HomeMy WebLinkAboutReg 2019-05-20 Item 4G - Resolution - Appointing Finance Director to Designate Certain Expenditures for Reimbursement from Bond ProceedsCOUNCIL AGENDA &SYNOPSIS
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Meeting Date
Prepared by
Ma ore review
Council review
05/20/19
Vicky
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ITEM INFORMATION
ITEM No,
4.G.
ST1F1-; SPONSOR: VICKY CARLSEN
ORIGINAL AGENDA DATE:5/20/19
AGENDA ITEM TITLE Adopt
reimbursment
Resolution appointing finance director to designate certain expenditures for
from bond proceeds
CATEGORY E Discussion
Meg Date
Motion
Date
0 Resolution
El Ordinance
El Bid _Award
Mtg Date
E Public Hearing
Mtg Date
D Other
Mtg Date
Mtg
Mtg Date 5/20/19
Mtg Date
SPONSOR Council EMayor EHR DDCD V1Fzeance EjFzre [TS DP&K L1Polue IIPW DCourt
SPONSOR'S Council is being asked to approve a resolution that would appoint the finance director to
SUMMARY designate capital project expenditures to be reimbursed from bond proceeds
REVIEWED BY El C.O.W. Mtg. E CDN Comm
i: Trans &Infrastructure fl Arts Comm.
DATE: 5/13/19
ri Finance
Comm. 0 Public Safety Comm.
Comm. El Planning Comm.
CHAIR: MCLEOD
El Parks
COMMITTEE
RECOMMENDATIONS:
SPONSOR/ADMIN.
COMMITME
Finance
Unanimous Approval; Forward to Consent Agenda
COST IMPACT / FUND SOURCE
EXPENDITURE REQUIREAMOUNT BUDGETED APPROPRIATION REQUIRED
$ $ $
Fund Source:
Comments:
MTG. DATE
RECORD OF COUNCIL ACTION
MTG. DATE
ATTACHMENTS
5/20 9
Informationale orandum dated 5/8/19 (Updated after Finance Committee)
Draft Resolution
Minutes o the Finance Committee meeting of 5/ 9
101
102
City of Tukwila
Allan Ekberg, Mayor
INFORMATIONAL MEMORANDUM
TO: Finance Council Committee
FROM: Vicky Carlsen, Finance Director
CC: Mayor Ekberg
DATE: May 8, 2019
SUBJECT: Appoint Finance Director to designate expenditures for reimbursement from
bond proceeds
Updated afterMaj 13,2019ggFinance Committee r testincg.
ISSUE
The proposed resolution would appoint the Finance Director to designate certain expenditures for
reimbursement from bond proceeds.
BACKGROUND
Major high -cost capital projects that are not paid for with grants or dedicated revenue sources are
often financed with bond proceeds. The City Council approves the capital project through two
processes; (1) the budget or budget amendment process, and (2) the issuance of debt to fund
the project.
Shortly after the project is approved by City Council, departments can, and often do, incur costs
associated with the project. These costs typically include planning and design and usually qualify
to be covered by bond proceeds. However, it can take three to four months to go through the full
legislative process to incur debt and receive the bond proceeds.
In order to ensure that expenditures incurred prior to the receipt of bond proceeds can be
reimbursed with bond proceeds, Council approves a reimbursement resolution that is specific to
the project. Once a reimbursement resolution is approved, expenditures occurring up to 60 days
prior to approval of the resolution can be reimbursed with the bond proceeds. This reimbursement
resolution is typically included in the same legislative cycle and process to issue debt related to
the capital project.
DISCUSSION
In order to streamline the process to finance certain capital projects with bond proceeds, staff is
recommending approval of a resolution that would designate the Finance Director as the official
responsible for issuing a statement of official intent to reimburse qualifying expenditures with
issuance of debt; including bonds, notes, and leases.
Approving this resolution would eliminate one step for future capital projects that are financed with
debt proceeds. It is imRortantWeto note that this proposal does notpreµemptwethe City Council's
legislative decision I akung duthority. The city. Council approves all capital _projects and debt
issuancesintwo separate ste1psand neither of these pr ocessesewwill change.
103
INFORMATIONAL MEMO
Page 2
RECOMMENDATION
Council is being asked to forward this resolution to the May 20, 2019 Regular Meeting Consent
Agenda.
ATTACHMENTS
Draft Resolution
104
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
TUKWILA, WASHINGTON, APPOINTING THE FINANCE
DIRECTOR FOR THE PURPOSE OF DESIGNATING
CERTAIN EXPENDITURES FOR REIMBURSEMENT FROM
BONDS THAT MAY BE AUTHORIZED AND APPROVED
BY THE CITY FOR ISSUANCE IN THE FUTURE.
WHEREAS, the City of Tukwila, Washington (the "City") issues tax-exempt
obligations, including bonds, notes, and leases from time to time for the purpose of
financing its governmental activities; and
WHEREAS, the United States Department of the Treasury has promulgated
Regulations limiting the ability of the City to use the proceeds of tax-exempt obligations
for reimbursement of prior expenditures; and
WHEREAS, 26 C.F.R. Section 1.150-2 of the Regulations permits the City to
appoint one or more officials for the purpose of identifying and qualifying capital projects
for reimbursement purposes; and
WHEREAS, any such declaration of official intent to reimburse must not be made
as a matter of course or in an amount substantially in excess of the amount expected to
be necessary for the proposed project;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUKWILA,
WASHINGTON, HEREBY RESOLVES AS FOLLOWS:
Section 1. The City Council hereby appoints and designates the Finance Director
a "Designated Official," as the official responsible for issuing statements of official intent
in compliance with Treasury Regulation 26 C.F.R. Section 1.150-2.
Section 2. Upon a determination by the Designated Official that the costs of a
particular capital project may be reimbursed from the proceeds of tax-exempt
obligations of the City, the Designated Official is authorized and directed to execute a
certificate of official intent, substantially in the form attached hereto as Exhibit A. Each
W:\Legislative Development\Finance Director as Designated Official re Bond expenditures 4-15-19
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certificate so executed shall become a part of the official records of the City available for
public inspection and review.
Section 3. This resolution will take effect from and after its adoption as provided
by law.
PASSED BY THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, at
a Regular Meeting thereof this day of , 2018.
ATTEST/AUTHENTICATED:
Christy O'Flaherty, MMC, City Clerk Kathy Hougardy, Council President
APPROVED AS TO FORM BY:
Filed with the City Clerk:
Passed by the City Council:
Resolution Number:
Pacifica Law Group LLP, Bond Counsel
Attachment A: Exhibit A —Form of Official Intent Certificate
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VC:bjs Review and analysis by Barbara Saxton
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Page 2 of 2
EXHIBIT A
FORM OF OFFICIAL INTENT CERTIFICATE
Pursuant to Resolution No. of the City Council of the City of Tukwila,
Washington (the "City"), the undersigned, Finance Director of the City, hereby states as
follows:
Section 1. The undersigned is a "Designated Official" of the City as defined in
Resolution No. for the purposes of this Official Intent Certificate.
Section 2. The City reasonably expects to reimburse the expenditures described
herein with the proceeds of debt to be incurred by the City (the "Reimbursement
Bonds").
Section 3. The maximum principal amount of Reimbursement Bonds expected to
be issued is $
Section 4. The expenditures with respect to which the City reasonably expects to
be reimbursed from the proceeds of Reimbursement Bonds will be made from the City's
[name of fund or account] for project costs related to the City's [description of the
project].
Dated this day of , 20
Name
Title
107
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City of Tukwila
City Council Finance Committee
FINANCE COMMITTEE
Meeting Minutes
May 13, 2019 - 5:30 p.m. - Hazelnut Conference Room, City Hall
Councilmembers: Thomas McLeod, Chair; Verna Seal, De'Sean Quinn
Staff: David Cline, Vicky Carlsen, Jeff Friend, Bruce Linton, Jay Wittwer, Laurel
Humphrey
CALL TO ORDER: Chair McLeod called the meeting to order at 5:30 p.m.
I. PRESENTATIONS
II. BUSINESS AGENDA
A. Resolution: Appointing the Finance Director as Designated Official for Bond Expenditures
Staff is seeking Council approval of an ordinance that will appoint the Finance Director to
designate certain expenditures for reimbursement from bond proceeds. This step currently
requires a reimbursement resolution to be adopted by Council, so this will streamline the
process by designating the Director to be responsible for issuing a statement of official intent to
reimburse qualifying expenditures with issuance of debt. The City Council will still retain its
authority to approve the capital project and to issue debt to fund the project. The Committee
requested that the memo include additional language to clarify this point. UNANIMOUS
APPROVAL. FORWARD TO MAY 20, 2019 REGULAR CONSENT AGENDA.
B. March 2019 Departmental Budget-to-Actuals Report
Staff presented the Committee with the March 2019 Financial Report, which describes the
general state of departmental expenditures and highlights significant trends. General Fund
expenditures totaled $16.4 million as compared to the allocated budget of $17.9 million. The
allocated budget reflects year-to-date spending patterns of the previous year. 11 of 14 General
Fund departments were under their allocated budget. Fire, Street Maintenance & Operations,
and Community Development have overages due to pipeline positions and overtime costs,
February snow events, and structural code compliance review respectively. Councilmember
Quinn asked that the memo be updated to reflect the actual cost associated with the four
unbudgeted pipeline positions. The Committee will be presented with a more in-depth review
of the Fire Department budget at its next meeting. DISCUSSION ONLY.
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