HomeMy WebLinkAboutReg 2017-12-04 Item 3E - Public Safety Plan - Ordinance for Issuance of $20,000,000 Limited Tax General Obligation BondsCOUNCIL AGENDA SYNOPSIS
Initials
Meeting Date
Prepared by
Ma pr's review
Council review
11/27/17
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12/04/17
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CA1'FGORY III Discussion
Mtg Date
SPONSOR ❑Council ❑Mayor []I fR DCD ®Finance ❑Fire • TS
❑PSR (—Police ❑PIU ❑Court
SPONSOR'S The Public Works shops portion of the Public Safety Plan will be financed through
SUMMARY Councilmanic bonds and other means. On November 6, 2017, the City Council authorized
the acquisition of parcels, including through eminent domain, to site the justice center, fire
station 54 and the Public Works shops. The proceeds of the proposed bond issue(s) will be
used to finance the acquisition of property for the Public Works shops and pay for soft
costs through mid -2019.
REVIEWED BY E C.O.W. Mtg. E CDN Comm ® Finance Comm. [ Public Safety Comm.
❑ Trans &Infrastructure ❑ Arts Comm. E Parks Comm. ❑ Planning Comm.
DATE: 11/21/17 COMMITTEE CHAIR: SEAL
RECOMMENDATIONS:
SPONsoR/ADMIN.
COW/1111
Finance Department
ITEM INFORMATION
ITEM NO.
3.E.
19
STAFF SPONSOR: PEGGY MCCARTHY
ORIGINAL AGENDA DA I E: 11/27/17
AGI NDA I' NI T1"rl
ii, . Approve an ordinance for issuance of LTGO bonds in an amount not to exceed
$20,000,000 for the acquisition of land and construction of City maintenance
facilities as part of the Public Safety Plan.
11/27/17
Motion
Mtg Date
❑ Resolution
Mtg Date
® Ordinance
itltg Date 12/4/17
r Bid Award
Mtg Date
[ Public Hearing
Mtg Date
❑ Other
Mtg Date
CA1'FGORY III Discussion
Mtg Date
SPONSOR ❑Council ❑Mayor []I fR DCD ®Finance ❑Fire • TS
❑PSR (—Police ❑PIU ❑Court
SPONSOR'S The Public Works shops portion of the Public Safety Plan will be financed through
SUMMARY Councilmanic bonds and other means. On November 6, 2017, the City Council authorized
the acquisition of parcels, including through eminent domain, to site the justice center, fire
station 54 and the Public Works shops. The proceeds of the proposed bond issue(s) will be
used to finance the acquisition of property for the Public Works shops and pay for soft
costs through mid -2019.
REVIEWED BY E C.O.W. Mtg. E CDN Comm ® Finance Comm. [ Public Safety Comm.
❑ Trans &Infrastructure ❑ Arts Comm. E Parks Comm. ❑ Planning Comm.
DATE: 11/21/17 COMMITTEE CHAIR: SEAL
RECOMMENDATIONS:
SPONsoR/ADMIN.
COW/1111
Finance Department
HE Unanimous Approval; Forward to Committee of the Whole
COST IMPACT / FUND SOURCE
EMI PENDI'I IJl F REQUIRED AMOUNT BUDGETED APPROPRIATION REQUIRED
$ $ $
Fund Source:
Comments:
MTG. DATE
RECORD OF COUNCIL ACTION
11/27/17
Forward to Regular Meeting Consent
MTG. DATE
ATTACHMENTS
11/27/17
Informational Memorandum dated 11/15/17
Ordinance in Draft Form
Presentation by City's Financial Advisor, PFM
Minutes from the Finance Committee meeting of 11/21/17
12/ 4/17
Final Ordinance
19
20
Ci
of Tul
ila
Washington
Ordinance No.
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
TUKWILA, WASHINGTON, AUTHORIZING THE ISSUANCE OF ONE
OR MORE SERIES OF LIMITED TAX GENERAL OBLIGATION
BONDS IN THE AGGREGATE PRINCIPAL AMOUNT OF NOT TO
EXCEED $20,000,000 TO FINANCE AND/OR REIMBURSE COSTS
RELATED TO THE ACQUISITION OF LAND AND THE
CONSTRUCTION, IMPROVEMENT AND EQUIPPING OF
MAINTENANCE AND OTHER CITY FACILITIES AND TO PAY
COSTS OF ISSUING THE BONDS; PROVIDING THE FORM, TERMS
AND COVENANTS OF THE BONDS; PROVIDING FOR THE
DISPOSITION OF THE PROCEEDS OF THE SALE OF THE BONDS;
DELEGATING AUTHORITY TO APPROVE THE METHOD OF SALE
AND THE FINAL TERMS OF THE BONDS; AND PROVIDING FOR
OTHER MATTERS RELATING THERETO; PROVIDING FOR
SEVERABILITY; AND ESTABLISHING AN EFFECTIVE DATE.
WHEREAS, the City Council (the "Council") of the City of Tukwila, Washington (the
"City") has deemed it is in the best interest of the City to acquire certain parcels of land,
including through eminent domain, and to construct, improve and equip maintenance
and other City facilities (together, the "Project"); and
WHEREAS, after due consideration the Council has determined that it is in the
best interest of the City to authorize the issuance and sale of limited tax general
obligation bonds to pay all or a portion of the costs of the Project and to pay costs of
issuance for the Bonds; and
WHEREAS, the Council wishes to delegate authority to the Mayor, City
Administrator, and Finance Director, or his or her designee (each, a "Designated
Representative"), for a limited time, to select the method of bond sale for each series of
bonds authorized hereunder that is in the best interest of the City (if any) and to
approve the interest rates, maturity dates, redemption terms and principal maturities for
each series of Bonds within the parameters set by this ordinance; and
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WHEREAS, the Bonds of each series shall be sold by either a direct purchase or
be underwritten as set forth herein;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA,
WASHINGTON, HEREBY ORDAINS AS FOLLOWS:
Section 1. Definitions. As used in this ordinance, the following words and terms
shall have the following meanings, unless the context or use indicates another or
different meaning or intent. Unless the context indicates otherwise, words importing the
singular number shall include the plural number and vice versa.
Beneficial Owner means any person that has or shares the power, directly or
indirectly, to make investment decisions concerning ownership of any Underwritten
Bonds (including persons holding Underwritten Bonds through nominees, depositories
or other intermediaries).
Bond Counsel means Pacifica Law Group LLP, or an attorney at law or a firm of
attorneys, selected by the City, of nationally recognized standing in matters pertaining
to the tax exempt nature of interest on bonds issued by states and their political
subdivisions.
Bond Purchase Contract means the contract, if any, for the purchase of any
Underwritten Bonds sold by negotiated sale to the Underwriter, executed pursuant to
Section 12.
Bond Register means the registration books showing the name, address and tax
identification number of each Registered Owner of a series of Bonds, maintained
pursuant to Section 149(a) of the Code.
Bond Registrar means: (a) for any Underwritten Bonds, initially, the fiscal agent of
the State, for the purposes of registering and authenticating the Underwritten Bonds,
maintaining the Bond Register for the Underwritten Bonds, effecting transfer of
ownership of the Underwritten Bonds and paying interest on and principal of the
Underwritten Bonds; and (b) for any Direct Purchase Bonds, the Finance Director of the
City.
Bonds mean the City's Limited Tax General Obligation Bonds, 2018, with such
series designation as approved by a Designated Representative, authorized to be
issued pursuant to the terms of this ordinance.
Certificate of Award means one or more certificates, if any, for the purchase of
any Underwritten Bonds sold by competitive sale awarding the Bonds of a series to the
initial purchaser as set forth in Section 12 of this ordinance.
City means the City of Tukwila, a municipal corporation duly organized and existing
under the laws of the State.
City Clerk means the duly appointed and acting City Clerk of the City or the
successor to the duties of that office.
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City Administrator means the duly appointed and acting City Administrator,
including anyone acting in such capacity for the position, or the successor to the duties
of that office.
Closing means the date of delivery of a Bond or Bonds of a series to the initial
purchaser thereof.
Code means the Internal Revenue Code of 1986 as in effect on the date of
issuance of a series of Bonds or (except as otherwise referenced herein) as it may be
amended to apply to obligations issued on the date of issuance of such series of
Bonds, together with applicable proposed, temporary and final regulations promulgated,
and applicable official public guidance published, under the Code.
Commission means the United States Securities and Exchange Commission.
Continuing Disclosure Certificate means the written undertaking for the benefit
of the owners and Beneficial Owners of any Underwritten Bonds as required by
Section (b)(5) of the Rule.
Council or City Council means the Tukwila City Council, as the general legislative
body of the City as the same is duly and regularly constituted from time to time.
Debt Service Fund means the fund or account created pursuant to this ordinance
for the purpose of paying debt service on the Bonds.
Designated Representative means the Mayor, City Administrator and Finance
Director, or his or her designee. The signature of one Designated Representative shall
be sufficient to bind the City.
Direct Purchase Bonds means any Bonds or Bond sold to a Direct Purchaser
pursuant to Section 12 of this ordinance.
Direct Purchaser means any bank or other financial institution selected to
purchase (or to accept delivery of one or more Direct Purchase Bonds to evidence the
City's obligations under a Loan Agreement) one or more Direct Purchase Bonds
pursuant to Section 12 of this ordinance.
DTC means The Depository Trust Company, New York, New York, a limited
purpose trust company organized under the laws of the State of New York, as
depository for any Underwritten Bonds pursuant to Section 4(a) of this ordinance.
Fair Market Value means the price at which a willing buyer would purchase an
investment from a willing seller in a bona fide, arm's-length transaction, except for
specified investments as described in Treasury Regulation §1.148-5(d)(6), including
United States Treasury obligations, certificates of deposit, guaranteed investment
contracts, and investments for yield restricted defeasance escrows. Fair Market Value
is generally determined on the date on which a contract to purchase or sell an
investment becomes binding, and, to the extent required by the applicable regulations
under the Code, the term "investment" will include a hedge.
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Federal Tax Certificate means one or more certificates executed by a Designated
Representative setting forth the requirements of the Code for maintaining the tax
exemption of interest on the Bonds of a series to be dated as of the date of Closing for
such Bonds, and attachments thereto.
Finance Director means the duly appointed and acting Finance Director of the City
or the successor to such officer.
Government Obligations means those obligations now or hereafter defined as
such in chapter 39.53 RCW constituting direct obligations of the United States or
obligations unconditionally guaranteed by the United States, as such chapter may be
hereafter amended or restated.
Letter of Representations means the Blanket Issuer Letter of Representations
given by the City to DTC, as amended from time to time.
Loan Agreement means one or more loan or purchase agreements, if any,
between the City and a Direct Purchaser under which the Direct Purchaser will make a
loan to the City, evidenced by a Direct Purchase Bond, or under which the Direct
Purchaser will purchase the Direct Purchase Bond.
Mayor or City Mayor means the elected Mayor of the City or the successor to the
duties of that office.
MSRB means the Municipal Securities Rulemaking Board or any successors to its
functions.
Official Statement means the disclosure document(s) prepared and delivered in
connection with the issuance of any Underwritten Bonds.
Project means the capital projects described in Section 2 of this ordinance.
Project Fund means the account created pursuant to Section 8 of this ordinance.
Record Date means the close of business for the Bond Registrar that is 15 days
preceding any interest and/or principal payment or redemption date.
Registered Owner means the person named as the registered owner of a Bond in
the Bond Register.
Rule means the Commission's Rule 15c2-12 under the Securities Exchange Act of
1934, as the same may be amended from time to time.
Sale Document means the Bond Purchase Contract, Certificate of Award, or Loan
Agreement if any, executed by a Designated Representative in connection with the sale
of a series of Bonds pursuant to Section 12 of this ordinance, which shall provide for
the name, principal and interest payment dates and amounts, redemption/prepayment
rights, and other terms to describe such series of Bonds as determined to be necessary
by a Designated Representative.
State means the State of Washington.
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Underwriter means any underwriter, in the case of a negotiated sale, or initial
purchaser, in the case of a competitive sale, for any series of Underwritten Bonds
selected pursuant to Section 12.
Underwritten Bonds means Bonds of a series, if any, sold pursuant to a
negotiated or a competitive sale by the City to an Underwriter pursuant to Section 12 of
this ordinance.
Section 2. Authorization of the Project. The Bonds are being issued to finance
and/or reimburse the City for costs of acquiring certain parcels of land, including
through eminent domain, and constructing, improving and equipping maintenance and
other City facilities (together, the "Project") and paying costs of issuance for the Bonds.
The cost of all necessary and other costs incurred in connection with the Project shall
be paid from other City funds legally available for such purposes.
Section 3. Authorization of Bonds and Bond Details.
(a) General. For the purpose of paying and/or reimbursing the City for costs of the
Project and paying costs of issuance, the City is hereby authorized to issue and sell one
or more series of its limited tax general obligation bonds in an aggregate principal
amount not to exceed $20,000,000 (the "Bonds").
The Bonds shall be general obligations of the City and shall be designated "City of
Tukwila, Washington, Limited Tax General Obligation Bonds, 2018," with series
designation or other such designation as determined to be necessary by a Designated
Representative. The Bond or Bonds of a series shall be dated as of the date of Closing
of such series of Bonds; shall be fully registered as to both principal and interest; and
shall be sold from time to time under this ordinance as either Direct Purchase Bonds or
Underwritten Bonds, as approved and executed by a Designated Representative
pursuant to Section 12 hereof.
(b) Underwritten Bonds. Any Bonds of a series may be sold as Underwritten
Bonds. Underwritten Bonds shall be issued in denominations of $5,000, or any integral
multiple thereof, within a series and maturity; shall be numbered separately in such
manner and with any additional designation as the Bond Registrar deems necessary for
purposes of identification; shall bear interest payable on the dates set forth in the
applicable Sale Document; and shall be subject to optional and/or mandatory
redemption and mature on the dates and in the principal amounts set forth in the
applicable Sale Document.
(c) Direct Purchase Bonds. Any Bonds of a series may be sold as Direct
Purchase Bonds. Direct Purchase Bonds shall be dated as of the date of delivery to
the Direct Purchaser, shall be fully registered as to both principal and interest, shall be
in one denomination, and shall mature on the date set forth in the applicable Sale
Document. Direct Purchase Bonds shall bear interest from the dated date or the most
recent date to which interest has been paid at the interest rate set forth in the applicable
Sale Document. Interest on the principal amount of Direct Purchase Bonds shall be
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calculated per annum on a 30/360 basis, or as otherwise provided in the Bond and in
the applicable Sale Document. Principal of and interest on Direct Purchase Bonds shall
be payable at the times and in the amounts as set forth in the payment schedule
attached to the Direct Purchase Bond.
Section 4. Registration, Exchange and Payments.
(a) Underwritten Bonds.
(1) Bond Registrar/Bond Register. The City hereby specifies and adopts
the system of registration approved by the Washington State Finance Committee from
time to time through the appointment of a State fiscal agent. The City shall cause a
bond register to be maintained by the Bond Registrar. So long as any Underwritten
Bonds remain outstanding, the Bond Registrar shall make all necessary provisions to
permit the exchange or registration or transfer of Underwritten Bonds at its designated
office. The Bond Registrar may be removed at any time at the option of the Finance
Director upon prior notice to the Bond Registrar and a successor Bond Registrar
appointed by the Finance Director. No resignation or removal of the Bond Registrar
shall be effective until a successor shall have been appointed and until the successor
Bond Registrar shall have accepted the duties of the Bond Registrar hereunder. The
Bond Registrar is authorized, on behalf of the City, to authenticate and deliver
Underwritten Bonds transferred or exchanged in accordance with the provisions of such
Underwritten Bonds and this ordinance and to carry out all of the Bond Registrar's
powers and duties under this ordinance. The Bond Registrar shall be responsible for its
representations contained in the Certificate of Authentication of the Underwritten Bonds.
(2) Registered Ownership. The City and the Bond Registrar, each in its
discretion, may deem and treat the Registered Owner of each Underwritten Bond as the
absolute owner thereof for all purposes (except as provided in the Continuing Disclosure
Certificate), and neither the City nor the Bond Registrar shall be affected by any notice
to the contrary. Payment of any such Bond shall be made only as described in
Section 4(A)(7), but such Underwritten Bond may be transferred as herein provided. All
such payments made as described in Section 4(A)(7) shall be valid and shall satisfy and
discharge the liability of the City upon such Underwritten Bond to the extent of the
amount or amounts so paid.
(3) DTC Acceptance/Letters of Representations. The Underwritten Bonds
initially shall be held by DTC acting as depository. The City has executed and delivered
to DTC a Blanket Issuer Letter of Representations. Neither the City nor the Bond
Registrar shall have any responsibility or obligation to DTC participants or the persons
for whom they act as nominees (or any successor depository) with respect to the
Underwritten Bonds in respect of the accuracy of any records maintained by DTC (or
any successor depository) or any DTC participant, the payment by DTC (or any
successor depository) or any DTC participant of any amount in respect of the principal of
or interest on Underwritten Bonds, any notice which is permitted or required to be given
to Registered Owners under this ordinance (except such notices as shall be required to
be given by the City to the Bond Registrar or to DTC (or any successor depository)), or
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any consent given or other action taken by DTC (or any successor depository) as the
Registered Owner. For so long as any Underwritten Bonds are held by a depository,
DTC or its successor depository or its nominee shall be deemed to be the Registered
Owner for all purposes hereunder, and all references herein to the Registered Owners
shall mean DTC (or any successor depository) or its nominee and shall not mean the
owners of any beneficial interest in such Underwritten Bonds.
(4) Use of Depository.
(A) The Underwritten Bonds shall be registered initially in the name of
"Cede & Co.", as nominee of DTC, with one Underwritten Bond maturing on each of the
maturity dates for the Underwritten Bonds in a denomination corresponding to the total
principal therein designated to mature on such date. Registered ownership of such
Underwritten Bonds, or any portions thereof, may not thereafter be transferred except:
(i) to any successor of DTC or its nominee, provided that any such successor shall be
qualified under any applicable laws to provide the service proposed to be provided by it;
(ii) to any substitute depository appointed by the Finance Director pursuant to
subsection (B) below or such substitute depository's successor; or (iii) to any person as
provided in subsection (D) below.
(B) Upon the resignation of DTC or its successor (or any substitute
depository or its successor) from its functions as depository or a determination by the
Finance Director to discontinue the system of book entry transfers through DTC or its
successor (or any substitute depository or its successor), the Finance Director may
hereafter appoint a substitute depository. Any such substitute depository shall be
qualified under any applicable laws to provide the services proposed to be provided by
it.
(C) In the case of any transfer pursuant to clause (i) or (ii) of subsection
(A) above, the Bond Registrar shall, upon receipt of all outstanding Underwritten Bonds
together with a written request on behalf of the Finance Director, issue a single new
Underwritten Bond for each maturity of that series then outstanding, registered in the
name of such successor or such substitute depository, or their nominees, as the case
may be, all as specified in such written request of the Finance Director.
(D) In the event that: (A) DTC or its successor (or substitute depository or
its successor) resigns from its functions as depository, and no substitute depository can
be obtained; or (B) the Finance Director determines that it is in the best interest of the
beneficial owners of the Underwritten Bonds that such owners be able to obtain
physical Bond certificates, the ownership of such Underwritten Bonds may then be
transferred to any person or entity as herein provided, and shall no longer be held by a
depository. The Finance Director shall deliver a written request to the Bond Registrar,
together with a supply of physical Bonds, to issue Underwritten Bonds as herein
provided in any authorized denomination. Upon receipt by the Bond Registrar of all
then outstanding Underwritten Bonds together with a written request on behalf of the
Finance Director to the Bond Registrar, new Underwritten Bonds of such series shall be
issued in the appropriate denominations and registered in the names of such persons
as are requested in such written request.
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(5) Registration of Transfer of Ownership or Exchange; Change in
Denominations. The transfer of any Underwritten Bond may be registered and
Underwritten Bonds may be exchanged, but no transfer of any such Underwritten Bond
shall be valid unless it is surrendered to the Bond Registrar with the assignment form
appearing on such Underwritten Bond duly executed by the Registered Owner or such
Registered Owner's duly authorized agent in a manner satisfactory to the Bond
Registrar. Upon such surrender, the Bond Registrar shall cancel the surrendered
Underwritten Bond and shall authenticate and deliver, without charge to the Registered
Owner or transferee therefor, a new Underwritten Bond (or Underwritten Bonds at the
option of the new Registered Owner) of the same series, date, maturity, and interest
rate and for the same aggregate principal amount in any authorized denomination,
naming as Registered Owner the person or persons listed as the assignee on the
assignment form appearing on the surrendered Underwritten Bond, in exchange for
such surrendered and cancelled Underwritten Bond. Any Underwritten Bond may be
surrendered to the Bond Registrar and exchanged, without charge, for an equal
aggregate principal amount of Bonds of the same series, date, maturity, and interest
rate, in any authorized denomination. The Bond Registrar shall not be obligated to
register the transfer of or to exchange any Underwritten Bond during the 15 days
preceding any principal payment or redemption date.
(6) Bond Registrar's Ownership of Bonds. The Bond Registrar may
become the Registered Owner of any Underwritten Bond with the same rights it would
have if it were not the Bond Registrar, and to the extent permitted by law, may act as
depository for and permit any of its officers or directors to act as a member of, or in any
other capacity with respect to, any committee formed to protect the right of the
Registered Owners or beneficial owners of Underwritten Bonds.
(7) Place and Medium of Payment. Both principal of and interest on the
Underwritten Bonds shall be payable in lawful money of the United States of America.
Interest on the Underwritten Bonds shall be calculated on the basis of a year of
360 days and twelve 30 -day months. For so long as all Underwritten Bonds are held by
a depository, payments of principal thereof and interest thereon shall be made as
provided in accordance with the operational arrangements of DTC referred to in the
Letter of Representations. In the event that the Underwritten Bonds are no longer held
by a depository, interest on the Underwritten Bonds shall be paid by check or draft
mailed to the Registered Owners at the addresses for such Registered Owners
appearing on the Bond Register on the Record Date, or upon the written request of a
Registered Owner of more than $1,000,000 of Underwritten Bonds (received by the
Bond Registrar at least by the Record Date), such payment shall be made by the Bond
Registrar by wire transfer to the account within the United States designated by the
Registered Owner. Principal of the Underwritten Bonds shall be payable upon
presentation and surrender of such Underwritten Bonds by the Registered Owners at
the designated office of the Bond Registrar.
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If any Underwritten Bond is duly presented for payment and funds have not been
provided by the City on the applicable payment date, then interest will continue to
accrue thereafter on the unpaid principal thereof at the rate stated on the Underwritten
Bond until the Underwritten Bond is paid.
(b) Direct Purchase Bonds.
(1) Registrar/Bond Registrar. The Finance Director shall act as Bond
Registrar for any Direct Purchase Bonds. The Bond Registrar is authorized, on behalf
of the City, to authenticate and deliver the Direct Purchase Bonds if transferred or
exchanged in accordance with the provisions of the Direct Purchase Bonds and this
ordinance and to carry out all of the Bond Registrar's powers and duties under this
ordinance with respect to Direct Purchase Bonds.
(2) Registered Ownership. The City and the Bond Registrar may deem and
treat the Registered Owner of any Direct Purchase Bond as the absolute owner for all
purposes, and neither the City nor the Bond Registrar shall be affected by any notice to
the contrary.
(3) Transfer or Exchange of Registered Ownership. Direct Purchase
Bonds shall not be transferrable without the consent of the City unless: (A) the Direct
Purchaser's corporate name is changed and the transfer is necessary to reflect such
change; or (B) the transferee is a successor in interest of the Direct Purchaser by
means of a corporate merger, an exchange of stock, or a sale of assets.
Notwithstanding the foregoing, Direct Purchase Bonds may be transferred upon
satisfaction of the requirements, if any, set forth in the applicable Sale Document and
the Direct Purchase Bonds.
Section 5. Redemption Prior to Maturity and Purchase of Bonds.
(a) Mandatory Redemption of Term Bonds and Optional Redemption. The Bonds
of each series shall be subject to mandatory redemption to the extent, if any, set forth in
the applicable Sale Document and as approved by a Designated Representative
pursuant to Section 12. The Bonds of each series shall be subject to optional
redemption and/or prepayment on the dates, at the prices and under the terms set forth
in the applicable Sale Document approved by a Designated Representative pursuant to
Section 12.
(b) Purchase of Bonds. The City reserves the right to purchase any or all of the
Bonds offered to it at any time at a price deemed reasonable by the Finance Director
plus accrued interest to the date of purchase.
(c) Selection of Bonds for Redemption. If the Underwritten Bonds of a series are
held in book -entry only form, the selection of particular Underwritten Bonds within a
series and maturity to be redeemed shall be made in accordance with the operational
arrangements then in effect at DTC. If the Underwritten Bonds of a series are no longer
held by a depository, the selection of such Underwritten Bonds of such series to be
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redeemed and the surrender and reissuance thereof, as applicable, shall be made as
provided in the following provisions of this subsection (c). If the City redeems at any
one time fewer than all of the Underwritten Bonds of a series having the same maturity
date, the particular Underwritten Bonds or portions of Underwritten Bonds of such
series and maturity to be redeemed shall be selected by lot (or in such manner
determined by the Bond Registrar) in increments of $5,000. In the case of an
Underwritten Bond of a denomination greater than $5,000, the City and the Bond
Registrar shall treat each Underwritten Bond as representing such number of separate
Underwritten Bonds each of the denomination of $5,000 as is obtained by dividing the
actual principal amount of such Underwritten Bond by $5,000. In the event that only a
portion of the principal sum of an Underwritten Bond is redeemed, upon surrender of
such Underwritten Bond at the designated office of the Bond Registrar there shall be
issued to the Registered Owner, without charge therefor, for the then unredeemed
balance of the principal sum thereof, at the option of the Registered Owner, an
Underwritten Bond or Bonds of like series, maturity and interest rate in any of the
denominations herein authorized.
(d) Notice of Redemption or Prepayment.
(1) Official Notice. Notice of any prepayment of Direct Purchase Bonds shall
be provided by the City to the Direct Purchaser as provided in the applicable Sale
Document.
For so long as the Underwritten Bonds of a series are held by a depository, notice
of redemption shall be given in accordance with the operational arrangements of DTC
as then in effect, and neither the City nor the Bond Registrar shall provide any notice of
redemption to any beneficial owners. The notice of redemption may be conditional.
Thereafter (if the Underwritten Bonds are no longer held in uncertificated form), notice
of redemption shall be given in the manner hereinafter provided. Unless waived by any
owner of Underwritten Bonds to be redeemed, official notice of any such redemption
(which redemption may be conditioned by the Bond Registrar on the receipt of sufficient
funds for redemption or otherwise) shall be given by the Bond Registrar on behalf of the
City by mailing a copy of an official redemption notice by first class mail at least 20 days
and not more than 60 days prior to the date fixed for redemption to the Registered
Owner of the Underwritten Bond or Bonds to be redeemed at the address shown on the
Bond Register or at such other address as is furnished in writing by such Registered
Owner to the Bond Registrar.
All official notices of redemption shall be dated and shall state:
(A) the redemption date,
(B) the redemption price,
(C) if fewer than all outstanding Underwritten Bonds of a series are to be
redeemed, the identification by maturity (and, in the case of partial redemption, the
respective principal amounts) of the Underwritten Bonds to be redeemed,
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Page 10 of 18
(D) any conditions to redemption,
(E) that unless conditional notice of redemption has been given and such
conditions have either been satisfied or waived, on the redemption date the redemption
price shall become due and payable upon each such Underwritten Bond or portion
thereof called for redemption, and that interest thereon shall cease to accrue from and
after said date, and
(F) the place where such Underwritten Bonds are to be surrendered for
payment of the redemption price, which place of payment shall be the designated office
of the Bond Registrar.
On or prior to any redemption date, unless such redemption has been rescinded or
revoked, the City shall deposit with the Bond Registrar an amount of money sufficient to
pay the redemption price of all the Underwritten Bonds or portions of Underwritten
Bonds which are to be redeemed on that date. The City retains the right to rescind any
redemption notice and the related optional redemption of Underwritten Bonds by giving
notice of rescission to the affected registered owners at any time on or prior to the
scheduled redemption date. Any notice of optional redemption that is so rescinded
shall be of no effect, and the Underwritten Bonds for which the notice of optional
redemption has been rescinded shall remain outstanding.
(2) Effect of Notice; Bonds Due. If notice of redemption has been given and
not rescinded or revoked, or if the conditions set forth in a conditional notice of
redemption have been satisfied or waived, the Underwritten Bonds or portions of
Underwritten Bonds to be redeemed shall, on the redemption date, become due and
payable at the redemption price therein specified, and from and after such date such
Underwritten Bonds or portions of Underwritten Bonds shall cease to bear interest.
Upon surrender of such Underwritten Bonds for redemption in accordance with said
notice, such Underwritten Bonds shall be paid by the Bond Registrar at the redemption
price. Installments of interest due on or prior to the redemption date shall be payable
as herein provided for payment of interest. All Underwritten Bonds which have been
redeemed shall be canceled by the Bond Registrar and shall not be reissued.
(3) Additional Notice. In addition to the foregoing notice, further notice shall
be given by the City as set out below, but no defect in said further notice nor any failure
to give all or any portion of such further notice shall in any manner defeat the
effectiveness of a call for redemption if notice thereof is given as above prescribed.
Each further notice of redemption given hereunder shall contain the information
required above for an official notice of redemption plus: (A) the CUSIP numbers of all
Underwritten Bonds being redeemed; (B) the date of issue of the Underwritten Bonds
as originally issued; (C) the rate of interest borne by each Underwritten Bond being
redeemed; (D) the series and maturity date of each Underwritten Bond being
redeemed; and (E) any other descriptive information needed to identify accurately the
Underwritten Bonds being redeemed. Each further notice of redemption may be sent at
least 20 days before the redemption date to each party entitled to receive notice
pursuant to Section 14 and the Continuing Disclosure Certificate and with such
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additional information as the City shall deem appropriate, but such mailings shall not be
a condition precedent to the redemption of such Underwritten Bonds.
(4) Amendment of Notice Provisions. The foregoing notice provisions of
this Section 5, including but not limited to the information to be included in redemption
notices and the persons designated to receive notices, may be amended by additions,
deletions and changes in order to maintain compliance with duly promulgated
regulations and recommendations regarding notices of redemption of municipal
securities.
Section 6. Form of Bonds. The Bonds shall be in substantially the form set forth
in Exhibit A, which is incorporated herein by this reference.
Section 7. Execution of Bonds. The Bonds of each series shall be executed on
behalf of the City by the facsimile or manual signature of the Mayor and shall be
attested to by the facsimile or manual signature of the City Clerk, and shall have the
seal of the City impressed or a facsimile thereof imprinted, or otherwise reproduced
thereon.
In the event any officer who shall have signed or whose facsimile signatures
appear on any of the Bonds shall cease to be such officer of the City before said Bonds
shall have been authenticated or delivered by the Bond Registrar or issued by the City,
such Bonds may nevertheless be authenticated, delivered and issued and, upon such
authentication, delivery and issuance, shall be as binding upon the City as though said
person had not ceased to be such officer. Any Bond may be signed and attested on
behalf of the City by such persons who, at the actual date of execution of such Bond
shall be the proper officer of the City, although at the original date of such Bond such
persons were not such officers of the City.
Only such Bonds as shall bear thereon a Certificate of Authentication manually
executed by an authorized representative of the Bond Registrar shall be valid or
obligatory for any purpose or entitled to the benefits of this ordinance. Such Certificate
of Authentication shall be conclusive evidence that the Bonds so authenticated have
been duly executed, authenticated and delivered hereunder and are entitled to the
benefits of this ordinance.
Section 8. Application of Bond Proceeds. The Finance Director is hereby
authorized to create a fund or account (the "Project Fund"), and subaccounts therein as
necessary, for the purposes set forth in this section. Net proceeds of the Bonds shall
be deposited in the Project Fund in the amounts specified in the closing memorandum
prepared in connection with the issuance of the Bonds. Such proceeds shall be used to
pay and/or reimburse the City for the costs of the Project and to pay costs of issuance
of the Bonds. The Finance Director shall invest money in the Project Fund and the
subaccounts contained therein in such obligations as may now or hereafter be
permitted to cities of the State by law and which will mature prior to the date on which
such money shall be needed, but only to the extent that the same are acquired, valued
and disposed of at Fair Market Value. Upon completion of the Project, Bond proceeds
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(including interest earnings thereon) may be used for other capital projects of the City or
shall be transferred to the Debt Service Fund.
Section 9. Tax Covenants. The City will take all actions necessary to assure the
exclusion of interest on each series of Bonds from the gross income of the owners of
such Bonds to the same extent as such interest is permitted to be excluded from gross
income under the Code as in effect on the date of issuance of the Bonds, including but
not limited to the following:
(a) Private Activity Bond Limitation. The City will assure that the proceeds of the
Bonds are not so used as to cause the Bonds to satisfy the private business tests of
Section 141(b) of the Code or the private loan financing test of Section 141(c) of the
Code.
(b) Limitations on Disposition of Project. The City will not sell or otherwise transfer
or dispose of: (i) any personal property components of the Project other than in the
ordinary course of an established government program under Treasury Regulation
1.141-2(d)(4); or (ii) any real property components of the Project, unless it has received
an opinion of nationally recognized bond counsel to the effect that such disposition will
not adversely affect the treatment of interest on the Bonds as excludable from gross
income for federal income tax purposes.
(c) Federal Guarantee Prohibition. The City will not take any action or permit or
suffer any action to be taken if the result of such action would be to cause any of the
Bonds to be "federally guaranteed" within the meaning of Section 149(b) of the Code.
(d) Rebate Requirement. The City will take any and all actions necessary to
assure compliance with Section 148(f) of the Code, relating to the rebate of excess
investment earnings, if any, to the federal government, to the extent that such section is
applicable to the Bonds.
(e) No Arbitrage. The City will not take, or permit or suffer to be taken, any action
with respect to the proceeds of the Bonds which, if such action had been reasonably
expected to have been taken, or had been deliberately and intentionally taken, on the
date of issuance of the Bonds would have caused the Bonds to be "arbitrage bonds"
within the meaning of Section 148 of the Code.
(0 Registration Covenant. The City will maintain a system for recording the
ownership of each Bond that complies with the provisions of Section 149 of the Code
until all Bonds have been surrendered and canceled.
(g) Record Retention. The City will retain its records of all accounting and
monitoring it carries out with respect to the Bonds for at least three years after the
Bonds mature or are redeemed (whichever is earlier); however, if the Bonds are
redeemed and refunded, the City will retain its records of accounting and monitoring at
least three years after the earlier of the maturity or redemption of the obligations that
refunded the Bonds.
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(h) Compliance with Federal Tax Certificate. The City will comply with the
provisions of the Federal Tax Certificate with respect to each series of Bonds, which are
incorporated herein as if fully set forth herein. The covenants of this Section will survive
payment in full or defeasance of the Bonds.
(i) Bank Qualification. The Finance Director is hereby authorized to designate
each series of Bonds as "qualified tax-exempt obligations" under Section 265(b)(3) of
the Code for investment by financial institutions if the City does not reasonably expect
to issue more than $10,000,000 of qualified tax-exempt obligations in the calendar year
in which the Bonds are issued.
Section 10. Debt Service Fund and Provision for Tax Levy Payments. The
City hereby authorizes the creation of a fund or account to be used for the payment of
debt service on the Bonds (the "Debt Service Fund"). No later than the date each
payment of principal of or interest on the Bonds becomes due, the City shall transmit
sufficient funds, from the Debt Service Fund or from other legally available sources, to
the Bond Registrar for the payment of such principal or interest. Money in the Debt
Service Fund may be invested in legal investments for City funds, but only to the extent
that the same are acquired, valued and disposed of at Fair Market Value. Any interest
or profit from the investment of such money shall be deposited in the Debt Service
Fund.
The City hereby irrevocably covenants and agrees for as long as any of the Bonds
are outstanding and unpaid that each year it shall include in its budget and levy an
ad valorem tax upon all the property within the City subject to taxation in an amount that
will be sufficient, together with all other revenues and money of the City legally available
for such purposes, to pay the principal of and interest on the Bonds as the same shall
become due.
The City hereby irrevocably pledges that the annual tax provided for herein to be
levied for the payment of such principal and interest shall be within and as a part of the
property tax levy permitted to cities without a vote of the electorate, and that a sufficient
portion of each annual levy to be levied and collected by the City prior to the full
payment of the principal of and interest on the Bonds will be and is hereby irrevocably
set aside, pledged and appropriated for the payment of the principal of and interest on
the Bonds. The full faith, credit and resources of the City are hereby irrevocably
pledged for the annual levy and collection of such taxes and for the prompt payment of
the principal of and interest on the Bonds when due.
Section 11. Defeasance. In the event that the City, in order to effect the payment,
retirement or redemption of any Bond, sets aside in the Debt Service Fund or in another
special account, cash or noncallable Government Obligations, or any combination of
cash and/or noncallable Government Obligations, in amounts and maturities which,
together with the known earned income therefrom, are sufficient to redeem or pay and
retire such Bond in accordance with its terms and to pay when due the interest and
redemption premium, if any, thereon, and such cash and/or noncallable Government
Obligations are irrevocably set aside and pledged for such purpose, then no further
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payments need be made into the Debt Service Fund for the payment of the principal of
and interest on such Bond. The owner of a Bond so provided for shall cease to be
entitled to any lien, benefit or security of this ordinance except the right to receive
payment of principal, premium, if any, and interest from the Debt Service Fund or such
special account, and such Bond shall be deemed to be not outstanding under this
ordinance. The City shall give written notice of defeasance of the Bonds in accordance
with the Continuing Disclosure Certificate.
Section 12. Sale of Bonds.
(a) Bond Sale. The Council has determined that it would be in the best interest of
the City to delegate to each Designated Representative, for a limited time, the authority
to determine the method of sale for each series of Bonds and to approve the final
interest rates, maturity dates, redemption terms and principal maturities for each series
of Bonds. Each series of Bonds issued pursuant to this ordinance may be issued at the
same or different times so long as each series complies with the terms hereof. Each
Designated Representative is hereby authorized to approve the issuance, from time to
time, of one or more series of Bonds and to approve whether the Bonds of such series
shall be sold in a private placement to a Direct Purchaser or to an Underwriter through
a competitive public sale or a negotiated sale, as set forth below.
(b) Direct Purchase. If a Designated Representative determines that the Bonds of
a series are to be sold by private placement, a Designated Representative shall select
the Direct Purchaser that submits the proposal that is in the best interest of the City.
Direct Purchase Bonds shall be sold to the Direct Purchaser pursuant to the terms of a
Loan Agreement.
(c) Negotiated Bond Sale. If a Designated Representative determines that the
Bonds of a series are to be sold by negotiated public sale, a Designated Representative
shall select the Underwriter that submits the proposal that is in the best interest of the
City. Such Bonds shall be sold to the Underwriter pursuant to the terms of a Bond
Purchase Contract.
(d) Competitive Sale. If a Designated Representative determines that the Bonds
of a series are to be sold at a competitive public sale, a Designated Representative
shall: (1) establish the date of the public sale; (2) establish the criteria by which the
successful bidder will be determined; (3) establish the criteria for a good faith deposit;
(4) cause notice of the public sale to be given; and (5) provide for such other matters
pertaining to the public sale as he or she deems necessary or desirable. A Designated
Representative shall cause the notice of sale to be given and provide for such other
matters pertaining to the public sale as he or she deems necessary or desirable. Such
Bonds shall be sold to the Underwriter pursuant to the terms of a Certificate of Award.
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(e) Sale Parameters. Subject to the terms and conditions set forth in this Section
12, each Designated Representative is hereby authorized to approve the method of
sale and the final interest rates, aggregate principal amount, principal maturities, and
redemption rights for each series of Bonds in the manner provided hereafter so long as:
(1) the aggregate principal (face amount) amount of all Bonds issued from
time to time under this ordinance does not exceed $20,000,000;
(2) the final maturity date for each series of Bonds is no later than
December 1, 2038;
(3) the aggregate purchase price for each series of Bonds shall not be less
than 98% of the aggregate stated principal amount of such series of Bonds, excluding
any original issue discount; and
(4) the true interest cost for each series of Bonds (in the aggregate for such
series) does not exceed 4.5%.
Subject to the terms and conditions set forth in this section, each Designated
Representative is hereby authorized to execute the appropriate Sale Document on
behalf of the City. The signature of one Designated Representative shall be sufficient to
bind the City. Following the execution of a Sale Document, a Designated
Representative shall provide a report to the Council describing the final terms of the
Bonds sold pursuant to such Sale Document and approved pursuant to the authority
delegated in this section.
The authority granted to the Designated Representatives by this Section 12 shall
expire one year after the effective date of this ordinance. After such date additional
Council approval shall be necessary to sell and issue Bonds pursuant to the terms of
this ordinance.
(f) Delivery of Bonds; Documentation. Upon the passage and approval of this
ordinance and execution of the applicable Sale Document for a series of Bonds, the
proper officials of the City, including the Designated Representatives and the City Clerk,
are authorized and directed to undertake all action necessary for the prompt execution
and delivery of such series of Bonds to the purchaser thereof and further to execute all
closing certificates and documents required to effect the closing and delivery of the
Bonds in accordance with the terms of the applicable Sale Document. Such documents
may include, but are not limited to, documents related to a municipal bond insurance
policy delivered by an insurer to insure the payment when due of the principal of and
interest on all or a portion of such series of Bonds as provided therein, if such insurance
is determined by a Designated Representative to be in the best interest of the City.
Section 13. Preliminary and Final Official Statements. Each Designated
Representative is hereby authorized to deem final the preliminary Official Statement
relating to a series of Underwritten Bonds for the purposes of the Rule. Each
Designated Representative is further authorized to approve for purposes of the Rule, on
behalf of the City, the final Official Statement relating to the issuance and sale of such
series of Underwritten Bonds and the distribution of such final Official Statement
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pursuant thereto with such changes, if any, as may be deemed by him or her to be
appropriate.
Section 14. Undertaking to Provide Ongoing Disclosure.
(a) The City covenants to execute and deliver at the time of Closing of any
Underwritten Bonds a Continuing Disclosure Certificate. Each Designated
Representative is hereby authorized to execute and deliver a Continuing Disclosure
Certificate upon the issuance, delivery and sale of any Underwritten Bonds with such
terms and provisions as such officer shall deem appropriate and in the best interests of
the City.
(b) The City may agree to provide the Direct Purchaser certain financial or other
information and agree to such additional covenants as determined to be necessary by a
Designated Representative and as set forth in the Loan Agreement and approved by a
Designated Representative pursuant to Section 12.
Section 15. Lost, Stolen or Destroyed Bonds. In case any Bond or Bonds are
lost, stolen or destroyed, the Bond Registrar may authenticate and deliver a new Bond
or Bonds of like series, amount, date and tenor to the Registered Owner thereof if the
owner pays the expenses and charges of the Bond Registrar and the City in connection
therewith and files with the Bond Registrar and the City evidence satisfactory to both
that such Bond or Bonds were actually lost, stolen or destroyed and of his or her
ownership thereof, and furnishes the City and the Bond Registrar with indemnity
satisfactory to both.
Section 16. Severability; Ratification. If any one or more of the covenants or
agreements provided in this ordinance to be performed on the part of the City shall be
declared by any court of competent jurisdiction to be contrary to law, then such
covenant or covenants, agreement or agreements, shall be null and void and shall be
deemed separable from the remaining covenants and agreements of this ordinance and
shall in no way affect the validity of the other provisions of this ordinance or of the
Bonds. All acts taken pursuant to the authority granted in this ordinance but prior to its
effective date are hereby ratified and confirmed.
Section 17. Payments Due on Holidays. If an interest and/or principal payment
date for a series of Bonds is not a business day, then payment shall be made on the
next business day and no interest shall accrue for the intervening period.
Section 18. Corrections by City Clerk. Upon approval of the City Attorney and
Bond Counsel, the City Clerk is hereby authorized to make necessary corrections to
this ordinance, including but not limited to the correction of clerical errors; references to
other local, state or federal laws, codes, rules, or regulations; ordinance numbering and
section/subsection numbering; and other similar necessary corrections.
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Section 19. Effective Date. This ordinance or a summary thereof shall be
published in the official newspaper of the City, and shall take effect and be in full force
five days after passage and publication as provided by law.
PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON,
at a Regular Meeting thereof this day of , 2017.
ATTEST/AUTHENTICATED:
Christy O'Ft herty, MMC, City CI Allan Ekberg, Mayor
APPROVED AS TO FORM BY:
T
`, 2m.io ( ' L' i,
Pia ' ica Law Group LIP, orhd Counsel Ordinance Number:
Filed with the City Clerk:
Passed by the City Council:
Published:
Effective Date:
Attachments:
Exhibit A — Form of Bond
Exhibit B — Certificate (by City Clerk)
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Exhibit A
Form of Bond
[DTC LANGUAGE] [TRANSFER RESTRICTIONS]
UNITED STATES OF AMERICA
NO. $
STATE OF WASHINGTO
CITY OF TUKWILA:
LIMITED TAX GENERAL OBLIGATI:ON;:;BOND, 2018
INTEREST RATE:
REGISTERED OWNER:
PRINCIPAL AMOUNT:
0/0
MATURITY DATE CUSIP NO.
The City of Tukwila, Washington (if ;e:."City"), hereby acknowledges itself to owe and
for value received promises to pay; to•“)e. Registered;: Owner identified above, or
registered assigns, on the Maturity aDate` identified .'above, the Principal Amount
indicated above and ;to:;pay interest thereon from.:the date of delivery, or the most recent
date to which interest'has been paid or duly provided .for;.. at the Interest Rate set forth
above (the "Interest; Rate"). Interest on thiisbond shall accrue from its dated date until
paid and shall be computed per annum on *principal amount outstanding on a 30/360
basis. Principal..of and 'accrued;iriterest on this bond shall be payable on the dates set
forth in the payment schedule attached hereto The City of Tukwila, Washington (the
"City"), hereby acknowlodges��itself to owe and: for value received promises to pay to the
Registered, Owner identified above, or registered assigns, on the Maturity Date
identified the Principal Amount.indicated above and to pay interest thereon from
>:;20 , or tle;most recent date to which interest has been paid or duly
provided for until payment of; this bond at the Interest Rate set forth above, payable on
June 1, 2018, and r'semiannually thereafter on the first days of each succeeding June
and December. Botlprincipat"of and interest on this bond are payable in lawful money
of the United States of.Am:erica. The fiscal agent of the State of Washington has been
appointed by the City asf-the authenticating agent, paying agent and registrar for the
bonds of this issue (the "Bond Registrar"). For so long as the bonds of this issue are
held in fully immobilized form, payments of principal and interest thereon shall be made
as provided in accordance with the operational arrangements of The Depository Trust
Company ("DTC") referred to in the Blanket Issuer Letter of Representations (the "Letter
of Representations") from the City to DTC.
A-1
39
The bonds of this issue are issued under and in accordance with the provisions of
the Constitution and applicable statutes of the State of Washington and Ordinance
No. duly passed by the City Council on , 2017 (the "Bond
Ordinance"). Capitalized terms used in this bond have the meanings given such terms
in the Bond Ordinance.
This bond shall not be valid or become obligatory for any purpose or be entitled to
any security or benefit under the Bond Ordinance until the Certificate of Authentication
hereon shall have been manually signed by or on behalf of the Bond Registrar or its
duly designated agent.
This bond is one of an authorized issue of bonds �li,ke series, date, tenor, rate of
interest and date of maturity, except as to numbeofrand amount in the aggregate
principal amount of $ and is issued pursuant to the Bond Ordinance to
provide a portion of the funds necessary (a) to,paythe '.cost of the acquisition of land
and construction of City maintenance and other City facilitiies:;and (b) to pay costs of
issuance.
[insert description of redemption or prepayment terms]
The City has [not] designated the Bonds as "qualified tax-exempt' obligations" under
••
Section 265(b)(3) of the Code].
The City has irrevocably covenanted with the ownerof this bond that it shall include
in its annual budget and levy taxes =annually within and::=a.:]part of the tax levy permitted
to the City without a vote: of the electorate, `upon. all the taxable property in the City
without limitation as;'to rate or amount:t'and in ant
mous sufficient, together with other
money legally available therefor;., to paythe principal of:and interest on this bond when
due. The full faith,.;. credit and 'resources =:of the City are irrevocably pledged for the
annual levy and collection of such ;taxes andthe prompt payment of such principal and
interest.
The 'pledge of to t levies•for;payment<'of principal of and interest on the bonds may
be discharged prior to maturityrof the bonds by making provision for the payment
thereof ori<:the terms and =conditioris,set forth in the Bond Ordinance.
Owners~ofthis bond do`;::not have''a-security interest in particular revenues or assets
of the City. Thist_bond is nota -debt or indebtedness of the State of Washington, or any
political subdivision thereof other than the City.
It is hereby certifiedthat 'all acts, conditions and things required by the Constitution
and statutes of the State`:of Washington to exist and to have happened, been done and
performed precedent to and in the issuance of this bond exist and have happened, been
done and performed and that the issuance of this bond and the bonds of this issue does
not violate any constitutional, statutory or other limitation upon the amount of bonded
indebtedness that the City may incur.
A-2
40
IN WITNESS WHEREOF, the City of Tukwila, Washington, has caused this bond to
be executed by the manual or facsimile signatures of the Mayor and the City Clerk and
the seal of the City to be imprinted, impressed or otherwise reproduced hereon as of
this day of , 20 ..
[SEAL]
ATTEST:
CITY OF TUKWILA, WASHINGTON
By
kberg, Mayor
Christy O'Flaherty, MMC, City Clerk
FOR, UNDER\
N 80 DS]
RTIF:ICATE OF AUTHENTICATION
Date of:Aiithontication:
his, bond is one: of::the bonds described in the within -mentioned Bond Ordinance
and is one:of.the Limited Tax General Obligation Bonds, [ ], of the City of Tukwila,
Washington dated ,
A-3
WASHINGTON STATE FISCAL
AGENT, as Bond Registrar
By
41
[FOR DIRECT PURCHASE BONDS]
REGISTRATION CERTIFICATE
This bond is registered in the name of the Registered Owner on the books of the
City, in the office of the Finance Director of the City (the "Bond Registrar"), as to both
principal and interest, as noted in the registration blank below. All payments of principal
of and interest on this bond shall be made by the City as provided in the Bond
Ordinance.
Date of
Registration
, 2018
Name and Address of;> Signature of
Registered Owner Bond Registrar
Finance Director
PAYMENT SCHEDULE
Princi;pal:arii Uri
schedu
oncishalf`be payable as set forth in the following
Date:::. '`'' Principal Interest Total Payment
A-4
42
Exhibit B
CERTIFICATE
I, the undersigned, City Clerk of the City Council of the City of Tukwila, Washington
(the "City"), DO HEREBY CERTIFY:
1. The attached copy of Ordinance No. (the "Ordinance") is a full,
true and correct copy of an ordinance duly passed at a regular meeting of the City
Council of the City held at the regular meeting place thereof on , 2017
as that ordinance appears in the minute book of the City; and the Ordinance will be in
full force and effect five (5) days after its passage and publication as provided by law;
and
2. That said meeting was duly convened and held in all respects in accordance
with law, and to the extent required by law, due and proper notice of such meeting was
given; that a legal quorum was present throughout the meeting and a legally sufficient
number of members of the Council voted in the proper manner for the passage of said
Ordinance; that all other requirements and proceedings incident to the proper passage
of said Ordinance have been fully fulfilled, carried out and otherwise observed; and that
I am authorized to execute this certificate.
3. That Ordinance No. has not been amended, supplemented or
rescinded since its passage and is in full force and effect and that I am authorized to
execute this certificate.
IN WITNESS WHEREOF, I have hereunto set my hand this day
of , 2017.
CITY OF TUKWILA, WASHINGTON
Christy O'Flaherty, MMC, City Clerk
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