the purpose of providing a pooling mechanism for jointly purchasing insurance, jointly self- insuring, and / or jointly contracting for risk management services. WCIA has a total of 150 Members. New members initially contract for a three -year term, and thereafter automatically renew on an annual basis. A one -year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis, without deductibles. Coverage includes general, automobile, police, public officials' errors or omissions, stop gap, and employee benefits liability. Limits are $4 million per occurrence self- insured layer, and $16 million per occurrence in the re- insured excess layer. The excess layer is insured by the purchase of reinsurance and insurance and is subject to aggregate limits. Total limits are $20 million per occurrence subject to aggregate sublimits in the excess layers. The Board of Directors determines the limits and terms of coverage annually. Insurance coverage for property, automobile physical damage, fidelity, inland marine, and boiler and machinery are purchased on a group basis. Various deductibles apply by type of coverage. Property insurance and auto physical damage are self- funded from the members' deductible to $500,000, for all perils other than flood and earthquake, and insured above that amount by the purchase of insurance. In -house services include risk management consultation, loss control field services, claims and litigation administration, and loss analyses. WCIA contracts for the claims investigation consultants for personnel issues and land use problems, insurance brokerage, and lobbyist services. WCIA is fully funded by its members, who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, and administrative expenses. As outlined in the interlocal, WCIA retains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA's assets in financial instruments which comply with all State guidelines. These revenues directly offset portions of the membership's annual assessment. 97 CITY OF TUKWILA: 2011 CAFR NOTES TO THE FINANCIAL STATEMENTS A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day to day operations of WCIA. The City insures its buildings, equipment, and vehicle property insurance with WCIA. They self -fund up to $250,000 with standard property insurance purchased above that amount. Travelers insures boiler machinery and Anderson & Black Insurance insures employee dishonesty coverage. The City of Tukwila has a Risk Management and a Safety Committee to oversee risk management. In addition, the WCIA provides support for a proactive risk analysis program and a loss control manual. During the year under audit and in the past three years, no settlement has exceeded insurance coverage. The City self- insures for unemployment benefits. This is budgeted each year and has not exceeded $60,000 per year. This expense is budgeted in department 20 within the general fund and no reserves are allocated because of the limited liability and historical cost. The City also self- insures for medical, dental and other health care benefits. A third -party administrator, Healthcare Management Administrators, Inc., provides claims administration. The City has a stop -loss policy with Sun Life Insurance Company, which provides individual limits of $125,000 and a plan limit of $7,048,279 in 2011. Each fund contributes an appropriate amount each year to pay premiums and claims. Liabilities include an actuarially determined amount for claims that have been incurred but not reported (IBNR's) and a contingency reserve equal to 2.5 times the IBNR reserve. The following table reflects changes in the balances of claims liabilities for 2011 and 2010. SUMMARY OF HEALTH CARE CLAIM LIABILITIES ITEM Health Benefit Health Benefit Insurance Insurance Insurance — Insurance — 2011 2010 LEOFF 1 2011 LEOFF 1 2010 Claims Liabilities at Beginning of Year Claims expenses: Current year and changes in estimates Claims payments and expenses Claims Liabilities at End of Year NOTE 16 — SUBSEQUENT EVENTS $ 1,155, 647 $ 1,167, 751 $ 70,300 $ 97,401 4,426,949 4,300,120 426,251 249,957 (4,082,996) (4,312,224) (303,351) (277,058) $ 1,499,600 $ 1,155,647 $ 193,200 $ 70,300 Potential Annexation Area — North Highline The North Highline area is approximately 166 acres with a small residential population of 30 residents. Tukwila designated this area as its potential annexation area in 1995. King County desires all unincorporated areas to be incorporated to the cities per their County Wide Planning Policies. As of June 5, 2012, the City received 60% petition from property owners. 98 CITY OF TUKWILA: 2011 CAFR REQUIRED SUPPLEMENTAL INFORMATION The information presented in the following required schedules was determined as part of the actuarial valuations at the dates indicated. FIREMEN'S PENSION TRUST FUND SCHEDULE OF FUNDING PROGRESS (rounded to thousands) Actuarial Unfunded Actuarial UAAL as a Actuarial Actuarial Value Accrued Accrued Liabilities Percentage of Valuation Date of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll January 1, 2000 $1,076 $1,243 $167 87% $112 149% January 1, 2003 1,215 1,135 (80) 107 0 N/A January 1, 2005 1,265 1,182 (83) 107 0 N/A January 1, 2007 1,336 1,310 (26) 102 0 N/A January 1, 2009 1,445 1,610 165 90 442 37 January 1, 2011 1,430 1,582 152 90 371 41 SCHEDULE OF EMPLOYER CONTRIBUTIONS Fiscal Employer Fire Insurance Total Employer Annual Required Percentage of ARC Year Ending Contributions Premiums Contributions Contribution (ARC) Contributed December 31, 2006 ($2,114) $45,951 $43,837 ($6,547) N/A % December 31, 2007 (8,575) 50,555 41,980 (1,998) N/A December31, 2008 (1,841) 52,571 50,730 (1,998) N/A December3l, 2009 (18,425) 48,537 30,112 11,576 260 December 31, 2010 (3,000) 49,989 46,989 11,576 406 December31, 2011 (7,800) 54,865 47,065 11,984 393 RETIREE MEDICAL AND LONG -TERM CARE BENEFITS FOR LEOFF 1 EMPLOYEES SCHEDULE OF FUNDING PROGRESS (rounded to thousands) Actuarial Unfunded Actuarial UAAL as a Actuarial Value Accrued Accrued Liabilities Percentage of of Assets Liabilities (UAAL) Funded Ratio Covered Payroll Covered Payroll $0 $16,103 $16,103 0% $581 4% 0 14,805 14,805 0% 371 3 SCHEDULE OF EMPLOYER CONTRIBUTIONS Fiscal Employer Fire Insurance Percentage of ARC Year Ending Contributions Premiums Contributed December 31, 2009 $335,265 $1,366,284 25% December 31, 2010 317,771 1,366,284 23 December 31, 2011 335,090 1,264,522 26 99 CITY OF TUKWILA: 2011 CAFR REQUIRED SUPPLEMENTAL INFORMATION NOTES TO REQUIRED SUPPLEMENTARY INFORMATION FIREMEN'S PENSION TRUST FUND Actuarial Valuations Actuarial valuation date Actuarial cost method Amortization Method Remaining amortization period Asset valuation method January 1, 2011 Entry Age Normal 30 -year, closed as of January 1, 1999 18 years Fair market value Assumptions Investment rate of return 4.00% Projected salary increases 3.75% Price inflation 2.75% Cost -of- living adjustments Based upon salary increase assumption when appropriate, for FPF benefits.' Based upon inflation assumption for some FPF benefits and all LEOFF benefits. * Under the Firemen's Pension Trust Fund, most adjustments are based on the change in salary for the rank of members held at retirement or based on the Consumer Price Index. Adjustments are determined in accordance with RCW 41.18.150, RCW 41.20 and RCW 41.26 RETIREE MEDICAL AND LONG -TERM CARE BENEFITS FOR LEOFF 1 EMPLOYEES Actuarial Valuations Valuation date Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method January 1, 2011 Entry Age Normal 21 -year, closed as of January 1, 2008 18 years Fair market value Assumptions Investment rate of return 4.00% Medical inflation Long -term care inflation Year Medical Cost Rate 2011 7.80% 2012 7.10% 2013 6.50% 2014 -2019 5.90% 2020 -2030 5.80% 2031 -2036 5.70% 4.75% 100 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS The City has three types of non -major governmental funds: Special Revenue Funds Special Revenue Funds are established to account for proceeds of specific taxes or other specific revenue sources that are legally restricted to expenditures for particular purposes. This revenue is segregated into individual Special Revenue Funds to classify expenditures for specified purposes. Debt Service Funds Debt Service Funds are used to account for payment of principal and interest on general obligation long -term debt. The City maintains Debt Service Funds to provide debt service payments on General Obligation Bonds both voted and councilmanic. Capital Projects Funds Capital Projects Funds account for the acquisition or development of major capital facilities, except those projects financed by proprietary funds. Sources of revenue to these funds include general obligation bond proceeds, federal and state grants, general property taxes, real estate excise taxes, sales taxes, interest earnings, and transfers from other funds. 101 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR GOVERNMENT FUNDS DECEMBER 31, 2011 TOTAL TOTAL TOTAL TOTAL y NONMAJOR NONMAJOR NONMAJOR NONMAJOR SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS GOVERNMENTAL FUNDS FUNDS FUNDS FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 1,508,025 $ 1,309,270 $ 2,505,714 $ 5,323,009 INVESTMENTS - 2,021,043 2,021,043 RECEIVABLES: TAXES 109,042 - 109,042 DUE FROM OTHER GOVERNMENTAL UNITS 327,984 - 62,295 390,279 CURRENT ASSETS RESTRICTED: CASH AND CASH EQUIVALENTS - - 397,064 397,064 TOTAL ASSETS $ 1,945,051 $ 3,330,313 $ 2,965,073 $ 8,240,437 LIABILITIES AND FUND BALANCES: CURRENT LIABILITIES: ACCRUED WAGES AND BENEFITS $ 13,835 $ - $ 3,544 $ 17,379 ACCOUNTS PAYABLE 10,000 148 10,148 RETAINAGEPAYABLE - - 11,934 11,934 OTHER CURRENT LIABILITIES 14,000 - 14,000 TOTAL LIABILITIES 23,835 14,000 15,626 53,461 FUND BALANCES: RESTRICTED COMMITTED ASSIGNED TOTAL FUND BALANCES 1,921,216 3,316,313 397,064 313,819 2,238,564 2,318,280 313,819 5,554,877 1,921,216 3,316,313 2,949,447 8,186,976 TOTAL LIABILITIES AND FUND BALANCES $ 1,945,051 $ 3,330,313 $ 2,965,073 $ 8,240,437 102 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR GOVERNMENT FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 TOTAL NONMAJOR SPECIAL REVENUE FUNDS i TOTAL NONMAJOR DEBT SERVICE FUNDS TOTAL NONMAJOR CAPITAL PROJECTS FUNDS TOTAL NONMAJOR GOVERNMENTAL FUNDS REVENUES: TAXES INTERGOVERNMENTAL CHARGES FOR SERVICES FINES AND FORFEITURES INVESTMENT EARNINGS MISCELLANEOUS TOTAL REVENUES EXPENDITURES: CURRENT: GENERAL GOVERNMENT PHYSICAL ENVIRONMENT ECONOMIC ENVIRONMENT PUBLIC SAFETY DEBT SERVICE PRINCIPAL INTEREST CAPITAL OUTLAY GBJERALGOVERNNIIVT PUBLIC SAFETY $ 555,682 $ 1,165,981 216 78,120 3,930 52,703 66,657 $ 6 284,026 158,304 3,978 $ 622,339 1,450,007 158,520 78,120 7,914 52,703 1,856,632 1,422,759 3,475 236,263 PHYSICAL ENVIRONMENT - TRANSPORTATION 8,626 ECONOMIC ENVIRONMENT 14,461 TOTAL EXPENDITURES 1,685,584 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES): TRANSFERS IN (Note 5) TRANSFERS OUT (Note 5) GENERAL OBLIGATION BONDS ISSUED PAYMENT TO FISCAL AGENT TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING (RESTATED, Note 1) FUND BALANCES - ENDING 66,663 1,766,774 881,850 446,308 19,786 373,727 627,225 150,000 10,196 2,369,603 19,786 373,727 1,422,759 3,475 1,766,774 881,850 627,225 386,263 10,196 8,626 14,461 2,648,624 1,180, 934 5,515,142 (2,581,961) (734,626) (3,145,539) 75,000 5,953,776 - (98,608) (58,553) (83,610) - 5,055,688 - (5,055,688) - (23,608) (83,610) 147,440 3,313,262 (818,236) 1,773,776 3,051 6,028,776 (240,771) 5,055,688 (5,055,688) 5,788,005 2,642,466 3,767,683 5,544,510 $ 1,921,216 $ 3,316,313 $ 2,949,447 $ 8,186,976 103 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 104 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS Special Revenue Funds Special Revenue Funds are established to account for proceeds of specific taxes or other specific revenue sources that are legally restricted to expenditures for particular purposes. This revenue is segregated into individual Special Revenue Funds to classify expenditures for specified purposes. Hotel /Motel Tax Fund Established to account for the proceeds of a special excise tax on the sale of or charge made for the furnishing of lodging that is subject to tax under Chapter 82.08 RCW. The tax applies to lodging by hotel, rooming house, tourist court, motel or trailer camp. Proceeds from this tax may only be used to promote tourism. Street Fund Established in accordance with RCW 35A.37.010 to account for maintenance and improvement of the City's street and traffic control systems. Major sources of support are general tax revenues and the State - levied tax on motor vehicle fuels distributed to Tukwila, to be used for City street purposes. Drug Seizure Fund Established to account for the yearly accumulation of drug seizure revenues and related expenditures. 105 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR SPECIAL REVENUE FUNDS DECEMBER 31, 2011 TOTAL NONMAJOR HOTEL /MOTEL DRUG SPECIAL REVENUE TAX STREET SEIZURE FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 416,364 $ 861,950 $ 229,711 $ 1,508,025 RECEIVABLES: CURRENT TAXES RECEIVABLE 67,055 41,987 - 109,042 DUE FROM OTHER GOVERNMENTAL UNITS 327,984 - - 327,984 TOTAL ASSETS $ 811,403 $ 903,937 $ 229,711 $ 1,945,051 LIABILITIES AND FUND BALANCES: ACCOUNTS PAYABLE $ 10,000 $ - $ - $ 10,000 ACCRUED WAGES AND BENEFITS PAYABLE 13,835 - - 13,835 TOTAL LIABILITIES 23,835 - - 23,835 FUND BALANCES: RESTRICTED TOTAL FUND BALANCES 787,568 787,568 903,937 229,711 903,937 229,711 1,921,216 1,921,216 TOTAL LIABILITIES AND FUND BALANCES $ 811,403 $ 903,937 $ 229,711 $ 1,945,051 106 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR SPECIAL REVENUE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 HOTEL /MOTEL TAX STREET TOTAL NONMAJOR DRUG SPECIAL REVENUE SEIZURE FUNDS REVENUES: TAXES $ 555,682 $ - $ - $ 555,682 INTERGOVERNMENTAL 853,397 312,584 1,165,981 CHARGES FOR SERVICES 216 216 FINES AND FORFEITURES - 78,120 78,120 INVESTMENT EARNINGS 1,463 2,162 305 3,930 MISCELLANEOUS 52,703 52,703 TOTAL REVENUES 1,463,461 314,746 78,425 1,856,632 EXPENDITURES: CURRENT: PUBLIC SAFETY - 3,475 3,475 ECONOMIC ENVIRONMENT 1,422,759 1,422,759 CAPITAL OUTLAY : PUBLIC SAFETY 236,263 236,263 TRANSPORTATION - 8,626 8,626 ECONOMIC ENVIRONMENT 14,461 14,461 TOTAL EXPENDITURES 1,437,220 8,626 239,738 1,685,584 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES 26,241 306,120 (161,313) 171,048 OTHER FINANCING SOURCES (USES): TRANSFERS IN (Note 5) TRANSFERS OUT (Note 5) TOTAL OTHER FINANCING SOURCES AND USES (88,779) (9,829) 75,000 (88,779) (9,829) 75,000 NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING (RESTATED, Note 1) (62,538) 296,291 850,106 607,646 75,000 (98,608) (23,608) (86,313) 147,440 316,024 1,773,776 FUND BALANCES - ENDING $ 787,568 $ 903,937 $ 229,711 $ 1,921,216 107 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL HOTEL /MOTEL TAX SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2011 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: TAXES $ 379,706 $ 379,706 $ 555,682 $ 175,976 INTERGOVERNMENTAL 853,000 853,000 853,397 397 CHARGES FOR SERVICES - - 216 216 INVESTMENT EARNINGS 1,766 1,766 1,463 (303) MISCELLANEOUS 15,489 54,089 52,703 (1,386) TOTAL REVENUES 1,249,961 1,288,561 1,463,461 174,900 EXPENDITURES: CURRENT: ECONOMIC ENVIRONMENT CAPITAL OUTLAY: ECONOMIC ENVIRONMENT TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,499,230 1,537,830 1,422,759 10,000 10,000 14,461 1,509,230 1,547,830 1,437,220 115,071 (4,461) 110,610 (259,269) (259,269) 26,241 285,510 OTHER FINANCING SOURCES (USES): TRANSFERS OUT (Note 5) TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING (88,779) (88,779) (88,779) (88,779) (88,779) (88,779) (348,048) (348,048) (62,538) 285,510 800,000 800,000 850,106 50,106 $ 451,952 $ 451,952 $ 787,568 $ 335,616 108 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL STREET SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2011 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAP BASIS) (GAAP BASIS) RESULTS (NEGATIVE) REVENUES: INTERGOVERNMENTAL $ 230,000 $ 230,000 $ 312,584 $ 82,584 INVESTMENT EARNINGS 1,000 1,000 2,162 1,162 TOTAL REVENUES 231,000 231,000 314,746 83,746 EXPENDITURES: CAPITAL OUTLAY: TRANSPORTATION 150,000 20,000 8,626 11,374 TOTAL EXPENDITURES 150,000 20,000 8,626 11,374 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 81,000 211,000 306,120 95,120 OTHER FINANCING SOURCES (USES): TRANSFERS OUT (Note 5) (9,829) (9,829) (9,829) TOTAL OTHER FINANCING SOURCES AND USES (9,829) (9,829) (9,829) NET CHANGE IN FUND BALANCES 71,171 201,171 296,291 95,120 FUND BALANCES - BEGINNING 500,000 500,000 607,646 107,646 FUND BALANCES - ENDING $ 571,171 $ 701,171 $ 903,937 $ 202,766 109 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL DRUG SEIZURE SPECIAL REVENUE FUND FOR THE YEAR ENDED DECEMBER 31, 2011 VARIANCE WITH ORIGINAL FINAL FINAL BUDGET BUDGET BUDGET ACTUAL POSITIVE (GAAPBASIS) (GAAPBASIS) RESULTS (NEGATIVE) REVENUES: INVESTMENT EARNINGS $ 1,000 $ 1,000 $ 305 $ (695) FINES AND FORFEITURES 110,000 110,000 78,120 (31,880) TOTAL REVENUES 111,000 111,000 78,425 (32,575) EXPENDITURES: CURRENT: PUBLIC SAFETY CAPITAL OUTLAY: PUBLIC SAFETY TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES): TRANSFERS IN (Note 5) TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES FUND BALANCES - BEGINNING FUND BALANCES - ENDING 25,000 25,000 3,475 21,525 269,000 269,000 236,263 32,737 294,000 294,000 239,738 54,262 (183,000) (183,000) (161,313) 21,687 75,000 75,000 75,000 75,000 (183,000) (108,000) (86,313) 21,687 220,000 220,000 316,024 96,024 $ 37,000 $ 112,000 $ 229,711 $ 117,711 110 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS Debt Service Funds Debt Service Funds are used to account for payment of principal and interest on general obligation long- term debt. The City maintains Debt Service Funds to provide debt service payments on General Obligation Bonds both voted and councilmanic. Limited Tax G.O. 2003 This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the City of Tukwila's Arterial Street program. Revenues are provided by allocation of sales tax proceeds. Limited Tax G.O. Refunding 2003 This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the refunded Limited Tax G.O. 1994 Bonds for the construction of a new Community Center and replacement Fire Station. Revenues are provided by allocation of sales tax proceeds. Limited Tax G.O. Refunding 2008 This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the refunded Limited Tax G.O. 1999 Bonds for the purchase of an additional City Hall Annex and economic revitalization projects. Revenues are provided by allocation of sales tax proceeds. Limited Tax G.O. 2009A This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the City's portion of the construction of a correctional facility along with six other cities. Taxable Build America Bonds 2009B This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for the City's portion of the construction of a correctional facility along with six other cities. Taxable Build America Bonds 2010A and 2010B This fund provides payment to the Fiscal Agent for principal and interest payments required per the debt service schedule for bonds issued for the construction and realignment of Southcenter Parkway in the Tukwila South Annexation area and for the cost of emergency preparedness capital and other equipment. Limited Tax G.O. Refunding 2010 This fund provides payment to Valley Communications Center for principal and interest on bonds issued in April 2010 to refund bonds that were originally issued in 2000 to pay for the new Valley Communications Center. This debt reflects Tukwila's share with four other cities. Each of the five cities is responsible for one -fifth of the annual debt service. Limited Tax G.O. Refunding 2011 This fund provides payment to the Fiscal Agent for principal and interest on bonds issued in December 2011 to refund a portion of the bonds that were originally issued in 2003 for the City's Arterial Street program. 111 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR DEBT SERVICE FUNDS December 31, 2011 Page 1 of 2 LIMITED TAX G.O. BONDS / G.O. REFUNDING 2008 (REF 1999) LIMITED TAX G.O. REFUNDING BONDS 2010 /(REF 2000) LIMITED TAX G.O. BONDS 2003 LIMITED TAX G.O. REFUNDING BONDS 2003 (REF 1994) ASSETS: CASH AND CASH EQUIVALENTS INVESTMENTS TOTAL ASSETS $ 5,408 $ 14,084 $ 14,084 $ 3,303,041 $ 14,000 14,000 1,281,998 $ 2,021,043 1,156 $ 5,408 $ 1,156 LIABILITIES AND FUND BALANCES: DUE TO OTHER GOVERNMENTAL UNITS TOTAL LIABILITIES FUND BALANCES: ASSIGNED TOTAL FUND BALANCES $ 5,408 $ 84 $ 3,303,041 $ 1,156 5,408 84 3,303,041 1,156 TOTAL LIABILITIES AND FUND BALANCES $ 5,408 $ 14,084 $ 3,303,041 $ 1,156 112 TOTAL y NONMAJOR DEBT SERVICE FUNDS CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES Page 2 of 2 LIMITED TAX LIMITED TAX LIMITED TAX LIMITED TAX TAXABLE BUILD G.O. REFUNDING BONDS G.O. BONDS G.O. BONDS G.O. AMERICA BONDS 2011 BONDS 2009A BONDS 2009B BONDS 2010A BONDS 2010B (REF 2003) $ 707 $ 616 $ 37 $ 5,264 $ $ 1,309,270 - - 2,021,043 $ 707 $ 616 $ 37 $ 5,264 $ $ 3,330,313 - - - 14,000 - - 14,000 $ 707 $ 616 $ 37 $ 5,264 $ $ 3,316,313 707 616 37 5,264 3,316,313 $ 707 $ 616 $ 37 $ 5,264 $ $ 3,330,313 113 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR DEBT SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 Page 1 of 2 G.O. LIMITED TAX LIMITED TAX G.O. REFUNDING G.O. BONDS / G.O. BONDS LIMITED TAX REFUNDING REFUNDING 2008 2010 /(REF G.O. BONDS BONDS 2003 (REF1999) 2000) 2003 (REF1994) REVENUES: TAXES INVESTMENT EARNINGS TOTAL REVENUES 6 EXPENDITURES: DEBT SERVICE INTEREST 280,701 27,790 247,180 79,201 PRINCIPAL 535,000 144,000 337,774 410,000 TOTAL EXPENDITURES 815,701 171,790 584,954 489,201 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (815,695) (171,790) (584,954) (489,201) OTHER FINANCING SOURCES (USES): TRANSFERS IN (Note 5) 854,277 170,990 3,894,532 500,932 TRANSFERS OUT (Note 5) (33,677) - (6,690) (12,032) GENERAL OBLIGATION BONDS ISSUED - - - - PAYMENT TO FISCAL AGENT - - - - TOTAL OTHER FINANCING SOURCES AND USES 820,600 170,990 3,887,842 488,900 NET CHANGE IN FUND BALANCES 4,905 (800) 3,302,888 (301) FUND BALANCES - BEGINNING 503 884 153 1,457 FUND BALANCES - ENDING $ 5,408 $ 84 $ 3,303,041 $ 1,156 114 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES Page 2 of 2 TAXABLE LIMITED TAX TOTAL BUILD G.O. NONMAJOR LIMITED TAX LIMITED TAX LIMITED TAX AMERICA REFUNDING DEBT G.O. BONDS G.O. BONDS G.O. BONDS BONDS BONDS 2011 SERVICE 2009A 2009B 2010A 2010B (REF 2003) FUNDS $ $ $ 66,657 $ - $ 66,657 6 66,657 66,663 55,775 191,203 881,850 340,000 - - 1,766,774 395,775 191,203 2,648,624 (395,775) (124,546) (2,581,961) 1,293 6,184 395,775 129,793 - 5,953,776 (586) (5,568) - - (58,553) 5,055,688 5,055,688 - - (5,055,688) (5,055,688) 707 616 395,775 129,793 5,895,223 707 616 - 5,247 - 3,313,262 37 17 - 3,051 $ 707 $ 616 $ 37 $ 5,264 $ - $ 3,316,313 115 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 116 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR GOVERNMENTAL FUNDS Capital Projects Funds Capital Projects Funds account for the acquisition or development of major capital facilities, except those projects financed by proprietary funds. Sources of revenue to these funds include general obligation bond proceeds, federal and state grants, general property taxes, real estate excise taxes, sales taxes, interest earnings, and transfers from other funds. Facility Replacement Fund This fund was established in 1988 for the replacement of existing general government facilities. General Government Improvements This fund was established in 1992 to provide funding for minor capital improvements not related to parks, land acquisition, or major building replacements. Fire Improvements This fund is to be used for the acquisition of land, development of land, and construction of fire facilities. Source of revenue from this fund comes primarily from fire impact fees. 117 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING BALANCE SHEET NON -MAJOR CAPITAL PROJECTS FUNDS DECEMBER 31, 2011 GENERAL TOTAL NONMAJOR FACILITY GOVERNMENT FIRE CAPITAL PROJECTS REPLACEMENT IMPROVEMENTS IMPROVEMENTS FUNDS ASSETS: CASH AND CASH EQUIVALENTS $ 2,027,271 $ 164,624 $ 313,819 $ 2,505,714 RECEIVABLES: DUE FROM OTHER GOVERNMENTAL UNITS - 62,295 - 62,295 CURRENT ASSETS RESTRICTED: CASH AND CASH EQUIVALENTS 397,064 397,064 TOTAL ASSETS $ 2,027,271 $ 623,983 $ 313,819 $ 2,965,073 LIABILITIES AND FUND BALANCES: CURRENT PAYABLES: ACCRUED WAGES AND BENEFITS $ 256 $ 3,288 $ $ 3,544 ACCOUNTS PAYABLE 148 148 RETAINAGE PAYABLE 11,934 11,934 TOTAL LIABILITIES 256 15,370 15,626 FUND BALANCES: RESTRICTED 397,064 - 397,064 COMMI I I EL) 313,819 313,819 ASSIGNED 2,027,015 211,549 - 2,238,564 TOTAL FUND BALANCES 2,027,015 608,613 313,819 2,949,447 TOTAL LIABILITIES AND FUND BALANCES $ 2,027,271 $ 623,983 $ 313,819 $ 2,965,073 118 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON -MAJOR CAPITAL PROJECTS FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 GENERAL TOTAL NONMAJOR FACILITY GOVERNMENT FIRE CAPITAL PROJECTS REPLACEMENT IMPROVEMENTS IMPROVEMENTS FUNDS REVENUES: CHARGES FOR SERVICES $ 650 $ $ 157,654 $ 158,304 INTERGOVERNMENTAL - 284,026 - 284,026 INVESTMENT EARNINGS 2,477 1,354 147 3,978 TOTAL REVENUES 3,127 285,380 157,801 446,308 EXPENDITURES: CURRENT: GENERAL GOVERNMENT PHYSICAL ENVIRONMENT CAPITAL OUTLAY GENERAL GOVERNMENT PUBLIC SAFETY PHYSICAL ENVIRONMENT TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 19,786 373,727 19,786 373,727 627,226 627,226 150,000 - 150,000 10,196 10,196 10,196 1,170,739 1,180,935 (7,069) (885,359) 157,801 (734,627) OTHER FINANCING SOURCES (USES): TRANSFERS OUT (Note 5) TOTAL OTHER FINANCING SOURCES AND USES NET CHANGE IN FUND BALANCES (24,563) (59,047) (24,563) (59,047) (83,610) (83,610) (31,632) (944,406) 157,801 (818,237) FUND BALANCES - BEGINNING 2,058,647 1,553,018 156,018 3,767,683 FUND BALANCES - ENDING $ 2,027,015 $ 608,612 $ 313,819 $ 2,949,447 119 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 120 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES NON -MAJOR PROPRIETARY FUNDS Internal Service Funds The City Internal Service Funds are used to account for the financing of special services performed by designated organizations within the City of Tukwila to other organizations within the City. They provide a service and then generate revenue by billing the organization for which the service was provided. Equipment Rental Fund Accounts for the costs of maintaining and replacing all City vehicles and auxiliary equipment except for major fire apparatus. All equipment costs, including depreciation, are factors in calculating the rates which are charged to each user department. Insurance Fund Accounts for the costs of the City's self- insured medical plan. Medical and dental costs for covered employees are charged to the respective user departments. All premiums, medical and dental costs and ancillary charges are included. The LEOFF I retiree portion of this program was split off into a separate Insurance Fund to accommodate new reporting regulations as of January 1, 2004. Insurance LEOFF I Fund This fund was created to account for the City's self- insured medical plan for LEOFF I retirees. This fund receives contributions on behalf of retired LEOFF I employees through their respective organization units. Medical, dental and prescription claims and program administrative fees are expensed in this fund. 121 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENTS OF NET ASSETS INTERNAL SERVICE FUNDS DECEMBER 31, 2011 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFF I FUNDS ASSETS: CURRENT ASSETS: CASH AND CASH EQUIVALENTS $ 1,821,899 $ 1,132,739 $ 1,822,186 $ 4,776,824 INVESTMENTS 1,693,269 5,302,932 - 6,996,201 RECEIVABLES: CUSTOMER ACCOUNTS 695 - - 695 INTEREST ON INVESTMENTS 7,535 47,409 - 54,944 INVENTORY OF MATERIALS AND SUPPLIES 17,748 - - 17,748 TOTAL CURRENT ASSETS 3,541,146 6,483,080 1,822,186 11,846,412 NONCURRENT ASSETS: CAPITAL ASSETS: MACHINERY AND EQUIPMENT LESS: ACCUMULATED DEPRECIATION TOTAL CAPITAL ASSETS (NET OF A /D) 9,502,619 (6,972,494) 2,530,125 9,502,619 (6,972,494) 2,530,125 TOTAL NONCURRENT ASSETS 2,530,125 - 2,530,125 TOTAL ASSETS 6,071,271 6,483,080 1,822,186 14,376,537 LIABILITIES: ACCRUED WAGES AND BENEFITS OTHER CURRENT LIABILITIES TOTAL LIABILITIES 17,154 - 17,154 1,499,600 193,200 1,692,800 17,154 1,499,600 193,200 1,709,954 NET ASSETS: INVESTED IN CAPITAL ASSETS, NET OF RELATED DEBT UNRESTRICTED 2,530,125 3,523,993 4,983,480 1,628,987 2,530,125 10,136,460 TOTAL NET ASSETS $ 6,054,118 $ 4,983,480 $ 1,628,987 $ 12,666,585 122 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2011 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFFI FUNDS OPERATING REVENUES: CHARGES FOR SERVICES TOTAL OPERATING REVENUES $ 2,149,296 $ 4,329,953 $ 464,936 $ 6,944,185 2,149,296 4,329,953 464,936 6,944,185 OPERATING EXPENSES: OPERATIONS & MAINTENANCE 1,198,461 4,324,109 416,547 5,939,117 DEPRECIATION/AMORTIZATION 734,247 734,247 TOTAL OPERATING EXPENSES OPERATING INCOME (LOSS) 1,932,708 4,324,109 416,547 6,673,364 216,588 5,844 48,389 270,821 NON - OPERATING REVENUE (EXPENSE): INVESTMENT EARNINGS SALE OF CAPITAL ASSETS 19,901 534,629 3,552 558,082 40,160 40,160 TOTAL NON - OPERATING REVENUE (EXPENSE) INCOME (LOSS) BEFORE CONTRIBUTIONS & TRANSFERS 60,061 534,629 3,552 598,242 276,649 540,473 51,941 869,063 TRANSFERS OUT (Note 5) (294,607) (110,241) (9,704) (414,552) CHANGE IN NET ASSETS lil (17,958) 430,232 42,237 454,511 TOTAL NET ASSETS BEGINNING OF YEAR 6,072,076 4,553,248 1,586,750 12,212,074 TOTAL NET ASSETS END OF YEAR $ 6,054,118 $ 4,983,480 $ 1,628,987 $ 12,666,585 123 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 Page 1 oft TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFFI FUNDS CASH FLOWS FROM OPERATING ACTIVITIES: CASH RECEIVED FROM USERS CASH PAID TO SUPPLIERS CASH PAID FOR INVENTORY CASH PAID TO EMPLOYEES OTHER CASH RECEIVED (PAID) $ 2,149,531 $ 4,360,993 $ 464,936 $ 6,975,460 (671,078) (4,324,109) (416,547) (5,411,734) (43,430) (43,430) (487,159) - - (487,159) 337,529 122,900 460,429 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES 947,864 374,413 171,289 1,493,565 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: TRANSFERS IN TRANSFERS OUT (294,607) (110,241) (9,704) (414,552) NET CASH PROVIDED (USED) BY NON - CAPITAL FINANCING ACTIVITIES (294,607) (110,241) (9,704) (414,552) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: PROCEEDS FROM SALE OF EQUIPMENT 39,924 - 39,924 PURCHASE OF CAPITAL ASSETS (514,280) - (514,280) NET CASH PROVIDED (USED) FOR CAPITAL AND RELATED FINANCING ACTIVITIES (474,356) - (474,356) CASH FLOW FROM INVESTING ACTIVITIES: PROCEEDS FROM SALE OF INVESTMENTS PURCHASE OF INVESTMENTS INTEREST RECEIVED NET CASH PROVIDED (USED) IN INVESTING ACTIVITIES (1,687,090) 5,492 3,522,052 (5,383,328) 492,656 207,188 3,552 3,729,240 (7,070,418) 501,700 (1,681,598) (1,368,620) 210,740 (2,839,478) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (1,502,697) (1,104,448) 372,325 (2,234,820) CASH AND CASH EQUIVALENTS- BEGINNING OF YEAR 3,324,596 2,237,187 1,449,860 7,011,643 CASH AND CASH EQUIVALENTS -END OF YEAR $ 1,821,899 $ 1,132,739 $ 1,822,185 $ 4,776,823 CASH AT END OF YEAR CONSISTS OF: CASH AND CASH EQUIVALENTS TOTAL CASH $ 1,821,899 $ 1,132,739 $ 1,822,185 $ 4,776,823 $ 1,821,899 $ 1,132,739 $ 1,822,185 $ 4,776,823 124 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF TUKWILA, WASHINGTON COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 Page 2 of 2 TOTAL INTERNAL EQUIPMENT INSURANCE- SERVICE RENTAL INSURANCE LEOFFI FUNDS RECONCILIATION OF NET OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES OPERATING INCOME (LOSS) $ 216,588 $ 5,844 $ 48,389 $ 270,821 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: DEPRECIATION 734,247 - - 734,247 ASSET (INCREASES) DECREASES : MISCELLANEOUS NR- REVENUE 235 32,113 32,348 INVENTORY (4,213) - (4,213) LIABILITY INCREASES (DECREASES) : ACCOUNTS & VOUCHERS PAYABLE 1,007 336,456 122,900 460,363 TOTAL ADJUSTMENTS 731,276 368,569 122,900 1,222,745 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES $ 947,864 $ 374,413 $ 171,289 $ 1,493,566 SCHEDULE OF NONCASH INVESTING, CAPITAL AND FINANCING ACTIVITIES INCREASE (DECREASE) IN FAIR VALUE OF INVESTMENT 6,179 (81,567) - (75,388) TOTAL NON CASH INVESTING, CAPITAL AND FINANCING ACTIVITIES $ 6,179 $ (81,567) $ $ (75,388) 125 CITY OF TUKWILA: 2011 CAFR FUND FINANCIAL STATEMENTS AND SCHEDULES 126 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION City of Tukwila STATISTICAL SECTION December 31, 2011 Financial Trends Information Financial trends schedules are intended to provide users with information to assist them in understanding and assessing how the City's financial position has changed over time. Schedule 1 Net Assets by Component 124 Schedule 2 Changes in Net Assets 126 Schedule 3 Fund Balances, Governmental Funds 128 Schedule 4 Changes in Fund Balances, Governmental Funds 130 Schedule 5 General Governmental Tax Revenues by Source 133 Revenue Capacity Information The objective of providing revenue capacity information is to help users understand and assess the factors affecting the City's ability to generate its most significant local source revenues. Schedule 6 Property Tax Levies and Collections 133 Schedule 7 Assessed and Estimated Actual Value of Taxable Property 134 Schedule 8 Property Tax Rates - Direct and Overlapping Governments 135 Schedule 9 Principal Property Taxpayers 136 Schedule 10 Retail Sales Tax Collections by Sector 138 Schedule 11 Sales Tax Rate Direct and Overlapping Governments 140 Debt Capacity Information Debt capacity information is intended to assist users to understand and assess the City's current levels of outstanding debt and ability to issue additional debt in the future. Schedule 12 Ratios of Outstanding Debt by Type 142 Schedule 13 Ratios of General Bonded Debt Outstanding 144 Schedule 14 Computation of Direct and Overlapping Debt 145 Schedule 15 Legal Debt Margin Information 146 Schedule 16A Revenue Bond Coverage- Water and Sewer Bonds 148 Schedule 16B Revenue Bond Coverage- Surface Water Bonds 149 Demographic and Economic Information These Schedules offer demographic and economic information to assist users in understanding certain aspects of the environment within which the City operates and to provide information that facilitates comparisons of financial statement information over time and across governmental units. Schedule 17 Demographic Statistics 150 Schedule 18 Principal Employers 151 Operating Information These Schedules contain service and infrastructure data to help users understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Schedule 19 Staffing Levels by Department 152 Schedule 20 Operating Indicators by Function 153 Schedule 21 Capital Assets by Function 154 127 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA NET ASSETS BY COMPONENTIa) LAST TEN FISCAL YEARS (b) page 1 of 2 me 2002(b) 2003 2004 M 2005 ' 2006 Governmental activities: Invested in capital assets, net of related debt $ 102,619,488 $ 118,950,364 $ 123,038,903 $ 129,855,251 $ 133,129,382 Restricted 389,322 809,002 1,107,362 1,305,239 1,305,239 Unrestricted 23,825,950 24,341,822 25,873,104 25,289,571 29,506,541 Total governmental activities net assets $ 126,834,760 $ 144,101,188 $ 150,019,369 $ 156,450,061 $ 163,941,162 Business -type activites: Invested in capital assets, net of related debt $ 29,032,974 $ 29,807,787 $ 30,848,350 $ 31,370,812 $ 34,017,190 Restricted 1,311,344 887,398 960,485 577,587 435,995 Unrestricted 8,785,499 9,070,664 9,664,654 9,909,896 12,070,451 Total business -type activities net assets $ 39,129,817 $ 39,765,849 $ 41,473,489 $ 41,858,295 $ 46,523,636 Primary government: Invested in capital assets, net of related debt $ 131,652,462 $ 148,758,151 $ 153,887,253 $ 161,226,063 $ 167,146,572 Restricted 1,700,666 1,696,400 2,067,847 1,882,826 1,741,234 Unrestricted 32,611,449 33,412,486 35,537,758 35,199,467 41,576,992 Total primary government net assets $ 165,964,577 $ 183,867,037 $ 191,492,858 $ 198,308,356 $ 210,464,798 Notes: (a) All amounts are reported on the accrual basis (b) Amounts presented from year of implementation of GASB -34 (2002) forward Source: Tukw ila Finance Department 128 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION page 2 of 2 2011 $ 136,053,013 $ 136,742,368 $ 155,847,012 $ 177,078,793 $ 199,511,779 1,233,234 19,720,546 16,360,097 23,005,792 5,019,817 35,520,681 18,476,837 16,031,473 12,119,923 21,479,064 $ 172,806,928 $ 174,939,751 $ 188,238,582 $ 212,204,508 $ 226,010,660 $ 36,083,972 $ 36,071,402 $ 38,052,488 $ 44,759,489 $ 52,134,799 441,073 439,100 438,619 430,444 430,444 11,267,171 13,335,836 10,987,162 11,158,081 10,225,558 $ 47,792,216 $ 49,846,338 $ 49,478,269 $ 56,348,014 $ 62,790,801 $ 172,136,985 $ 172,813,770 $ 193,899,500 $ 221,838,282 $ 248,636,920 1,674,307 20,159,646 16,798,716 23,436,236 5,450,261 46,787,852 31,812,673 27,018,635 23,278,004 34,714,280 $ 220,599,144 $ 224,786,089 $ 237,716,851 $ 268,552,522 $ 288,801,461 129 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 2 CHANGES IN NET ASSETS (a) Page 1 of 2 2004 (b) $ 6,167,738 18,769,074 1,442,209 4,962,043 3,469,673 3,680,402 1,034,841 39,525,980 6,774,102 1,670,400 1,625,579 10,070,081 2005 ' 2006 Expenses Governmental Activities General Government Public Safety Physical Environment Transportation Economic Environment Mental and Physcial Health Culture and Recreation Interest on Long Term Debt Total Governmental Activities Business Type Activities Water /Sew er Utility Foster Golf Course Surface Water Utility Total Business Type Activities Total Primary Government Expenses Program Revenues Governmental Activities Charges for Services General Government Public Safety Physical Environment Transportation Economic Environment Cultural and Recreation Operating Grants and Contributions Capital Grants and Contributions Total Governmental Activities Program Revenues Business Type Activities Charges for Services Water /Sew er Utility Foster Golf Course Surface Water Utility Operating Grants and Contributions Capital Grants and Contributions Total Business Type Activities Program Revenues Total Primary Government Program Revenues Net (Expense) /Revenue Governmental Activities Business Type Activities Total Primary Government Net Expense General Revenues and Other Changes in Net Assets Governmental Activities Taxes Property Tax Retail Sales and Use Tax Natural Gas Use Tax Hotel/Motel Tax Utility Tax Business Tax Excise Tax State Entitlements Unrestricted Investment Earnings Gain /Loss on Sale of Capital Assets Transfers Total Governmental Activities Business Type Activities Retail Sales and Use Taxes Unrestricted Investment Interest Gain /Loss on Sale of Capital Assets Miscellaneous Transfers Total Business Type Activities Total Primary Government Change in Net Assets Governmental Activities Business Type Activities Total Primary Government $ 6,421,839 20,300,709 1,363,049 4,171,173 3,404,605 3,887,871 1,012,239 40, 561,485 7,105,020 1,751,709 1,685,663 10, 542, 392 $ 7,402,398 21, 839,070 2,734,592 5,335,214 3,600,158 3,683 4,234,889 981,573 46,131,577 7,354,876 1,832,303 1,642,204 10, 829, 383 $ 49,596,061 $ 51,103,877 $ 56,960,960 $ 781,653 937,873 5,005 102,614 1,977,676 894,681 1,607, 688 3,705,424 10,012,614 7,620,572 1,239,274 1,819,703 588,891 11,268,440 21,281,054 $ 1,376,749 1,328,369 12,400 122,201 1,027,812 693,857 1,525,579 3,060,960 9,147,927 $ 1,243,936 538,576 10,000 247,026 1,756,240 758,385 1,897,543 5,675,493 12,127,199 7,604,711 7,354,876 1,434,933 1,832,303 1,839,760 1,642,204 319,439 1,255,360 11,198,843 12, 084,743 20,346,770 24,211,942 (29,513,366) (31,413,558) (34,004,378) 1,198,359 656,451 2,031,638 $ (28,315,007) $ (30,757,107) $ (31,972,740) $ 10,336,366 16,492,528 29,667 390,221 2,309,787 1,614,587 4,100,309 191,589 416,483 (450,000) 35,431,537 228,458 188,242 $ 10,631,036 16,887,846 381,706 443,605 2,646,356 1,732,739 3,229,155 192,816 768,097 106,776 824,118 37,844,250 $ 10,973,030 18,236,733 415,652 501,478 2,930,332 2,097,082 4,941,461 185,475 1,923,171 467,510 1,372,652 44,044,576 241,723 645,473 310,750 539,463 450,000 (824,118) 1,250,000 866,700 (271,645) 2,434,936 $ 36,298,237 $ 37,572,605 $ 46,479,512 $ 5,918,171 $ 6,430,692 $ 7,491,102 2,065,059 384,806 4,580,734 $ 7,983,230 $ 6,815,498 $ 12,071,836 Notes: (a) All amounts are reported on the accrual basis (b) Amounts presented from year of implementation of GASB -34 forward (2004 for capital assets) Source: Tukw ila Finance Department 130 $ (34,559,411) $ (37,693,996) $ (29,381,357) $ (13,128,180) $ (22,858,904) CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION Page 2 of 2 $ 7,456,335 21,726,932 2,764,373 5,310,247 3,890,845 4,204 4,506,223 896,215 $ 4,723,103 24,147, 992 2,862,487 5,864,297 5,017,935 4,173 4,797,856 1,844,224 $ 6,689,659 26,959,352 2,575,405 5,541, 367 4,637,531 4,332 4,914,256 753,904 46,555,374 7,046,603 1,849,542 1,920,194 49,262,067 52,075,806 7,293,362 1,968,595 1,762,417 9,293,434 2,050,172 2,299,394 10, 816, 339 11, 024, 374 13, 643, 000 $ 57,371,713 $ 60,286,441 $ 65,718,806 $ 1,590,553 425,241 25,341 133,500 2,319,634 777,484 1,692,766 3,746,743 $ 895,966 1,184, 530 1,200 130,637 2,476,501 711,542 1,325,163 2,282, 592 10,711,262 9,008,131 8,272,647 8,621,909 1,272,425 1,563,681 2,208,549 2,642,325 347,416 756,400 12,101, 037 13, 584, 315 22,812,299 22,592,446 $ 1,136,642 572,094 103,311 1,001,511 647,354 3,386,269 14,784,074 $ 7,052,717 $ 9,150,573 26,088,644 25,348,318 2,533,394 2,885,175 6,015,197 6,872,708 4,579,338 4,712,832 4,539 4,591 4,756,676 4,203,824 1,061,419 472,438 52,091,924 53,650,459 9,343,368 10,092,903 1,935,014 1,986, 747 2,476,170 2,588,098 13, 754, 552 14, 667, 748 $ 65,846,476 $ 68,318,207 $ 1,080,801 $ 2,462,671 819,043 809,806 6,200 7,572 571,110 345,373 1,787,274 1,722,285 811,679 1,001,117 2,139,029 2,250,601 23, 992, 563 18,495,127 21,631,255 31,207,699 27,094,552 10,124,653 1,424,595 2,641,313 515,633 14, 706,194 36,33 /,449 9,665,095 11,711,242 1,425,327 1,304,016 3,029,630 3,355,956 7,390,545 1,993,537 21,510,597 18,364,751 52, /18,296 45,459,303 (35,844,111) (40,253,937) (30,444,551) (20,884,225) (26,555,907) 1,284,700 2,559,941 1,063,194 7,756,045 3,697,003 $ 11,302,099 $ 11,656,979 $ 11,901,072 19,355,867 18,009,297 14,588,297 344,748 643,037 748,772 583,232 587,216 489,806 3,666,079 5,136,444 7,390,860 2,236,675 2,497,705 3,196,178 4,127,360 983,078 367,198 217,600 874,046 2,233,445 1,727,879 801,847 246,287 13,652 (186,663) 980,267 1,134, 683 1,383,774 1,601,200 44,709,874 42,386,760 43,743,382 $ 13,363,096 14,669,328 533,811 458,092 5,600,683 4,205,574 507,798 1,951,936 108,929 1,399,310 500,000 500,000 327,999 618,563 377,955 106,032 - - (264,093) (1,134,683) (1,383,774) (1,601,200) (16,120) (505,819) (1,431,262) $ 44,693,754 $ 41,880,941 $ 42,312,120 42,798,557 329,527 85,942 97,541 (1,399,310) (886,300) $ 41,912,257 $ 13,443,137 15,796,054 317,531 555,682 7,534,260 667,679 2,170,293 2,085,740 275,477 525,864 43,371,717 61,119 200,871 (525,864) (263,874) $ 43,107,843 $ 8,865,765 $ 2,132,823 $ 13,298,831 $ 21,914,332 $ 16,815,810 1,268,580 2,054,122 (368,068) 6,869,745 3,433,129 $ 10,134,345 $ 4,186,945 $ 12,930,763 $ 28,784,077 $ 20,248,939 131 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 3 FUND BALANCES, GOVERNMENTAL FUNDS LAST NINE FISCAL YEARS (') (MODIFIED ACCRUAL BASIS OF ACCOUNTING) Page 1 of 2 2002 2003 2004 2005 2006 General Fund (GASB 54) Nonspendable $ $ $ - $ $ - Restricted Committed Assigned Unassigned - - - General Fund (Prior to GASB 54) Reserved 12,700 613,000 557,690 557,690 13,250 Unreserved 3,380,158 6,247,054 8,533,639 8,408,104 8,693,215 Total general fund $ 3,392,858 $ 6,860,054 $ 9,091,329 $ 8,965,794 $ 8,706,465 All other governmental funds (GASB 54) Nonspendable $ - $ - $ - $ - $ Restricted Committed Assigned Unassigned - - All other governmental funds (Prior to GASB 54) Reserved 15,300 765,300 720,860 $ 705,560 - Unreserved, reported in: Special revenue funds 11,021,202 8,939,830 6,933,242 5,669,921 8,500,342 Debt service funds 389,322 809,012 1,107,362 1,305,239 1,075,347 Capital Projects funds 2,321,088 3,888,305 4,092,179 5,677,953 7,245,827 Total all other governmental funds $ 13,746,912 $ 14,402,447 $ 12,853,643 $ 13,358,673 $ 16,821,516 Note: (1) Information available for 2002 -2010 only due to new accounting and reporting standards beginning 2002 with GASB Statement No. 34. Source: Tukw ila Finance Department $35,000,000 $30,000,000 $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 Fund Balances 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 ■All Other Governmental General Fund 132 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION Page 2 of 2 2007 2008 2009 2010 2011 $ $ $ $ - $ 5,000 - 18,000 8,237,141 12,650 17,800 17,900 17,900 10,504,748 7,687,515 7,371,530 5,739,140 $ 10,517,398 $ 7,705,315 $ 7,389,430 $ 5,757,040 $ 8,260,141 $ - $ - $ - $ - $ - - - 5,014,817 - - 402,306 - 11,127,221 10,834,781 12,943,487 9,123,401 14,461,546 1,233,234 1,248,901 135,438 3,051 8,113,739 6,831,634 7,101,258 8,541,195 $ 20,181,754 $ 21,024,022 $ 16,360,097 $ 23,005,792 $ 16,544,344 133 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 4 CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS (a) LAST TEN FISCAL YEARS page 1 of 2 2002 2003 2004 2005 Revenues Taxes $ 28,156,041 $ 31,986,222 $ 34,148,173 $ 34,624,875 Licenses and Permits 822,810 785,823 808,821 1,002,683 Intergovernmental 16,689,193 15,005,227 6,306,463 5,672,810 Charges for Services 1,201,080 1,796,946 2,919,115 2,649,678 Fines and Forfeitures 338,484 245,585 147,137 116,737 Investment Income 859,765 222,460 356,625 638,196 Miscellaneous 489,806 1,066,247 993,386 1,000,775 Total Revenues 48,557,179 51,108,510 45,681,724 45,705,754 Expenditures General Government 5,648,745 5,892,912 5,982,594 Public Safety 16,711,088 17,532,136 18,393,514 Physical Environment 1,228,774 1,509,946 883,914 Transportation 2,202,888 4,779,885 2,620,038 Economic Environment 2,974,513 3,429,674 3,461,092 Mental & Physical Health Culture and Recreation 2,457,973 2,985,083 3,187,113 Debt Service Principal 718,000 754,000 804,000 Interest 925,414 924,964 1,057,974 Bond Issuance Costs 112,363 - Capital Outlay 17,306,146 15,636,782 8,057,070 Total Expenditures 50,173,541 53,557,745 44,447,309 Excess (Deficiency) of Revenues (1,616,362) (2,449,235) 1,232,411 Over (Under) Expenditures Other Financing Sources (Uses) Transfers In Transfers Out Capital Leases Sale of Capital Assets General Obligation Bonds Issued General Obligation Refunding Bonds Issued Premium on General Obligation Debt Premium on General Obligation Refunding Debt Issuance Costs on General Obligation Refunding Debt Payment to Refunded Bond Escrow Agent Total Other Financing Sources (Uses) 1,706,973 5,513,212 (1,845,331) (5,288,570) 177,995 39,637 350,000 (900,000) 6,136,540 19,604,151 788,105 1,705,692 3,384,928 3,358,583 851,000 1,033,474 7,344,326 38,070,259 1,498,955 150,000 (1,305,000) - 35,600 6,277,500 4,195,000 65,392 248,672 (4,439,240) 6,571,966 (550,000) (1,119,400) 4,122,731 $ 682,411 $ 379,555 Net Change in Fund Balances $ (1,576,725) Ratio of Debt Service Expenditures 5.3% To Total Non - Capital Expenditures Note: (a) All amounts are reported on the modified - accrual basis Source: Tukwila Finance Department 134 5.0% 5.4% 5.4% CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION page 2 of 2 $ 37,801,814 $ 39,660,792 $ 37,412,569 $ 37,167,281 $ 37,267,918 $ 38,035,681 1,273,228 1,827,709 2,022,851 1,283,463 1,618,830 3,473,910 7,083,032 6,403,217 5,697,598 17,596,486 14,525,872 24,059,907 2,345,931 2,024,892 2,569,381 1,443,680 2,366,174 2,359,600 221,097 266,188 259,991 301,761 390,079 308,027 1,159,971 1,425,423 926,913 282,604 144,258 275,479 1,397,585 1,751,145 816,054 701,957 891,307 356,409 51,282,658 53,359,366 49,705,357 58,777,232 57,204,438 68,869,013 6,882,594 7,034,602 7,992,286 8,574,563 8,387,317 8,253,440 20,953,226 21,038,810 22,878,689 25,576,932 24,676,370 24,327,498 2,139,959 2,196,422 2,255,880 2,058,913 1,724,147 2,060,482 2,447,096 2,413,390 2,783,077 2,334,298 2,332,178 2,676,511 3,539,657 3,878,658 4,995,514 4,601,391 4,541,845 4,682,646 3,683 4,204 4,173 4,332 4,539 4,591 3,687,580 3,938,779 4,293,658 4,365,023 4,163,503 3,507,150 888,000 930,000 972,000 1,316,297 1,555,028 1,766,774 1,006,161 914,584 872,224 778,018 849,148 881,850 6,540,452 7,243,879 6,089,703 16,860,362 11,513,976 25,643,704 48,088,408 49,593,328 53,137,204 66,470,129 59,748,051 73,804,646 3,194,250 4,036,039 (3,431,846) (7,692,894) (2,543,613) (4,935,633) 2,143,581 2,266,349 2,515,982 3,865,744 2,461,806 11,001,619 (2,430,769) (1,131,666) (1,107,543) (2,234,444) (1,020,857) (10,061,205) - - - - 110,509 15,468 296,451 100 53,592 1,014,608 27,308 21,406 - - - 6,935,000 5,055,688 - - 6,180,000 6,947,574 - - 112,151 483,599 (108,326) - - (6,555,273) (6,880,397) (1,069,000) (5,055,688) 9,263 1,134,783 1,462,031 2,713,085 7,556,917 977,288 $ 3,203,513 $ 5,170,822 $ (1,969,815) $ (4,979,809) $ 5,013,304 $ (3,958,345) 4.8% 4.6% 4.1% 4.4% 5.2% 5.8% 135 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 5 GENERAL GOVERNMENTAL TAX REVENUES BY SOURCE LAST TEN FISCAL YEARS ■ neagyjill Property Sales & Use Utility(e) Excise Business ()therm Total Taxes 2002 $ 9,487,241 $ 15,494,343 $ - $ 2,406,132 $ 390,725 $ 377,600 $ 28,156,041 2003 9,854,007 16,171,756 1,591,922 3,500,318 431,188 437,031 31,986,222 2004 10,493,728 16,293,960 2,309,787 4,068,110 530,725 451,863 34,148,173 2005 10,627,410 16,887,845 2,646,356 3,222,936 408,798 831,530 34,624,875 2006 11,018,846 17,591,260 2,930,332 4,938,515 402,784 920,077 37,801,814 2007 11,177,532 19,355,867 3,666,079 4,124,168 405,973 931,173 39,660,792 2008 11,245,973 17,709,319 3,934,210 3,003,438 475,500 1,089,344 37,457,785 2009 12,190,219 14,585,015 6,172,569 2,824,407 738,341 656,730 37,167,281 2010 13,188,942 14,251,312 6,134,494 2,488,357 727,151 301,867 37,092,122 2011 13,427,139 16,113,584 5,424,643 1,780,294 667,064 622,955 38,035,681 change 2002 -2011 Notes: (a) Utility taxes enacted beginning in 2003 for electric, natural gas, cable and telephone utilities are assessed at rates of 6.0 %. A utility fax was added in 2009 for solid waste and recycling assessed at a 6.0% rate. A utility tax rate of 10.0% was added in 2010 on the City's water, sewer, and stormwafer utilities. (b) "Other Taxes" include a hotel /motel tax, penalties and interest on delinquent taxes and other miscellaneous tax revenues. Source: Tukwila Finance Department $50, 000,000 $40,000,000 $30,000,000 - $20,000,000 - $10,000,000 - $- - Tax Revenue by Source 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 I I I I I I I I I 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 • Other • Business Tax • Excise Tax • Utilty Tax • Sales & Use Tax • Property Tax 136 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 6 PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS Collected Within the Fiscal Year of the Levy Total Collections to Date Taxes Levied for Collections in Fiscal Year Fiscal Year Amount % of Levy Subsequent Years Amount % of Levy 2002 $ 9,843,102 $ 9,526,236 96.78% $ 115,859 $ 9,642,095 97.96% 2003 10,136,315 9,924,909 97.91% 175,949 10,100,858 99.65% 2004 10,489,114 10,345,276 98.63% 143,328 10,488,604 100.00% 2005 10,731,724 10,593,753 98.71% 134,345 10,728,098 99.97% 2006 10,973,030 10,844,728 98.83% 127,017 10,971,745 99.99% 2007 11,177,532 10,994,127 98.36% 115,199 11,109,326 99.39% 2008 11,411,293 11,194,247 98.10% 132,633 11,326,880 99.26% 2009 12,283,193 12,017,213 97.83% 143,156 12,160,369 99.00% 2010 13,234,489 13,152,036 99.38% 8,305 13,160,341 99.44% 2011 13,385,080 13,225,338 98.81% 0 13,225,338 98.81% Source: King County Office of Finance 137 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 7 ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS Fiscal Year Total Assessed Total Direct Real Property Personal Property Public Utilities Value Tax Rate 2002 $ 2,715,355,120 $ 604,479,409 $ 169,870,128 $ 3,489,704,657 $ 2.91064 2003 2,832,422,720 471,448,140 80,219,849 3,384,090,709 3.10754 2004 2,916,855,190 447,099,099 77,169,236 3,441,123,525 3.11712 2005 3,091,233,279 457,546,448 61,779,040 3,610,558,767 3.03706 2006 3,399,709,737 482,100,071 66,123,704 3,947,933,512 2.84033 2007 3,853,680,774 509,151,926 87,410,974 4,450,243,674 2.56911 2008 4,470,042,539 595,268,205 110,399,231 5,175,709,975 2.37324 2009 4,122,961,628 746,710,751 112,779,972 4,982,452,351 2.66345 2010 3,950,829,851 717,795,417 119,827,058 4,788,452,326 2.82566 2011 3,833,295,985 712,607,656 129,726,102 4,675,629,743 2.95408 Note: *Real, personal, and state public service property have been assessed at 100% of the estimated value. Source: King County Department of Assessments $6,000,000,000 $5,000,000,000 $4,000,000,000 $3,000,000,000 $2,000,000,000 $1,000,000,000 $- Assessed Value By Type 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Public Utilities id Personal Property YI Real Property 138 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 8 PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS (PER $1,000 OF ASSESSED VALUATION) LAST TEN FISCAL YEARS CITY OF TUKWILA Emergency Tukw ila King Port of Medical School Dist Flood Hospital Fiscal Year General Levy Special Levy Total WA State County(e) Seattle _ Service #406 Control District #1 Total 2002 $ 2.91064 $2.91064 $2.89680 $ 1.34948 $0.25895 $ 0.24143 $ 4.85812 $ 0.04688 $ 0.09254 $12.65484 2003 3.10754 3.10754 2.75678 1.96799 0.25402 0.23717 5.05267 0.04669 0.09200 13.51486 2004 3.11712 3.11712 2.68951 1.91484 0.25321 0.23182 5.04535 0.04658 0.09039 13.38882 2005 3.03706 3.03706 2.49787 1.86293 0.23330 0.21982 5.01637 0.04482 0.59000 13.50217 2006 2.84033 2.84033 2.32535 1.75139 0.23158 0.20621 4.78874 0.04212 0.55652 12.74224 2007 2.56911 2.56911 2.13233 1.66106 0.22359 0.30000 4.73164 0.10000 0.50854 12.22627 2008 2.37324 2.37324 1.96268 1.51508 0.19700 0.27404 4.12360 0.09123 0.47141 11.00828 2009 2.66345 2.66345 2.22253 1.74587 0.21597 0.30000 3.89183 0.10514 0.53290 11.67769 2010 2.82566 2.82566 2.27990 1.90797 0.22366 0.30000 5.03380 0.10976 0.55753 13.23828 2011 2.95408 2.95408 2.42266 1.98580 0.22982 0.30000 5.44659 0.11616 0.50372 13.95883 Note: r) Includes King County Library District tax. Source: King County Department of Assessments $3.50000 $3.00000 $2.50000 $2.00000 $1.50000 $1.00000 $0.50000 $- Direct Property Tax Rates 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 139 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 9 PRINCIPAL PROPERTY TAXPAYERS CURRENT YEAR AND NINE YEARS AGO Type of Business 2011 Assessed Valuation Percent of 2011 Total Assessed Value(a) 2002 Assessed Valuation Percent of 2002 Total Assessed Valueibl Boeing Company WEA Southcenter LLC La Pianta LP /Segale Roperties KIR Tukw ila 050 LLGKIMCO E Property Tax Dept Walton CWWA Eproperty Tax Incorporated (McBroy) Boeing Employees Credit Union Jorgensen Forge Corporation Sterling Realty Organization Sea -Tuk Warehouse LLC Wig Properties LLC (JC Penney) Federated Department Stores (Macys) BRCP Riverview Flaza LLC Puget Sound Energy /Gas - Bectric Southcenter Corporate Square Anne Arundel Apartments LLC (Group Health) Koar - Seatac Partners LP (Embassy Suites) Merrill Creek Holding LLC (Kenw orth Motors) Harnish Group Incorporated CHA Southcenter LLC (Doubletree Inn) Low e's HM/ Incorporated Qw est Corporation (US West Communications) Hill Investment Company AMB Institutional Alliance Group Health Cooperative MBK Northw est Rreef America Reit II Corporation (Pacific Gulf) TOTALS, 1 Airplane company Department Stores Commercial Roperties Commercial Roperties Commercial Properties Investment Property Credit Union Steel Manufacturer Commercial Properties Food Distribution Department Stores Department Stores Commercial Properties Bectric /Gas Utility Hair Loss Center Apartments Lodging Truck Manufacturer Truck Equipment Lodging Home Improvement Telephone Utility Commercial Properties Commercial Properties Healthcare Admiin Commercial Properties Commercial Properties $ 458,280,291 295,868,612 152,244,367 77,505,900 65,994,500 58,335,900 39,493,834 37,422,406 35,128,100 34,558,400 31,303,052 29,559,500 26,154,200 25,413,084 24,897,400 23,604,800 21,684,248 20,112,600 16,939,386 15,582,600 13,515,521 11,094,861 6,914,900 9.80% 6.33% 3.26% 1.66% 1.41% 1.25% 0.84% 0.80% 0.75% 0.74% 0.67% 0.63% 0.56% 0.54% 0.53% 0.50% 0.46% 0.43% 0.36% 0.33% 0.29% 0.24% 0.15% 0.00% 0.00% 0.00% 0.00% $ 1,521,608,462 32.54% Notes: r) In 2011 the total assessed property value in the City of Tukwila was $4,675,629, 743. tb) In 2002 the total assessed property value in the City of Tukwila was $3,489,704,657. Source: King County Department of Assessments 140 $ 477,839,583 132,881, 542 65,606,000 17,783,900 50,679,758 9,335,896 18,333,719 12,834,174 28,880,357 13.7% 3.8% 1.9% 0.5% 1.5% 0.3% 0.5% 0.4% 0.8% 22,189,987 0.6% 18,961,200 22,083,500 10,159,379 17,402,649 17,570,400 19,358,908 5,844,700 54,186,700 25,987,089 67,105,300 40,462,600 $ 1,135,487,341 0.5% 0.6% 0.3% 0.5% 0.5% 0.6% 0.2% 1.6% 0.9% 2.2% 1.3% 33.2% CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION 141 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 10 RETAIL SALES TAX COLLECTIONS BY SECTOR LAST TEN FISCAL YEARS page 1 of 2 Major Industry Sector 2002 2003 2004 2005(a) Construction and Contracting $ 991,702 $ 1,119,595 $ 958,758 $ 676,427 Finance, Insurance & Real Estate 57,919 54,992 82,794 102,130 Manufacturing 563,919 520,474 446,965 503,778 Transportation, Communications & Utilities 350,258 377,596 387,148 384,703 Wholesale - Durable /Non - durable Goods 1,374,271 1,761,749 1,862,528 2,337,018 Retail Trade - General Merchandise 2,570,883 2,545,631 2,574,671 2,563,103 Retail Trade - Furniture /Home Furnishings 1,815,168 2,304,037 2,405,967 2,342,553 Retail Trade - Miscellaneous 2,044,562 1,723,147 1,735,045 1,497,474 Retail Trade - Clothing & Accessories 1,175,074 1,197,591 1,247,109 1,636,183 Retail Trade - Restaurants 887,103 933,886 1,031,625 1,072,275 Retail Trade - Automotive /Gas 768,664 847,864 982,413 980,006 Retail Trade - Building Materials 712,723 763,013 850,109 815,379 Service Industries - Business 824,497 530,833 488,857 979,752 Service Industries - Hotels 357,940 361,789 355,514 406,547 Service Industries - Other 373,911 507,935 486,215 278,041 All Other Categories 296,953 292,827 288,169 188,540 Total Retail Sales Tax Collections $ 15,165,547 $ 15,842,959 $ 16,183,887 $ 16,763,909 Notes: (a) Effective March 2005, the Department of Revenue changed reporting retail sales industries from using the Standard Industrial Classification (SIC) code to use of the North American Industry Classification System (NAICS). Retail sales tax collections prior to the time of this change have not been adjusted. By State law, the City of Tukwila is prohibited from reporting individual sales tax payers. Sources: Tukw ila Finance Department and Washington State Department of Revenue. 142 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION page 2 of 2 2006 2007 2008 2009 2010 2011 $ 1,166,088 $ 2,018,058 $ 1,967,785 $ 869,640 $ 917,250 $ 1,390,952 93,747 121,879 118,780 119,121 99,975 115,123 450,138 590,455 375,263 246,429 387,234 232,737 436,260 483,419 492,960 440,206 441,822 405,197 2,048,517 2,457,437 1,760,449 1,436,045 1,346,750 1,119,527 2,667,481 2,571,601 2,231,745 2,072,356 2,068,263 2,003,947 2,531,049 2,399,347 1,830,576 1,304,234 1,380,407 1,771,083 1,642, 722 1,766,853 1,718,898 1,473,496 1,521,741 1,626,452 1,704,213 1,838,646 2,103,630 2,017,904 2,018,304 2,037,554 1,119, 859 1,158,424 1,312,603 1,292,252 1,342,964 1,337,067 1,053,184 1,026,778 1,066,183 748,482 664,310 670,806 855,243 777,870 619,657 589,341 499,383 487,620 1,141,632 1,198,690 1,129,380 868,260 882,012 932,422 453,376 531,836 548,962 453,657 428,450 459,606 278,777 294,869 318,696 283,319 215,045 202,217 205,644 179,421 185,312 208,467 366,925 553,493 $ 17,847,930 $ 19,415,583 $ 17,780,879 $ 14,423,209 $ 14,580,835 $ 15,345,801 143 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 11 SALES TAX RATE DIRECT AND OVERLAPPING GOVERNMENTS LAST TEN FISCAL YEARS 2002 2003 2004 2005 2006 2007( 0 2008 Id) 2009 (e) 2010 I 2011 BASIC SALES TAX RATES City of Tukw ila 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% 0.84% Washington State 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% 6.50% King County 0.15% 0.15% 0.15% 0.15% 0.15% 0.15% 0.25% 0.25% 0.25% 0.25% Regional Transit Authority 0.40% 0.40% 0.40% 0.40% 0.40% 0.40% 0.40% 0.90% 0.90% 0.90% Metro 0.80% 0.80% 0.80% 0.80% 0.80% 0.90% 0.90% 0.90% 0.90% 0.90% Criminal Justice 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% 0.10% Department of Revenue Administration Fee 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% 0.01% Total Basic Combined Sales Tax Rate 8.80% 8.80% 8.80% 8.80% 8.80% 8.90% 9.00% 9.50% 9.50% 9.50% SPECIAL SALES TAX RATES Restaurants 0) Motor Vehicles (b) 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.50% 0.00% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% Notes: King County Food & Beverage tax is in addition to the combined sales tax rate for restaurants, taverns and bars. The funds are used to finance the professional baseball stadium in Seattle. * NOTE: This tax expired on October 1, 2011 as taxes imposed to pay the construction bonds for the Seattle baseball stadium expired. (5) Effective July 1, 2003, all retail sales, leases and transfers of motor vehicles are subject to the additional sales tax of three - tenths of one percent (.003). The funds are used to finance transportation improvements. (0 Effective April 1, 2007, King County increased the local sales & use tax rate one -tenth of one percent (.001). The tax will be used for transportation purposes. (d) Effective April 1, 2008, King County increased the local sales & use tax rate one -tenth of one percent (.001). The tax will be used for chemical dependency or mental health treatment services. (e Effective April 1, 2009, the Regional Transit Authority Tax increased five- tenths of one percent (.005). The tax will be used to expand and coordinate light -rail, commuter -rail, and express bus service, and improve access to transit facilities in King, Pierce, and Snohomish Counties. Source: Washington State Department of Revenue Local Sales and Use Tax Rates. 144 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION 145 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 12 RATIOS OF OUTSTANDING DEBT BY TYPE LAST TEN FISCAL YEARS Page 1 of 2 2002(a) 2003 2004 2005 2006 GOV ERNM ENTAL ACTIVITIES General Obligation Bonds (d) Special Assessments Leases Total Governmental Activities $ 15,847,000 $ 21,628,591 $ 20,806,553 $ 19,775,262 $ 18,881,798 15,847,000 21,628,591 20,806,553 19,775,262 18,881,798 BUSINESS -TYPE ACTIVITIES General Obligation Bonds - 5,772,500 5,382,500 4,972,500 4,547,500 Revenue Bonds 4,568,782 4,168,910 3,710,438 3,143,360 5,824,452 Public Works Trust Fund Loans 573,234 1,032,364 2,924,739 4,911,253 9,781,151 Leases - - - 108,818 77,947 Total Business -Type Activities 5,142,016 10,973,774 12,017,677 13,135,931 20,231,050 TOTAL PRIMARY GOVERNMENT(b) $ 20,989,016 $ 32,602,365 $ 32,824,230 $ 32,911,193 $ 39,112,848 Population (c) 17,270 17,270 17,240 17,110 17,930 Per Capita Personal Income (c) $ 44,153 $ 44,704 $ 49,533 $ 48,789 $ 52,655 Percentage of Personal Income 2.77% 4.24% 3.87% 3.97% 4.16% Debt Per Capita $ 1,225 $ 1,897 $ 1,915 $ 1,935 $ 2,193 Notes: (a) For years 1999 through 2002, premiums and discounts were omitted on all bonds. (b) Details regarding the City's outstanding debt can be found in the Notes to the Financial Statements section. (c) Reference SCHEDULE 17, Demographic Statistics, for population and personal income data. "' Data not available at time of publication. (d) Includes amounts Due to Other Governments. Sources: City of Tukw ila Finance Dept., Department of Community Development, and Office of the City Clerk. $50,000,000 $40, 000,000 $30,000,000 $20,000,000 $10,000,000 $- Total Debt 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 146 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION Page 2 of 2 2007 2008 2009 2010 2011 $ 17,946,335 $ 17,261,348 $ 22,453,003 $ 26,763,975 $ 28,006,800 - - 40,184 35,891 17,946,335 17,261,348 22,453,003 26,804,159 28,042,691 4,102,500 3,642,500 3,423,797 3,238,825 - 5,470,162 5,112,231 4,790,000 4,395,000 3,980,000 9,378,506 9,021,951 8,405,397 7,788,843 7,179,635 45,587 11,666 - - 18,996,755 17,788,348 16,619,194 15,422,668 11,159,635 $ 36,943,090 $ 35,049,696 $ 39,072,197 $ 42,226,827 $ 39,202,326 18,000 18,080 18,170 19,107 19,107 $ 57,409 $ 58,141 $ 56,904 $ 44,271 3.58% 3.33% 3.78% 4.99% $ 2,052 $ 1,939 $ 2,150 $ 2,210 $ 2,052 147 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 13 RATIOS OF GENERAL BONDED DEBT OUTSTANDING LAST TEN FISCAL YEARS Debt Payable Ratio of Net Net Less Debt from Bonded Debt Bonded Fiscal Gross Bonded Service Enterprise Net Bonded to Assessed Debt per Year Population Assessed Value Debt Funds('> Revenues(» Debt Value Capita 2002 17,270 $ 3,489,704,657 $ 15,847,000 $ 389,322 $ - $ 15,457,678 0.44% $ 895 2003 17,270 3,384,090,709 27,168,000 809,012 5,772,500 20,586,488 0.61% 1,192 2004 17,240 3,441,123,525 25,974,000 1,107,362 5,382,500 19,484,138 0.57% 1,130 2005 17,110 3,610,558,767 24,713,000 1,305,239 4,972,500 18,435,261 0.51% 1,077 2006 17,930 3,947,933,512 25,648,290 1,075,347 4,547,500 20,025,443 0.51% 1,117 2007 18,000 4,450,243,674 24,421,474 1,233,234 4,102,500 19,085,740 0.43% 1,060 2008 18,080 5,175,709,975 23,125,007 1,250,275 3,642,500 18,232,231 0.35% 1,008 2009 18,170 4,973,984,133 25,876,800 135,438 3,423,797 22,317,565 0.45% 1,228 2010 19,107 4,809,486,786 29,950,150 3,050 3,238,825 26,708,275 0.56% 1,398 2011 19,107 4,752,606,030 28,006,800 3,330,312 24,676,488 0.52% 1,291 Note: (a) In 2011, the Debt Payable Balance from Enterprise Revenues was transferred to the Debt Service Funds. (b) These amounts are the general obligation bonds that are being repaid by the Foster Golf Course Fund. Sources: State of Washington Office of Financial Management King County Department of Assessments Tukw ila Finance Department $30,000,000 $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 $- Net Bonded Debt 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 148 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 14 COMPUTATION OF DIRECT AND OVERLAPPING DEBT AS OF DECEMBER 31, 2011 Jurisdiction Net General Percentage Estimated Obligation Debt Applicable to Applicable to Outstanding Tukw ila(1) Tukw ila Direct: City of Tukwila $ 30,975,925 100.00% $ 30,975,925 Overlapping: King County 458,500,240 1.45% 6,648,253 King County Library 114,907,952 2.30% 2,642,883 Port of Seattle 336,120,000 1.45% 4,873,740 Tukw ila School District #406 24,890,451 90.04% 22,411,362 Hospital District #1 33,932,240 5.15% 1,747,510 Total Overlapping Debt: 968,350,883 38,323,749 Total Direct and Overlapping Debt: $ 999,326,808 $ 69,299,674 Sources: King County Office of Finance King County Office of Assessments (1) The percentage of overlapping debt applicable is estimated using taxable county assessed property values. $35,000,000 $30,000,000 $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 $- Direct and Overlapping Debt • City of Tukwila • King County 0 King County Library • Port of Seattle ■ Tukwila School District 0 Hospital District 149 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 15 LEGAL DEBT MARGIN INFORMATION LAST TEN FISCAL YEARS Page 1 of 2 2002 2003 2004 2005 2006 Debt Limit Total net debt applicable to limit Legal debt margin Total net debt applicable to the limit as a percentage of debt limit $ 261,727,848 $ 253,806,804 $ 258,084,264 $ 270,791,907 $ 296,095,014 15,457,678 26,358,988 24,866,638 23,407,761 24,494,996 $ 246,270,170 $ 227,447,816 $ 233,217,626 $ 247,384,146 $ 271,600,018 Assessed Value as of December 31, 2011 Debt Limit (7.5% of assessed value) Debt applicable to limit: General obligation bonds Other long -term debt Less: Amount set aside for repayment of general obligation debt and contracts payable Total net debt applicable to limit 5.91% 10.39% $ 4,752,606,030 356,445,452 28,006,800 3,005,016 31,011,816 (1,307,821) 29,703,995 $ 326,741,457 Legal debt margin Source: Tukw ila Finance Department 150 9.64% 8.64% 8.27% CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION Page 2 of 2 2007 2008 2009 2010 2011 $ 333, 768, 277 $ 388,178, 248 $ 373, 048, 810 $ 360, 711, 509 $ 356,445,452 23,188,240 21,881,765 28,291,920 32,919,123 29,703,995 $ 310,580,037 $ 366,296,483 $ 344,756,890 $ 327,792,386 $ 326,741,457 6.95% 5.64% 7.58% 151 9.13% 8.33% CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 16A REVENUE BOND COVERAGE - WATER AND SEWER BONDS LAST TEN FISCAL YEARS Net Revenue Fiscal Gross Operating Available for Debt Average Annual Debt Service Requirements Times Year Revenueea) Expenses(b) Service Principal Interest Total Coverageec) 2002 $ 7,108,468 $ 5,808,561 $ 1,299,907 $ 358,214 $ 139,047 $ 497,261 2.61 2003 7,308,831 5,784,330 1,524,501 352,692 129,354 482,046 3.16 2004 7,746,252 5,876,411 1,869,841 345,000 119,647 464,647 4.02 2005 7,804,815 6,161,436 1,643,379 334,091 110,015 444,106 3.70 2006 8,052,850 6,418,607 1,634,243 285,162 116,973 402,135 4.06 2007 8,574,512 6,774,625 1,799,887 273,920 113,819 387,739 4.64 2008 8,854,566 6,099,295 2,755,271 271,337 105,850 377,187 7.30 2009 10,196,365 8,384,852 1,811,513 267,144 97,348 364,492 4.97 2010 9,833,857 8,196,277 1,637,580 261,612 88,884 350,496 4.67 2011 11,921,278 8,965,455 2,955,823 254,175 80,517 334,692 8.83 Notes: (a) Includes operating and non - operating revenue.Excludes capital contributions. (b) Includes operating expenses and non - operating expenses exclusive of depreciation, amortization and interest charges. (c) Bond financing requirements are that the average annual coverage is at least 1.25 times the average annual debt service for Water and Sewer revenue bonds. Sources: Tukw ila Finance Department 10.00 8.00 Coverage 6.00 Ratio 4.00 2.00 Water and Sewer Revenue Bonds 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 152 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 16B REVENUE BOND COVERAGE - SURFACE WATER BONDS LAST SIX FISCAL YEARS Net Revenue Fiscal Gross Operating Available for Debt Average Annual Debt Service Requirements Times Year Revenueea) Expenses(b) Service Principal Interest Total Coverage) 2006 $2,434,657 $ 1,185,799 $ 1,248,858 $ 18,171 $ 9,501 $ 27,672 2007 2,393,067 1,335,256 1,057,811 19,080 9,976 29,056 2008 2,765,320 1,133,871 1,631,449 19,453 9,614 29,067 2009 2,672,554 1,670,565 1,001,989 19,800 9,263 29,063 2010 3,141,153 1,833,245 1,307,908 20,153 8,902 29,055 2011 3,493,373 1,813,223 1,680,150 20,513 8,530 29,043 45.13 36.41 56.13 34.48 45.01 57.85 Notes: (a) Includes operating and non - operating revenue. Excludes capital contributions. (b) Includes operating expenses and non - operating expenses exclusive of depreciation, amortization and interest charges. (c) Bond financing requirements are that the average annual coverage is at least 1.25 times the average annual debt service for Surface Water revenue bonds. No revenue bond coverage for surface water bonds prior to 2006. Source: Tukw ila Finance Department Coverage Ratio 100.00 80.00 60.00 40.00 20.00 Surface Water Revenue Bonds 2006 2007 2008 2009 2010 2011 153 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 17 DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS Per Capita Number of Number of Tukw ila School Fiscal Personal Personal Single - Family Multi - Family District Unemployment Year Population Income (a) Income (b) Homes Units Enrollment Rate (°) 2002 17,270 $ 44,153 $ 762,522 3,433 4,196 2,474 2003 17,270 44,704 772,038 3,468 4,196 2,568 2004 17,240 49,533 853,949 3,732 4,107 2,628 2005 17,110 48,789 834,780 3,791 4,107 2,650 2006 17,930 52,655 944,104 3,838 4,107 2,698 2007 18,000 57,409 1,033,362 3,864 4,107 2,862 2008 18,080 58,141 1,051,189 3,884 4,107 2,769 2009 18,170 56,904 1,033,946 3,885 4,107 2,795 2010 19,107 44,271 845,886 3,892 4,107 2,907 2011 19,107 "' ' *` 3,894 4,094 2,870 8.3% 8.4% 7.0% 6.4% 5.7% 5.0% 5.9% 10.9% 11.7% 7.6% Notes: (a) Per Capita Personal Income data shown is for King County. Specific data for City of Tukwila is not available. (b) Personal Income estimates are calculated by multiplying Tukwila population by the Per Capita Personal Income estimates for Tukwila and are based on a revised methodology that provides for more accuracy. See also Footnote (a). (c) Unemployment rates are listed and estimated using the census -share method. "" Data not available at time of publication. Sources: Tukw ila Planning Division, Department of Community Development State of Washington Office of Financial Management Washington State Employment Security Department Tukw ila School District #406 US Bureau of Economic Analysis Unemployment Rate 14.0% 12.0% 10.0% 8.0% 6.0% 4.0% 2.0% 0.0% - i 1 1 1 1 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 154 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 18 PRINCIPAL EMPLOYERS CURRENT YEAR AND NINE YEARS AGO Name of Company /Employer Product or Business 2011 Full & Percentage of Part -Time Total City Employment Employees 2002 Full & Part -Time Employment Percentage of Total City Employees Boeing Company Group Health Cooperative Costco Wholesale King County Metro Carlisle Interconnect Technologies Boeing Employees Credit Union J.C. Penney Macy's United Parcel Service Red Dot Corporation Airplane company Data Ctr /Lab /Pharmacy /Mfg. Cash /carry Warehouse Transit operating base Wire /Cable Connectors Banking /Credit Union Department Store Department Store Postal Delivery Service Heater /air conditioning equipment 6,544 1,940 675 664 600 466 350 327 294 286 16.29% 4.83% 1.68% 1.65% 1.49% 1.16% 0.87% 0.81% 0.73% 0.71% 6,882 2,100 352 700 793 400 381 320 246 Sub -total - Major Employers 12,146 12,174 All Other Employment TOTAL EMPLOYMENT Source: 28,037 26,697 40,183 38,871 Tukw ila Finance Department - Business Licenses 155 17.70% 5.40% 0.91% 1.80% 0.00% 2.04% 1.03% 0.98% 0.82% 0.63% CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 19 STAFFING LEVELS BY DEPARTMENT LAST TEN FISCAL YEARS 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 DEPARTM ENT Administrative Services (a ) 21.75 21.75 21.75 22.75 23.75 26.75 19.75 - - - Council 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 Mayor 0) 10.50 9.50 11.50 11.00 11.00 12.00 11.00 16.00 17.00 15.75 Human Resources (a) - - 4.00 4.00 4.00 Finance 12.00 12.00 13.00 12.00 11.00 11.00 12.00 12.00 13.00 11.00 Recreation 17.75 20.50 20.25 22.00 22.50 23.50 23.50 22.50 20.75 16.25 Community Development 19.88 20.88 19.88 20.88 20.88 20.25 24.25 24.25 23.00 22.63 Court (e ) - - 9.75 8.75 8.75 Police 86.50 81.50 78.00 81.00 83.00 80.00 83.00 82.00 80.00 83.00 Fire 64.00 64.00 63.00 67.00 65.00 66.00 64.00 63.00 65.00 66.00 Information Technology (a) - - - 7.00 8.00 8.00 8.00 Public Works 37.00 35.00 35.00 35.00 34.00 32.00 33.00 32.00 30.00 30.00 Parks 8.50 9.50 9.50 10.50 10.25 7.50 7.50 7.50 7.50 7.50 Street 9.00 10.00 11.00 11.00 10.00 11.00 12.00 12.00 11.00 12.00 Water 6.00 5.00 5.00 6.00 7.00 7.00 7.00 7.00 7.00 7.00 Sewer 3.00 3.00 3.00 3.00 3.00 3.00 2.00 2.00 1.00 2.00 Golf 9.50 9.50 9.50 9.50 9.25 9.25 9.75 9.75 10.00 9.25 Surface Water 5.00 5.00 5.00 7.00 7.00 7.00 8.00 8.00 7.00 8.00 Equipment Rental 4.00 4.00 4.00 4.00 5.00 4.00 5.00 5.00 5.00 5.00 321.38 318.13 316.38 329.63 329.63 327.25 335.75 331.75 325.00 323.13 Notes: Based on filled positions not budgeted positions. (a) The departments for Human Resources, Court, City Clerk and Information Technology were previously reported under Administrative Services. (b) The department of City Clerk began reporting to the Mayor's department in 2009. Sources: Tukw ila Finance Department Public Works Information Technology Fire Staffing Levels by Department Surface Water Golf Sewer Water Street Parks Equipment Rental 1 Council Mayor Human Resources Finance Recreation Community Development Court Police 156 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 20 OPERATING INDICATORS BY FUNCTION LAST TEN FISCAL YEARS 2006 2007 2008 2009 2010 2011 FUNCTION Police Number of Calls for Service Fire Number of Responses Total Fire Loss Total Inspections 30,106 31,000 30,032 32,922 33,686 33,985 35,816 33,095 32,889 30,272 4,100 4,250 4,229 4,710 4,921 4,673 4,824 4,654 4,574 4,649 $485,765 $910,655 $910,655 $1,414,741 $2,982,265 $3,065,005 $2,300,685 $1,934,596 $1,655,571 $1,601,596 4,516 5,549 5,855 5,482 4,705 4,845 6,787 6,787 0) 1,550 lb) 1,360 Parks and Recreation Gass Participants 61,000 61,000 64,000 64,000 64,000 98,087 109,273 103,603 85,693 64,049 Community Ctr Admissions 35,500 30,800 35,150 33,750 34,850 90,141 117,533 134,183 134,275 115,728 Rounds of Golf Rayed 57,490 10 35,764 53,070 54,449 55,195 55,446 53,565 53,800 50,445 45,947 Pool Attendance 42,917 59,996 72,778 72,963 57,624 59,077 80,727 101,128 66,213 Street Mles 77 79 79 79 79 79 79 79 79 79 Hours Maintaining 13,425 14,587 13,706 15,243 16,970 17,540 19,840 22,140 20,360 20,360 Signalized Intersections 59 61 61 61 61 63 63 59 59 59 Hours Maintaining 6,388 6,855 6,445 9,054 7,642 7,540 7,540 6,700 6,925 6,925 Water Utility Services Total Customers 2,027 2,079 2,107 2,164 2,117 2,113 2,109 2,112 2,100 2,109 Total Gallons/Water(in thousands) 683,065 702,364 765,000 886,000 789,981 680,649 660,915 731,469 630,755 625,976 Sanitary Sewer Total Customers 1,622 1,671 1,698 1,710 1,720 1,718 1,684 1,694 1,699 1,710 Surface Water Total Customers 5,019 5,015 5,064 5,100 5,107 5,156 5,164 5,204 5,207 5,207 Licenses Business Licenses 2,247 2,262 2,292 2,286 2,354 2,350 2,523 2,422 2,454 2,611 Amusement Licenses 18 22 22 19 21 22 22 24 23 18 Permits Building Permits 401 353 364 430 422 425 423 265 290 389 Mechanical Permits 238 183 182 193 239 238 256 159 160 180 Bectrical Forrrits N/A WA N/A WA WA 758 1,533 821 955 1,158 Rurrbing Permits WA WA WA WA 192 306 264 145 163 187 Public Works Permits 114 83 97 112 144 136 154 131 138 106 Libraries Number of Libraries 2 2 3 3 3 3 3 3 2 2 Total Circulation 143,150 121,468 215,115 215,115 320,794 306,001 303,665 318,991 327,004 333,451 Notes: 1el Construction of new clubhouse completed and opened in 2003. 0) Due to information system and data program transitioning, this total does not include fire prevention staff inspections at this time as reported in prior years. Information not available. Pool facilities acquired from King County in 2003. Sources: Tukwila Departments, King County Library System 157 CITY OF TUKWILA: 2011 CAFR STATISTICAL SECTION CITY OF TUKWILA, WASHINGTON SCHEDULE 21 CAPITAL ASSETS BY FUNCTION LAST TEN FISCAL YEARS 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 FUNCTION General Government Total City Area (Square Miles) Public Safety Police: Number of Vehicle Units 8.6 8.6 8.6 8.6 8.6 8.6 8.6 9.7 9.7 9.7 63 59 63 64 64 64 67 70 76 84 Fire: Number of Fire Stations 4 4 4 4 4 4 4 4 4 4 Number of Engines /Rescue Trucks /Ladders 8 8 8 8 9 9 9 9 8 7 Number of Medical Aid Vehicles 2 2 2 2 2 2 2 2 2 1 Number of Hazardous Materials Trailer Units WA WA WA 1 1 2 2 2 2 2 Transportation Paved Streets (lane miles) 163 163 163 163 163 163 163 178 178 178 Sidewalks (miles) 54 54 54 54 54 54 54 56 56 56 Number of Traffic Signals 55 55 55 55 55 57 57 59 59 59 Number of Streetlights Owned by Seattle City Light 1,180 1,180 1,180 1,180 1,180 1,180 1,180 1,180 1,335 1,335 Number of Streetlights Ow ned by Puget Sound Energy 670 670 670 670 670 670 670 696 696 623 Culture and Recreation Parks Acreage(') 143 158 158 158 161 160 162 162 162 162 Number of Parks 13 15 15 15 16 18 18 18 18 18 Golf Course Acreage 67 67 67 67 67 67 67 67 67 67 Maintained Trails (miles) 11 11 11 11 11 11 11 15 15 15 Number of Playgrounds 11 13 13 13 13 13 13 11 11 11 Swimming Pool WA 1 1 1 1 1 1 1 1 - Visitor Center 1 1 1 1 1 1 1 1 1 1 Community Center /Recreation Facilities 1 1 1 1 1 1 1 1 1 1 Number of Libraries 2 2 3 3 3 3 3 3 2 2 Water Water Distribution Mains (miles) 45 45 45 45 45 47 47 41 41 41 Maximum Daily Capacity (millions of gallons) 10 10 10 10 10 10 10 10 10 10 Number of Fire Hydrants (Ow ned by City of Tukwila) 509 513 527 533 537 555 572 541 542 554 Vehicles 6 7 6 7 7 8 8 8 8 8 Sewer Sanitary Sewers (miles) 33 33 33 33 33 37 37 37 37 37 Maximum Daily Treatment Capacity (millions of gallons) 6.33 6.33 6.33 6.33 6.33 6.33 6.33 6.33 6.33 6.33 Vehicles 3 3 3 3 5 5 6 6 6 6 Surface Water Storm Drains (miles) b) 57 58 59 60 62 67 67 69 69 70 Vehicles 4 4 5 5 4 4 4 4 4 4 Notes: r') Reflects the correct reporting of data for Culture and Recreation - Parks Acreage for the years 2001 through 2006. Parks acreage previously reported included golf course acreage. (b) Reflects the correct reporting of data for Surface Water - Storm Drains (miles) for the years 2001 through 2006. Miles previously reported were incorrect data estimates. Sources: Various Departments -Tukw ila 158