HomeMy WebLinkAboutReg 2011-12-05 Item 2B - Presentation - 2011 Third Quarter Financial ReportSummary
September 30, 2011
As of September 3(), 2011, three quarter, or 754 of the year had expired. The third quarter activity
reduced the City -wide fund balance by $5.8 million creating a year to date deficit of $3.2 million.
The year -to -date deficit was attributed to the Government funds $6.0 million deficit; although the
e
City -wide fund ending balance as of the third quarter is $46.2 million which is $14.10 million great-
er than the annual budget ol' $32.()7 million
The third quarter Government fund decrease is temporary and is due to the collection of property
tax revenue which occurs in April and October. The decrease was offset by Enterprise fund revenue
collections due to Summer wage and the collection of the Surface water semi- annual billing. Sales
and use tax revenues Continue to eXCeed budget while charges for ServieeS Continues to suffer due to
.r "�v economic Conditions. l
(_.incertalnty Continues in the economy and deterioration of economic Conditions Could negatively
impact City finances. As compared with budget, actual operating reSultS through the third quarter
have been positive with expenses at 67.36% of budget or down $4.0 million offsetting the revenue
shortage for the year compared to budget. The City appears on track to meet its budgetary goals for
the year.
FUND BALANCES CHANGE IN FUND
CITY -WIDE BALANCES
AU I UAL ACTUAL
12/31/2010 03/31/2011 06/30/2011 09/30/2011 Q3 I YTD
Governmental funds 28,762,831 29,722,371 31,888,273 25,888,039 (6,000,234) (2,874,792)
Enterprise funds 11,158,079 10,980,343 9,526,174 9,691,041 164,866 (1,467,039)
Internal service funds 9,461,981 9,947,703 10,579,448 10,604,413 24,966 1,142,433
City -wide Total 49,382,891 50,650,417 51,993,895 46,183,493 1 (5,810,402)1 (3,199,398)1
O Fund Balances
As of September 30, 2011
General Fund $5,24',746
4 Hotel /Motel Tax Fund $695,881
J Street Fund "N" 1 0 -A $794,510
Arterial StreetFund $8,470,882
3 Contingency Fund 5v $1,457,451
Fire Equip Cum Reserve $858,123
pit Drug Seizure Fund $160,784
Debt Service Funds $15,105
Parks AogFund yea.,„ vn., tiv .vYvh,v, .�q *Muuw $4,976,02
Facility Replacement Fund rFi $2,034,039
MM ;l 0 General Gov Improvements F,n"-- "=Al $871,002
Fire Impact Fee Fund a��311�
/r 493
Water Fund $4,251,834
Sewer Fund 1,782,555
Foster Golf Fund $84,201
Su Fund
q ui p ment Relacement Fund it ,451
E 3, Replacement
3,834,61 7
LEOFF Insurance Fund 0000 $4 000 $5,061,-,)7
$2
Self-insurance Fund 00
589
00 $6 000.000 $8.000.000 $10.000.000
O
Unreserved/ unrestricted
N
Inside this issue:
Governmental funds 2 Enterprise funds 4
Governmental funds continued 3 Internal Service funds 5
1
Governmental Fund Balances- By Fund Group
$1]
$16
$15
$14
$13
$12
$11
$10
$9
$8
$6
$s
$4
$3
$2
$1
$15.7
$14.5 ---8 —,,y ,e®
$14.1
e� ri m ews mxmsnmm
$12.4 Fund
—d
$9.7 —2— Special
$8.5 $8.4 Revenue
Debt
Service
�a.......,,. w. w.w.w.w.w.�n....
$5.2
$5.8 $5.6 mmmm- Capital
Project
Dec 2010 Mar 2011 Jun 2011 Sep 2011
GOVERNMENTAL
FUNDS
General Fund
Special Revenue
Debt Ser\Ace
Capital Project
GOVERNMENTAL FUNDS
Governmental Fund Balances
Combined
$35
$30
$25
$20
$15
$10
$5
Combined governmental fund activity for the third quarter resuulted
in a $6.0 million decrease in fund balances. The General Fund was
responsible for $4.5 million of this decrease and the special revenue
funds were responsible for a decline of $1.7 million. The General
Fund decrease is attributed to the timing in the collection ot'property
taxes and lower revenue for fee based activities. Sumnmer' road con
Struction for the SOUthcenter Access Project and Parkway Extension
drove the balance of the 104 Arterial Street Fund down by $1.8
million. The financial resultS and positions of the governmental
funds are discussed in more detail below.
lffll �l�
General fund third quarter activity decreased the fund balance by
$4.5 million with a year -to -date decrease of $514,294. This is a re-
sult of property tax revenue collected Semi annually in April and
October The negative fund balance will be offset in the fourth
quarter upon collection of the October property tax revenue which
as of the third quarter is 53.32 of budget.
Although the reSUltS show a lar-e decrease in fund balance for the
quarter, the balance is $729,467 greater than the budgeted fund bal-
ance. Sales and Use tax continue to have positive resultS with reve-
nueS exceeding budget throUgh the quarter at 82.54 of budget. The
increase in sales and Use tax revenue has offset the lower revenueS
collected for participation /USe fees which are at 59.34 of budget.
Year -to -date revenueS of $35.1 million, or 68.54% of annual bud(
are lower than expected, but exceed expenditureS.
The General Fund had expenditureS of $13.3 million during the third
quarter, bringing the year -to -date total to $35.6 million or 67.36% of
annual budget. City departments have been diligent in managing
their budgets all departments are within budget with the exception
of the City Attorney and Park Maintenance. The City Attorney has
experienced a high number of incidents and Park and Maintenance
is due to City layoff reinstatements with back pay in July 2011.
Departments experiencing positive budget resultS include Mayor at
64.24 Parks and Recreation at 67.90 Information Teehnolo(
at 66.75 Public Works at 66.57% and Dept 20 at 45.56
Mayor's department has effectively managed their spend
ing to reduce costs in addition to not renewing the ORCA
card program for employees at a cost of $67,000 due to a
100"7 increase (2010 ORCA was $36,000).
Parks and Recreation has experienced declines in program
participation resulting in lower revenue and reduced ex-
penseS Such as extra labor at 63
Continued on page 3
Page 2
2011 THIRD QUARTER FINANCIAL REPORT
2
De, 10 Mar -11 Jun -11 Sep -11
FUND BALANCES
I CHANGE IN FUND BALANCES
ACTUAL
BUDGET
ACTUAL BUDGET
Variance
12/31/2010
03/31/2011
06/30/2011
09/30/2011
YTD
O3 YTD YTD
YTD
5,757,040
5,646,681
9,731,524
5,242,746
4,856,239
(4,488,778) (514,294) (1,243,761)
729,467
14,461,545
15,679,070
14,089,147
12,437,630
8,004,059
$(1,651,517) (2,023,915) (47,941)
(1,975,974)
3,050
(8,947)
14,132
15,105
2,250
974 12,055 2,250
9,805
8,541,195
8,405,568
8,053,470
8,192,557
6,592,852
139,086 (348,639) (447,149)
98,510
$28,762,831
$29,722,371
$31,888,273
$25,888,039
19,455,400
1 $(6,000,234) $(2,874,792)1 $(1,736,600)1 $(1,138,192)
Combined governmental fund activity for the third quarter resuulted
in a $6.0 million decrease in fund balances. The General Fund was
responsible for $4.5 million of this decrease and the special revenue
funds were responsible for a decline of $1.7 million. The General
Fund decrease is attributed to the timing in the collection ot'property
taxes and lower revenue for fee based activities. Sumnmer' road con
Struction for the SOUthcenter Access Project and Parkway Extension
drove the balance of the 104 Arterial Street Fund down by $1.8
million. The financial resultS and positions of the governmental
funds are discussed in more detail below.
lffll �l�
General fund third quarter activity decreased the fund balance by
$4.5 million with a year -to -date decrease of $514,294. This is a re-
sult of property tax revenue collected Semi annually in April and
October The negative fund balance will be offset in the fourth
quarter upon collection of the October property tax revenue which
as of the third quarter is 53.32 of budget.
Although the reSUltS show a lar-e decrease in fund balance for the
quarter, the balance is $729,467 greater than the budgeted fund bal-
ance. Sales and Use tax continue to have positive resultS with reve-
nueS exceeding budget throUgh the quarter at 82.54 of budget. The
increase in sales and Use tax revenue has offset the lower revenueS
collected for participation /USe fees which are at 59.34 of budget.
Year -to -date revenueS of $35.1 million, or 68.54% of annual bud(
are lower than expected, but exceed expenditureS.
The General Fund had expenditureS of $13.3 million during the third
quarter, bringing the year -to -date total to $35.6 million or 67.36% of
annual budget. City departments have been diligent in managing
their budgets all departments are within budget with the exception
of the City Attorney and Park Maintenance. The City Attorney has
experienced a high number of incidents and Park and Maintenance
is due to City layoff reinstatements with back pay in July 2011.
Departments experiencing positive budget resultS include Mayor at
64.24 Parks and Recreation at 67.90 Information Teehnolo(
at 66.75 Public Works at 66.57% and Dept 20 at 45.56
Mayor's department has effectively managed their spend
ing to reduce costs in addition to not renewing the ORCA
card program for employees at a cost of $67,000 due to a
100"7 increase (2010 ORCA was $36,000).
Parks and Recreation has experienced declines in program
participation resulting in lower revenue and reduced ex-
penseS Such as extra labor at 63
Continued on page 3
Page 2
2011 THIRD QUARTER FINANCIAL REPORT
2
De, 10 Mar -11 Jun -11 Sep -11
Information Technolo spendim is down due to the in-
stallation of the new phone system paid through bond fund
inl in Fund 303 General Government Improvements.
Public Works has managed their spending to reduce Costs
through the third quarter. Salaries through the third quarter
are at 68.75 due to project manager salary and benefits
eharued to Fund 104 Arterial Street Fund.
Additional General Fund savings have been achieved through the
delay of transfers -out from Dept 20 and will be made on a as need-
ed basis. The $2 million variance in transfer out constitute the
budget for removal of the flood mitigation devices. This bud will
be moved to 2012 through the budget amendment process.
Special Revenue Funds
Special revenue funds declined $1.7 million in the third quarter
brinin, the year -to -dale decrease to $2.0 million. The 104 Arterial
Street Fund was the lamest contributors to this decline as discussed
below.
Fund 104- Arterial Street. The third quarter fund balance decline is
due to capital expenditures exceedin(I corresponding revemre. 'Third
quarter revenue was slightly lower than second quarter revenue. Ex-
penditure activity Continued on the SOUthcenter Access Project and
the Southceuter Parkway Extension Projects. A deficit was planned
for the vear- the actual year -to -date deficit of $2.6 million is hi(
than the prorated budget deficit of $157,000. However, beuinninu
fund balance is $6 million hi"her than budget due partially to the
$4.3 million in unspent 2010 debt proceeds remaining at the begin-
ninu of the year. 'These funds are available to cover costs of the
SOUthcenter Parkway Extension project. Both revenue and expend-
itures are below budget at 29.33 and 36.75 respectively due to
the timing" of Construction activity and certain Construction delays.
The fund had $7.1 million in cash and investments at quarter -end.
ACTUAL
FUND BALANCES
Variance
I CHANGE IN FUND BALANCES
YTD
FUND BALANCES
GOVERNMENTAL
125,700
ACTUAL
BUDGET
ACTUAL
BUDGET
Variance
65,248
Special Revenue
(682,016)
(81,010)
(601,006)
12/31 /2010
03/31/2011 06/30/2011 09/30/2011
YTD
301
Parks Acq Fund
4,773,512
4,792,089 4,850,322 4,976,022
12/31/2010
03/31/2011
06/30/2011
09/30/2011
YTD
Q3 YTD
YTD
YTD
101
Hotel /Motel Tax Fund
850,106
899,916
686,669
695,881
538,964
9,211 (154,226)
(261,036)
106,810
103
Street Fund
607,646
670,123
732,390
794,510
553,378
62,119 186,864
53,378
133,486
104
Arterial Street Fund
11,053,410
11,623,721
10,264,965
8,470,882
4,842,102
(1,794,083) (2,582,528)
(157,898)
(2,424,629)
105
Contingency Fund
889,470
1,456,606
1,457,270
1,457,451
1,193,362
181 567,982
301,362
266,620
107
Fire Equip Cum Reserve
744,890
745,366
810,615
858,123
737,253
47,508 113,233
97,253
15,979
109
Drug Seizure Fund
316,024
283,337
137,237
160,784
139,000
23,547 (155,240)
(81,000)
(74,240)
Total
Special Revenue
$14,461,545
$15,679,070
$14,089,147
$12,437,630 J$
8,004,059
1 $(1,651,517) $(2,023,915)1
(47,941)1 $(1,975,974)
Special revenue funds declined $1.7 million in the third quarter
brinin, the year -to -dale decrease to $2.0 million. The 104 Arterial
Street Fund was the lamest contributors to this decline as discussed
below.
Fund 104- Arterial Street. The third quarter fund balance decline is
due to capital expenditures exceedin(I corresponding revemre. 'Third
quarter revenue was slightly lower than second quarter revenue. Ex-
penditure activity Continued on the SOUthcenter Access Project and
the Southceuter Parkway Extension Projects. A deficit was planned
for the vear- the actual year -to -date deficit of $2.6 million is hi(
than the prorated budget deficit of $157,000. However, beuinninu
fund balance is $6 million hi"her than budget due partially to the
$4.3 million in unspent 2010 debt proceeds remaining at the begin-
ninu of the year. 'These funds are available to cover costs of the
SOUthcenter Parkway Extension project. Both revenue and expend-
itures are below budget at 29.33 and 36.75 respectively due to
the timing" of Construction activity and certain Construction delays.
The fund had $7.1 million in cash and investments at quarter -end.
Capital project funds increased $139,086 for the quarter mainly due
to impact fees collected for by the Parks Acquisition Fund and Fire
Impact Fee Fund. Third quarter expenses for the Fund 303 General
CHANGE IN FUND BALANCES
ACTUAL
Capital Project Funds
Variance
03
YTD
FUND BALANCES
YTD
125,700
GOVERNMENTAL
(313,859)
ACTUAL
BUDGET
(24,608)
Capital Project
65,248
(119,448)
(682,016)
(81,010)
(601,006)
12/31 /2010
03/31/2011 06/30/2011 09/30/2011
YTD
301
Parks Acq Fund
4,773,512
4,792,089 4,850,322 4,976,022
4,186,142
302
Facility Replacement Fu
2,058,647
2,051,032 2,043,779 2,034,039
1,910,145
303
General Govlmprovemei
1,553,018
1,397,115 990,450 871,002
318,990
304
Fire Impact Fee Fund
156,018
165,331 168,919 311,493
177,575
Total
Capital Project
8,541,195
8,405,568 8,053,470 8,192,557
6,592,852
Capital project funds increased $139,086 for the quarter mainly due
to impact fees collected for by the Parks Acquisition Fund and Fire
Impact Fee Fund. Third quarter expenses for the Fund 303 General
CHANGE IN FUND BALANCES
ACTUAL
BUDGET
Variance
03
YTD
YTD
YTD
125,700
202,510
(313,859)
516,368
(9,740)
(24,608)
(89,855)
65,248
(119,448)
(682,016)
(81,010)
(601,006)
142,574
155,475
37,575
117,900
139,086
(348,639)1
(447,149)1
98,510
Improvement are mainly due to the additional expenses related to
the installation of the emergency generator for 6300 building.
Page 2011 THIRD QUARTER FINANCIAL REPORT
3
$7
$6
$5
c $4
0
$3
$2
$1
Enterprise Fund Balances By Fund
$5.9 401 -Water Fund
$4.3 402 -Sewer Fund
3.4
$2.7
$2.3
$2.6
$3.6
$2.€ $1.8
$2.2
$0
Dec 2010 Mar 2011
Jun 2011 Sep 2011
411 Faster Golf
Fund
412 Surface
Water Fund
ENTERPRISE
FUNDS
401
Water Fund
402
Sewer Fund
411
Foster Golf Fund
412
Surface Water Fund
ENTERPRISE FUNDS
Jun 2011 Sep 2011
411 Faster Golf
Fund
412 Surface
Water Fund
Fund 401- Water. The Water fund realized a fund balance decline Fund 411 -Golf Course. The Golf COUI Se realized a fund balance
of $425 thousand durin." the quarter, which is an increase of $95 increase of $22 thousand, brinuinu the year -to date deficit to $195
thousand from the second quarter deficit of $320 thousand. Water thousand. Revenues and expenses throu the third quarter are
revenue through the third quarter is at 78.71 of budget, but the cost 70.37% and 67.48% of budget.
to purchase water is (Ireater than bud(let by $93 thousand or 79.52%
of budget. Grant revenue of $1,244,271 for the water system as part Fund 412- Surface Water. Due to the timing of the semi annual
of the Southcenter Parkway Extension project will not be received billin the third quarter realized an increase in fund balance by
until the project is complete. $951 thousand. RevemleS and expenses throu( the third quarter
are 96.86(/r and 49.63(7 of bud
Fund 402- Sewer. The Sewer fund realized a fund balance decline
of $383 thousand for a year -to date decline of $876 thousand. Reve-
nues and expenses through the third quarter are 73.19% and 71.87%
of budget. The reduction in fund balance is primarily related to inter
"overnmental budgeted grant revenue for the SOLIthcenter parkway
Extension project not received as of the end of the quarter
Page 4
2011 THIRD QUARTER FINANCIAL REPORT
El
FUND BALANCES
I
CHANGE IN FUND BALANCES
ACTUAL
BUDGET
ACTUAL BUDGET
Variance
12/31/2010
03/31/2011
06/30/2011
09/30/2011
YTD
03 YTD YTD
YTD
5,928,552
4,997,667
4,677,391
4,251,834
2,394,524
(425,557) $(1,676,718) (1,305,476)
(371,242)
2,658,708
2,560,579
2,165,382
1,782,555
1,494,081
(382,827) (876,153) (1,005,920)
129,767
280,013
(20,676)
61,924
84,201
145,873
22,278 (195,812) (279,127)
83,315
2,290,807
3,442,772
2,621,478
3,572,451
1,127,947
950,973 1,281,644 (572,053)
1,853,696
$11,158,079
$10,980,343
9,526,174
9,691,041 I
5,162,425
1
164,866 $(1,467,039) $(3,162,575)
1,695,537
Fund 401- Water. The Water fund realized a fund balance decline Fund 411 -Golf Course. The Golf COUI Se realized a fund balance
of $425 thousand durin." the quarter, which is an increase of $95 increase of $22 thousand, brinuinu the year -to date deficit to $195
thousand from the second quarter deficit of $320 thousand. Water thousand. Revenues and expenses throu the third quarter are
revenue through the third quarter is at 78.71 of budget, but the cost 70.37% and 67.48% of budget.
to purchase water is (Ireater than bud(let by $93 thousand or 79.52%
of budget. Grant revenue of $1,244,271 for the water system as part Fund 412- Surface Water. Due to the timing of the semi annual
of the Southcenter Parkway Extension project will not be received billin the third quarter realized an increase in fund balance by
until the project is complete. $951 thousand. RevemleS and expenses throu( the third quarter
are 96.86(/r and 49.63(7 of bud
Fund 402- Sewer. The Sewer fund realized a fund balance decline
of $383 thousand for a year -to date decline of $876 thousand. Reve-
nues and expenses through the third quarter are 73.19% and 71.87%
of budget. The reduction in fund balance is primarily related to inter
"overnmental budgeted grant revenue for the SOLIthcenter parkway
Extension project not received as of the end of the quarter
Page 4
2011 THIRD QUARTER FINANCIAL REPORT
El
$6 Internal Service Fund Balances By Fund
$5.1 $5.1
S47 .m 501- Equlpment
$4.o Re place me nt
tx G $3.8 $3.8
$3.3 502- Self Insurance Fund
0
2 $3
503 LEOFF Insurance
$2 ......$.1 h 6 S1.7 1 .Z Fund
X, ,I A
$1
Dec 2010 Mar 2011 Jun 2011 Sep 2011
Jun -11 Sep -11
INTERNAL SERVICE
FUND BALANCES
I
CHANGE IN FUND BALANCES
FUNDS
ACTUAL
BUDGET
ACTUAL
BUDGET
Variance
12/31/2010
03/31/2011
06/30/2011
0913012011
YTD
Q3 YTD
YTD 1
YTD
501 Equipment Replacemen
3,321,984
3,589,750
3,800,349
3,834,617
3,382,597
34,268 512,633
82,597
430,037
502 Self Insurance Fund
4,553,247
4,721,605
5,097,891
5,061,207
4,448,865
(36,684) 507,960
(51,135)
559,095
503 -LEOFF Insurance Fund
1,586,749
1,636,348
1,681,208
1,708,589
1,272,605
27,381 121,840
(77,396)
199,235
INTERNAL SERVICE FUNDS
1$ 9,461,981
9,947,703
$10,579,448
$10,604,413 1$
9,104,066 1
24,966 1,142,433 1$
(45,934)1
1,188,367
Fund 501- Equipment Replacement. Expenditures increased in the Fund 503 -LEOFF Insurance. Third quarter activity added
third quarter by $162,285 as equipment purchases were made to $27,381 to the fund balance. The year -to -dale increase in fund bal-
outfit the new police vehicles. Revenues and expenses throu the ante of $121,840 is $199,236 more than the year -to -date projected
third quarter are 75.14 and 55.89 of budget, resulting" in an in- deficit of $77,396. The fund had cash and investments of $1.8 mil
crease to the year -to -dale fund balance by $512,633. lion at quarter -end.
Fund 502 Insurance. Employee healthcare costs have Continued to
remain consistent throu 2011 and in line with bud"eted revenues.
The fund balance year -to -date increased by $512,633 with an end
in cash and investment balance of $6.3 million.
Page 5
Internal Service Fund Balance
Combined
2011 THIRD QUARTER FINANCIAL REPORT
5