HomeMy WebLinkAboutRes 0562 - Bonding Agent to Negotiate Sale of Bonds for Purchase of Foster Golf CourseCITY OF
THE CITY COUNCIL OF THE CITY OF TUKWILA, WASHINGTON, DOES
RESOLVE AS FOLLOWS:
That Foster Marshall, Inc. are hereby designated as the
Bonding Agent for the City of Tukwila to negotiate sale of bonds
for the purchase of the Foster Golf Course.
Further, that the Mayor is hereby authorized to execute
such an agreement, a copy is attached for reference.
PASSED BY THE CITY OF TUKWILA, WASHINGTON, at the
regular meeting thereof this 6th day of December 1976.
RESOLUTION NO 562
RESOLUTION DESIGNATING FOSTER MARSHALL, INC.
AS THE BONDING AGENT FOR THE CITY OF TUKWILA
AND AUTHORIZING THE MAYOR TO EXECUTE AN AGREEMENT.
Edgar D. Bauch Mayor
Maxine Anderson City Clerk
MEMBERS
NEW YORK STOCK EXCHANGE, INC.
AMERICAN STOCK EXCHANGE. INC
PACIFIC STOCK EXCHANGE, INC.
MICWEST STOCK EXCHANGE, INC.
CHICAGO BOARD OPTIONS EXCHANGE
Mayor City Council
City of Tukwila
14475 59th Ave.
Tukwila, Washington 98067
RE: Investment Banking Services
Dear Mayor Members of the Council:
FOSTER MARSHALL INC.
INVESTMENT BANKERS AND BROKERS
205 COLUMBIA STREET
SEATTLE, WASHINGTON 98104
(206) 344.3500
November 22, 1976
�.
OFFICES
IN THE PRINCIPAL CITIES OF THE
PACIFIC NORTHWEST AND ALASKA
Congratulations on the recent approval of the City's golf course purchase
proposition which was submitted to voters on November 2nd. As you may recall,
we have analyzed the over -all financing of this program and concluded (last
year) that the Golf Course could be purchased with a $1,850,000 Tax Supported
General Obligation Bond and a $500,000 (plus legal, financial, printing, etc.
fees) Revenue Bond issue. Now, since so much time has elapsed, it would be
strongly recommended that a review of the financial condition of the Golf Course
be accomplished to determine that Revenue bonds can still be sold. We would
recommend that before any agreement with the existing owners be entered into or
General Obligation bonds sold, that this analysis be performed.
Although our agreement with the City for providing financial services dates
back to May, 1972, our fee schedule for services in connection with the over-
all financing of the Golf Course are still in line with that original schedule.
We would propose to provide the following services for total financing of the
existing program:
1) $1,850,000 Unlimited Tax General Obligation Bonds This bond issue
will be the first major piece of financing sold by the City of Tukwila;
therefore, we would strongly recommend that a comprehensive Official
Statement be prepared and distributed nationally to potential bidders
and buyers of this type municipal bond. This will not only aid in
selling this issue, but will be a significant factor in the bond ratings
assigned to these bonds (recieved from Moody's Investors Services and
Standard Poors), and additionally, will lay the groundwork for future
financing by the City of Tukwila. Samples of our recommended format
are enclosed. An alternative to this complete Official Statement is a
summary Official Statement. This form is generally adequate for a
municipality who has an accepted name in the market and has already
established a relationship with the bond rating agencies. An example
of this summary form (6 page fold -out) is also enclosed. Our services
relating to G.O. bonds are as follows:
City of Tukwila
November 22, 1976
Page Two
a) Work closely with the City's bond counsel and other consultants in
coordinating activities relating to the Bond Ordinance and other
items of information which would be required by legal counsel.
b) Work closely with the City Treasurer, Clerk and other staff members in
compiling the necessary pertinent information which will be utilized
in the Official Statement.
c) Coordinate all activities relating to the printing of the Official
Statement, insuring that all necessary data is available.
d) Work closely with City officials in establishing the bond sale date
taking into consideration the need for funds and the payment schedule
arranged with the existing golf course owner.
e) Recommend terms and conditions which provide flexibility for the City
to retire debt and also to insure that other financial considerations
are reviewed so as to attract the lowest interest rate available in
the market, consistent with terms and conditions established.
f) Distribute the completed Official Statement nationally to investment
bankers, bidders, and institutions which might be the ultimate holder of
the City's bonds. This national distribution will insure that the City
receives exposure to bond buyers who are interested in the existing
financing and also any future debt.
2) $500,000 (plus). Golf Course Revenue Bonds Unlike G.O. bonds, this
debt is to be paid exclusively from revenues derived from the Golf
Course operation. Therefore, it is important that a comprehensive review
of the existing Golf Course operations be performed.
Typically, this type of "high risk" municipal bond is placed with an
institution or selected investors who are capable of analyzing this
type of debt. We have found the best method of placing this debt is
through a negotiated sale of the bonds. The City would agree to sell
these bonds to Foster Marshall and we, in turn, would market these
bonds to our investor clients.
The fee due Foster Marshall for services performed in accordance with 1) above
would be $2,250. For underwriting of Revenue bonds, there would be no fee due us
for services performed; however, payment would be provided through the underwriting
and sale of such Revenue bonds. Our anticipated underwriting spread on such revenue
debt would range between 3% and 3 -3/4% depending upon municipal bond market conditions
existing at the time of sale and requirements dictated by potential Revenue Bond
purchasers.
City of Tukwila
November 22, 1976
Page Three
The above outline for Investment Banking Services describes our proposed relation-
ship with the City of Tukwila for managing and underwriting the sale of the approved
$1,850,000 Unlimited Tax General Obligation Bonds and the proposed $500,000 (plus)
Golf Course Revenue Bonds. If the foregoing meets with your approval and you
desire this to constitute the agreement between the City of Tukwila and Foster
Marshall Inc. upon the terms and conditions set forth, please indicate your
acceptance below. Upon acceptance we will immediately commence to perform the
services described above.
Very truly yours,
FOSIE MARSHALL INC.
Roland C. McLaughlin
Vice President
Municipal Consulting Department
ACCEPTED this 7 day of at dey 1976
By:
RCM:db
CC: Mae Harris, City Treasurer
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