Loading...
HomeMy WebLinkAbout2014 Limited Tax General Obligation Bonds - $3,850,000 (Ord 2465 - Redevelopment of Urban Renewal Area)2014 Limited Tax General Obligation Bonds Redevelopment of Urban Renewal Area $3,850,000 FOSTER PEPPERP. TRANSCRIPT OF PROCEEDINGS CITY OF TUKWILA, WASHINGTON $3,850,000 LIMITED TAX GENERAL OBLIGATION BONDS, 2014 Bonds Dated: December 16, 2014 Closing Date: December 16, 2014 Bond Counsel FOSTER PEPPER PLLC CITY OF TUKWILA, WASHINGTON $3,850,000 LIMITED TAX GENERAL OBLIGATION BONDS, 2014 INDEX OF PROCEEDINGS Document Tab Ordinance No. 2465 (Bond Ordinance) 1 Ordinance No. 2472 (Amending the Bond Ordinance) 2 Affidavits of Publication of Ordinance No. 2465 and 2472 3 Bond Purchase Agreement 4 Certificates Relating to Debt Capacity 5 Calculation of Debt Limit Certificate of Assessed Valuation Certificate of General Obligation Debt Outstanding Issuer's Closing Certificate 6 Certificates of Manual Signature 7 Signature Identification Certificate 8 State Bond Report Form 9 Certificate Regarding Registration of Bonds 10 Specimen Bond 11 Receipt for Payment 12 Purchaser's Receipt and Certificate 13 Legal Opinion 14 Closing Memorandum 15 City of Tukwila Washington f �' Ordinance No. .1. f b AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, RELATING TO CONTRACTING INDEBTEDNESS; PROVIDING FOR THE ISSUANCE, SALE AND DELIVERY OF $3,850,000 AGGREGATE PRINCIPAL AMOUNT OF LIMITED TAX GENERAL OBLIGATION BONDS TO PROVIDE FUNDS TO CARRY OUT LAND ACQUISITION AND CAPITAL COSTS OF REDEVELOPMENT ACTIVITIES WITHIN THE CITY'S URBAN RENEWAL AREA, AND TO PAY THE COSTS OF ISSUANCE AND SALE OF THE BONDS; FIXING CERTAIN TERMS AND COVENANTS OF THE BONDS; AND PROVIDING FOR OTHER RELATED MATTERS; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Findings and Determinations. The City takes note of the following facts and makes the following findings and determinations: (a) Authority and Description of Project. The City has previously passed Ordinance No. 1898 designating an urban renewal area and finding that certain blighted property exists within that area requiring the exercise of community renewal powers under Chapter 35.81 RCW. The City is in need of funds to carry out those community renewal powers including, but not limited to, land acquisition, demolition, site preparation and other related redevelopment powers and costs incidental thereto. The City Council therefore finds that it is in the best interests of the City to issue the Bonds to finance the Project. (b) Plan of Financing. Pursuant to applicable law, including, without limitation, Chapters 35.37, 35,81, 35A.40, 39.36, 39.44 and 39.46 RCW, the City is authorized to issue general obligation bonds for the purpose of financing the Project. The total expected cost of the Project is approximately $6,100,000, which is expected to be made up of proceeds of the Bonds, loans, grants and other available money of the City. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 1 of 9 (c) Debt Capacity. The maximum amount of indebtedness authorized by this ordinance is $3,850,000. Based on the following facts, this amount is to be issued within the amount permitted to be issued by the City for general municipal purposes without a vote: (1) The assessed valuation of the taxable property within the City as ascertained by the last preceding assessment for City purposes for collection in the calendar year 2014 is $4,756,373,688. (2) As of November 1, 2014, the City has limited tax general obligation indebtedness, consisting of bonds, notes, leases and conditional sales contracts outstanding in the principal amount of $21,307,728, which is incurred within the limit of up to 1'/2% of the value of the taxable property within the City permitted for general municipal purposes without a vote. (3) As of November 1, 2014, the City has no unlimited tax general obligation indebtedness for general municipal purposes; for City -owned water, artificial light, and sewers; and for acquiring or developing open space, park facilities, and capital facilities associated with economic development. (d) The Bonds. For the purpose of providing the funds necessary to carry out the Project and to pay the costs of issuance and sale of the Bonds, the City Council finds that it is in the best interests of the City and its taxpayers to issue and sell the Bonds to the Purchaser, pursuant to the terms set forth in the Bond Purchase Agreement consistent with this ordinance. Section 2. Definitions. As used in this ordinance, the following capitalized terms shall have the following meanings: (a) "Authorized Denomination" means $1,000 or any integral multiple thereof within a maturity. (b) "Bond' means each bond issued pursuant to and for the purposes provided in this ordinance. (c) "Bond Counsel' means the firm of Foster Pepper PLLC, its successor, or any other attorney or firm of attorneys selected by the City with a nationally recognized standing as bond counsel in the field of municipal finance. (d) "2014 Bond Account" means the Limited Tax General Obligation Bond Account, 2014, of the City created for the payment of the principal of and interest on the Bonds. (e) "Bond Purchase Agreement" means an offer to purchase the Bonds, setting forth certain terms and conditions of the issuance, sale and delivery of those Bonds, which offer the designated representative is authorized to accept if consistent with this ordinance. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 2 of 9 (f) "Bond Register" means the books or records maintained by the Bond Registrar for the purpose of identifying ownership of each Bond. (g) "Bond Registrar" means the Fiscal Agent, or any successor bond registrar selected by the City. (h) "City' means the City of Tukwila, Washington, a municipal corporation duly organized and existing under the laws of the State. (i) "City Council' means the legislative authority of the City, as duly and regularly constituted from time to time. (j) "Code" means the United States Internal Revenue Code of 1986, as amended, and applicable rules and regulations promulgated thereunder. (k) "Finance Director" means the Finance Director or such other officer of the City who succeeds to substantially all of the responsibilities of that office. (1) "Fiscal Agent" means the fiscal agent of the State, as the same may be designated by the State from time to time. (m) "Issue Date" means, with respect to a Bond, the date of initial issuance and delivery of that Bond to the Purchaser in exchange for the purchase price of that Bond. (n) "MSRB" means the Municipal Securities Rulemaking Board. (o) "Project' means capital expenditures relating to the exercise of community renewal powers under chapter 35.81 RCW within the urban renewal area designated by the City in Ordinance No. 1898, including but not limited to land acquisition, demolition, site preparation and other redevelopment activities, and any incidental costs associated with the foregoing, all as deemed necessary and advisable by the City Council. The term "land" includes all real property and all appurtenant improvements, structures and interests therein. (p) "Purchaser" means Zions First National Bank of Salt Lake City, Utah. (q) "Record Date" means the Bond Registrar's close of business on the 15th day of the month preceding an interest payment date. With respect to redemption of a Bond prior to its maturity, the Record Date shall mean the Bond Registrar's close of business on the date on which the Bond Registrar sends the notice of redemption in accordance with Section 8. (r) "Registered Owner" means, with respect to a Bond, the person in whose name that Bond is registered on the Bond Register. (s) "State" means the State of Washington. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 3 of 9 (t) "System of Registration" means the system of registration for the City's bonds and other obligations set forth in Ordinance No. 1338 of the City. (u) "Term Bond' means each Bond designated as a Term Bond and subject to mandatory redemption in the years and amounts set forth in the Bond Purchase Agreement. (v) "Urban Renewal Project Fund' means the Facilities Fund 302 of the City created for the purpose of carrying out the Project. Section 3. Authorization and Description of Bonds. The City is authorized to borrow money on the credit of the City and issue negotiable limited tax general obligation bonds evidencing indebtedness in the aggregate principal amount of $3,850,000 to provide funds necessary to carry out the Project and to pay the costs of issuance and sale of the Bonds. The proceeds of the Bonds allocated to paying the cost of the Project shall be deposited as set forth in Section 7 of this ordinance and shall be used to carry out the Project, or a portion of the Project, in such order of time as the City determines is advisable and practicable. The Bonds shall be called the City of Tukwila, Washington, Limited Tax General Obligation Bonds, 2014 (Taxable), and shall be issued in the aggregate principal amount of $3,850,000. The Bonds shall be dated the Issue Date; shall be issued in Authorized Denominations; and shall be numbered separately in the manner and with any additional designation as the Bond Registrar deems necessary for purposes of identification. The Bonds are serial and term in form and shall mature on the dates and in the principal amounts set forth in Exhibit A, which is attached to this ordinance and incorporated by this reference. The Bonds shall bear interest at the fixed rates per annum, which shall reset as set forth in Exhibit A, and are payable on the dates set forth in Exhibit A. Interest on the Bonds will be paid on each June 1 and December 1, beginning June 1, 2015. Interest will be computed on the basis of a 360 -day year consisting of twelve 30 -day months. Section 4. Bond Registrar; Registration and Transfer of Bonds. (a) Registration of Bonds. Each Bond shall be issued only in registered form as to both principal and interest and the ownership of each Bond shall be recorded on the Bond Register. The Bonds will be initially registered in the name of the Purchaser and will not be registered through a securities depository. (b) Bond Registrar; Duties. The Fiscal Agent is appointed as initial Bond Registrar. The Bond Registrar shall keep, or cause to be kept, sufficient books for the registration and transfer of the Bonds, which shall be open to inspection by the City at all times. The Bond Registrar is authorized, on behalf of the City, to authenticate and deliver Bonds transferred or exchanged in accordance with the provisions of the Bonds and this ordinance, to serve as the City's paying agent for the Bonds and to carry out all of the Bond Registrar's powers and duties under this ordinance and the System of W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 4 of 9 Registration. The Bond Registrar shall be responsible for its representations contained in the Bond Registrar's Certificate of Authentication on each Bond. The Bond Registrar may become an owner with the same rights it would have if it were not the Bond Registrar and, to the extent permitted by law, may act as depository for and permit any of its officers or directors to act as members of, or in any other capacity with respect to, any committee formed to protect the rights of owners. (c) Bond Register; Transfer and Exchange. The Bond Register shall contain the name and mailing address of each Registered Owner and the principal amount and number of each Bond held by each Registered Owner. A Bond surrendered to the Bond Registrar may be exchanged for a Bond or Bonds in any Authorized Denomination of an equal aggregate principal amount and of the same interest rate and maturity. A Bond may be assigned or transferred only in Authorized Denominations and only if endorsed in the manner provided thereon and surrendered to the Bond Registrar, accompanied by the representations of the transferor as set forth thereon. Any such transfer shall be without cost to the owner or transferee and shall be noted in the Bond Register. The Bond Registrar shall not be obligated to transfer the Registered Ownership of a Bond during the 15 days preceding any principal or interest payment date or any prepayment date. Section 5. Form and Execution of Bonds. (a) Form of Bonds; Signatures and Seal. Each Bond shall be prepared in a form consistent with the provisions of this ordinance and State law. Each Bond shall be signed by the Mayor and the City Clerk, either or both of whose signatures may be manual or in facsimile, and the seal of the City or a facsimile reproduction thereof shall be impressed or printed thereon. If any officer whose manual or facsimile signature appears on a Bond ceases to be an officer of the City authorized to sign bonds before the Bond bearing his or her manual or facsimile signature is authenticated by the Bond Registrar, or issued or delivered by the City, that Bond nevertheless may be authenticated, issued and delivered and, when authenticated, issued and delivered, shall be as binding on the City as though that person had continued to be an officer of the City authorized to sign bonds. Any Bond also may be signed on behalf of the City by any person who, on the actual date of signing of the Bond, is an officer of the City authorized to sign bonds, although he or she did not hold the required office on its Issue Date. (b) Authentication. Only a Bond bearing a Certificate of Authentication in substantially the following form, manually signed by the Bond Registrar, shall be valid or obligatory for any purpose or entitled to the benefits of this ordinance: "Certificate of Authentication. This Bond is one of the fully registered City of Tukwila, Washington, Limited Tax General Obligation Bonds, 2014 (Taxable), described in the Bond Ordinance." The authorized signing of a Certificate of Authentication shall be conclusive evidence that the Bond so authenticated has been duly executed, authenticated and delivered and is entitled to the benefits of this ordinance. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 5 of 9 Section 6. Payment of Bonds. Both principal of and interest on each Bond shall be payable in lawful money of the United States of America. Interest on each Bond is payable by electronic transfer on the interest payment date, or by check or draft of the Bond Registrar mailed on the interest payment date to the Registered Owner at the address appearing on the Bond Register on the Record Date. Principal of each Bond is payable upon presentation and surrender of the Bond by the Registered Owner to the Bond Registrar. The Bonds are not subject to acceleration under any circumstances. Section 7. Funds and Accounts; Deposit of Proceeds. (a) 2014 Bond Account. The 2014 Bond Account is created within the City's general obligation bond repayment fund for the sole purpose of paying principal of and interest on the Bonds. Bond proceeds in excess of the amounts needed to pay the costs of the Project and the costs of issuance, if any, shall be deposited into the 2014 Bond Account. All amounts allocated to the payment of the principal of and interest on the Bonds shall be deposited in the 2014 Bond Account as necessary for the timely payment of amounts due with respect to the Bonds. The principal of and interest on the Bonds shall be paid out of the 2014 Bond Account. Until needed for that purpose, the City may invest money in the 2014 Bond Account temporarily in any legal investment, and the investment earnings shall be retained in the 2014 Bond Account and used for the purposes of that fund. (b) Project Fund. The Project Fund has been previously created as a fund of the City for the purpose of paying the costs of the Project. Proceeds received from the sale and delivery of the Bonds shall be deposited into the Project Fund and used to pay the costs of the Project and costs of issuance of the Bonds. Until needed to pay such costs, the City may invest those proceeds temporarily in any legal investment, and the investment earnings shall be retained in the Project Fund and used for the purposes of that fund, except that earnings subject to a federal tax or rebate requirement (if applicable) may be withdrawn from the Project Fund and used for those tax or rebate purposes. Section 8. Redemption and Purchase of Bonds. (a) Optional Redemption and Notice. The Bonds maturing on or after December 1, 2019 shall be subject to redemption at the option of the City as set forth in Exhibit A at any time upon written notice to the Registered Owner or Owners of the Bonds to be redeemed, given at least 30 days prior to the date set for redemption. (b) Mandatory Redemption. The Term Bond maturing in 2034 shall be redeemed in i annual installments of principal, plus accrued interest, on the dates and in the amounts as set forth in Exhibit A. If the City opts to redeem any portion of the principal amount of the Term Bond under the optional redemption provisions of subsection (a), above, such optional redemption shall be credited against one or more scheduled mandatory redemption installments for that Term Bond in the manner determined by the City. The City shall notify the Bond Registrar in writing of its allocation of such credit prior to the next principal installment payment date. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 6 of 9 (c) Selection of Bonds for Redemption; Partial Redemption. If fewer than all of the outstanding Bonds are to be redeemed under the optional redemption provisions in subsection (a), above, the City shall select the maturities to be redeemed. All or a portion of the principal amount of any Bond that is to be redeemed may be redeemed in any Authorized Denomination. If less than all of the outstanding principal amount of any Bond is redeemed, upon surrender of that Bond to the Bond Registrar, there shall be issued to the Registered Owner, without charge, a new Bond (or Bonds, at the option of the Registered Owner) of the same maturity and interest rate in any Authorized Denomination in the aggregate principal amount to remain outstanding. Section 9. Failure To Pay Bonds. If the principal of any Bond is not paid when the Bond is properly presented at its maturity or date fixed for redemption, the City shall be obligated to pay interest on that Bond at the same rate provided in the Bond from and after its maturity or date fixed for redemption until that Bond, both principal and interest, is paid in full or until sufficient money for its payment in full is on deposit in the 2014 Bond Account, or in a trust account established to refund or defease the Bond, and the Bond has been called for payment by giving notice of that call to the Registered Owner. Section 10. Pledge of Taxes. The Bonds constitute a general indebtedness of the City and are payable from tax revenues of the City and such other money as is lawfully available and pledged by the City for the payment of principal of and interest on the Bonds. For as long as any of the Bonds are outstanding, the City irrevocably pledges that it shall, in the manner provided by law within the constitutional and statutory limitations provided by law without the assent of the voters, include in its annual property tax levy amounts sufficient, together with other money that is lawfully available, to pay principal of and interest on the Bonds as the same become due. The full faith, credit and resources of the City are pledged irrevocably for the prompt payment of the principal of and interest on the Bonds and such pledge shall be enforceable in mandamus against the City. Section 11. Sale and Delivery of the Bonds. (a) Approval of Bond Purchase Agreement; Delivery of Bonds. The Finance Director is appointed as the City's designated representative authorized to accept an offer to purchase the Bonds pursuant to the terms of a written Bond Purchase Agreement, to be presented to the City by the Purchaser if such agreement is consistent with the terms described herein, and with such additional terms and covenants as she deems advisable. (b) Preparation, Execution and Delivery of the Bonds. The Bonds will be prepared at City expense and will be delivered to the Purchaser in accordance with the Bond Purchase Agreement, together with the approving legal opinion of Bond Counsel regarding the Bonds. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 7 of 9 Section 12. Financial Reporting Requirements. The City agrees to provide to the Purchaser: (i) via the Electronic Municipal Market Access ("EMMA") system of the Municipal Securities Rulemaking Board (the "MSRB"), its annual financial statements by September 30 of each year prepared (except as noted in the financial statements) in accordance with applicable generally accepted accounting principles applicable to local governmental units of the State of Washington such as the City, as such principles may be changed from time to time, which statements may be unaudited, provided, that if and when audited financial statements are prepared and available they will be provided; and (ii) directly to the Purchaser, such additional financial information as the Purchaser may reasonably request. Notwithstanding the foregoing, the City and Purchaser agree and acknowledge that this paragraph does not and is not intended to constitute an "undertaking" to provide continuing disclosure under Rule 15c-2(12) of the United States Securities and Exchange Commission, and the Issuer makes no representation regarding its prior compliance with any such undertaking that it may have entered into with respect to its outstanding bonds and obligations. Section 13. General Authorization and Ratification. The appropriate officers of the City are severally authorized to take such actions and to execute such documents as in their judgment may be necessary or desirable to carry out the transactions contemplated in connection with this ordinance, and to do everything necessary for the prompt delivery of the Bonds to the Purchaser and for the proper application, use and investment of the proceeds of the Bonds. All actions taken prior to the effective date of this ordinance in furtherance of the purposes described in this ordinance and not inconsistent with the terms of this ordinance are ratified and confirmed in all respects. Section 14. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section/subsection numbering. Section 15. Severability. The provisions of this ordinance are declared to be separate and severable. If a court of competent jurisdiction, all appeals having been exhausted or all appeal periods having run, finds any provision of this ordinance to be invalid or unenforceable as to any person or circumstance, such offending provision shall, if feasible, be deemed to be modified to be within the limits of enforceability or validity. However, if the offending provision cannot be so modified, it shall be null and void with respect to the particular person or circumstance, and all other provisions of this ordinance in all other respects, and the offending provision with respect to all other persons and all other circumstances, shall remain valid and enforceable. W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs Page 8 of 9 Section 16. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this I ST day of 7e e ,,,, b,2,/" , 2014. ATTEST/AUTHENTICATED: Christy O'Flah rty, MMC, City CI APPROVED AS TO FORM BY: Bond Counsel Filed with the City Clerk: Passed by the City Council: Published: Effective Date: Ordinance Number: Attachment: Exhibit A, Description of the Bonds W: Word Processing\Ordinances\LTGO Bonds-Zions Bank for Urban Renewal 11-19-14 PM:bjs 41-1 Dui b -c Page 9of9 Exhibit A EXHIBIT A DESCRIPTION OF THE BONDS Principal Amount: Purchase Price: Interest Payment Dates: Maturity and Interest Rates: $3,850,000 $3,850,000 (par amount of the Bonds) June 1 and December 1, commencing June 1, 2015. The Bonds shall mature on the dates and bear interest at the initial rates (computed on the basis of a 360 -day year of twelve 30 -day months), as follows: City of Tukwila, Washington Limited Tax General Obligation Bonds, 2014 (Taxable) Maturity Principal Interest Maturity Principal Interest (Dec 1) Amount Rate (Dec 1) Amount Rate ( 2015 $141,000 0.85% 2021 $ 165,000 3.93% 2016 149,000 1.17 2022 172,000 4.32 2017 150,000 1.60 2023 179,000 4.63 2018 153,000 2.17 2024 187,000 4.86 2019 156,000 2.67 *** *** *** 2020 160,000 3.26 2034 2,238,000 2.85(') 1) Commencing January 1, 2019, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 31, 2024. Commencing January 1, 2025, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 31, 2029. Commencing January 1, 2030, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 1, 2034. (e) Optional Redemption: The Bonds maturing on and after December 1, 2020, are subject to redemption in whole or in part on or after December 1, 2019, without penalty at any time, upon 30 days written notice to the Registered Owner(s) of the Bond(s) to be redeemed. A-1 (f) Mandatory Redemption: The Bond due on December 1, 2034 will be paid in annual principal installments, plus accrued interest, on December 1 in the years and amounts as follows: Term Bonds Maturing 2034 Mandatory Mandatory Redemption Redemption Years Amounts 2025 $197,000 2026 202,000 2027 208,000 2028 214,000 2029 220,000 2030 226,000 2031 233,000 2032 239,000 2033 246,000 2034* 253,000 `Maturity. A-2 CERTIFICATION I, the undersigned, City Clerk of the City of Tukwila, Washington (the "City"), hereby certify as follows: 1. The attached copy of Ordinance No, 65(the "Ordinance") is a full, true and correct copy of an ordinance duly passed at a regular meeting of the City Council of the City held at the regular meeting place thereof on December 1, 2014, as that ordinance appears on the minute book of the City. 2. The Ordinance will be in full force and effect five days after publication in the City's official newspaper, which publication date is December 4, 2014. 3. A quorum of the members of the City Council was present throughout the meeting and a majority of the members voted in the proper manner for the passage of the Ordinance. Dated: December 1, 2014. CITY OF TUKWILA, WASHINGTON Christy O'Flahert ,, MMC, City Clerk Zions Bank City of Tukwila Washington Ordinance No. 0(4/ -/- AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2464, SECTION 4 (PART) AND SECTION 5, AND AMENDING EXHIBIT A OF ORDINANCE NO. 2465, TO CONFORM DEBT SERVICE PAYMENT DATES; AND PROVIDING FOR OTHER PROPERLY RELATED MATTERS; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City previously issued its Limited Tax General Obligation Bond Anticipation Note, 2014 (the "Note") pursuant to Ordinance No. 2464, and its Limited Tax General Obligation Bonds, 2014 (the "Bonds") pursuant to Ordinance No. 2465; and WHEREAS, this amendment is necessary to conform the debt service payment dates set forth in Ordinance No. 2464 and Ordinance No. 2465, respectively, to the dates specified at closing by the purchasers of the Note and the Bonds, respectively; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, HEREBY ORDAINS AS FOLLOWS: Section 1. Ordinance No. 2464, Section 4, Amended. Except as amended by this ordinance, all other provisions of Ordinance No. 2464 shall remain in full force and effect and all actions taken at any time prior to the effective date of this ordinance, which are consistent with Ordinance No. 2464 as so amended, are hereby ratified and confirmed in all respects. Section 4 of Ordinance No. 2464, subparagraphs B and C, are hereby amended to read as set forth below. (Additions are double underlined and deletions are enclosed in double parentheses and struck through.) W: Word Processing\Ordinances\LTGO Bonds -Conforming debt service payment dates 2-25-15 PM:bjs Page 1 of 4 Terms of the Note. B. Interest. Each Draw shall bear interest at the Interest Rate selected by the City from the Date of each Draw, which shall be computed on the basis of a year of 360 days for the actual number of days elapsed. The City Finance Director shall designate the Fixed Rate or the applicable Variable Rate Period with respect to each Draw in the Draw Request. So long as no Event of Default has occurred and is continuing, interest shall accrue on each Draw at the applicable Interest Rate. Upon the occurrence of an Event of Default and until such default is cured, the Bank may, at its option, impose the Default Rate. Interest on the outstanding principal amount of the Note will be paid quarterly, beginning ((April))March 1, 2015, and each ((April))March 1, June 1, September 1 and December 1 thereafter, to and including the Maturity Date. If the first day of a calendar month is not a Business Day, the payment shall be due on the next succeeding Business Day. The City may elect to convert any Fixed Rate Draw to a Variable Rate as set forth in the Line of Credit Agreement, and may convert any Variable Rate Draw to a different Variable Rate Period or to a Fixed Rate at the expiration of any Variable Rate Period. Unless the City affirmatively elects a new Variable Rate Period in writing received by the Bank on or before 2:00 p.m. (Pacific Time) on the last Business Day of a Variable Rate Period for a specific Draw, the Interest Rate for such Draw shall be renewed for a successive Variable Rate Period of the same length as the expiring Variable Rate Period. Notwithstanding the foregoing, the Finance Director may consent to different terms in the Line of Credit Agreement regarding the Variable Rate Periods and indices available and regarding conversion of interest rate modes, if she deems the terms in the Line of Credit Agreement to be in the City's best interests. C. Commitment Fee. The City agrees to pay a commitment fee of 0.50% on the average daily balance of the unused portion of the commitment amount (i.e., the maximum stated amount of the Note, less the sum of all Draws) calculated on the basis of a 360 -day year and the actual days elapsed. The commitment fee shall be payable quarterly in arrears on each interest payment date, commencing on ((April))March 1, 2015. Section 2. Ordinance No. 2464, Section 5, Amended. Except as amended by this ordinance, all other provisions of Ordinance No. 2464 shall remain in full force and effect and all actions taken at any time prior to the effective date of this ordinance, which are consistent with Ordinance No. 2464 as so amended, are hereby ratified and confirmed in all respects. Section 5 of Ordinance No. 2464 is hereby amended to read as set forth below. (Additions are double underlined and deletions are enclosed in double parentheses and struck through.) W: Word Processing\Ordinances\LTGO Bonds -Conforming debt service payment dates 2-25-15 PM:bjs Page 2 of 4 Term Out Provision. If, on the Maturity Date, the City is unable to pay the principal of or interest on the Note then due and payable in full and no Event of Default has occurred and is continuing, the Maturity Date shall be extended for a term of one year, to December 1, 2018. This period shall be referred to as the "Term Out Period." Interest on the outstanding principal amount shall accrue from and after December 1, 2017 at a rate equal to the Fixed Rate plus 2.0%, calculated on the basis of a year of 360 days for the actual number of days elapsed. Interest and Principal shall be due and payable in four approximately equal quarterly installments, on ((April))March 1, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The maximum term of the Note issued under this ordinance shall not be extended beyond December 1, 2018 without written approval by the Bank accepted by the City Council. Section 3. Exhibit A to Ordinance No. 2465 Amended. Except as amended by this ordinance, all other provisions of Ordinance No. 2465 shall remain in full force and effect and all actions taken at any time prior to the effective date of this amendatory ordinance, which are consistent with Ordinance No. 2465 as so amended, are hereby ratified and confirmed in all respects. Exhibit A of Ordinance No. 2465 is hereby amended to read as set forth in Exhibit A to this ordinance. (Additions are double underlined and deletions are enclosed in double parentheses and struck through.) Section 4. General Authorization and Ratification. The appropriate officers of the City are severally authorized to take such actions and to execute such documents as in their judgment may be necessary or desirable to carry out the transactions contemplated in connection with this ordinance, and to do everything necessary for the prompt delivery of the Bonds to the Purchaser and for the proper application, use and investment of the proceeds of the Bonds. All actions taken prior to the effective date of this ordinance in furtherance of the purposes described in this ordinance and not inconsistent with the terms of this ordinance are ratified and confirmed in all respects. Section 5. Corrections by City Clerk or Code Reviser. Upon approval of the City Attorney, the City Clerk and the code reviser are authorized to make necessary corrections to this ordinance, including the correction of clerical errors; references to other local, state or federal laws, codes, rules, or regulations; or ordinance numbering and section/subsection numbering. Section 6. Severability. The provisions of this ordinance are declared to be separate and severable. If a court of competent jurisdiction, all appeals having been exhausted or all appeal periods having run, finds any provision of this ordinance to be invalid or unenforceable as to any person or circumstance, such offending provision shall, if feasible, be deemed to be modified to be within the limits of enforceability or validity. However, if the offending provision cannot be so modified, it shall be null and void with respect to the particular person or circumstance, and all other provisions of this ordinance in all other respects, and the offending provision with respect to all other persons and all other circumstances, shall remain valid and enforceable. W: Word Processing \Ordinances\LTGO Bonds -Conforming debt service payment dates 2-25-15 PM:bjs Page 3 of 4 Section 7. Effective Date. This ordinance or a summary thereof shall be published in the official newspaper of the City, and shall take effect and be in full force five days after passage and publication as provided by law. PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at a Regular Meeting thereof this 16 714 day of yYI (Arc, , 2015. ATTEST/AUTHENTICATED: e O'Flahe MMC Cit Christy y Clerk Ji 4ggertoor. APPROVED AS TO FORM BY: Filed with the City Clerk: --11 -I S Passed by the City Council:-1-1.6. ouncil:--J6 -1.5 Published: Effective Date: Bond Counsel Ordinance Number: c24i.), Attachment: Exhibit A, Description of the Bonds W: Word Processing\Ordinances\LTGO Bonds -Conforming debt service payment dates 2-25-15 PM:bjs Page 4 of 4 Exhibit A EXHIBIT A DESCRIPTION OF THE BONDS Principal Amount: Purchase Price: Interest Payment Dates: Maturity and Interest Rates: $3,850,000 $3,850,000 (par amount of the Bonds) June 1 and December 1, commencing June 1, 2015. The Bonds shall mature on the dates and bear interest at the initial rates (computed on the basis of a 360 -day year of twelve 30 -day months), as follows: City of Tukwila, Washington Limited Tax General Obligation Bonds, 2014 (Taxable) Maturity Principal Interest Maturity (Dec 1) Amount Rate (Dec 1) ( 2015 $141,000 0.85% 2021 2016 149,000 1.17 2022 2017 150,000 1.60 2023 2018 153,000 2.17 2024 2019 156,000 2.67 *** 2020 160,000 3.26 2034 Principal Amount $ 165,000 172,000 179,000 187,000 2,238,000 Interest Rate 3.93% 4.32 4.63 4.86 2.85(1) 1) Commencing December((January)) 1, 2019, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including November 30((Dccomber 31)), 2024. Commencing December 11 2024((January 1, 2025)), interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including November 30((December 31)), 2029. Commencing December 1, 2029 ((Jam 2030)), interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 1, 2034. (e) Optional Redemption: The Bonds maturing on and after December 1, 2020, are subject to redemption in whole or in part on or after December 1, 2019, without penalty at any time, upon 30 days written notice to the Registered Owner(s) of the Bond(s) to be redeemed. A-1 (f) Mandatory Redemption: The Bond due on December 1, 2034 will be paid in annual principal installments, plus accrued interest, on December 1 in the years and amounts as follows: Term Bonds Maturing 2034 Mandatory Mandatory Redemption Redemption Years Amounts 2025 $197,000 2026 202,000 2027 208,000 2028 214,000 2029 220,000 2030 226,000 2031 233,000 2032 239,000 2033 246,000 2034* 253,000 *Maturity. A-2 CERTIFICATION I, the undersigned, City Clerk of the City of Tukwila, Washington (the "City"), hereby certify as follows: 1. The attached copy of Ordinance No. (the "Ordinance") is a full, true and correct copy of an ordinance duly passed at a regular meeting of the City Council of the City held at the regular meeting place thereof on , 2015, as that ordinance appears on the minute book of the City. 2. The Ordinance will be in full force and effect five days after publication in the City's official newspaper, which publication date is , 2015. 3. A quorum of the members of the City Council was present throughout the meeting and a majority of the members voted in the proper manner for the passage of the Ordinance. Dated: , 2015. CITY OF TUKWILA, WASHINGTON Christy O'Flaherty, MMC, City Clerk City of Tukwila Public Notice of Ordinance Adoption for Ordinances 2471-2473. On March 16, 2015 the City Council of the City of Tukwila, Washington, adopted the following ordinances, the main points of which are summarized by title as follows: Ordinance 2471: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, RELATING TO CONTRACTING INDEBTEDNESS; PROVIDING FOR THE ISSUANCE, SALE AND DELIVERY OF NOT TO EXCEED $6,250,000 AGGREGATE PRINCIPAL AMOUNT OF LIMITED TAX GENERAL OBLIGATION BONDS TO PROVIDE FUNDS TO PAY OR REIMBURSE THE CITY FOR THE COST OF ROAD CONSTRUCTION AND IMPROVEMENT PROJECTS AND TO PAY THE COSTS OF ISSUANCE AND SALE OF THE BONDS; FIXING OR SETTING PARAMETERS WITH RESPECT TO CERTAIN TERMS AND COVENANTS OF THE BONDS; APPOINTING THE CITY'S DESIGNATED REPRESENTATIVE TO APPROVE THE FINAL TERMS OF THE SALE OF THE BONDS; AND PROVIDING FOR OTHER RELATED MATTERS; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. Ordinance 2472: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING ORDINANCE NO. 2464, SECTION 4 (PART) AND SECTION 5, AND AMENDING EXHIBIT A OF ORDINANCE NO. 2465, TO CONFORM DEBT SERVICE PAYMENT DATES; AND PROVIDING FOR OTHER PROPERLY RELATED MATTERS; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. Ordinance 2473: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, APPROVING AND AUTHORIZING THE DEVELOPMENT AGREEMENT WITH TUKWILA TSD, LLC, FOR THE SHARED USE OF PARKING IN THE PUBLIC RIGHT-OF-WAY OF CHRISTENSEN ROAD AS IT RELATES TO THE PLANNED DEVELOPMENT OF A HOTEL LOCATED AT 90 ANDOVER PARK EAST; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. The full text of these ordinances will be provided upon request. Christy O'Flaherty, MMC, City Clerk Published Seattle Times: March 19, 2015 flj:e catttct1mcs City of Tukwila, Finance Dana Almberg 6200 Southcenter Blvd Tukwila, WA 98188 Re: Advertiser Account # 107510 Ad #: 497007 STATE OF WASHINGTON Counties of King and Snohomish The undersigned, on oath states that he/she is an authorized representative of The Seattle Times Company, publisher of The Seattle Times of general circulation published daily in King and Snohomish Counties, State of Washington. The Seattle Times has been approved as a legal newspaper by others of the Superior Court of King and Snohomish Counties. Agency Account #: 0 Agency Name: Affidavit of Publication Newspaper and Publication Date(s) The notice, in the exact form annexed, was published in the regular and entire issue of said paper or papers and distrib- uted to its subscribers during all of the said period. gyp., • •,..Agent 4016s0 E 06%, ,%�� 5g10NF-I,-..- Z; o NOTARY �N � Subscribed and sworn to before me on be Ccm t ,r S any ,� n DATE %._cp.A.;ez." )2r a ,i A 1 tru, 1 MA gge,-) 9(166-1.9-i /".:•�.29- .* 4 .Ary Signature) Notary Public in d for the State of Washington, residing at Seattle Steve Olen Seattle Times 12/04/14 Signature JA -e.) r(fo'yc,— TOeScattteTtntes Re: Advertiser Account # 107510 Ad #: 497007 Agency Account #: 0 Agency Name: AD TEXT City of Tukwila Public Notice of Ordinance Adoption for Ordinances 2460.2466. On December 1, 2014 the City Council of the Cily of Tukwila, Woshinelon, adopted the following ordinances, the main points of which are summarized by title as follows: Ordinance CITY29COUNCIL ORDINANCE I Ti EC CITY OF TUKWILA, WASHINGTON GRANT- ING A NON-EXCLUSIVE FRANCHISE - •710NSCSEFVIICES LLCLELEGALIU.YIAU- THORIZED TO CONDUCT BUSINESS IN THE STATE OF WASHINGTON, FOR THE PURPOSE OF CONSTRUCTING, OPER- ATING, AND MAINTAINING ATELECOM- MUNICATIONS ELECOM- FUBLIC T IGHTS SYSTEM IIN 24 19ry10 `LIMY) REPEALING ORDINANCE NO. 1925: ESTABLISHING AN EFFECTIVE p AND Ordinance COUNCIL OFRTHEACITY OF TUKWILA, WASHINGTON WASHING- TON, AS CODIFIED ATO TUKWILA "TMWC TRUCK BUSS ESSES;"ER PROVID- LI PROVID- ING AN EFFECTIVE DATE ESTAB- LISHING 24662: AN ORDINANCE OF TUKWILA `WASHINGTON• WASHING- TON• ESTABLISHING AN EXEMPTION FROM REAL PROPERTY TAXATION FOR DEVELOPMENT OF QUALIFIED MULTI -FAMILY HOUSING; ESTABLISH- F�EGED INWTUKWILLAA NIUNICCIPAL CODE CHAP T ER 3.90 RELATING TO THE DES- IGNATION OF A RESIDENTIAL TAR- GETED AREA WITHIN THE TUKWILA URBAN CENTER; PROVIDING FOR AN EFFECTIVEID AND ESTABLISHING Ordinance 2463: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMENDING 22501803, NAS CODIFIED IAT TUTKWILA ' MUNICIPAL CODE SECTION 3.54.030 EXTENDING THE CITU UTLITY TA)f SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. Ordinance 2466: AN ORDINANCE OF TUKWILA WASHINGTON, THE TO CONTRACTING INDEBTEDNESS; AUTHORIZING THE ISSUANCE OF THE CITY'S NOTgTO EXCEED 02250,0000 GENERALL OBLIGATION( BOND ANX TICIPATION NOTE, 2014 (TAXABLE NON -REVOLVING LINE OF CREDIT), CAPROVIDE LAND ACQUISIITION AND CAPITAL7y7COSTS OF REDEVELOYPMENT BAN( RENEEWALrARETHE HAND PAY THE COSTS OF ISSUANCE AND SALE OF THE NOTE; FIXING THE DATE, FORM MATURITY, INTEREST RATE TERMS AND COVENANTS OF THE NGTE; AP- PROVING THE THE SALETANDD DELIVERY Fi ED HE77REIN; TPROVIOI;NGN FORESEV- ERAEILITy; D AND ESTABLISHING AN 0 lnonce 24654AN ORDINANCE F TUKWILA WASHINGTON, RELATING TOCONTRACTING INDEBTEDNESS; SALE AND DELIVERY OF 93,050,000 AGGREGATE TAX (GENERAL OBLIGA TION BONDS TO PROVIDE FUNDS TO CARRY OUT LAND ACQUISITION AND CAPITAL COSTS OF REDEVELOPMENT ACTIVITIES WITHIN THE CITY'S UR- BAN RENEWAL AREA, AND TO PAY THE COSTS OF ISSUANCE AND SALE OF THE BONDS; FIXING CERTAIN TERMS AND COVENANTS OF THE RELAT�D MATTERS PROVIDING OVIDING FOR ANVEFFECTIVE;DATE ESTABLISHING The full text of these ordinances will be provided upon request. Christy O'Flaherty, MMC, City Clerk Published Seottie Times: December 4, 2014 City of Tukwila, Finance Dana Almberg 6200 Southcenter Blvd Tukwila, WA 98188 Re: Advertiser Account # 107510 Ad #: 527077 STATE OF WASHINGTON Counties of King and Snohomish Agency Account #: 0 Agency Name: Affidavit of Publication The undersigned, on oath states that he/she is an authorized representative of The Seattle Tiines Company, publisher of The Seattle Times of general circulation published daily in King and. Snohomish. Counties, State.. of Washington: The'Seattle Times has been approved as.a. legal newspaper by others of the Superior Court of King and Snohomish Counties. The notice, in the exact form annexed, was published in the regular and entire issue of said paper or papers and distrib- uted to its subscribers during all of the said period. Newspaper and Publication Date(s) AgeiElana Hansen_ Signature nature i�t o�c•,•,.. ,� `�-ro�� C rvict..r� �: '4, 0SA . �1 %Sub cribed and sworn to before me on og o i15tAilt %'gu tti ' Notary Public in an 10'14 41 I %.\ \,4\X\\" • Seattle Times 03/19/15 NioD i., i9. dui. ina C, McKenna rr th State of Washington, residing at Seattle e $eatfle inws Re: Advertiser Account # 107510 Ad #: 527077 Agency Account #: 0 Agency Name: AD TEXT City of Tukwila Public Notice of Ordinance Adoption for Ordinances 2471-2473. On March 16, 2015 the City Council of the City of Tukwila, Washington, adopted the following ordinances, the main points of which are summarized by title as follows: Ordinance 2471: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, RELATING TO, --CONTRACTING INDEBTEDNESS; PROVIDING FOR THE ISSUANCE, SALE AND DELIVERY OF NOT TO EXCEED $6,250,000 AGGREGATE PRINCIPAL AMOUNT OF LIMITED TAX GENERAL '- OBLIGATION BONDS TO PROVIDE? FUNDS TO PAY OR REIMBURSE THE CITY FOR THE COST OF ROAD CON- STRUCTION TAND TO PAIMPROVEMENT S ISSUANCE AND SALE OF THE BONDS; FIXING OR SETTING PARAMETERS WITH RESPECT TO CERTAIN TERMS AND COVENANTS OF THE BONDS; AP- POINTING �? THE CITY'S DESIGNATED REPRESENTATIVE TO APPROVE THE FINAL TERMS OF THE SALE OF THE BONDS; AND PROVIDING FOR OTHER RELATED MATTERS; PROVIDING FOR SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE. a. Ordinance 2472: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, AMEND- ING ORDINANCE NO. 2464, SECTION 4 4.. (PART) AND SECTION 5, AND AMEND- ING EXHIBIT A OF ORDINANCE NO. 2465, TO CONFORM DEBT SERVICE PAYMENT DATES; AND PROVIDING FOR OTHER PROPERLY RELATED MATTERS; PROVIDING FOR SEVER- ABILITY; AND ESTABLISHING AN EF- FECTIVE DATE. Ordinance 2473: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, APPROVING MENTA AGREEMENT WITH E DEVELOP- MENT TSD, LLC, FOR THE SHARED USE OF PARKING IN THE PUBLIC RIGHT-OF- WAY OF CHRISTENSEN ROAD AS IT RELATES TO THE PLANNED DEVEL- OPMENT OF A HOTEL LOCATED AT 90 ANDOVER PARK EAST; PROVIDING FOR SEVERABILITY; AND ESTABLISH- ING AN EFFECTIVE DATE. The full text of these ordinances will be provided upnn'reguest.• Christy O'Flaherty, MMC, City Clerk Published Seattle Times: March 19, 2015 BOND PURCHASE AGREEMENT $3,850,000 City of Tukwila, Washington Limited Tax General Obligation Bonds, 2014 December 16, 2014 City of Tukwila, Washington 6200 Southcenter Boulevard Tukwila, WA 98188 Honorable Mayor and Council Members: Zions First National Bank (the "Purchaser") presents to the City of Tukwila, Washington (the "Issuer") this offer to purchase its $3,850,000 Limited Tax General Obligation Bonds, 2014 (the "Bonds"). This offer is based upon the terms and conditions set forth below and in the attached Exhibit A, which when accepted by the Issuer shall constitute the terms and conditions of this Bond Purchase Agreement (the "Agreement") for the Bonds. The Purchaser offers to buy all, and not less than all, of the Bonds from the Issuer at a purchase price equal to 100% of the stated principal amount thereof, in accordance with the terms and conditions set forth below and in the Bond Ordinance (defined below). 1. The Issuer represents as of the date hereof and as of December 16, 2014 (or such other mutually acceptable date set for the closing of this transaction (the "Closing"), that: a. Ordinance No. 2465 (the "Bond Ordinance"), duly passed by the Issuer on December 1, 2014, is and shall be at Closing in full force and effect and shall not have been amended without the Purchaser's consent. b. The Issuer has and will have at Closing full legal right, power, and authority to enter into and perform its obligations under this Agreement and under the Bond Ordinance and to sell and deliver the Bonds to the Purchaser. No other governmental consent, approval, or authorization is required to be obtained by the Issuer for the sale of the Bonds to the Purchaser. c. This Agreement, the Bond Ordinance and the Bonds do not and will not conflict with or create a breach of or default in any material respect under any existing law, regulation, judgment, order or decree to which the Issuer is subject or by which it is bound. d. When issued and delivered in accordance with the Bond Ordinance and sold to the Purchaser as provided herein, the Bonds will be legal, valid and binding obligations of the Issuer, enforceable in accordance with their terms, subject to bankruptcy, insolvency, reorganization, arrangement, fraudulent conveyance, 1 51409875.2 moratorium and other laws relating to or affecting creditors' rights, to the application of equitable principles, to the exercise of judicial discretion in appropriate cases and to the limitations on legal remedies against municipal corporations in the State of Washington. e. Any certificate signed by the Finance Director of the Issuer and delivered to the Purchaser pursuant to or in connection with this Agreement shall be deemed a representation by the Issuer to the Purchaser as to the truth of the statements therein made and is delivered to the Purchaser for such purpose only. 2. As conditions to the Purchaser's obligations hereunder: a. From the date of the Issuer's acceptance of this Agreement to the date of Closing, there shall not have been any (i) material adverse change in the financial condition or general affairs of the Issuer; or (ii) downgrade, suspension or withdrawal or an announcement of a possible downgrade, suspension or withdrawal of any rating of bonds, notes, or other obligations of the Issuer (including, without limitation, the Bonds, if rated at the request of the City), which action, in the reasonable opinion of the Purchaser, will materially adversely affect the marketability or the market price of the Bonds. b. The Issuer agrees to provide (i) via the Electronic Municipal Market Access ("EMMA") system of the Municipal Securities Rulemaking Board (the "MSRB"), its annual financial statements by September 30 of each year prepared (except as noted in the financial statements) in accordance with applicable generally accepted accounting principles applicable to local governmental units of the State of Washington such as the City, as such principles may be changed from time to time, which statements may be unaudited, provided, that if and when audited financial statements are prepared and available they will be provided; and (ii) directly to the Purchaser, such additional financial information as the Purchaser may reasonably request. In the event the Issuer does not provide its annual financial statements to EMMA by September 30 of each year, the Issuer agrees to provide said annual financial statements directly to the Purchaser upon request. Notwithstanding the foregoing, the Issuer and Purchaser agree and acknowledge that this paragraph does not and is not intended to constitute an "undertaking" to provide continuing disclosure under Rule 15c-2(12) of the United States Securities and Exchange Commission, and the Issuer makes no representation regarding its prior compliance with any such undertaking that it may have entered into with respect to its outstanding bonds and obligations. c. At or prior to Closing, the Purchaser shall have received the following: (1) The Bonds, in substantially the form attached as Exhibit B, duly executed and authenticated; (2) A certificate of one or more authorized officers of the Issuer, in form and substance acceptable to the Issuer and Purchaser, to the effect that (i) the 2 51409875.2 (3) representations of the Issuer contained in this Agreement are true and correct when made and as of Closing; and (ii) no litigation to which the Issuer is a party is pending, or to the knowledge of the official signing the certificate, threatened seeking: (A) to restrain or enjoin the sale or delivery by the Issuer of the Bonds; (B) in any manner questioning the authority of the Issuer to issue the Bonds or questioning the issuance or validity of the Bonds; (C) questioning the constitutionality or validity of the Bond Ordinance or of any proceedings authorizing the issuance of the Bonds; or (D) questioning the validity or enforceability of the Bond Ordinance; An approving opinion of bond counsel in substance satisfactory to the Purchaser and dated as of Closing in substantially the form attached as Exhibit C. (4) A certificate signed by authorized officers of the Issuer to the effect that the officers of the Issuer who signed or whose facsimile signatures appear on the Bonds were on the date of execution of the Bonds the duly elected or appointed and qualified and acting officers of the Issuer and that their signatures are genuine or accurate facsimiles; (5) A certified copy of the Bond Ordinance; (6) An executed copy of this Agreement; (7) Such additional legal opinions, certificates, instruments and documents as the Purchaser may reasonably request to evidence the truth, accuracy and completeness, as of the date hereof and as of the date of Closing, of the representations and warranties contained herein and the due performance by the Issuer at or prior to Closing of all agreements then to be performed and all conditions then to be satisfied by the Issuer. 3. The Bonds will be initially registered in the name of the Purchaser and will not be registered through a Securities Depository and may be transferred only as described therein. The Purchaser will request and pay for CUSIP numbers for the Bonds. The City shall use its Fiscal Agent (as defined in the Bond Ordinance) as bond registrar and paying agent. 4. The Issuer shall pay or cause to be paid, from proceeds of the Bonds or other legally available money, all expenses incident to the performance of the Issuer's obligations hereunder, including but not limited to, the cost of printing and delivering the Bonds; the cost of preparation and delivery of the Bond Ordinance, and all other agreements and documents contemplated hereby and any drafts thereof in reasonable quantities as requested by the Purchaser; and the fees and disbursements of Bond Counsel (Foster Pepper PLLC) and any other experts or consultants retained in connection with the Bonds. 5. Any notice or other communication to be given to the Issuer under this Agreement shall be given by delivering the same in writing to its address set forth on page one of this 3 51409875.2 Agreement. All notice or other communication to be given to the Purchaser under this Agreement shall be given by delivering the same in writing to: Zions First National Bank Public Finance Services One South Main Street, 17th Floor Salt Lake City, UT 84133 6. This Agreement is intended to benefit only the parties hereto and their legal successors and assigns. The Issuer's representations and warranties shall survive any investigation made by or for the Purchaser, delivery and payment for the Bonds, and the termination of this Agreement. Should the Issuer fail to satisfy any of the foregoing conditions or covenants, or if the Purchaser's obligations are terminated for any reason permitted under this Agreement, then neither the Purchaser nor the Issuer shall have any further obligations under this Agreement, except that any expenses incurred shall be borne in accordance with Section 4. 7. This Offer expires on the date set forth in paragraph (j) of Exhibit A. Accepted and agreed to: CITY OF TUKWILA, WASHINGTON By Finance Director Date: , 2014 51409875.2 Respectfully submitted, Zions Fir t onal Bank B 4 Agreement. All notice or other communication to be given to the Purchaser under this Agreement shall be given by delivering the same in writing to: Zions First National Bank Public Finance Services One South Main Street, 17th Floor Salt Lake City, UT 84133 6. This Agreement is intended to benefit only the parties hereto and their legal successors and assigns. The Issuer's representations and warranties shall survive any investigation made by or for the Purchaser, delivery and payment for the Bonds, and the termination of this Agreement. Should the Issuer fail to satisfy any of the foregoing conditions or covenants, or if the Purchaser's obligations are terminated for any reason permitted under this Agreement, then neither the Purchaser nor the Issuer shall have any further obligations under this Agreement, except that any expenses incurred shall be borne in accordance with Section 4. 7. This Offer expires on the date set forth in paragraph (j) of Exhibit A. Respectfully submitted, Zions First National Bank Accepted and agreed to: CITY OF TUKWILA, WASHINGTON By jry C62zzi Fina?. rector Date: £ec- l6, 2014 51409875.2 By: 4 EXHIBIT A DESCRIPTION OF THE BONDS Principal Amount: Purchase Price: Interest Payment Dates: Maturity and Interest Rates: $3,850,000 $3,850,000 (par amount of the Bonds) June 1 and December 1, commencing June 1, 2015. The Bonds shall mature on the dates and bear interest at the initial rates (computed on the basis of a 360 -day year of twelve 30 -day months), as follows: City of Tukwila, Washington Limited Tax General Obligation Bonds, 2014 (Taxable) Maturity Principal Interest Maturity (Dec 1) Amount Rate (Dec 1) 2015 $141,000 0.85% 2021 2016 149,000 1.17 2022 2017 150,000 1.60 2023 2018 153,000 2.17 2024 2019 156,000 2.67 *** 2020 160,000 3.26 2034 W Principal Amount $ 165,000 172,000 179,000 187,000 *** 2,238,000 Interest Rate 3.93% 4.32 4.63 4.86 *** 2.85w 1) Commencing January 1, 2019, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 31, 2024. Commencing January 1, 2025, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 31, 2029. Commencing January 1, 2030, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 1, 2034 (e) Optional Redemption: 51409875.2 The Bonds maturing on and after December 1, 2020, are subject to redemption in whole or in part on or after December 1, 2019, without penalty at any time, upon 30 days written notice to the Registered Owner(s) of the Bond(s) to be redeemed. A- 1 (f) Mandatory Redemption: The Bond due on December 1, 2034 will be paid in annual principal installments, plus accrued interest, on December 1 in the years and amounts as follows: Term Bonds Maturing 2034 Mandatory Mandatory Redemption Redemption Years Amounts 2025 $197,000 2026 202,000 2027 208,000 2028 214,000 2029 220,000 2030 226,000 2031 233,000 2032 239,000 2033 246,000 2034* 253,000 *Maturity. (g) Delivery Date, Time and Location: 51409875.2 Bond Counsel: Method of Payment: Offer Expires: December 16, 2014 at 9:00 a.m. Pacific Time To be closed via conference call originating from the offices of Foster Pepper PLLC 1111 Third Ave, Suite 3400 Seattle, WA 98109 Foster Pepper PLLC Federal Funds Wire December 11, 2014 at 11:59 p.m. Pacific Time A- 2 EXHIBIT B BOND FORM No. R UNITED STATES OF AMERICA STATE OF WASHINGTON CITY OF TUKWILA LIMITED TAX GENERAL OBLIGATION BOND, 2014 (TAXABLE) Interest Rate: Maturity Date: CUSIP No:: DECEMBER 1, Registered Owner: ZIONS FIRST NATIONAL BANK, Principal Amount: THOUSAND AND NO/100 DOLLARS The CITY OF TUKWILA, WASHINGTON (the "City"), a municipal corporation of the State of Washington, promises to pay to the Registered Owner identified above on the Maturity Date identified above, from the Limited Tax General Obligation Bond Account, 2014 (the "Bond Account") maintained by the City to pay this Bond, the Principal Amount identified above and to pay interest thereon (computed on the basis of a 360 -day year of twelve 30 -day months) from the date of this Bond or from the most recent interest payment date to which interest has been paid at the Interest. Rate per annum set forth above, payable semiannually on each June 1 and December 1, commencing June 1, 2015, to the maturity or earlier redemption of this Bond. If this Bond is not redeemed when properly presented at its maturity or call date, then interest shall continue to accrue at the Interest Rate identified above until this Bond, both principal and interest, is paid in full or until sufficient money for its payment in full has been deposited in the Bond Account and this Bond has been called for payment by giving notice to the Registered Owner. Both principal of and interest on this Bond are payable in lawful money of the United States of America. Payment of each installment of interest shall be made to the Registered Owner whose name appears on the registration books of the City (the "Bond Register) maintained by the fiscal agent of the State of Washington (as the same may be designated by the State of Washington from time to time) (the "Bond Registrar") at the close of business on the record date, the 15th day of the month preceding the interest payment date (the "Record Date"). Interest shall be paid by electronic transfer on the interest payment date, or by check or draft of the Bond Registrar mailed on the interest payment date to the Registered Owner at the address appearing on the Bond Register as of the Record Date. However, the City is not required to make electronic transfers except pursuant to a request by the Registered Owner in writing received on or prior to the Record Date and at the sole expense of the Registered Owner. Principal is payable upon presentation and surrender of this Bond by the Registered Owner to the Bond Registrar. This Bond is one of an authorized issue of bonds designated Limited Tax General Obligation Bonds, 2014 (Taxable) (the "Bonds"), aggregating $3,850,000 in principal amount, maturing annually in the years 2015 through 2024, inclusive, and 2034, of like date; tenor and effect, except as to maturity 51412173.3 Page 1 of 4 B- 1 51409875.2 dates, interest rates, options of redemption, denominations and numbers, issued by the City for general City purposes, all as set forth in Ordinance No. 2465 of the City (the "Bond Ordinance"). The Bonds are issued in fully registered form in the denomination of $1,000or any integral multiple thereof within a single maturity. The Bonds constitute a general indebtedness of the City and are payable from tax revenues of the City and such other money as is lawfully available and pledged by the City for the payment of principal of and interest on the Bonds. For as long as any of the Bonds are outstanding, the City irrevocably pledges that it shall, in the manner provided by law within the constitutional and statutory tax limitations provided by law without the assent of the voters, include in its annual property tax levy amounts sufficient, together with other money that is legally available, to pay principal of and interest on the Bonds as the same become due. The full faith, credit and resources of the City are pledged irrevocably for the prompt payment of the principal and interest on the Bondsand such pledge shall be enforceable in mandamus against the City. The Bonds are subject to optional and mandatory redemption as provided in the Bond Ordinance and the Bond Purchase Agreement in connection with the Bonds dated December 16, 2014,. between the City and Zions First National Bank. Reference is madeto the Bond Ordinance for other covenants and declarations of the City and other terms and conditions upon which this Bond has been issued, which terms and conditions, including, but not limited to, terms pertaining to defeasance, are made a part hereof by this reference. The City irrevocably and unconditionally covenants that it will keep and perform all of the covenants of this Bond and of the Bond Ordinance. Reference also is made to the Bond Ordinance for the definitions of the capitalized terms used and not otherwise defined herein. This Bond may be assigned or transferred only (i) in compliance with all applicable state and federal securities laws and regulations in connection with such transfer, (ii) to a "qualified institutional buyer" as defined in Rule 144A promulgated under the Securities Act of 1933, as amended, and (iii) if endorsed in the manner provided hereon and surrendered to the Bond Registrar. The City and the Bond Registrar may deem and treat the Registered Owner of this Bond as its absolute owner for the purpose of receiving payment of principal and interest and for all other purposes, and neither the City nor the Bond Registrar shall be affected by any notice to the contrary other than proper notice of assignment. As used herein, Registered Owner means the person or entity named as Registered Owner of this Bond on the front hereof and on the Bond Register. This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon has been signed by the Bond Registrar. The principal of and interest on this Bond shall be paid only to the Registered Owner as of the Record Date and to no other person or entity, and Registered Ownership of this Bond may not be assigned except on the Bond Register. It is certified that all acts, conditions and things required to be done precedent to and in the issuance of this Bond have been done, have happened and have been performed as required by law, and that the total indebtedness of the City, including the Bonds, does not exceed any constitutional or statutory limitations. 514121733 Page 2 of 4 B- 2 51409875.2 IN WITNESS WHEREOF, the City has caused this Bond to be executed on behalf of the City by the facsimile signatures of its Mayor and City Clerk and a facsimile reproduction of the seal, of the City to be printed hereon, this 16th day of December, 2014. CITY OF TUKWILA, WASHINGTON By By Date of Authentication: December 16, 2014 Mayor r.4)+Cf) City rk CERTIFICATE OF AUTHENTICATION This Bond is one of the fully registered City of Tukwila, Washington, LimitedTax General Obligation Bonds, 2014 (Taxable), described in the Bond Ordinance. 514121733 WASHINGTON STATE FISCAL AGENT Bond Registrar By THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as subcontractor for The Bank of New York Mellon, fiscal agent for the State of Washington By Authorized Signer Page 3 of 4 B- 3 51409875.2 ASSIGNMENT For value received, the undersigned Registered Owner does sell, assign and transfer unto: (name, address and social security or other identifying number of assignee) the within mentioned Bond and irrevocably constitutes and appoints to transfer the same on the Bond Register with full power of substitution in the premises. DATED: Registered Owner (NOTE: The signature above must correspond with the name of the Registered Owner as it appears on the front of this Bond in every particular, without alteration or enlargement or any change whatsoever.) Signature Guaranteed: (NOTE: Signature must be guaranteed pursuant to law.) Page 4 of 4 51412173.3 B- 4 51409875.2 EXHIBIT C FORM OF APPROVING LEGAL OPINION December 16, 2014 City of Tukwila, Washington Zions First National Bank Salt Lake City, Utah Re: City of Tukwila, Washington, $3,850,000 Limited Tax General Obligation Bonds, 2014 We have served as bond counsel to the City of Tukwila, Washington (the "City"), in connection with the issuance of the above referenced bonds (the "Bonds"), and in that capacity have examined such law and such certified proceedings and other documents as we have deemed necessary to render this opinion. As to matters of fact material to this opinion, we have relied, upon representations contained in the certified proceedings and other certifications of public officials furnished tows, without undertaking to verify the same by independent investigation. The Bonds are issued by the City pursuant to Ordinance No. 2465 (the "Bond Ordinance") for general City purposes to provide the funds to carry out land acquisition and capital costs of redevelopment activities within the City's urban renewal area, and to pay the costs of issuance and sale of the Bonds, all as set forth in the Bond Ordinance. Reference is made to the Bonds and the Bond Ordinance for the definitions of capitalized terms used and not otherwise defined herein. We have not been engaged to review and thus express no opinion concerning the completeness or accuracy of any official statement; offering circular or other sales or disclosure material relating to the issuance of the Bonds or otherwise used in connection with the Bonds. Based upon the foregoing, as of the date of initial delivery of the Bonds to the purchaser thereof and full payment therefor, it is our opinion that under existing law: 1. The City is a duly organized and legally existingcode city under the laws of the State of Washington. 2. The Bonds have been duly authorized and executed by the City and are issued in full compliance with the provisions of the Constitution and laws of the State of Washington and the ordinances of the City relating thereto. 5140214.1 51409875.2 C- 1 City of Tukwila, Washington Zions First National Bank December 16, 2014 Page 2 3. The Bonds constitute valid and binding general obligations of the City payable from tax revenue of the City and such other money as is lawfully available and pledged by the City to be levied within the constitutional and statutory limitations provided by law without the assent of the voters, except only to the extent that enforcement of payment may be limited by bankruptcy, insolvency or other laws affecting creditors' rights and by the application of equitable principles and the exercise of judicial: discretion in appropriate cases. This opinion is given as of the date hereof, and we assume no obligation to revise or supplement this opinion to reflect any facts or circumstances that may hereafter come to our attention, or any changes in law that may hereafter occur. We bring to your attention the fact that the foregoing opinions are expressions of our professional judgment on the matters expressly addressed and do not constitute guarantees of result. No attorney-client relationship has existed or exists between our firm and Zions First National Bank in connection with the Bonds or by virtue of this letter. 51412214.1 51409875.2 Respectfully submitted, FOSTER PEPPER PLLC C- 2 CITY OF TUKWILA, WASHINGTON LIMITED TAX GENERAL OBLIGATION BONDS, 2014 CALCULATION OF DEBT LIMIT Value of taxable property within the City of Tukwila, Washington (the "City"), as fixed in 2013 for purpose of 2014 regular tax levies, per the Certificate of the King County Assessor, dated as of April 14, 2014 (the "AV Certificate"): $4,756,373,688 NONVOTED DEBT CAPACITY (per RCW 39.36.020); 11/2% of the value of taxable property: $71,345,605 Less: Nonvoted Debt Outstanding as of December 1, 2014, per the City's Certificate of General Obligation Debt Outstanding, dated as of December 16, 2014 (the "Debt Certificate") Less: The above -captioned bonds (the "Bonds"): REMAINING NONVOTED DEBT CAPACITY: (21,307,728) (3,850,000) $46,187,877 TOTAL DEBT CAPACITY FOR GENERAL PURPOSES (Nonvoted and Voted, per RCW 39.36.020) 2'/2% of the value of taxable property: $118,909,342 Less: Voted Debt Outstanding as of December 1, 2014, per the Debt Certificate: -0- Less: Nonvoted Debt Outstanding as of December 1, 2014, per the Debt Certificate Less: The Bonds: REMAINING DEBT CAPACITY: (21,307,728) (3,850,000) $93,751,614 Based upon the AV Certificate and the Debt Certificate, the issuance of the Bonds is within the applicable constitutional and statutory debt capacity of the City. DATED as of December 16, 2014. 51412167.2 King County Department of Assessments Accounting Division 500 Fourth Avenue, ADM -AS -0725 Seattle, WA 98104-2384 (206) 263-2308 FAX (206) 296-0106 Email: assessor.info@kingcounty.gov ttttp://www.kinaeon ntv.Kuv/assessor/ Lloyd Hara Assessor I, Lloyd Hara, King County Assessor, pursuant to the duty imposed upon me by RCW 84.48.130, certify that the assessed valuation of all the property subject to taxation situated within the King County boundaries of the City of Tukwila, as equalized and fixed by the County Board of Equalization and the State Board of Tax Appeals, as of January 22, 2014 (for taxes payable in 2014) is $4,756,373,688 (Grand Total), $4,734,684,229 (Regular Levy), and $4,722,642,189 (Excess Total which excludes all exempt senior citizens). The TAV (timber assessed value) is $0. WITNESS my hand this 14th day of April, 2014. LH:dsm Loy• '.r. King County Assessor CERTIFICATE OF GENERAL OBLIGATION DEBT OUTSTANDING I, Peggy McCarthy, as the Finance Director of the City of Tukwila, Washington (the "City"), hereby certify that the outstanding general obligation debt of the City, as of December 1, 2014, is as follows: (1) Nonvoted Debt: The nonvoted debt of the City (including, but not limited to, nonvoted general obligation bonds, long-term leases and other contracts) is $21,307,728. (2) Voted Debt: The City has no voted debt. I further certify that the City has not incurred additional nonvoted or voted debt since December 1, 2014, except for the City's Limited Tax General Obligation Bonds, 2014, in the principal amount of $3,850,000, issued on the date hereof. DATED as of December 16, 2014. 51412167.2 CITY OF TUKWILA, WASHINGTON Peggy Finance o ir:r or ISSUER'S CLOSING CERTIFICATE I, PEGGY McCARTHY, certify that I am the duly appointed and acting Finance Director of the City of Tukwila, Washington (the "City"), authorized to execute and deliver this certificate and further certify on behalf of the City as follows: 1. This certificate is delivered in connection with the issuance of the $3,850,000 principal amount Limited Tax General Obligation Bonds, 2014 (the "Bonds"), of the City. 2. Ordinance No. 2465 (the "Bond Ordinance") of the City, the ordinance authorizing the issuance and sale of the Bonds, is in full force and effect and has not been modified or repealed. 3. The representations of the City contained in the Bond Purchase Agreement (the "Purchase Agreement") for the Bonds dated December 16, 2014, between the City and Zions First National Bank ("Purchaser") were true and correct when made and are true and correct as of this date. 4. No litigation is now pending or to the best of my knowledge, threatened, seeking (A) to restrain or enjoin the sale or delivery by the City of the Bonds; (B) in any manner questioning the authority of the City to issue the Bonds or questioning the validity of the Bonds; (C) questioning the constitutionality or the validity of the Bond Ordinance or of any proceedings authorizing the issuance of the Bonds; or (D) questioning the enforceability of the Bond Ordinance. Further, I acknowledge that in the Purchase Agreement, the City has agreed to provide (i) via the Electronic Municipal Market Access ("EMMA") system of the Municipal Securities Rulemaking Board (the "MSRB"), its annual financial statements by September 30 of each year, prepared (except as noted in the financial statements) in accordance with applicable generally accepted accounting principles applicable to local governmental units of the State of Washington such as the City, as such principles may be changed from time to time, which statements may be unaudited, provided, that if and when audited financial statements are prepared and available they will be provided; and (ii) directly to the Purchaser, such additional financial information as the Purchaser may reasonably request. In the event the Issuer does not provide its annual financial statements to EMMA by September 30 of each year, the Issuer agrees to provide said annual financial statements directly to the Purchaser upon request. Notwithstanding the foregoing, the City and Purchaser have agreed and acknowledged that this paragraph does not and is not intended to constitute an "undertaking" to provide continuing disclosure under Rule 15c-2(12) of the United States Securities and Exchange Commission, and the City makes no representation regarding its prior compliance with any such undertaking that it may have entered into with respect to its outstanding bonds and obligations. DATED as of December 16, 2014. CITYTUKWILAWASHHIINGTON p' Peggy Mc(q.,' �� y, Finance Director CERTIFICATE OF MANUAL SIGNATURE ./</6e fae signa ure STATE OF WASHINGTON ) ) ss: COUNTY OF KING FILED DEC 1 0 2008 SECRETARY OF STATE STATE OF WASHINGTON I, the undersigned affiant, being first duly sworn, on oath depose and say: My Name is Jim Haggerton (print or type) I have been duly chosen and am qualified and acting as: Mayor (tide or position) for City of Tukwila, Washington (name of entity) The signature appearing above is my true manual signature. This affidavit is made to comply with Chapter 86, Washington Laws of 1969. Signature Subscribed and sworn to before me this r n W day of December, 2008. 50453594 .1 Notary Publk`in an for the State of Washington, residing at '(L.e-v0i-o h W f\ Printed Name a c..f-b a (-a My Commission expires 3-a't -I 0 CERTIFICATE OF MANUAL SIGNATURE 0.74 e signature FILED DEC 1 0 2008 STATE OF WASHINGTON ) SECRETARY OF STATE ) ss: STATE OF Wt. €)INr ITON COUNTY OF KING I, the undersigned affiant, being first duly sworn, on oath depose and say: My Name is Christy O'Flaherty (print or type) I have been duly chosen and am qualified and acting as: City Clerk (title or position) for City of Tukwila, Washington (name of entity) The signature appearing above is my true manual signature. This affidavit is made to comply with Chapter 86, Washington Laws of 1969. Subscribed and sworn to before me this a `"° day of December, 2008. 50953599.1 Notary Public innd for the State of Washington, residing at I�Q-✓\-k--o n e lid EN Printed Name bar- bA c a - , 56‘ AuB My Commission expires 3 -a 9 - ! 0 •� ,3.29 it OF wp;5N CERTIFICATE OF MAILING The undersigned, an employee of Foster Pepper PLLC, DO HEREBY CERTIFY that on December 8, 2008, I mailed by U.S. mail, postage prepaid, certificates of manual signature in the form attached hereto executed by the following officials of the City of Tukwila, Washington: Name Position Jim Haggerton Christy O'Flaherty Mayor City Clerk to the Secretary of State of the State of Washington via Federal Express at the following address: Dated 50954830.1 Office of the Secretary of State State Archives Division 1129 Washington Street SE Olympia, WA 98504 (360) 586-1492 * * * * * * * * * (SIGNATURE) SIGNATURE IDENTIFICATION CERTIFICATE STATE OF WASHINGTON ) ss. COUNTY OF KING I, CHRISTY O'FLAHERTY, certify that I am the Clerk of the City of Tukwila, Washington (the "City"), and have been at all times since April, 2008, and that JIM HAGGERTON is the Mayor of the City and has been at all times since January, 2008. I further certify that the $3,850,000 principal amount Limited Tax General Obligation Bonds, 2014, of the City dated December 16, 2014, bear my facsimile signature as Clerk of the City and the facsimile signature of JIM HAGGERTON as Mayor of the City. CITY OF TUKWILA, WASHINGTON Ch tChrist O'FlaerY Clerk rh- SUBSCRIBED AND SWORN TO before me this Ick day of December, 2014. 74.400d - (Signature of Notary) /-iel r S s(u • v (Legibly Print or Stamp Name of Notary) Notary public in and, for the State of Washington, residing at `77 ••%` My appointment expires /1/1/ Cp STATE OF WASHINGTON DEPARTMENT OF COMMERCE 906 Columbia Street SW P.O. Box 42525 Olympia, WA 98504-2525 Phone: 360/725-5021 Fax: 360/586-4162 BOND 101 REPORT FORM Issue ID: 1412-018 Date Submitted: 12/30/2014 ssuer Informatio Name of Issuer: City of Tukwila Address of Issuer: 6200 Southcenter Boulevard Tukwila, WA 98188 Issue Type: City/Town Principle User, if different than issuer: Counties in which the entity using the bond proceeds is located: King ❑ Various Counties - More than four ❑ Statewide ssue T e and Ti Was this bond voter approved? O Yes ■ No Exact title of issue: Limited Tax General Obligation Bonds, 2014 Issue Sale Method: Private Placement If Competitive Bid, number of bids: Debt Type: GO Bond Debt Category: Bond Series: New/Refund/Combo: New Issue sue` -"Date Dated Date of Issue: 12/16/2014 Issue Closing Date: 12/16/2014 Date of Issue Sale: 12/01/2014 Issue Maturity Date: 12/01/2034 Lir Purpose of Proceeds: Land acquisition and capital costs of redevelopment activities within the City's urban renewal area and to pay the costs of issuance and sale of the bonds Purpose Type: Other Is this a Bond Cap issuance? ❑ Yes ■ No If yes: Bond Cap Use Category: Project Title: Bond Cap Amount: ar:Value and"Interes. Tax -Exempt Par Value: $3,850,000.00 Net Tax -Exempt Interest Rate: 3.039048% O Variable Taxable par Value: $0.00 Net Taxable Interest Rate: 0% O Variable Total Par Value: $3,850,000.00 Discount: $0.00 Premium: $0.00 sue Os' Printed on 12/30/2014 10:20:45 AM Page 1 of 3 STATE OF WASHINGTON DEPARTMENT OF COMMERCE 906 Columbia Street SW P.O. Box 42525 Olympia, WA 98504-2525 Phone: 360/725-5021 Fax: 360/586-4162 Underlying security that supports the debt (e.g. taxes or other revenue streams Taxes Gross Underwriting Spread: $0.00 0 Estimate Underwriting Spread per $1,000: $0.00 Bond Counsel Fee: $15,700.00 0 Estimate Legal/Underwriter's Counsel Fee: $0.00 0 Estimate Adminsitrative/Commission Fee: $0.00 0 Estimate Feasiblity Study Cost: $0.00 0 Estimate Rating Agency Fee: $0.00 0 Estimate Trustee Fee: $0.00 0 Estimate Credit Enhancement: $0.00 0 Estimate Escrow Costs: $0.00 0 Estimate Financial Advisor Fee: $0.00 0 Estimate Bond Insurance: $0.00 0 Estimate Printing, inc. Office Statement: $0.00 0 Estimate Out -of -State Travel: $0.00 0 Estimate Miscellaneous: $0.00 0 Estimate Issuance Team ;.s. Name of Financial Advisor: Public Financial Management, Inc. Name of Bond Counsel: Foster Pepper PLLC Name Of Lead Underwiter(s): Zions First National Bank Name Of Company Insuring Bond: Name of Bond Registrar: The Bank of New York Mellon Name of Trustee: Bond Ratings,' "A Standard & Poor's: Moody's: Fitch: Attachments Are bond covenants available? ■ Yes 0 No Is an Official Statement available? 0 Yes ■ No Reporter Contact Information >�� $ �r h Reporter Name: Alice M Ostdiek Title: Bond Counsel Affiliation: Foster Pepper PLLC Printed on 12/30/2014 10:20:45 AM Page 2 of 3 STATE OF WASHINGTON DEPARTMENT OF COMMERCE 906 Columbia Street SW P.O. Box 42525 Olympia, WA 98504-2525 Phone: 360/725-5021 Fax: 360/586-4162 Address: 1111 Third Avenue, Suite 3400 Seattle, WA 98101 Email: ostda@foster.com Phone: (206) 447-4400 Printed on 12/30/2014 10:20:45 AM Page 3 of 3 CERTIFICATE REGARDING REGISTRATION OF BONDS THE BANK OF NEW YORK MELLON (the "Fiscal Agent"), paying agent and registrar for the Bonds (defined below), certifies as follows: 1. As Fiscal Agent for the State of Washington and its political subdivisions, in accordance with the terms and conditions of Resolution Nos. 1045 and 1107 of the State Finance Committee and that certain Amended and Restated Agreement for Fiscal Agency Services (the "Agreement") effective as of February 1, 2011, entered into by and between the Fiscal Agent and the State of Washington, the Fiscal Agent acknowledges that it duly and properly has authenticated and registered $3,850,000 principal amount of Limited Tax General Obligation Bonds, 2014 (the "Bonds"), of the City of Tukwila, Washington, through The Bank of New York Mellon Trust Company, N.A. (the "Trust Company") as set forth in paragraph 2 below. 2. The employees of the Trust Company, as subcontractor for the Fiscal Agent pursuant to the Fiscal Agency Subcontract (the "Subcontract") effective as of February 28, 2014, entered into by and between the Fiscal Agent and the Trust Company, whose signatures appear on the Certificate of Authentication on each authenticated Bond are regular employees of the Trust Company and have authenticated the Bonds as one of their responsibilities as employees, and each is duly authorized by the Trust Company to do the same. 3. All of such Bonds authenticated by the authorized employees of the Trust Company bore, in the spaces appropriate for the insertion of such information, the name of the registered owner, the principal amount, the interest rate, the maturity date, the Bond number, and the CUSIP number thereof. 4. The Fiscal Agent accepts the duties and responsibilities created in the Agreement and the Subcontract. The Fiscal Agent shall act in good faith, and no implied duties or obligations shall be incurred by the Fiscal Agent other than those specified in the Agreement. 51412167.2 5. The Bonds identified below are term bonds and are subject to mandatory redemption in accordance with the following schedule: Principal Amount Term Bond Mandatory Subject to Interest CUSIP Maturity Call Date Mandatory Call Rate Number (1) 51412167.2 2025 2025 $197,000 2.85% (1) 2026 202,000 2027 208,000 2028 214,000 2029 220,000 2030 226,000 2031 233,000 2032 239,000 2033 246,000 2034 253,000 Commencing January 1, 2019, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 31, 2024. Commencing January 1, 2025, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 31, 2029. Commencing January 1, 2030, interest on those Bonds maturing December 1, 2034, will be adjusted to the 5 -year Advance Fixed Bullet Rate, as quoted by the Seattle Federal Loan Bank from time to time, divided by 0.65, which will remain in effect through and including December 1, 2034. DATED as of December 16, 2014. THE BANK OF NEW YORK MELLON, as Fiscal Agent By: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., solely as subcontractor for the Fiscal Agent By: Title: 2 Associate No. R SPECIMEN UNITED STATES OF AMERICA STATE OF WASHINGTON CITY OF TUKWILA LIMITED TAX GENERAL OBLIGATION BOND, 2014 (TAXABLE) Interest Rate: Maturity Date: CUSIP No.: DECEMBER 1, Registered Owner: ZIONS FIRST NATIONAL BANK Principal Amount: THOUSAND AND NO/100 DOLLARS The CITY OF TUKWILA, WASHINGTON (the "City"), a municipal corporation of the State of Washington, promises to pay to the Registered Owner identified above on the Maturity Date identified above, from the Limited Tax General Obligation Bond Account, 2014 (the "Bond Account") maintained by the City to pay this Bond, the Principal Amount identified above and to pay interest thereon (computed on the basis of a 360 -day year of twelve 30 -day months) from the date of this Bond or from the most recent interest payment date to which interest has been paid at the Interest Rate per annum set forth above, payable semiannually on each June 1 and December 1, commencing June 1, 2015, to the maturity or earlier redemption of this Bond. If this Bond is not redeemed when properly presented at its maturity or call date, then interest shall continue to accrue at the Interest Rate identified above until this Bond, both principal and interest, is paid in full or until sufficient money for its payment in full has been deposited in the Bond Account and this Bond has been called for payment by giving notice to the Registered Owner. Both principal of and interest on this Bond are payable in lawful money of the United States of America. Payment of each installment of interest shall be made to the Registered Owner whose name appears on the registration books of the City (the "Bond Register) maintained by the fiscal agent of the State of Washington (as the same may be designated by the State of Washington from time to time) (the "Bond Registrar") at the close of business on the record date, the 15th day of the month preceding the interest payment date (the "Record Date"). Interest shall be paid by electronic transfer on the interest payment date, or by check or draft of the Bond Registrar mailed on the interest payment date to the Registered Owner at the address appearing on the Bond Register as of the Record Date. However, the City is not required to make electronic transfers except pursuant to a request by the Registered Owner in writing received on or prior to the Record Date and at the sole expense of the Registered Owner. Principal is payable upon presentation and surrender of this Bond by the Registered Owner to the Bond Registrar. This Bond is one of an authorized issue of bonds designated Limited Tax General Obligation Bonds, 2014 (Taxable) (the "Bonds"), aggregating $3,850,000 in principal amount, maturing annually in the years 2015 through 2024, inclusive, and 2034, of like date, tenor and effect, except as to maturity Page 1 of 4 51412173.3 dates, interest rates, options of redemption, denominations and numbers, issued by the City for general City purposes, all as set forth in Ordinance No. 2465 of the City (the "Bond Ordinance"). The Bonds are issued in fully registered form in the denomination of $1,000 or any integral multiple thereof within a single maturity. The Bonds constitute a general indebtedness of the City and are payable from tax revenues of the City and such other money as is lawfully available and pledged by the City for the payment of principal of and interest on the Bonds. For as long as any of the Bonds are outstanding, the City irrevocably pledges that it shall, in the manner provided by law within the constitutional and statutory tax limitations provided by law without the assent of the voters, include in its annual property tax levy amounts sufficient, together with other money that is legally available, to pay principal of and interest on the Bonds as the same become due. The full faith, credit and resources of the City are pledged irrevocably for the prompt payment of the principal and interest on the Bonds and such pledge shall be enforceable in mandamus against the City. The Bonds are subject to optional and mandatory redemption as provided in the Bond Ordinance and the Bond Purchase Agreement in connection with the Bonds dated December 16, 2014, between the City and Zions First National Bank. Reference is made to the Bond Ordinance for other covenants and declarations of the City and other terms and conditions upon which this Bond has been issued, which terms and conditions, including, but not limited to, terms pertaining to defeasance, are made a part hereof by this reference. The City irrevocably and unconditionally covenants that it will keep and perform all of the covenants of this Bond and of the Bond Ordinance. Reference also is made to the Bond Ordinance for the definitions of the capitalized terms used and not otherwise defined herein. This Bond may be assigned or transferred only (i) in compliance with all applicable state and federal securities laws and regulations in connection with such transfer, (ii) to a "qualified institutional buyer" as defined in Rule 144A promulgated under the Securities Act of 1933, as amended, and (iii) if endorsed in the manner provided hereon and surrendered to the Bond Registrar. The City and the Bond Registrar may deem and treat the Registered Owner of this Bond as its absolute owner for the purpose of receiving payment of principal and interest and for all other purposes, and neither the City nor the Bond Registrar shall be affected by any notice to the contrary other than proper notice of assignment. As used herein, Registered Owner means the person or entity named as Registered Owner of this Bond on the front hereof and on the Bond Register. This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon has been signed by the Bond Registrar. The principal of and interest on this Bond shall be paid only to the Registered Owner as of the Record Date and to no other person or entity, and Registered Ownership of this Bond may not be assigned except on the Bond Register. It is certified that all acts, conditions and things required to be done precedent to and in the issuance of this Bond have been done, have happened and have been performed as required by law, and that the total indebtedness of the City, including the Bonds, does not exceed any constitutional or statutory limitations. Page 2 of 4 51412173.3 IN WITNESS WHEREOF, the City has caused this Bond to be executed on behalf of the City by the facsimile signatures of its Mayor and City Clerk and a facsimile reproduction of the seal of the City to be printed hereon, this 16th day of December, 2014. CITY OF TUKWILA, WASHINGTON By By Date of Authentication: December 16, 2014 CERTIFICATE OF AUTHENTICATION This Bond is one of the fully registered City of Tukwila, Washington, Limited Tax General Obligation Bonds, 2014 (Taxable), described in the Bond Ordinance. WASHINGTON STATE FISCAL AGENT Bond Registrar By THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as subcontractor for The Bank of New York Mellon, fiscal agent for the State of Washington By Authorized Signer Page 3 of 4 51412173.3 ASSIGNMENT For value received, the undersigned.Registered Owner does sell, assign and transfer unto: (name, address and social security or other identifying number of assignee) the within mentioned Bond and irrevocably constitutes and appoints to transfer the same on the Bond Register with full power of substitution in the premises. DATED: Registered Owner (NOTE: The signature above must correspond with the name of the Registered Owner as it appears on the front of this Bond in every particular, without alteration or enlargement or any change whatsoever.) Signature Guaranteed: (NOTE: Signature must be guaranteed pursuant to law.) Page 4 of 4 51412173.3 RECEIPT FOR PAYMENT The CITY OF TUKWILA, WASHINGTON, acknowledges receipt from Zions First National Bank this day of $3,850,000 in full payment for the City's $3,850,000 principal amount Limited Tax General Obligation Bonds, 2014, DATED: December 16, 2014. 51412167.2 CITY OF TUKWILA, WASHINGTON Peggy �yl,rthy, Finance Dire or PURCHASER'S RECEIPT AND CERTIFICATE I, Gary Smith, of Zions First National Bank, Salt Lake City, Utah (the "Purchaser") do hereby certify and acknowledge on behalf of the Purchaser as follows: 1. The Purchaser acknowledges receipt this day of the $3,850,000 principal amount of Limited Tax General Obligation Bonds, 2014 (the "Bonds"), of the City of Tukwila, Washington (the "Issuer"), dated December 16, 2014. The Bonds are authorized pursuant to Ordinance No. 2465 of the Issuer (the "Ordinance"). 2. The Purchaser has made an investigation of all of the facts and circumstances furnished to it by the Issuer relating to the issuance and delivery of the Bonds. Such investigation included, without limitation, a review of: (i) the nature and purpose of the Bonds and application of the Bond proceeds as set forth in the Ordinance, (ii) the financial condition of the Issuer, including its outstanding debt and its ability to repay the principal of and interest on the Bonds, (iii) the Purchaser's remedies in the event of default in the payment of principal of and interest on the Bonds subject to applicable laws affecting creditors' rights, and (iv) the Ordinance. 3. The Purchaser acknowledges that (i) the Bonds are not registered under the Securities Act of 1933 or 1934 or otherwise qualified for sale under the "blue sky" laws and regulations of any state and the Ordinance has not been qualified under the Trust Indenture Act of 1939, as amended, (ii) the Bonds carry no rating from any credit rating agency, (iii) no trading market exists or is expected to exist for the Bonds, (iv) no official statement or other offering material is being provided with respect to the Bonds and the Purchaser has made its own inquiry and analysis with respect to the Issuer and the Bonds and the security therefor, and (v) the Issuer's Consolidated Annual Financial Report and all other information regarding the Issuer speaks only as of its date and does not contain all material information regarding the Issuer. 4. The Purchaser has sufficient knowledge and experience in financial and business matters, including the purchase and ownership of tax exempt municipal obligations, to be able to evaluate the risks and merits of the purchase of the Bonds. The Purchaser is satisfied that it has had access to all information which the Purchaser as a reasonable investor has requested of the Issuer as a result of the Purchaser having attached significance thereto in order to make a sound investment decision and that the Issuer has responded to all requests for information, and no further information is desired. 5. The Bonds will be held by the Purchaser for its own accord and will not be reoffered to the public. The Purchaser is a "qualified institutional buyer" as defined in Section 144A of the Securities Act of 1933 (the "Act") and is a bank within the meaning of Section (a)(1)(vi) of the Act. The Purchaser may only transfer the Bonds in such a manner that it will comply with all applicable state and federal securities laws and regulations in connection with each such transfer. Any transfer of the Bonds must be in accordance with the Ordinance and the Bonds. 6. The undersigned is a duly appointed and acting representative of the Purchaser and is authorized to cause the Purchaser to make the certifications contained herein by execution of this certificate on behalf of the Purchaser. DATED as of December 16, 2014. ZIO T NATIONAL BANK FOSTER PEPPER,,,, December 16, 2014 City of Tukwila, Washington Zions First National Bank Salt Lake City, Utah Re: City of Tukwila, Washington, $3,850,000 Limited Tax General Obligation Bonds, 2014 We have served as bond counsel to the City of Tukwila, Washington (the "City"), in connection with the issuance of the above referenced bonds (the "Bonds"), and in that capacity have examined such law and such certified proceedings and other documents as we have deemed necessary to render this opinion. As to matters of fact material to this opinion, we have relied upon representations contained in the certified proceedings and other certifications of public officials furnished to us, without undertaking to verify the same by independent investigation. The Bonds are issued by the City pursuant to Ordinance No. 2465 (the "Bond Ordinance") for general City purposes to provide the funds to carry out land acquisition and capital costs of redevelopment activities within the City's urban renewal area, and to pay the costs of issuance and sale of the Bonds, all as set forth in the Bond Ordinance. Reference is made to the Bonds and the Bond Ordinance for the definitions of capitalized terms used and not otherwise defined herein. We have not been engaged to review and thus express no opinion concerning the completeness or accuracy of any official statement, offering circular or other sales or disclosure material relating to the issuance of the Bonds or otherwise used in connection with the Bonds. Based upon the foregoing, as of the date of initial delivery of the Bonds to the purchaser thereof and full payment therefor, it is our opinion that under existing law: 1. The City is a duly organized and legally existing code city under the laws of the State of Washington. 2. The Bonds have been duly authorized and executed by the City and are issued in full compliance with the provisions of the Constitution and laws of the State of Washington and the ordinances of the City relating thereto. TEL: 206.447.4400 FAX: 206.447.9700 1111 THIRD AVENUE, SUITE 3400 SEATTLE, WASHINGTON 98101-3299 www.FOSTER.coM 51412214.1 SEATTLE WASHINGTON SPOKANE WASHINGTON City of Tukwila, Washington Zions First National Bank December 16, 2014 Page 2 3. The Bonds constitute valid and binding general obligations of the City payable from tax revenue of the City and such other money as is lawfully available and pledged by the City to be levied within the constitutional and statutory limitations provided by law without the assent of the voters, except only to the extent that enforcement of payment may be limited by bankruptcy, insolvency or other laws affecting creditors' rights and by the application of equitable principles and the exercise of judicial discretion in appropriate cases. This opinion is given as of the date hereof, and we assume no obligation to revise or supplement this opinion to reflect any facts or circumstances that may hereafter come to our attention, or any changes in law that may hereafter occur. We bring to your attention the fact that the foregoing opinions are expressions of our professional judgment on the matters expressly addressed and do not constitute guarantees of result. No attorney-client relationship has existed or exists between our firm and Zions First National Bank in connection with the Bonds or by virtue of this letter. Respectfully submitted, FOSTER PEPPER PLLC Jtvr-L 7erer,1 51412214.1